**2. Semiconductor to metal transition in vanadium oxides**

Chalcogenides are used in optical recording media for several decades, providing efficient and reproducible changes in optical properties in response to phase transition. This functionality is the result of phase transitions from crystalline to amorphous states and is typically triggered by a thermal, electrical or optical stimulation. Nanoscale electro-optical metamate-

Switchable metamaterials based on arrays of micro- and nanoelectromechanical (MEMS/ NEMS) systems were also being developed. Typical metamaterials consist of arrays of metal structures called as split ring resonators (SRR). These structures are typically much smaller than the desired operating wavelength and are embedded in a dielectric material. In simple terms, the unit cell of the SRR array is designed to be an inductor-capacitor (LC) circuit, where the gap between the two ends acts as a variable capacitor or inductor as a function of the

Active metamaterial designs are focused on changing the capacitance in the SRR gap to modulate the amplitude of the resonance. Integrating materials with tunable electrical or optical properties into SRR allows a further control over the resonant response in metamaterials [7–11]. Consequently, phase change materials are promising candidates as they exhibit a dramatic change in their electrical and optical properties resulting from a structural phase transition [12]. When paired with SRR like Metasurfaces, they can enhance the functionality multifold. **Figure 1** shows a non-exhaustive list of phase change materials plotted against their phase transition temperatures. Interestingly oxides of vanadium form a significant number among

**Figure 1.** A non-exhaustive list of various phase change materials plotted against the temperature at which they undergo

in particular has the nearest transition to room temperature. This motivates

for its electrical and optical properties [13].

rial switch using chalcogenide materials has also been demonstrated [2–6].

frequency [1].

152 Metamaterials and Metasurfaces

them and VO2

the immense research and investigation over VO2

semiconducting to metallic phase transition (TMI).

Many vanadium oxides show semiconductor to metal/metal to insulator transition SMT/ MIT characteristics. These include VO2 , V2 O3 and most of the so called magneli phases [14]. **Figure 2(a)** shows the electrical resistivity versus temperature for several oxides of vanadium, including VO2 and V2 O3 . While V2 O3 has the biggest change in resistivity the low temperature, at which this transition takes place hinders its choice for practical applications. VO2 on the other hand is suited better and can be manipulated under ambient conditions, since its SMT is

**Figure 2.** (a) Semiconductor to metal transition in several vanadium oxide phases and (b) changes in the electronic properties and lattice structure (V blue; O red) of VO<sup>2</sup> during its SMT. Above 67°C (hot state), lattice vibrations (phonons) lead to a rutile tetragonal system with freed up electrons (yellow) making VO2 behave as a metal. Once the temperature is lowered (cold state), VO2 becomes insulating due to the localization of electrons in the distorted monoclinic structure.

nearest to room temperature [15]. **Figure 2(b)** shows the schematic representation of the VO2 crystal during the phase transition from semiconducting monoclinic to metallic rutile phase.

In single crystals, the resistivity change reaches a factor of 105 over a very short temperature range [16]. Hysteresis associated with this transition is of about 3 K. The large electrical conductivity change and the narrow hysteresis are very good indicators of the VO2 quality. Small stoichiometry deviations affect substantially the sharpness of the transition and increase the hysteresis width. The crystalline state of the material has an influence as well; typically, polycrystalline materials have a broader transition than single crystals. The transition temperature also depends on the crystalline state and oxygen stoichiometry [17].

#### **3. Responsive metamaterials with VO2 as an active component**

The Split-ring resonators SRR are the most common and best characterized implementation of electromagnetic metamaterials. They respond resonantly to in-plane electric fields, and outof-plane magnetic fields. SRR's are the basis for many metamaterial designs due to the ease of fabrication and modeling. Each SRR has a distributed inductance, and capacitance, arising from the built-up charge at the notch. The choice of materials and the resonator dimensions determine the resonant frequency of the metamaterial [18].

Tunability of metasurface and the ability to reconfigure metadevices have attracted an immense amount of research in recent years. While the hunt for new kinds of metamaterial is still ongoing, the ability to tune and reconfigure existing metamaterial devices has attracted a significant amount of interest. Tunable metamaterials based on nonlinear components depend on the aspect of tuning the constituent materials. Several nonlinear materials, like phase change materials, liquid crystals, and III–V semiconductors etc., are readily available for real world applications and some of them are compatible and complementary with the mature metal–oxide–semiconductor (CMOS) fabrication technology. The present article describes one such nonlinear phase change material VO2 , and its application in tuning metadevices and later demonstrating that VO2 can act as a metamaterial in itself [19].

a heated VO2

weaved with VO2

**4. Vanadium oxide (VO2**

Considering VO2

coating above the transition temperature appears to be colder relative to the

Vanadium Oxide as a Key Constituent in Reconfigurable Metamaterials

http://dx.doi.org/10.5772/intechopen.80476

). Here VO2

coated cloth on the right even

is the

155

surroundings. This unique property was proposed to develop smart clothing when fabrics are

active component of the metasurface. (b) a planar meta lens that is made of precisely fabricated structures on size with

Another interesting advancement in the use of metasurface (**Figure 3b**) is the concept of planar metalens [26, 27], which are optically designed Metasurfaces for wave Front Engineering. These devices can provide local phase, amplitude and polarization control of light along the surface using optical resonators. With such metasurface a new class of flat, compact and broadband components such as lenses and polarizers can be realized beyond conventional diffractive optics. Patterned subwavelength metallic Nano antenna arrays can provide the

**): A metamaterial in itself**

However, if we draw the attention to the intermediate region near the vicinity of the SMT, there is a naturally occurring disordered state. This disordered state, which comprises both semiconducting and metallic phases, is highly tunable and responsive. The percentage or the

as a classic metamaterial may appear inappropriate to a certain degree.

networks as shown in **Figure 3c** [24, 25].

