**2. Polypectomy in the colon**

Winawer and colleagues in 1993 provided strong evidence that the prevention of colorectal cancer can be achieved by colonoscopic polypectomy. [9] Data and statistics from the National

Polyp Study Workgroup demonstrated that the incidence of colorectal cancer is reduced by colonoscopic polypectomy and provided evidence for the adherence to the principle of searching and subsequent removal of adenomatous polyps in the colon and rectum. They reported on the 6-year follow-up of 1,418 patients after repeated colonoscopy to clear all polyps. While this study did not have a true control arm, the background age and sex specific incidence of colorectal cancer was used as a control group. The removal of all polyps seen during endoscopy prevented the development of 75% of carcinomas. The Veterans Affairs Study conducted by Muller and Sonnenberg published in 1995 found that only 50% of cancers were prevented, but the study was limited, for not all patients had received total colonoscopy in that study. [10] Hurlstone and colleagues postulate that one possible factor responsible for polyp surveillance failing to prevent all colorectal cancers within these studies may be due to the lack of Western experience of flat and depressed lesions within the colon. [11]

They reported a single "closed" perforation that was managed conservatively, and 2 patients

Evolution and Strategy of Endoscopic Treatment for Colorectal Tumours

http://dx.doi.org/10.5772/53342

97

For small sessile polyps, the snare loop was passed over the head of the polyps and tightened at the base. For pedunculated polyps, the snare was closed halfway down the stalk. This was positioned "high" enough to minimize the risk of heat necrosis of the bowel wall, but "low" enough to include areas of mucosal change suspicious of early malignant invasion of the stalk. [14]

**Figure 1.** Principle of "current density" in diathermy electrocoagulation – heating effect in the stalk of the polyp (after

The technique of diathermy snare polypectomy was based on the theory of diathermy currents described by Curtiss in 1973. The electrical precautions described then are also still observed today. These are to tighten the snare and elevate the polyp away from the bowel in the direc‐ tion that the current passes into the smallest possible area of tissue within the stalk, enabling localized heating at the area of highest "current density" (Fig 1). [15] As this is applicable to pedunculated polyps with inherent stalks, Williams and colleagues [14] described the techni‐ que of creating a "pseudo-pedicle" in small sessile polyps by lifting the snared polyp forcible. Heat necrosis is avoided by ensuring that the polyp head, upon being lifted up, did not come into contact with the opposite bowel wall during the application of the current. These principles were extended for the same authors described the "hot-biopsy" techniques by which polyps up to 7mm were simultaneously biopsies and also destroyed by the application of a strong coagulat‐ ing current down the closed jaws of the biopsy forceps. The tissue within the jaws is not heated

and therefore preserved, as the current bypasses this area of conductive material.

**Figure 2.** Technique of "hot biopsy" with the use of diathermy forceps – principle of selective coagulation necrosis at

who experienced major hemorrhage. [14]

Curtiss 1973)

the base of the polyp.

The evolution of colonoscopic polypectomies was between the 1950s and 1970s. As neither radiographic imaging via barium studies; nor macroscopic appearance of the polyps gave any definite information about its nature or behavior, histologic assessment was thereby deemed necessary to establish the diagnosis of these polyps and thereafter, their prognosis. Hellwig and Barbosa reported that forceps biopsy gave samples that were inadequate for the exclusion of the presence of malignancy. [12] Also there was no complete removal of the lesion, which is necessary for a full histological study.

In the 1970s, the largest series of colonoscopic polypectomies performed were reported by Wolff and Shinya in 1973. [13] They reported their undertaking of a program to remove colonic polyps endoscopically. Shinya was also responsible for the conception of "snare polypectomy" and with Hiroshi Ichikawa, developed various polypectomy techniques in the 1970s. This was performed after achieving 1600 uncomplicated diagnostic colonoscopies. They removed 303 polyps ranging from 0.5 to 5.0cm in diameter with minimal complication. Major bleeding requiring transfusion was encountered in one patient, and minor bleeding in four others. The other series published were much smaller and were descriptive, mainly by Friend and Ottenjahn in 1972, Dehyle, Demling, Fruhmorgen, Testas and Williams et al in 1973. Morgen‐ thal et al thus concluded in a review published in 2007 that colonoscopic polypectomy may be the most significant of all developments in therapeutic endoscopy. [8]

Already in the early development of colonoscopic polypectomy, several problems were encountered and along with them, limitations with this technique. In 1974, Williams and colleagues reviewed their series of 300 polypectomies in 169 patients. Fundamental principles such as adequate bowel preparation to ensure minimally obstructed view of the polyp to be snared, and to ensure no residual fluid present to dissipate the energy current have been described right from the introduction of colonoscopic polypectomy and are still adhered to today.

#### **2.1. Electrocautery in snare polypectomy and hot biopsy**

Williams et al described the use of a diathermy snare loop technique for excision of polyps up to 4.5 cm in diameter. The "hot-biopsy" technique was also introduced and they reported their results in 107 smaller polyps. Their results compared favorably to surgical polypectomies. They reported a single "closed" perforation that was managed conservatively, and 2 patients who experienced major hemorrhage. [14]

Polyp Study Workgroup demonstrated that the incidence of colorectal cancer is reduced by colonoscopic polypectomy and provided evidence for the adherence to the principle of searching and subsequent removal of adenomatous polyps in the colon and rectum. They reported on the 6-year follow-up of 1,418 patients after repeated colonoscopy to clear all polyps. While this study did not have a true control arm, the background age and sex specific incidence of colorectal cancer was used as a control group. The removal of all polyps seen during endoscopy prevented the development of 75% of carcinomas. The Veterans Affairs Study conducted by Muller and Sonnenberg published in 1995 found that only 50% of cancers were prevented, but the study was limited, for not all patients had received total colonoscopy in that study. [10] Hurlstone and colleagues postulate that one possible factor responsible for polyp surveillance failing to prevent all colorectal cancers within these studies may be due to

the lack of Western experience of flat and depressed lesions within the colon. [11]

the most significant of all developments in therapeutic endoscopy. [8]

**2.1. Electrocautery in snare polypectomy and hot biopsy**

is necessary for a full histological study.

96 Colonoscopy and Colorectal Cancer Screening - Future Directions

today.