**Figure 3.** (a) A hybrid metasurface with gold SRR fabricated on top of a phase change material (VO2

the order of the wavelength of the incident radiation and (c) apparent cooling of the VO2

after heating above the 70°C. Image reproduced with permissions form the original publisher.

basis for optical devices with sub-wavelength thicknesses.

Recent developments in so called hybrid SRR configurations involving VO<sup>2</sup> as a key component has attracted a lot of attention (**Figure 3a**). The interaction of the VO2 and SRR layers makes this hybrid metamaterial interesting. The VO2 film, thus, becomes an integral part of this effective material layer, due to its close proximity to the SRRs and thin size compared to periodic nature of the array. Resulting in a hybrid metamaterial that mixes the properties of vanadium oxide with discrete SRR array. Hybrid metamaterial devices operating at THz frequencies were fabricated by combining double SRRs with phase changing VO2 films. By thermal triggering of the resistivity change of VO2 , the behavior of the SRR gap can be adjusted from capacitive to resistive in order to modulate the THz beam transmission at their resonance frequencies [20–23].

The concept of Infrared adaptive camouflage, is an additional example of metamaterials-based on the infrared reflection property of VO<sup>2</sup> . Due to the negative thermal emittance property,

nearest to room temperature [15]. **Figure 2(b)** shows the schematic representation of the VO2 crystal during the phase transition from semiconducting monoclinic to metallic rutile phase.

range [16]. Hysteresis associated with this transition is of about 3 K. The large electrical con-

stoichiometry deviations affect substantially the sharpness of the transition and increase the hysteresis width. The crystalline state of the material has an influence as well; typically, polycrystalline materials have a broader transition than single crystals. The transition temperature

The Split-ring resonators SRR are the most common and best characterized implementation of electromagnetic metamaterials. They respond resonantly to in-plane electric fields, and outof-plane magnetic fields. SRR's are the basis for many metamaterial designs due to the ease of fabrication and modeling. Each SRR has a distributed inductance, and capacitance, arising from the built-up charge at the notch. The choice of materials and the resonator dimensions

Tunability of metasurface and the ability to reconfigure metadevices have attracted an immense amount of research in recent years. While the hunt for new kinds of metamaterial is still ongoing, the ability to tune and reconfigure existing metamaterial devices has attracted a significant amount of interest. Tunable metamaterials based on nonlinear components depend on the aspect of tuning the constituent materials. Several nonlinear materials, like phase change materials, liquid crystals, and III–V semiconductors etc., are readily available for real world applications and some of them are compatible and complementary with the mature metal–oxide–semiconductor (CMOS) fabrication technology. The present article describes

can act as a metamaterial in itself [19].

this effective material layer, due to its close proximity to the SRRs and thin size compared to periodic nature of the array. Resulting in a hybrid metamaterial that mixes the properties of vanadium oxide with discrete SRR array. Hybrid metamaterial devices operating at

adjusted from capacitive to resistive in order to modulate the THz beam transmission at their

The concept of Infrared adaptive camouflage, is an additional example of metamaterials-based

THz frequencies were fabricated by combining double SRRs with phase changing VO2

Recent developments in so called hybrid SRR configurations involving VO<sup>2</sup>

ponent has attracted a lot of attention (**Figure 3a**). The interaction of the VO2

ductivity change and the narrow hysteresis are very good indicators of the VO2

over a very short temperature

 **as an active component**

, and its application in tuning metadevices and

film, thus, becomes an integral part of

, the behavior of the SRR gap can be

. Due to the negative thermal emittance property,

as a key com-

and SRR layers

films.

quality. Small

In single crystals, the resistivity change reaches a factor of 105

also depends on the crystalline state and oxygen stoichiometry [17].

**3. Responsive metamaterials with VO2**

154 Metamaterials and Metasurfaces

one such nonlinear phase change material VO2

makes this hybrid metamaterial interesting. The VO2

By thermal triggering of the resistivity change of VO2

later demonstrating that VO2

resonance frequencies [20–23].

on the infrared reflection property of VO<sup>2</sup>

determine the resonant frequency of the metamaterial [18].

**Figure 3.** (a) A hybrid metasurface with gold SRR fabricated on top of a phase change material (VO2 ). Here VO2 is the active component of the metasurface. (b) a planar meta lens that is made of precisely fabricated structures on size with the order of the wavelength of the incident radiation and (c) apparent cooling of the VO2 coated cloth on the right even after heating above the 70°C. Image reproduced with permissions form the original publisher.

a heated VO2 coating above the transition temperature appears to be colder relative to the surroundings. This unique property was proposed to develop smart clothing when fabrics are weaved with VO2 networks as shown in **Figure 3c** [24, 25].

Another interesting advancement in the use of metasurface (**Figure 3b**) is the concept of planar metalens [26, 27], which are optically designed Metasurfaces for wave Front Engineering. These devices can provide local phase, amplitude and polarization control of light along the surface using optical resonators. With such metasurface a new class of flat, compact and broadband components such as lenses and polarizers can be realized beyond conventional diffractive optics. Patterned subwavelength metallic Nano antenna arrays can provide the basis for optical devices with sub-wavelength thicknesses.

#### **4. Vanadium oxide (VO2 ): A metamaterial in itself**

Considering VO2 as a classic metamaterial may appear inappropriate to a certain degree. However, if we draw the attention to the intermediate region near the vicinity of the SMT, there is a naturally occurring disordered state. This disordered state, which comprises both semiconducting and metallic phases, is highly tunable and responsive. The percentage or the

**3.** The co-existence of metallic and insulating phases during the phase transition results in widely tunable optical properties. Here manipulating the naturally occurring nanoscale metallic structures in the SMT region can be imagined as a "*reconfigurable disordered metamaterial"*. One key application for such transition is tunable optical switching in the

Vanadium Oxide as a Key Constituent in Reconfigurable Metamaterials

http://dx.doi.org/10.5772/intechopen.80476

Lastly Zhang et al. [33] described the growth of metal nanoparticles in a dielectric matrix as aperiodic or disordered yet still offering the functionality of near "**perfect metamaterial absorbers"** (PMA). Authors successfully show that neither ordered lithographical nanostructures nor self-assembled colloidal magnetic nanoparticles are necessary to attain "**controllable metamaterials***"* as surfaces with controlled-reflectance or tunable PMAs (**Figure 5**).

The similarity between the surface structure of materials shown in **Figures 4(i)** and **5(ii)** is striking. This and the most recent investigations legitimate, to our sense, the description of vanadium oxide operating in the narrow window of the phase co-existence as a disordered

rial region can be used to demonstrate some key application possibilities utilizing its high

**Figure 5.** (i-a), Illustration of a near perfect metamaterial absorber (PMA) with random non-prefabricated metal nano particles. (i-b), Cross-sectional view of the PMAs with random Au-NPs layer constructed on the ZnO/Ag bi-layer

formation, percolation and coalescence of the metallic puddles (blue dots). The emissivity of the surface decreases on

undergoing phase transition in the metamaterial region, showing the

. Image reproduced with permissions form the original

metamate-

157

metamaterial. The following sections will emphasize few ways in which VO2

NIR region.

responsivity.

structure [33]. (ii) Infrared images of VO2

publisher.

phase transition due the IR reflecting property of the rutile VO<sup>2</sup>

**Figure 4.** (i) Schematic diagram of the phase change in the VO2 film. The metallic domains nucleate sporadically (a) and as the temperature approaches TC (b), the domains grow larger and cluster. Percolation occurs above TC (c). (ii) the phase diagram of VO2 and the resistance-temperature curve showing the insulator-to-metal transition. The shaded area highlights the strongly correlated metal (SCM) region. Image reproduced with permissions form the original publisher.

phase fraction of one in respect to the other is highly controllable and tunable via external stimuli. This particular state of VO2 is called the naturally occurring disordered metamaterial, and was previously termed differently by various authors.

One of the early descriptions of the nature of the material in the range of phase co- existence was proposed in 1996 [28]. Authors have described the transition state as an "Inhomogeneous composite medium" composed of metallic and insulating grains. Using a "composite medium model" authors simulated the formation and clustering of the metallic domains. When the temperature (T) exceeds the transition temperature (Tc ) the conducting clusters grow and form conducting paths throughout the film (percolation) as shown in **Figure 4**.

Later Kim et al. referred to the same region of phase co-existence as "monoclinic and correlated metal" (MCM) in 2006 [29], while Qazilbash et al. named it "strongly correlated metal" (SCM) [30]. The shaded region in **Figure 4(ii)** represents this state in VO2 over a finite temperature range in the transition region.

Kats et al. [31, 32] coined the term "*naturally disordered metamaterial*" and put forward the following arguments.


**3.** The co-existence of metallic and insulating phases during the phase transition results in widely tunable optical properties. Here manipulating the naturally occurring nanoscale metallic structures in the SMT region can be imagined as a "*reconfigurable disordered metamaterial"*. One key application for such transition is tunable optical switching in the NIR region.

Lastly Zhang et al. [33] described the growth of metal nanoparticles in a dielectric matrix as aperiodic or disordered yet still offering the functionality of near "**perfect metamaterial absorbers"** (PMA). Authors successfully show that neither ordered lithographical nanostructures nor self-assembled colloidal magnetic nanoparticles are necessary to attain "**controllable metamaterials***"* as surfaces with controlled-reflectance or tunable PMAs (**Figure 5**).

The similarity between the surface structure of materials shown in **Figures 4(i)** and **5(ii)** is striking. This and the most recent investigations legitimate, to our sense, the description of vanadium oxide operating in the narrow window of the phase co-existence as a disordered metamaterial. The following sections will emphasize few ways in which VO2 metamaterial region can be used to demonstrate some key application possibilities utilizing its high responsivity.

phase fraction of one in respect to the other is highly controllable and tunable via external

and as the temperature approaches TC (b), the domains grow larger and cluster. Percolation occurs above TC (c). (ii) the

highlights the strongly correlated metal (SCM) region. Image reproduced with permissions form the original publisher.

and the resistance-temperature curve showing the insulator-to-metal transition. The shaded area

One of the early descriptions of the nature of the material in the range of phase co- existence was proposed in 1996 [28]. Authors have described the transition state as an "Inhomogeneous composite medium" composed of metallic and insulating grains. Using a "composite medium model" authors simulated the formation and clustering of the metallic domains. When the

Later Kim et al. referred to the same region of phase co-existence as "monoclinic and correlated metal" (MCM) in 2006 [29], while Qazilbash et al. named it "strongly correlated metal"

Kats et al. [31, 32] coined the term "*naturally disordered metamaterial*" and put forward the

**2.** Metallic puddles of nanoscale dimensions emerge inside the dielectric phase of VO2

*metamaterial"* with variable effective optical properties across the phase transition"

puddles then grow and coalesce, eventually leading to a fully metallic state upon transition. The size of these metallic puddles is of the order of infrared frequencies. Temperaturesensitivity of these metallic structures allows for a control of the ratio between metallic and

transitional state, the film comprises nanoscale structures of metallic- and insu-

, and the resulting medium behaves as a "*tunable disordered metamaterial*."

can be viewed as a "*natural, reconfigurable, disordered* 

form conducting paths throughout the film (percolation) as shown in **Figure 4**.

(SCM) [30]. The shaded region in **Figure 4(ii)** represents this state in VO2

is called the naturally occurring disordered metamaterial,

) the conducting clusters grow and

film. The metallic domains nucleate sporadically (a)

over a finite tem-

, these

stimuli. This particular state of VO2

phase diagram of VO2

156 Metamaterials and Metasurfaces

perature range in the transition region.

semiconducting phases, thus VO2

following arguments.

lator-state VO2

**1.** In the VO2

and was previously termed differently by various authors.