The evolution of colonoscopic polypectomies was between the 1950s and 1970s. As neither radiographic imaging via barium studies; nor macroscopic appearance of the polyps gave any definite information about its nature or behavior, histologic assessment was thereby deemed necessary to establish the diagnosis of these polyps and thereafter, their prognosis. Hellwig and Barbosa reported that forceps biopsy gave samples that were inadequate for the exclusion of the presence of malignancy. [12] Also there was no complete removal of the lesion, which

In the 1970s, the largest series of colonoscopic polypectomies performed were reported by Wolff and Shinya in 1973. [13] They reported their undertaking of a program to remove colonic polyps endoscopically. Shinya was also responsible for the conception of "snare polypectomy" and with Hiroshi Ichikawa, developed various polypectomy techniques in the 1970s. This was performed after achieving 1600 uncomplicated diagnostic colonoscopies. They removed 303 polyps ranging from 0.5 to 5.0cm in diameter with minimal complication. Major bleeding requiring transfusion was encountered in one patient, and minor bleeding in four others. The other series published were much smaller and were descriptive, mainly by Friend and Ottenjahn in 1972, Dehyle, Demling, Fruhmorgen, Testas and Williams et al in 1973. Morgen‐ thal et al thus concluded in a review published in 2007 that colonoscopic polypectomy may be

Already in the early development of colonoscopic polypectomy, several problems were encountered and along with them, limitations with this technique. In 1974, Williams and colleagues reviewed their series of 300 polypectomies in 169 patients. Fundamental principles such as adequate bowel preparation to ensure minimally obstructed view of the polyp to be snared, and to ensure no residual fluid present to dissipate the energy current have been described right from the introduction of colonoscopic polypectomy and are still adhered to

Williams et al described the use of a diathermy snare loop technique for excision of polyps up to 4.5 cm in diameter. The "hot-biopsy" technique was also introduced and they reported their results in 107 smaller polyps. Their results compared favorably to surgical polypectomies.

For small sessile polyps, the snare loop was passed over the head of the polyps and tightened at the base. For pedunculated polyps, the snare was closed halfway down the stalk. This was positioned "high" enough to minimize the risk of heat necrosis of the bowel wall, but "low" enough to include areas of mucosal change suspicious of early malignant invasion of the stalk. [14]

**Figure 1.** Principle of "current density" in diathermy electrocoagulation – heating effect in the stalk of the polyp (after Curtiss 1973)

The technique of diathermy snare polypectomy was based on the theory of diathermy currents described by Curtiss in 1973. The electrical precautions described then are also still observed today. These are to tighten the snare and elevate the polyp away from the bowel in the direc‐ tion that the current passes into the smallest possible area of tissue within the stalk, enabling localized heating at the area of highest "current density" (Fig 1). [15] As this is applicable to pedunculated polyps with inherent stalks, Williams and colleagues [14] described the techni‐ que of creating a "pseudo-pedicle" in small sessile polyps by lifting the snared polyp forcible. Heat necrosis is avoided by ensuring that the polyp head, upon being lifted up, did not come into contact with the opposite bowel wall during the application of the current. These principles were extended for the same authors described the "hot-biopsy" techniques by which polyps up to 7mm were simultaneously biopsies and also destroyed by the application of a strong coagulat‐ ing current down the closed jaws of the biopsy forceps. The tissue within the jaws is not heated and therefore preserved, as the current bypasses this area of conductive material.

**Figure 2.** Technique of "hot biopsy" with the use of diathermy forceps – principle of selective coagulation necrosis at the base of the polyp.

Since then, the role of therapeutic colonoscopic polypectomy have grown exponentially as the technical problems of polypectomy and electrosurgery, in comparison to open surgical polypectomy, are more easily mastered and taught. More importantly, these techniques can be learnt not just by the surgeons, but also the gastroenterologists.

to enable a safer and more reliable removal of relatively large or flat lesions were popularized in the last twenty years as Endoscopic Mucosal Resection (EMR). [28] In general, for lesions larger than 2cm, several endoscopists recognize the challenge in performing an *en bloc* resection, hence piecemeal resection was routinely performed. These had then become accepted as a relatively quick and easy procedure to perform. [29-30] The disadvantages of the lack of a precise histological evaluation and risk of local recurrence were reported and widely accepted. The default staging of the resection automatically becomes Rx as compared to R0 if an adequate en bloc resection had been performed. Hence there was a challenge to perform a single step non piece-meal mucosectomy for large flat lesions.The first such successful procedure in the colorectum for a lesions larger than 2cm was performed by the co-author (H.Y.) and published in 1999. He performed single step resection of a 40mm flat-elevated tumor in the rectum using sodium hyaluronate which enabled a prominent and longer lasting mucosa

Evolution and Strategy of Endoscopic Treatment for Colorectal Tumours

http://dx.doi.org/10.5772/53342

99

In a recent analysis of 58 lateral spreading tumours (>10 mm in diameter with a low vertical axis extending laterally along the luminal wall) 36 lesions required piecemeal resection due to their maximum diameter exceeding 20 mm, and the majority of recurrences (8/10) detected occurred in this group. These recurrences were successfully managed by further EMR. [11] Retreatment of recurrent tumors after such piecemeal EMRs were postulated to have added difficulty as the local fibrosis prevented an adequate mucosal lift, hence increasing the risk of perforation and inadequate resection. Hurlstone and colleagues reported their method of addressing these issues. The problem of recurrence that piecemeal or incomplete resection poses may be tackled by utilizing endoscopic submucosal resection (ESD) which has recently been developed by Japanese groups for the endoluminal resection of Paris 0-II lesions of the stomach, gastro-esophageal junction and esophagus using a gastroscope with a distal trans‐ parent cap attachment. The technique allows *en bloc* knife dissection after sodium hyaluronic

In 1987, Buess and colleagues extended the application of endoscopy in the arena of minimally invasive surgery, pushing back their boundaries by introducing the transanal endoscopic microsurgery (TEM) procedure. This enabled two-handed use of surgical instrumentation and suturing techniques via a jumbo proctoscope to enable air insufflation of the rectum and sigmoid colon. He reported the ability to resect large and full thickness lesions up to the distance of 25cm from the anal verge. However, large sessile tumours in the proximal colon will still require surgical management if endoscopic snaring is too risky or if it fails. [31] This eventually resulted in the evolution of the ESD technique, an amulgamation of both endoscopic

**2.5. Strategy of endoscopic treatment for colorectal tumours — Endoscopic submucosal**

ESD is a new endoluminal therapeutic technique involving the use of cutting devices to permit a larger resection of the tissue over the muscularis propria. The major advantages of the

acid or glycerol submucosal infiltration for lesions > 20 mm in diameter. [11]

protrusion. [79-80]

**2.4. Endoscopic microsurgery**

and surgical principles.