**Figure 4.** (i) Schematic diagram of the phase change in the VO2

temperature (T) exceeds the transition temperature (Tc

**Figure 5.** (i-a), Illustration of a near perfect metamaterial absorber (PMA) with random non-prefabricated metal nano particles. (i-b), Cross-sectional view of the PMAs with random Au-NPs layer constructed on the ZnO/Ag bi-layer structure [33]. (ii) Infrared images of VO2 undergoing phase transition in the metamaterial region, showing the formation, percolation and coalescence of the metallic puddles (blue dots). The emissivity of the surface decreases on phase transition due the IR reflecting property of the rutile VO<sup>2</sup> . Image reproduced with permissions form the original publisher.

#### **4.1. Temperature controlled electrical resistivity switching**

The disordered metamaterial state of VO2 is very stable [34], as long as the surface is maintained at a constant temperature within the hysteresis region. The phase fraction of semiconducting to metallic remains undisturbed. Subsequently, it is effectively conceivable to balance out the metamaterial at any level inside the hysteresis band by controlling the temperature. A useful utilization of this behavior could be a thermally triggered electrical switch [35], which may work by providing tiny yet instantaneous heat pulses as well as cooling pulses of small amplitudes of the order of (1–3 K). These temperature inputs convey the metamaterial to cycle between resistive "Off" and conductive "On" states while keeping a similar base temperature around the phase transition window.

between the forward and in reverse phase transition temperatures because of hysteresis width as detailed schematically in **Figure 6**. The metamaterial is driven to a high resistance "off" state by providing a cooling pulse, which encourages the shrinkage and confinement of the metallic domains. Consequently, the metamaterial features a resistive semiconducting behavior even when it relaxes back to 67°C. Hence, tiny accurate temperature inputs are reli-

state at the same steady state temperature. Furthermore, the resistance switching profiles can

Using stronger thermal activation pulse as shown in **Figure 7**(**i**) allows the "on" and "off" states of the system at points (b) and (c) respectively, take benefit of enhanced resistivity change. Whereas a weaker thermal activation pulse as shown in **Figure 7**(**ii**) dampens the

**Figure 7.** The schematic of thermal switching process based on the hysteresis curve. The result of implementing two different amplitudes of the thermal activation is illustrated in (i) and (ii). c → a → b: Cooling pulse; b → d → c: heating

pulse. Image reproduced with permissions form the original publisher.

. The strength of the thermal pulse

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159

metamaterial. This kind of temperature inputs in

to achieve a highly resistive "off" state or conducting "on"

Vanadium Oxide as a Key Constituent in Reconfigurable Metamaterials

films with varying cold and hot temperature pulses as illus-

ably implemented for abrupt resistivity switching of VO2

has a direct impact on the response of VO2

the form of short pulses allows VO2

be altered by providing the VO2

trated in **Figure 7**.

Thermally controlled electrical resistivity switching behavior of VO2 is displayed in **Figure 6**. At a constant temperature of 67°C, VO2 films are stabilized at the disordered metamaterial structure. This temperature is provided using a heating stage while simultaneously monitoring the electrical resistance. This highly resistive state is considered as an "off" state. A quick heating pulse of ΔT ~ 3 K drives the coalescence of the metallic rutile domains, to make the film conducting. Soon after which it is retained by the stabilization of the temperature at 67°C. This difference in temperature arises from the hysteretic temperature difference

**Figure 6.** Thermally-driven switching of the VO2 disordered metamaterial. The "off" and "on" states are determined by the sudden drop or increase in electrical resistance because of small changes in the temperature given in the form of thermal activation pulses as shown in the inset. Image reproduced with permissions form the original publisher.

between the forward and in reverse phase transition temperatures because of hysteresis width as detailed schematically in **Figure 6**. The metamaterial is driven to a high resistance "off" state by providing a cooling pulse, which encourages the shrinkage and confinement of the metallic domains. Consequently, the metamaterial features a resistive semiconducting behavior even when it relaxes back to 67°C. Hence, tiny accurate temperature inputs are reliably implemented for abrupt resistivity switching of VO2 . The strength of the thermal pulse has a direct impact on the response of VO2 metamaterial. This kind of temperature inputs in the form of short pulses allows VO2 to achieve a highly resistive "off" state or conducting "on" state at the same steady state temperature. Furthermore, the resistance switching profiles can be altered by providing the VO2 films with varying cold and hot temperature pulses as illustrated in **Figure 7**.

**4.1. Temperature controlled electrical resistivity switching**

Thermally controlled electrical resistivity switching behavior of VO2

tained at a constant temperature within the hysteresis region. The phase fraction of semiconducting to metallic remains undisturbed. Subsequently, it is effectively conceivable to balance out the metamaterial at any level inside the hysteresis band by controlling the temperature. A useful utilization of this behavior could be a thermally triggered electrical switch [35], which may work by providing tiny yet instantaneous heat pulses as well as cooling pulses of small amplitudes of the order of (1–3 K). These temperature inputs convey the metamaterial to cycle between resistive "Off" and conductive "On" states while keeping a similar base temperature

structure. This temperature is provided using a heating stage while simultaneously monitoring the electrical resistance. This highly resistive state is considered as an "off" state. A quick heating pulse of ΔT ~ 3 K drives the coalescence of the metallic rutile domains, to make the film conducting. Soon after which it is retained by the stabilization of the temperature at 67°C. This difference in temperature arises from the hysteretic temperature difference

by the sudden drop or increase in electrical resistance because of small changes in the temperature given in the form of thermal activation pulses as shown in the inset. Image reproduced with permissions form the original publisher.

is very stable [34], as long as the surface is main-

films are stabilized at the disordered metamaterial

disordered metamaterial. The "off" and "on" states are determined

is displayed in **Figure 6**.

The disordered metamaterial state of VO2

158 Metamaterials and Metasurfaces

around the phase transition window.

At a constant temperature of 67°C, VO2

**Figure 6.** Thermally-driven switching of the VO2

Using stronger thermal activation pulse as shown in **Figure 7**(**i**) allows the "on" and "off" states of the system at points (b) and (c) respectively, take benefit of enhanced resistivity change. Whereas a weaker thermal activation pulse as shown in **Figure 7**(**ii**) dampens the

**Figure 7.** The schematic of thermal switching process based on the hysteresis curve. The result of implementing two different amplitudes of the thermal activation is illustrated in (i) and (ii). c → a → b: Cooling pulse; b → d → c: heating pulse. Image reproduced with permissions form the original publisher.

amplitude of switching. This enables better control of the metamaterial to program almost any desired switching pattern. Such an extent of adaptability demonstrates the usability and unwavering quality of this thermally activated electrical resistivity switching in VO2 metamaterial.

It is worth noting that sharp transition with a minimal hysteresis width of ΔT = 3 K is necessary to attain high switching amplitude while implementing a small thermal activation. The effectiveness of such metamaterial will substantially enhance, provided a reliable approach is developed for the tuning of the SMT temperature without affecting its quality in terms of amplitude, sharpness, and hysteresis width.

#### **4.2. Negative thermal emissivity control and smart cermet concept**

Thermally triggered emissivity modulation is emphasized in this section. The low temperature semiconducting phase of VO2 features high thermal emissivity and infrared transmission. This transition occurs in a narrow temperature range of (64–68°C) where VO2 films have the coexistence of both metallic and semiconducting phases. This, kind of disordered metamaterial state is similar to a cermet. With the increase in temperature, metallic inclusions nucleate and grow inside the dielectric (Semiconducting) phase [30, 35, 36]. Therefore, a concept of "smart cermet" with tunable optical properties based on disordered VO2 metamaterial is introduced.

The concept of tunability is addressed by accurate temperature dependent control of the dimension and density of metallic particles in the dielectric matrix, which result in the variation of emissivity of the coating. An interesting aspect of VO2 -based smart cermet is that, both metallic and dielectric entities are composed of one and the same material albeit at two different phases. Hence, just a singular layer of VO<sup>2</sup> can be engineered to express (i) a fully dielectric state, (ii) a variable state with metallic inclusions embedded in the dielectric matrix, or (iii) a complete metallic state by simple temperature adjustments. This kind of flexibility is unheard of with conventional cermet coatings.

(ΔƐ = 0.7), or 0.94 to 0.1(ΔƐ = 0.84) using VO2

reproduced with permissions form the original publisher.

**Figure 8.** Temperature-dependent emissivity of VO2

reported and VO2

tion [37–41].

VO2

coatings, is unprecedented with conventional

across the SMT and the infrared images of three selected regions

Vanadium Oxide as a Key Constituent in Reconfigurable Metamaterials

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161

films during

reported

variable emissivity coatings. Such a negative differential thermal emittance was previously

(a-i, b-ii and c-iii) on the hysteresis curve. Metamaterial region is shown as a shaded area on the hysteresis curve. Image

phase change material. The short rise in the emissivity during the cooling cycle is correlated to the formation of nanoscale metallic inclusions in a configuration that enhances light absorp-

extended thermal cycling tests. Furthermore, the transition characteristics were shown to be immune to the cycling rate. The stability of the metamaterial state was observed upon an

recently [42], where the nucleation of the metallic puddle during the heating cycle occurs at the same spot over successive cycles. Upon temperature cycling, IR imaging reveals the nucleation of the metallic phase exactly at the same positions and confirms its systematic growth in an identical manner as the preceding heating cycle for consecutive cycles. This behavior is of

 metamaterial coatings provide enhanced flexibility versus traditional cermet coatings which have a fixed density and distribution of metal particles. Guo et al. [39] presented how metallic inclusions can be modified to impact light-matter interaction. Authors investigated the applications of metallic inclusions as light trapping sites for solar energy-harvesting.

Perfectly reversible and reliable emissivity transition is recorded for VO2

The reproducible behavior is in line with the ramp reversal memory effect in VO<sup>2</sup>

extended Raman mapping of the mixed phase region over 100 hrs [34].

paramount importance for a tunable and reliable light modulation.

was shown to operate both as perfect emitter and absorber in a tunable

A thermal camera was employed to investigate the phase transition from semiconducting monoclinic to the metallic rutile that occurs with thermal cycling. Upon heating, the surface appears colder above the transition due to thermal emittance of the metallic phase. This behavior is termed as negative differential thermal emittance. During the heating step, VO<sup>2</sup> undergoes an abrupt semiconductor to metal transition (SMT) at 67.5°C resulting in a drop of emissivity from 0.8 to 0.1 within a narrow ΔT of 2°C. The images in **Figure 8**(**i**), (**ii**) and (**iii**) provide a visual representation of the material undergoing SMT, by formation of metallic puddles in the semiconducting phase, which grow in number and coalesce, thus converting the whole layer metallic. These metallic puddles lower the overall emissivity by reflecting the infra-red radiation.