**dissection: Technique**

#### **2.2. Impact of polypectomy — Review of the technique and histologic outcomes**

In the 1980s to 1990s, Williams and Bedenne performed a literature review on what they called "the polyp problem" and carried out a critique of their current practice. They concluded that since the introduction of the adenoma-carcinoma sequence in 1973, there have been no evidence in the literature to disprove this concept that majority of colorectal cancers develop from previous adenomas. Even then, they concluded with the current management of colorectal polyps was "transparently worthwhile" for the ease of the removal of symptomatic or threatening polyps avoids the morbidity of surgery and unnecessary operation. [15]

The concept of the "flat adenoma" was also reviewed, and has been described as precursors of carcinomas especially in inherited colorectal cancers. Jass and colleagues [17] described that this may account for 10% of patients whose carcinoma develop in a "de novo" fashion. These are usually found in the right sided colon and characteristically present as a "firm pale button only 5-15mm in diameter"' that could be missed at endoscopy, especially if bowel preparation of the caecal and right sided colon is inadequate. [18]During this time, colonoscopic techniques were reviewed. [19-20] It was reported that small polyps up to 5-6mm can be conveniently managed with the hot-biopsy technique. Combined with rapid electrocoagulation technique, the histological yield has been reported to be over 95%. There must be some visible eletrocoa‐ gulation during this procedure to avoid recurrences of the polyp as simple "cold-biopsy" without electrocoagulation resulted in up to 29% remnant viable tissue. There is however, a significant incidence of complications, namely perforation when coagulation is overdone in the proximal colon. [21-23]

The use of a bipolar electrode, although initially demonstrated promise in localizing heat necrosis to the area within the jaws of the biopsy forceps, was not predictably effective in polyp destruction. This is because the tissue grasped between the jaws were heated and thereby destroyed by the electrical current passing between the jaws, resulting in inability to interpret the histology. [24]For polyps larger than 5-6mm in diameter, Williams et al concluded that it was safer to use conventional snare polypectomy. [16] Retrieval of the specimen was by aspiration into a filtered polyp suction trap commercially available since the late 1980s. [25]

For polyps larger than 1cm (medium to large sized), the principles of sclerotherapy injection with adrenaline in saline for short stalks prior to snaring or after bleeding have been widely practiced. Although some have reported that polyps 3cm or greater in size can be excised by snare polypectomy without employing the injection techniques. [26]

#### **2.3. Advent of endoscopic mucosal resection & submucosa dissection**

It is hence, of no surprise when the techniques of submucosal injection with various fluids (ranged from isotonic to hypertonic saline; 50% glucose with epinephrine +/- indigocarmine) to enable a safer and more reliable removal of relatively large or flat lesions were popularized in the last twenty years as Endoscopic Mucosal Resection (EMR). [28] In general, for lesions larger than 2cm, several endoscopists recognize the challenge in performing an *en bloc* resection, hence piecemeal resection was routinely performed. These had then become accepted as a relatively quick and easy procedure to perform. [29-30] The disadvantages of the lack of a precise histological evaluation and risk of local recurrence were reported and widely accepted. The default staging of the resection automatically becomes Rx as compared to R0 if an adequate en bloc resection had been performed. Hence there was a challenge to perform a single step non piece-meal mucosectomy for large flat lesions.The first such successful procedure in the colorectum for a lesions larger than 2cm was performed by the co-author (H.Y.) and published in 1999. He performed single step resection of a 40mm flat-elevated tumor in the rectum using sodium hyaluronate which enabled a prominent and longer lasting mucosa protrusion. [79-80]

In a recent analysis of 58 lateral spreading tumours (>10 mm in diameter with a low vertical axis extending laterally along the luminal wall) 36 lesions required piecemeal resection due to their maximum diameter exceeding 20 mm, and the majority of recurrences (8/10) detected occurred in this group. These recurrences were successfully managed by further EMR. [11] Retreatment of recurrent tumors after such piecemeal EMRs were postulated to have added difficulty as the local fibrosis prevented an adequate mucosal lift, hence increasing the risk of perforation and inadequate resection. Hurlstone and colleagues reported their method of addressing these issues. The problem of recurrence that piecemeal or incomplete resection poses may be tackled by utilizing endoscopic submucosal resection (ESD) which has recently been developed by Japanese groups for the endoluminal resection of Paris 0-II lesions of the stomach, gastro-esophageal junction and esophagus using a gastroscope with a distal trans‐ parent cap attachment. The technique allows *en bloc* knife dissection after sodium hyaluronic acid or glycerol submucosal infiltration for lesions > 20 mm in diameter. [11]

#### **2.4. Endoscopic microsurgery**

Since then, the role of therapeutic colonoscopic polypectomy have grown exponentially as the technical problems of polypectomy and electrosurgery, in comparison to open surgical polypectomy, are more easily mastered and taught. More importantly, these techniques can

In the 1980s to 1990s, Williams and Bedenne performed a literature review on what they called "the polyp problem" and carried out a critique of their current practice. They concluded that since the introduction of the adenoma-carcinoma sequence in 1973, there have been no evidence in the literature to disprove this concept that majority of colorectal cancers develop from previous adenomas. Even then, they concluded with the current management of colorectal polyps was "transparently worthwhile" for the ease of the removal of symptomatic or threatening polyps avoids the morbidity of surgery and unnecessary operation. [15]

The concept of the "flat adenoma" was also reviewed, and has been described as precursors of carcinomas especially in inherited colorectal cancers. Jass and colleagues [17] described that this may account for 10% of patients whose carcinoma develop in a "de novo" fashion. These are usually found in the right sided colon and characteristically present as a "firm pale button only 5-15mm in diameter"' that could be missed at endoscopy, especially if bowel preparation of the caecal and right sided colon is inadequate. [18]During this time, colonoscopic techniques were reviewed. [19-20] It was reported that small polyps up to 5-6mm can be conveniently managed with the hot-biopsy technique. Combined with rapid electrocoagulation technique, the histological yield has been reported to be over 95%. There must be some visible eletrocoa‐ gulation during this procedure to avoid recurrences of the polyp as simple "cold-biopsy" without electrocoagulation resulted in up to 29% remnant viable tissue. There is however, a significant incidence of complications, namely perforation when coagulation is overdone in

The use of a bipolar electrode, although initially demonstrated promise in localizing heat necrosis to the area within the jaws of the biopsy forceps, was not predictably effective in polyp destruction. This is because the tissue grasped between the jaws were heated and thereby destroyed by the electrical current passing between the jaws, resulting in inability to interpret the histology. [24]For polyps larger than 5-6mm in diameter, Williams et al concluded that it was safer to use conventional snare polypectomy. [16] Retrieval of the specimen was by aspiration into a filtered polyp suction trap commercially available since the late 1980s. [25]

For polyps larger than 1cm (medium to large sized), the principles of sclerotherapy injection with adrenaline in saline for short stalks prior to snaring or after bleeding have been widely practiced. Although some have reported that polyps 3cm or greater in size can be excised by

It is hence, of no surprise when the techniques of submucosal injection with various fluids (ranged from isotonic to hypertonic saline; 50% glucose with epinephrine +/- indigocarmine)

snare polypectomy without employing the injection techniques. [26]

**2.3. Advent of endoscopic mucosal resection & submucosa dissection**

**2.2. Impact of polypectomy — Review of the technique and histologic outcomes**

be learnt not just by the surgeons, but also the gastroenterologists.

98 Colonoscopy and Colorectal Cancer Screening - Future Directions

the proximal colon. [21-23]

In 1987, Buess and colleagues extended the application of endoscopy in the arena of minimally invasive surgery, pushing back their boundaries by introducing the transanal endoscopic microsurgery (TEM) procedure. This enabled two-handed use of surgical instrumentation and suturing techniques via a jumbo proctoscope to enable air insufflation of the rectum and sigmoid colon. He reported the ability to resect large and full thickness lesions up to the distance of 25cm from the anal verge. However, large sessile tumours in the proximal colon will still require surgical management if endoscopic snaring is too risky or if it fails. [31] This eventually resulted in the evolution of the ESD technique, an amulgamation of both endoscopic and surgical principles.

#### **2.5. Strategy of endoscopic treatment for colorectal tumours — Endoscopic submucosal dissection: Technique**

ESD is a new endoluminal therapeutic technique involving the use of cutting devices to permit a larger resection of the tissue over the muscularis propria. The major advantages of the technique in comparison with polypectomy and endoscopic mucosal resection are controllable resection size and shape, and en bloc resection of a large lesion or one with ulcerative features. [33-34] Naohisa Yahagi surmised this technique as a "fairly new arrival in the field of endos‐ copy", but had redefined the whole concept of minimally invasive endoscopic resection for gastrointestinal neoplasms. [35]The technique of endoscopic submucosal dissection (ESD) has extended its applications for en bloc resection of large ulcerative lesions in the stomach for the treatment of early gastric cancer to that of resection of superficial neoplasms of the colon and the rectum for the treatment of early colorectal cancer. [36-39]

ESD has demonstrated superiority to EMR for a more reliable en bloc resection of a targeted area of mucosa can be achieved. It has also shown to provide a higher complete resection rate with local recurrence rate as compared to piecemeal EMR. [32,49-51]. It enables the control of the size as well as the shape of the lesion to be resected, those with ulcerative findings can also be resected *en bl*oc, leading to a potential cure of the target lesions without resection of that

Evolution and Strategy of Endoscopic Treatment for Colorectal Tumours

http://dx.doi.org/10.5772/53342

101

The characterization and endoscopic staging of each lesion is paramount in determining the suitability and thereby success of this procedure. In general, ESD can be applied to almost all lesions provided that they are within the mucosa and superficial submucosal layer of the colorectal wall. Absolute indications for ESD have been reported to be those that "cannot be resected en bloc by standard available procedures; those that require precise histological evaluation on account of a significant malignant potential. Hurlstone and colleagues describe these to be laterally spreading tumors of the nongranulating types (LST-NG). The use of the snare EMR technique for en bloc resection of larger lesions with features pf LST-NG type, pseudo-depressed type and lesions with type Vi pit pattern with suspicion of carcinoma infiltrating into the submucosal layer (*sm*), or large elevated tumors are deemed difficult. Other indications described in literature are those with biopsy-induced submucosal fibrotic scars, lesions located at challenging areas: on haustrae and difficult colonic angulations, and large lesions (>20mm), and small rectal carcinoid tumor when *en bloc* resection by conventional methods were deemed impossible. [52-53] Sporadic localized tumors occurring in the back‐ ground of chronic inflammation such as those seen in inflammatory bowel disease namely ulcerative colitis; and residual early carcinoma post endoscopic resection are also indications for ESD. The success in such cases is dependent on the operability of endoscope, and the skill

of the endoscopists - factors that should always be considered in the practice of ESD.

raphy imaging of abdomen and pelvis excludes ESD as a curative procedure. [58-9]

More recently in Japan, the indications for colorectal ESD have been established by the Colorectal ESD Standardization Implementation Working Group (Table 1). The development of various devices, endoscopes, and accessories for colorectal ESD have increased the safety of colorectal ESD, established its procedures, and simplified its techniques. Consequently, colorectal ESD has been gradually introduced in many institutions, both within Japan and in

In the past decade, efforts to establish an East-West consensus on the clinicopathological importance of the macroscopic morphology of the colorectal polyp, incorporating the exo‐ phytic protruding polyps as well as those that are flat and depressed, have resulted in the introduction of multiple classifications. These are namely, the Paris classification and the modified Kudo criteria. The Cho criterion is used to differentiate tumor stage and nodal disease status by using high-frequency endoscopic ultrasonography. All are used to establish the *exclusion criteria* of ESD, which are: T2/N1 disease, transfixed type IIC component (constant concavity of the lesion regardless of air insufflations or deflation as defined by Kudo). Presence of systemic disease (hepatic metastases) or local nodal metastasis at index computer tomog‐

portion of the gastrointestinal tract or organ.

**2.7. Indication for colorectal ESD**

Asian countries. [59]

ESD has the advantage of permitting en bloc and histologically complete resection. On the other hand, ESD has some disadvantages such as a long operating time, a high frequency of complications, and the need for a high level of technical skill [39-41].