While cooling, the emissivity abruptly rises and peaks up to 0.94 at 63.5°C marked as region (a) in **Figure 8**. This peculiar rise of emissivity is quite reproducible and is systematically observed in all our films. At 63.5°C the density and size of the metallic inclusions align in such a way that a near perfect thermal emittance is reached. This rise in emissivity from 0.8 to 0.1

amplitude of switching. This enables better control of the metamaterial to program almost any desired switching pattern. Such an extent of adaptability demonstrates the usability and unwavering quality of this thermally activated electrical resistivity switching in VO2

It is worth noting that sharp transition with a minimal hysteresis width of ΔT = 3 K is necessary to attain high switching amplitude while implementing a small thermal activation. The effectiveness of such metamaterial will substantially enhance, provided a reliable approach is developed for the tuning of the SMT temperature without affecting its quality in terms of

Thermally triggered emissivity modulation is emphasized in this section. The low tempera-

have the coexistence of both metallic and semiconducting phases. This, kind of disordered metamaterial state is similar to a cermet. With the increase in temperature, metallic inclusions nucleate and grow inside the dielectric (Semiconducting) phase [30, 35, 36]. Therefore, a con-

The concept of tunability is addressed by accurate temperature dependent control of the dimension and density of metallic particles in the dielectric matrix, which result in the varia-

both metallic and dielectric entities are composed of one and the same material albeit at two

dielectric state, (ii) a variable state with metallic inclusions embedded in the dielectric matrix, or (iii) a complete metallic state by simple temperature adjustments. This kind of flexibility is

A thermal camera was employed to investigate the phase transition from semiconducting monoclinic to the metallic rutile that occurs with thermal cycling. Upon heating, the surface appears colder above the transition due to thermal emittance of the metallic phase. This behavior is termed as negative differential thermal emittance. During the heating step, VO<sup>2</sup> undergoes an abrupt semiconductor to metal transition (SMT) at 67.5°C resulting in a drop of emissivity from 0.8 to 0.1 within a narrow ΔT of 2°C. The images in **Figure 8**(**i**), (**ii**) and (**iii**) provide a visual representation of the material undergoing SMT, by formation of metallic puddles in the semiconducting phase, which grow in number and coalesce, thus converting the whole layer metallic. These metallic puddles lower the overall emissivity by reflecting the

While cooling, the emissivity abruptly rises and peaks up to 0.94 at 63.5°C marked as region (a) in **Figure 8**. This peculiar rise of emissivity is quite reproducible and is systematically observed in all our films. At 63.5°C the density and size of the metallic inclusions align in such a way that a near perfect thermal emittance is reached. This rise in emissivity from 0.8 to 0.1

sion. This transition occurs in a narrow temperature range of (64–68°C) where VO2

cept of "smart cermet" with tunable optical properties based on disordered VO2

features high thermal emissivity and infrared transmis-

films

metamaterial


can be engineered to express (i) a fully

metamaterial.

160 Metamaterials and Metasurfaces

is introduced.

infra-red radiation.

amplitude, sharpness, and hysteresis width.

ture semiconducting phase of VO2

**4.2. Negative thermal emissivity control and smart cermet concept**

tion of emissivity of the coating. An interesting aspect of VO2

different phases. Hence, just a singular layer of VO<sup>2</sup>

unheard of with conventional cermet coatings.

**Figure 8.** Temperature-dependent emissivity of VO2 across the SMT and the infrared images of three selected regions (a-i, b-ii and c-iii) on the hysteresis curve. Metamaterial region is shown as a shaded area on the hysteresis curve. Image reproduced with permissions form the original publisher.

(ΔƐ = 0.7), or 0.94 to 0.1(ΔƐ = 0.84) using VO2 coatings, is unprecedented with conventional variable emissivity coatings. Such a negative differential thermal emittance was previously reported and VO2 was shown to operate both as perfect emitter and absorber in a tunable phase change material. The short rise in the emissivity during the cooling cycle is correlated to the formation of nanoscale metallic inclusions in a configuration that enhances light absorption [37–41].

Perfectly reversible and reliable emissivity transition is recorded for VO2 films during extended thermal cycling tests. Furthermore, the transition characteristics were shown to be immune to the cycling rate. The stability of the metamaterial state was observed upon an extended Raman mapping of the mixed phase region over 100 hrs [34].

The reproducible behavior is in line with the ramp reversal memory effect in VO<sup>2</sup> reported recently [42], where the nucleation of the metallic puddle during the heating cycle occurs at the same spot over successive cycles. Upon temperature cycling, IR imaging reveals the nucleation of the metallic phase exactly at the same positions and confirms its systematic growth in an identical manner as the preceding heating cycle for consecutive cycles. This behavior is of paramount importance for a tunable and reliable light modulation.

VO2 metamaterial coatings provide enhanced flexibility versus traditional cermet coatings which have a fixed density and distribution of metal particles. Guo et al. [39] presented how metallic inclusions can be modified to impact light-matter interaction. Authors investigated the applications of metallic inclusions as light trapping sites for solar energy-harvesting. Hence by controlling the size, shape and density of metallic inclusions in the metamaterial state, VO2 coatings clearly presents itself as versatile and an attractive alternative. The property of tuneable emissivity opens up many possibilities for the design and integration of smart functionalities through innovative light modulation existing technologies.

designed to adjust the upper and lower limit of emissivity values within the 0.1–0.94 range. In terms of application, a light modulating devise with rapid transitions can also be designed,

low emissivity. A programmed cooling pulse of ΔT = 1.5°C decreases the temperature of the system to 66.5°C, driving the system to from a low emissivity state at Ɛ = 0.1 to a high emis-

Temperature increase via a programmable heating pulse of identical amplitude pushes the

switch with controlled emissivity stages that correlate directly with the infrared reflection property. The concept of smart cermet could be envisaged for applications such as an infra-

A slightly different switching profile is shown in **Figure 10(b)**. Switching emissivity is achieved by providing tiny temperature inputs in either direction by maintaining the system at a steady temperature in the middle of the hysteresis loop. Small temperature inputs lead to large changes in emissivity, thereby leading to efficient and low power consuming alternative

Micro fabrication and additional processing challenges like multilayer deposition, MEMS fabrication and patterning coatings are requiring for coatings to have emissivity control and

**Figure 10.** Thermally-controlled emissivity switching with double thermal pulses of ±1.5°C amplitude, without (a) and

with (b) time delay. Image reproduced with permissions form the original publisher.

films are stabilized at a steady temperature of 68°C in the metallic state with

films is demonstrated in **Figure 10(a)**.

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163

Vanadium Oxide as a Key Constituent in Reconfigurable Metamaterials

metamaterial state can be used as an optical

coatings is an intrinsic one, which

occurs at picosecond time scale [43].