**Figure 3.** (a): mucosal incision made 3-5mm outside the tumour edge with Endocut mode. 3(b) Submucosal dissection performed using the ST hood as means of elevation and counter-traction.

The most important aspects of this technique are to incise the mucosa surrounding the lesion (Figure 3a), and to dissect completely the submucosa beneath that lesion (Figure 3b) to achieve reliable en bloc resection regardless of the size or location of the tumor

#### **2.6. Principles of ESD**

The technique of endoscopic resection is less invasive than surgical resection [34,39-40]. Its limitation lies in its inability to perform lymph node dissection, hence cure can only be achieved in localized tumors without metastases. [35,39] The risk of lymph node metastases strongly correlates with the depth of invasion of the tumor, the histopathologic type of the lesion and the presence of lymphovascular involvement. [42-46] Hence, the precise staging of the lesion pre-procedure with pit pattern diagnosis using the technique of magnifying endoscopy is strongly recommended for the appropriate selection of tumors for endoscopic resection [47-48].

Detailed pathological examination of the resected specimen is paramount to document the complete resection of the neoplasms, allowing appropriate decisions regarding the need for further surgical intervention. Curative endoscopic resection is defined by confirmation of negative resection margins, differentiated histopathologic type, depth of submucosal invasion to be <1,000 *u*m and no lymphatic or vascular involvement. *En bloc* resection of the entire lesion is necessary to obtain such information.

ESD has demonstrated superiority to EMR for a more reliable en bloc resection of a targeted area of mucosa can be achieved. It has also shown to provide a higher complete resection rate with local recurrence rate as compared to piecemeal EMR. [32,49-51]. It enables the control of the size as well as the shape of the lesion to be resected, those with ulcerative findings can also be resected *en bl*oc, leading to a potential cure of the target lesions without resection of that portion of the gastrointestinal tract or organ.

#### **2.7. Indication for colorectal ESD**

technique in comparison with polypectomy and endoscopic mucosal resection are controllable resection size and shape, and en bloc resection of a large lesion or one with ulcerative features. [33-34] Naohisa Yahagi surmised this technique as a "fairly new arrival in the field of endos‐ copy", but had redefined the whole concept of minimally invasive endoscopic resection for gastrointestinal neoplasms. [35]The technique of endoscopic submucosal dissection (ESD) has extended its applications for en bloc resection of large ulcerative lesions in the stomach for the treatment of early gastric cancer to that of resection of superficial neoplasms of the colon and

ESD has the advantage of permitting en bloc and histologically complete resection. On the other hand, ESD has some disadvantages such as a long operating time, a high frequency of

**Figure 3.** (a): mucosal incision made 3-5mm outside the tumour edge with Endocut mode. 3(b) Submucosal dissection

The most important aspects of this technique are to incise the mucosa surrounding the lesion (Figure 3a), and to dissect completely the submucosa beneath that lesion (Figure 3b) to achieve

The technique of endoscopic resection is less invasive than surgical resection [34,39-40]. Its limitation lies in its inability to perform lymph node dissection, hence cure can only be achieved in localized tumors without metastases. [35,39] The risk of lymph node metastases strongly correlates with the depth of invasion of the tumor, the histopathologic type of the lesion and the presence of lymphovascular involvement. [42-46] Hence, the precise staging of the lesion pre-procedure with pit pattern diagnosis using the technique of magnifying endoscopy is strongly recommended for the appropriate selection of tumors for endoscopic resection

Detailed pathological examination of the resected specimen is paramount to document the complete resection of the neoplasms, allowing appropriate decisions regarding the need for further surgical intervention. Curative endoscopic resection is defined by confirmation of negative resection margins, differentiated histopathologic type, depth of submucosal invasion to be <1,000 *u*m and no lymphatic or vascular involvement. *En bloc* resection of the entire lesion

the rectum for the treatment of early colorectal cancer. [36-39]

100 Colonoscopy and Colorectal Cancer Screening - Future Directions

performed using the ST hood as means of elevation and counter-traction.

**2.6. Principles of ESD**

is necessary to obtain such information.

[47-48].

reliable en bloc resection regardless of the size or location of the tumor

complications, and the need for a high level of technical skill [39-41].

The characterization and endoscopic staging of each lesion is paramount in determining the suitability and thereby success of this procedure. In general, ESD can be applied to almost all lesions provided that they are within the mucosa and superficial submucosal layer of the colorectal wall. Absolute indications for ESD have been reported to be those that "cannot be resected en bloc by standard available procedures; those that require precise histological evaluation on account of a significant malignant potential. Hurlstone and colleagues describe these to be laterally spreading tumors of the nongranulating types (LST-NG). The use of the snare EMR technique for en bloc resection of larger lesions with features pf LST-NG type, pseudo-depressed type and lesions with type Vi pit pattern with suspicion of carcinoma infiltrating into the submucosal layer (*sm*), or large elevated tumors are deemed difficult.

Other indications described in literature are those with biopsy-induced submucosal fibrotic scars, lesions located at challenging areas: on haustrae and difficult colonic angulations, and large lesions (>20mm), and small rectal carcinoid tumor when *en bloc* resection by conventional methods were deemed impossible. [52-53] Sporadic localized tumors occurring in the back‐ ground of chronic inflammation such as those seen in inflammatory bowel disease namely ulcerative colitis; and residual early carcinoma post endoscopic resection are also indications for ESD. The success in such cases is dependent on the operability of endoscope, and the skill of the endoscopists - factors that should always be considered in the practice of ESD.

In the past decade, efforts to establish an East-West consensus on the clinicopathological importance of the macroscopic morphology of the colorectal polyp, incorporating the exo‐ phytic protruding polyps as well as those that are flat and depressed, have resulted in the introduction of multiple classifications. These are namely, the Paris classification and the modified Kudo criteria. The Cho criterion is used to differentiate tumor stage and nodal disease status by using high-frequency endoscopic ultrasonography. All are used to establish the *exclusion criteria* of ESD, which are: T2/N1 disease, transfixed type IIC component (constant concavity of the lesion regardless of air insufflations or deflation as defined by Kudo). Presence of systemic disease (hepatic metastases) or local nodal metastasis at index computer tomog‐ raphy imaging of abdomen and pelvis excludes ESD as a curative procedure. [58-9]

More recently in Japan, the indications for colorectal ESD have been established by the Colorectal ESD Standardization Implementation Working Group (Table 1). The development of various devices, endoscopes, and accessories for colorectal ESD have increased the safety of colorectal ESD, established its procedures, and simplified its techniques. Consequently, colorectal ESD has been gradually introduced in many institutions, both within Japan and in Asian countries. [59]

#### **Indications for Colorectal ESD - Standardization Implementation Working Group**

series performed in a local institution, we used a specifically designed colonoscope (EC-450RD5; Fujifilm Corp., Tokyo, Japan; Fig. 4) for ESD in the colon and rectum. It is a singlechannel scope with tip size (9.8mm) with a regular shaft size (12.8mm). This enables the usage of the retroflexed approach in any part of the colon and rectum as the tip is thin and short with good angulation ability. A relatively large accessory channel of 3.2 mm and a water jet function with good targeting direction make this scope suitable for ESD. The water jet allows the operator to wash out blood or mucus at the target area from their tips. A mixture of water with simethicon is used as a standard preparation solution for there is marked reduction in adherent

Evolution and Strategy of Endoscopic Treatment for Colorectal Tumours

http://dx.doi.org/10.5772/53342

103

It is paramount to understand that maneuverability of the endoscope is the key factor in successful ESD and this should not be compromised. Hence, some authors report that in the cases of colorectal neoplasms, the application of the upper GI endoscopes is preferable to that of a slim single-channel endoscope. This is especially so when retroflexed manipulation is necessary as an endoscope with a small diameter allows smoother maneuverability in the retroflexed position. Such a position is recommended for large-sized lesions with its oral edge

**Figure 4.** Colonoscope for ESD (EC-450RD5; Fujifilm Corp.). a The bending section of the endoscope tip is thin and short with good angulation capability. b A large accessory channel and a water jet channel are situated close to each other. c Water jet function of the scope. d Good targeting direction of the water jet to the tip of an accessory device.

When a lesion for ESD is located in an unstable part of the colon and paradoxical movements with a standard colonoscope hamper the reliable performance of the ESD procedure, we select a double-balloon colonoscope (EC-450BI5, Fujifilm, Japan; Fig. 5). The double-balloon colo‐ noscope provides precise control of the endoscope tip, even in this situation (Fig. 6). The principle of DBE is well described by the co-author (H.Y.), and this has enabled optimal maneuverability and stability of the endoscope tip especially in the colon with its inherent anatomic variability in comparison to the oesophagus or stomach. Ohya and colleagues [54] highlighted these in their brief article on the use of a balloon over-tube as an endoscopic

residue and enables easier luminal lavage during ESD.

straddling a fold.

**Table 1.** Indications of ESD for colorectal neoplasms. The Colorectal ESD Standardization Implementation Working Group, a subordinate organization of the Gastroenterological Endoscopy Promotion Liaison Conference has proposed the Indication Criteria for Colorectal ESD (Tanaka S, Oka S, Chayama K. Colorectal endoscopic submucosal dissection: present status and future perspective, including its differentiation from endoscopic mucosal resection. *J. Gastroenterol.* 2008; 43: 641–51 (Review).

#### **2.8. Assessment of tumour extent**

Mucosal neoplasms in the colon and rectum typically have clear margins, which become even more prominent after submucosal injection and/or with the assistance of chromo-endoscopy. Thus in most cases, placing marks around the tumour prior to dissection is not necessary. Chromo-endoscopy with indigo carmine spray with or without the use of crystal violet dye, is useful to enhance the borders of the tumors. Newer imaging techniques, such as narrow band imaging (NBI) and flexible spectral imaging color enhancement (FICE) or Fuji Intelligent Color Enhancement (FICE ®) (Fujifilm Corp., Tokyo, Japan) are also useful to determine the borders of these tumors.

#### **2.9. Preparation and set-up**

This aspect of the procedure is important in ensuring optimal conditions during a technically challenging procedure. Optimal vision of the operating field is essential. A well-prepared bowel can also limit the contamination and degree of peritonitis should a perforation occur.

#### *2.9.1. Endoscopes*

Thinner endoscopes are preferred for precise control of the tip. Some authors select a single channel upper endoscope for ESD for rectosigmoid and distal left sided lesions. In our case series performed in a local institution, we used a specifically designed colonoscope (EC-450RD5; Fujifilm Corp., Tokyo, Japan; Fig. 4) for ESD in the colon and rectum. It is a singlechannel scope with tip size (9.8mm) with a regular shaft size (12.8mm). This enables the usage of the retroflexed approach in any part of the colon and rectum as the tip is thin and short with good angulation ability. A relatively large accessory channel of 3.2 mm and a water jet function with good targeting direction make this scope suitable for ESD. The water jet allows the operator to wash out blood or mucus at the target area from their tips. A mixture of water with simethicon is used as a standard preparation solution for there is marked reduction in adherent residue and enables easier luminal lavage during ESD.

**Indications for Colorectal ESD - Standardization Implementation Working Group**

**Table 1.** Indications of ESD for colorectal neoplasms. The Colorectal ESD Standardization Implementation Working Group, a subordinate organization of the Gastroenterological Endoscopy Promotion Liaison Conference has proposed the Indication Criteria for Colorectal ESD (Tanaka S, Oka S, Chayama K. Colorectal endoscopic submucosal dissection: present status and future perspective, including its differentiation from endoscopic mucosal resection. *J. Gastroenterol.*

Mucosal neoplasms in the colon and rectum typically have clear margins, which become even more prominent after submucosal injection and/or with the assistance of chromo-endoscopy. Thus in most cases, placing marks around the tumour prior to dissection is not necessary. Chromo-endoscopy with indigo carmine spray with or without the use of crystal violet dye, is useful to enhance the borders of the tumors. Newer imaging techniques, such as narrow band imaging (NBI) and flexible spectral imaging color enhancement (FICE) or Fuji Intelligent Color Enhancement (FICE ®) (Fujifilm Corp., Tokyo, Japan) are also useful to determine the

This aspect of the procedure is important in ensuring optimal conditions during a technically challenging procedure. Optimal vision of the operating field is essential. A well-prepared bowel can also limit the contamination and degree of peritonitis should a perforation occur.