Thermally controlled switching of emissivity in VO2

system to the lower emissivity. This way, VO2

to already available emissivity control mechanisms.

infrared modulation [44, 45]. Infrared reflection in VO<sup>2</sup>

red shutter and for emissivity modulation.

since switching in VO2

Initially VO2

sivity of Ɛ = 0.94.

**Figure 9**(**i**) shows tuning of emissivity by controlling the heating and cooling cycles. Choosing to limit the extent of cooling to the temperature that enables the maximum emissivity (marked by a blue circle in **Figure 9**(**i**-**b**) and restarting the heating stage in the subsequent cycle in **Figure 9**(**i**-**c**), one can take benefit of the observed emissivity spike to further enhance the amplitude of the emissivity. Such control of temperature cycles yields tunable emissivity of VO2 metamaterial between 0.94 and 0.1. **Figure 9** (**i**-**d**, **e** and **f**) illustrates an example of how the emissivity can be controlled between 0.1 and ≤0.94, by selecting the temperature of cooling down at any intermediate value. Similar approach can be utilized to change emissivity from 0.94 to 0.1 simply by adjusting the temperature in the heating cycle as shown in **Figure 9**(**ii**). The memory effect mentioned earlier, helps us to maintain the system at a set value of emissivity even after consecutive cycles. Therefore, the temperature is a reliable parameter to precisely control cermet architecture. Temperature cycles can be conveniently

**Figure 9.** Variable emissivity as shown from (i-a) to (i-f) is achieved by adjusting the minimal temperature of cooling cycle and beginning the subsequent heating cycle immediately. Precise emissivity state can be reached by adjusting the cooling and heating temperature. Image reproduced with permissions form the original publisher.

designed to adjust the upper and lower limit of emissivity values within the 0.1–0.94 range. In terms of application, a light modulating devise with rapid transitions can also be designed, since switching in VO2 occurs at picosecond time scale [43].

Hence by controlling the size, shape and density of metallic inclusions in the metamate-

property of tuneable emissivity opens up many possibilities for the design and integration of

**Figure 9**(**i**) shows tuning of emissivity by controlling the heating and cooling cycles. Choosing to limit the extent of cooling to the temperature that enables the maximum emissivity (marked by a blue circle in **Figure 9**(**i**-**b**) and restarting the heating stage in the subsequent cycle in **Figure 9**(**i**-**c**), one can take benefit of the observed emissivity spike to further enhance the amplitude of the emissivity. Such control of temperature cycles yields tunable emissivity

**Figure 9.** Variable emissivity as shown from (i-a) to (i-f) is achieved by adjusting the minimal temperature of cooling cycle and beginning the subsequent heating cycle immediately. Precise emissivity state can be reached by adjusting the

cooling and heating temperature. Image reproduced with permissions form the original publisher.

 metamaterial between 0.94 and 0.1. **Figure 9** (**i**-**d**, **e** and **f**) illustrates an example of how the emissivity can be controlled between 0.1 and ≤0.94, by selecting the temperature of cooling down at any intermediate value. Similar approach can be utilized to change emissivity from 0.94 to 0.1 simply by adjusting the temperature in the heating cycle as shown in **Figure 9**(**ii**). The memory effect mentioned earlier, helps us to maintain the system at a set value of emissivity even after consecutive cycles. Therefore, the temperature is a reliable parameter to precisely control cermet architecture. Temperature cycles can be conveniently

smart functionalities through innovative light modulation existing technologies.

coatings clearly presents itself as versatile and an attractive alternative. The

rial state, VO2

162 Metamaterials and Metasurfaces

of VO2

Thermally controlled switching of emissivity in VO2 films is demonstrated in **Figure 10(a)**. Initially VO2 films are stabilized at a steady temperature of 68°C in the metallic state with low emissivity. A programmed cooling pulse of ΔT = 1.5°C decreases the temperature of the system to 66.5°C, driving the system to from a low emissivity state at Ɛ = 0.1 to a high emissivity of Ɛ = 0.94.

Temperature increase via a programmable heating pulse of identical amplitude pushes the system to the lower emissivity. This way, VO2 metamaterial state can be used as an optical switch with controlled emissivity stages that correlate directly with the infrared reflection property. The concept of smart cermet could be envisaged for applications such as an infrared shutter and for emissivity modulation.

A slightly different switching profile is shown in **Figure 10(b)**. Switching emissivity is achieved by providing tiny temperature inputs in either direction by maintaining the system at a steady temperature in the middle of the hysteresis loop. Small temperature inputs lead to large changes in emissivity, thereby leading to efficient and low power consuming alternative to already available emissivity control mechanisms.

Micro fabrication and additional processing challenges like multilayer deposition, MEMS fabrication and patterning coatings are requiring for coatings to have emissivity control and infrared modulation [44, 45]. Infrared reflection in VO<sup>2</sup> coatings is an intrinsic one, which

**Figure 10.** Thermally-controlled emissivity switching with double thermal pulses of ±1.5°C amplitude, without (a) and with (b) time delay. Image reproduced with permissions form the original publisher.

means in order to achieve light modulation no further processing or fabrication steps are necessary. Remarkable emissivity change is produced by tiny temperature inputs. These changes in emissivity are a direct result of the changes occurring in the topography of VO2 metasurface. Therefore, a tunable yet modular emissivity state is achieved by changing the dimension, density of metal inclusions into a semiconducting matrix, ultimately functioning as a smart cermet.

#### **4.3. Localized phase change and IR reversible patterning**

Now that we have established VO2 films when operating in the region of transition temperature (TC) behaves as a naturally disordered metamaterial. Physical properties related to the material like resistivity, reflectivity and emissivity can be altered depending on extent of phase transition. Through simple temperature control VO2 might exhibit contrasting behaviors depending on the state at which the metamaterial is set to operate. **Figure 11** shows the three states namely, a high emissivity monoclinic state at 66°C, a reconfigurable emissivity metamaterial state around 66–69°C and lowered emissivity rutile state above 69°C.