Thinner endoscopes are preferred for precise control of the tip. Some authors select a single channel upper endoscope for ESD for rectosigmoid and distal left sided lesions. In our case

Lesions larger than 20mm in diameter in which en bloc resection using snare EMR is difficult, although it

102 Colonoscopy and Colorectal Cancer Screening - Future Directions

Large lesions with elevated type suspected to be cancer (including granular LST that consisted of large

Mucosal lesions with fibrosis caused by prolapse due

Sporadic localized tumors in chronic inflammation

Local residual early cancer after endoscopic resection

is indicative for endoscopic treatment Non granular LST, particularly those of

pseudodepressed type Lesions with V1 type pit pattern Carcinoma with submucosal infiltration

nodules)

Large depressed type lesion

such as ulcerative colitis

2008; 43: 641–51 (Review).

borders of these tumors.

*2.9.1. Endoscopes*

**2.9. Preparation and set-up**

**2.8. Assessment of tumour extent**

to biopsy of peristalsis of the lesions

It is paramount to understand that maneuverability of the endoscope is the key factor in successful ESD and this should not be compromised. Hence, some authors report that in the cases of colorectal neoplasms, the application of the upper GI endoscopes is preferable to that of a slim single-channel endoscope. This is especially so when retroflexed manipulation is necessary as an endoscope with a small diameter allows smoother maneuverability in the retroflexed position. Such a position is recommended for large-sized lesions with its oral edge straddling a fold.

**Figure 4.** Colonoscope for ESD (EC-450RD5; Fujifilm Corp.). a The bending section of the endoscope tip is thin and short with good angulation capability. b A large accessory channel and a water jet channel are situated close to each other. c Water jet function of the scope. d Good targeting direction of the water jet to the tip of an accessory device.

When a lesion for ESD is located in an unstable part of the colon and paradoxical movements with a standard colonoscope hamper the reliable performance of the ESD procedure, we select a double-balloon colonoscope (EC-450BI5, Fujifilm, Japan; Fig. 5). The double-balloon colo‐ noscope provides precise control of the endoscope tip, even in this situation (Fig. 6). The principle of DBE is well described by the co-author (H.Y.), and this has enabled optimal maneuverability and stability of the endoscope tip especially in the colon with its inherent anatomic variability in comparison to the oesophagus or stomach. Ohya and colleagues [54] highlighted these in their brief article on the use of a balloon over-tube as an endoscopic channel and platform for colorectal ESD in cases whereby access was difficult due to the colon being a longer tubular structure, with folds and formation of loops during intubation resulting in paradoxical movements. These authors report that the use of the balloon over-tube enabled optimal traction on the intestinal wall, and provided a shorter direct access to the lesion.

**Figure 7.** Flush knife (DK2618JN10–30; Fujifilm Corp.). a The appropriate length of the needle can be selected from

Evolution and Strategy of Endoscopic Treatment for Colorectal Tumours

http://dx.doi.org/10.5772/53342

105

A transparent hood attached to the tip of the endoscope is useful to open the incised wound and to maintain a good endoscopic view during the procedure. It also allows precise control of the knife by stabilizing the target with its tip. Use of a hood is substituted for the triangulation used during surgical procedures, which is difficult to apply in endoscopic procedures. We mainly use a transparent hood with a small-caliber tip (ST hood; DH-15GR, DH-16CR; Fujifilm, Japan; Fig 8) for colonic ESD. The ST hood has an aperture small enough to make it easy to widen an incised wound using the edge of the hood, and to allow more accurate adjustment of the depth of incision by the knife point. Using the ST hood, it is easy to create a submucosal tunnel proceeding with submucosal dissection by inserting the tip of the hood into the

c

**Figure 8.** ST hood (DH-15GR, DH-16CR; Fujifilm Corp.). a Two sizes of the hood, DH-15GR for a thin endoscope tip and DH-16CR for a standard colonoscope tip) are available. b ST hood attached to the endoscope. c varying widths and

The current and frequency of the electrosurgical current generator is of great importance to enable a reliable incision with effective control of bleeding and minimum tissue damage. We mainly use the ERBE VIO 300 D (Erbe, Tubingen, Germany). It is set to 'Endo Cut I' mode for mucosal incision, and to 'swift coagulation' or 'dry cut' mode for submucosal dissection. Table

among 1, 1.5, 2, 2.5 and 3 mm sizes. b Water jet function through the knife sheath.

submucosal layer, which is a useful strategy for effective ESD.

2 is an example of the settings that was used in our case series.

heights for various locations and tissues

*2.9.4. Electrosurgical current generator*

*2.9.3. Hood*

**Figure 5.** Double-balloon colonoscope (EC-450BI5, Fujifilm Corp.). a Soft balloons are equipped at the tip of the endo‐ scope and the tip of the overtube. b A balloon controller to inflate or deflate the balloons.

**Figure 6.** Illustrations demonstrating the sequential maneuvers of the instruments in the double-balloon method: (a) ante grade and (b) retrograde approach. Blue – paradoxical movements with standard colonoscope. Green – Precise control of endoscope tip provided by the double balloon (DB) colonoscope.

#### *2.9.2. Accessories*

Several kinds of electrosurgical knives have been developed for ESD. Among the currently available knives, we use a FlushKnife® (1.5mm; DK2618JN15; Fujifilm Corp., Tokyo, Japan) for ESD in the colon for our series. A FlushKnife® is a special needle knife featuring the water jet function through the knife sheath. The water jet function can be used to cleanse the surface of the mucosa and the needle itself. It can also be used for fluid injections directly into the submucosal layer through the FlushKnife® after mucosal incision. This improves is efficacy as it can be used for both injection and dissection. ESD can be performed immediately after the injection without changing the devices. The appropriate length of the needle can be selected from among 1, 1.5, 2, 2.5 and 3 mm sizes, based on the specific situation. (Fig 7)

**Figure 7.** Flush knife (DK2618JN10–30; Fujifilm Corp.). a The appropriate length of the needle can be selected from among 1, 1.5, 2, 2.5 and 3 mm sizes. b Water jet function through the knife sheath.

#### *2.9.3. Hood*

channel and platform for colorectal ESD in cases whereby access was difficult due to the colon being a longer tubular structure, with folds and formation of loops during intubation resulting in paradoxical movements. These authors report that the use of the balloon over-tube enabled optimal traction on the intestinal wall, and provided a shorter direct access to the lesion.