As the metamaterial region manages to be stable as long as it is held at the required temperature, it's viable to locally alter the phase of VO<sup>2</sup> to either monoclinic or rutile depending on the nature of temperature stimulus. Such localized phase transition can be observed evidently with a thermal Infrared camera due to significant changes in the IR reflectivity and emissivity of between the two phases. Therefore, the metamaterial can be designed to have localized phase transformations by the usage of precise temperature changes in specific areas as shown in **Figure 12**.

Multitude of ways can be hypothesized to enforce a localized and restricted phase change in VO2 . For the ease of understanding, we restrict these operations to those that result in localized temperature manipulations that can trigger SMT in VO2 at the exact point of contact. However, in this discussion we will focus on localized laser heating for modification of metamaterial.

Local laser heating provides a contactless method to locally change the phase of the metamaterial. It is a non-invasive way of pattern transfer. By adjusting the power and focus of the laser one can achieve localized heating, this technique is easily scalable very convenient. As shown in **Figure 13**, patterns or words can be made by simply moving the laser across the VO2 meta state that is kept at a constant temperature on the edge of phase transition.

> The localized heating provided by the laser results in the selective phase transition resulting in desired pattern or shapes. Although the patterns are invisible to naked eye, they however are clearly visible under infrared imaging. A simple temperature cycle of heating above the Tc and cooling back to the metamaterial state erases the pattern and reset the surface for next

> **Figure 13.** Images from an IR camera showing the laser drawn pattern (LIST) undergoing the display erase and reset process, controlled by temperature cycling. The pattern disappears as the steady state temperature is above

metasurface in hot or cold state by localized phase transformation.

Vanadium Oxide as a Key Constituent in Reconfigurable Metamaterials

http://dx.doi.org/10.5772/intechopen.80476

165

in this article. Making patterns with contrasting electrical and optical properties on the same material whilst maintaining both of them stable with the use of temperature modulation will open numerous application possibilities for future Opto-electronic devices, that take advantage of high speed optical switching and finds use in cutting edge applications such as emis-

sivity regulation, infrared camouflage, and infra-red tagging for identification.

metamaterial are presented

use. Thus, resulting in a so called Infrared black board.

**Figure 12.** Controlling the VO2

Several concepts of achieving localized phase transition in VO2

69°C. Lowering the temperature to 66°C resets the system and primes for new a pattern.

**Figure 11.** Nature of VO2 metasurface in the three different temperature ranges.

**Figure 12.** Controlling the VO2 metasurface in hot or cold state by localized phase transformation.

means in order to achieve light modulation no further processing or fabrication steps are necessary. Remarkable emissivity change is produced by tiny temperature inputs. These changes

Therefore, a tunable yet modular emissivity state is achieved by changing the dimension, density of metal inclusions into a semiconducting matrix, ultimately functioning as a smart cermet.

ture (TC) behaves as a naturally disordered metamaterial. Physical properties related to the material like resistivity, reflectivity and emissivity can be altered depending on extent of

iors depending on the state at which the metamaterial is set to operate. **Figure 11** shows the three states namely, a high emissivity monoclinic state at 66°C, a reconfigurable emissivity

As the metamaterial region manages to be stable as long as it is held at the required tempera-

the nature of temperature stimulus. Such localized phase transition can be observed evidently with a thermal Infrared camera due to significant changes in the IR reflectivity and emissivity of between the two phases. Therefore, the metamaterial can be designed to have localized phase transformations by the usage of precise temperature changes in specific areas as shown

Multitude of ways can be hypothesized to enforce a localized and restricted phase change in

However, in this discussion we will focus on localized laser heating for modification of

Local laser heating provides a contactless method to locally change the phase of the metamaterial. It is a non-invasive way of pattern transfer. By adjusting the power and focus of the laser one can achieve localized heating, this technique is easily scalable very convenient. As shown in **Figure 13**, patterns or words can be made by simply moving the laser across

metasurface in the three different temperature ranges.

meta state that is kept at a constant temperature on the edge of phase transition.

. For the ease of understanding, we restrict these operations to those that result in local-

metamaterial state around 66–69°C and lowered emissivity rutile state above 69°C.

films when operating in the region of transition tempera-

might exhibit contrasting behav-

at the exact point of contact.

to either monoclinic or rutile depending on

metasurface.

in emissivity are a direct result of the changes occurring in the topography of VO2

**4.3. Localized phase change and IR reversible patterning**

phase transition. Through simple temperature control VO2

ized temperature manipulations that can trigger SMT in VO2

ture, it's viable to locally alter the phase of VO<sup>2</sup>

Now that we have established VO2

164 Metamaterials and Metasurfaces

in **Figure 12**.

metamaterial.

the VO2

**Figure 11.** Nature of VO2

VO2

**Figure 13.** Images from an IR camera showing the laser drawn pattern (LIST) undergoing the display erase and reset process, controlled by temperature cycling. The pattern disappears as the steady state temperature is above 69°C. Lowering the temperature to 66°C resets the system and primes for new a pattern.

The localized heating provided by the laser results in the selective phase transition resulting in desired pattern or shapes. Although the patterns are invisible to naked eye, they however are clearly visible under infrared imaging. A simple temperature cycle of heating above the Tc and cooling back to the metamaterial state erases the pattern and reset the surface for next use. Thus, resulting in a so called Infrared black board.

Several concepts of achieving localized phase transition in VO2 metamaterial are presented in this article. Making patterns with contrasting electrical and optical properties on the same material whilst maintaining both of them stable with the use of temperature modulation will open numerous application possibilities for future Opto-electronic devices, that take advantage of high speed optical switching and finds use in cutting edge applications such as emissivity regulation, infrared camouflage, and infra-red tagging for identification.