**Figure 5.** Double-balloon colonoscope (EC-450BI5, Fujifilm Corp.). a Soft balloons are equipped at the tip of the endo‐

**Figure 6.** Illustrations demonstrating the sequential maneuvers of the instruments in the double-balloon method: (a) ante grade and (b) retrograde approach. Blue – paradoxical movements with standard colonoscope. Green – Precise

Several kinds of electrosurgical knives have been developed for ESD. Among the currently available knives, we use a FlushKnife® (1.5mm; DK2618JN15; Fujifilm Corp., Tokyo, Japan) for ESD in the colon for our series. A FlushKnife® is a special needle knife featuring the water jet function through the knife sheath. The water jet function can be used to cleanse the surface of the mucosa and the needle itself. It can also be used for fluid injections directly into the submucosal layer through the FlushKnife® after mucosal incision. This improves is efficacy as it can be used for both injection and dissection. ESD can be performed immediately after the injection without changing the devices. The appropriate length of the needle can be selected

from among 1, 1.5, 2, 2.5 and 3 mm sizes, based on the specific situation. (Fig 7)

scope and the tip of the overtube. b A balloon controller to inflate or deflate the balloons.

104 Colonoscopy and Colorectal Cancer Screening - Future Directions

control of endoscope tip provided by the double balloon (DB) colonoscope.

*2.9.2. Accessories*

A transparent hood attached to the tip of the endoscope is useful to open the incised wound and to maintain a good endoscopic view during the procedure. It also allows precise control of the knife by stabilizing the target with its tip. Use of a hood is substituted for the triangulation used during surgical procedures, which is difficult to apply in endoscopic procedures. We mainly use a transparent hood with a small-caliber tip (ST hood; DH-15GR, DH-16CR; Fujifilm, Japan; Fig 8) for colonic ESD. The ST hood has an aperture small enough to make it easy to widen an incised wound using the edge of the hood, and to allow more accurate adjustment of the depth of incision by the knife point. Using the ST hood, it is easy to create a submucosal tunnel proceeding with submucosal dissection by inserting the tip of the hood into the submucosal layer, which is a useful strategy for effective ESD.

**Figure 8.** ST hood (DH-15GR, DH-16CR; Fujifilm Corp.). a Two sizes of the hood, DH-15GR for a thin endoscope tip and DH-16CR for a standard colonoscope tip) are available. b ST hood attached to the endoscope. c varying widths and heights for various locations and tissues

#### *2.9.4. Electrosurgical current generator*

The current and frequency of the electrosurgical current generator is of great importance to enable a reliable incision with effective control of bleeding and minimum tissue damage. We mainly use the ERBE VIO 300 D (Erbe, Tubingen, Germany). It is set to 'Endo Cut I' mode for mucosal incision, and to 'swift coagulation' or 'dry cut' mode for submucosal dissection. Table 2 is an example of the settings that was used in our case series.


position of the patient should be selected to locate the lesion at the top of the colonic lumen with regard to gravity. This enables sufficient opening of the mucosal incision and good visualization of the submucosal tissue during the procedure. Hence, minimal sedation for patient comfort is recommended if possible to allow patients to move positions more readily and report any undue discomfort during the procedure. In cases of unfavorable events such as bleeding and perforation, this positioning is beneficial to avoid or minimize further complications. In this position, bowel contents will not spill or leak into the intraperitoneal cavity and also, in situations of bleeding, blood will flow in the opposite direction (anti-gravity) to that of the lesion and not pool at the area of dissection. For example, if the bleeding point is at the top of the lumen, hemostasis can be performed reliably with accurate identification of

Evolution and Strategy of Endoscopic Treatment for Colorectal Tumours

http://dx.doi.org/10.5772/53342

107

the bleeding point because blood flows away from the bleeding point by gravity.

peritonitis.

perforated in the process.

Even in cases of perforation, if the perforation occurs at the top of the lumen with regard to gravity, identification and closing of the perforation is easier, maintaining a good view of the site of perforation. Air, not contaminated intestinal fluid, will flow out from the lumen to the abdominal cavity before closing the perforation, which is important to prevent diffuse

The mucosal incision is made only in the area to be dissected. This is made with a short FlushKnife (1.5 mm; DK2618JN15; Fujifilm Corp., Tokyo, Japan) after sufficient protrusion of the mucosa is obtained with injection of suitable fluid. The Endo Cut mode is used for the mucosal incision. ESD can be performed safely with a FlushKnife as long as adequate thick‐ ening of the submucosal layer is present. This maintains a safety margin away from the muscle layer. The dissection should be done parallel to the muscular layer, by sliding the knife from the centre of the tumor toward the mucosal incision on the side, while hooking submucosal fibers with the knife. There are several other types of knives available commercially and several

other techniques have been described in literature but these are not described here.

Several newer strategies have been introduced over the last couple of years. As shown in Figure 9(a) [SAFEKnife Horizontal®. DK2518DH1 Fujifilm Corp, Tokyo Japan] newer knives have been designed to enable a different axis of cutting. These are introduced during the submucosal dissection itself during the procedure with the aim to achieve maximal safety and efficacy.

The mucosal incision is made only in the area to be dissected and then dissection of the submucosa from the incised part is promptly started. Circumferential marking around the tumor with the tip of the electrosurgical knife is recommended for lesions in the upper gastrointestinal tract but not for intestinal neoplasms as the colonic wall is thin enough to be

The development and subsequent maintenance of sufficient mucosal elevation is paramount for safe mucosal incisions and submucosal dissection. For these purposes, 0.4% sodium hyaluronate solution (MucoUp®; Seikagaku Corp, Tokyo, Japan) is the best injection fluid for ESD. [79-80]. The authors have found that the submucosal injection of sodium hyaluronate (0.4%) – commercially known as MucoUp®, (Johnson and Johnson Medical Co., Tokyo, Japan) enables the creation of a long-lasting mucosal protrusion that usually lasts more than 1 hour, providing the longest lasting fluid cushion, [49,79-80] and higher successful en-bloc resection

**Table 2.** ERBE VIO 300D settings for ESD procedures (W: watts)

Minor bleeding and small blood vessels can be managed using the knife. However, more reliable hemostasis for a larger vessel can be achieved using hemostatic forceps (HDB2422W; Pentax, Tokyo, Japan). The generator is set to soft coagulation mode for the hemostatic forceps.

Effective control of bleeding during the procedure is a vital factor for successful ESD.
