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## **Meet the editor**

Professor Dr Davy Vanden Broeck, MSc, PhD, obtained his MSc degree in Biochemistry from Antwerp University, in Belgium, with judicium Cum Laude. Afterwards, he pursued a PhD in Biomedical Sciences at Antwerp University. Later, he joined the International Centre for Reproductive Health (ICRH) and dedicated his research efforts on the focus of sexually transmitted viruses.

Finally, he obtained two consecutive post-doc grants at Ghent University in Ghent, Belgium, with a specific focus on papilloma virus research. Currently, Dr Vanden Broeck holds the position of professor of Molecular Virology and heads the ICRH HPV/cervical cancer research team. Within this team, multi-disciplinary research is performed on the prevention of cervical cancer (vaccine, screening), as well as clinical/translational aspects of cervical cancer research, with equally fundamental research forming a part of the research agenda.

Contents

**Preface IX** 

**Part 1 Clinical Aspects of** 

Robert Koiss

Edison Natal Fedrizzi

**Part 2 Human Papillomavirus Vaccines 99** 

E. Sánchez and Alfonso Alba

Chapter 7 **Plant Production of Vaccine Against HPV: A New Perspectives 147**  Markéta Šmídková, Marcela Holá, Jitka Brouzdová and Karel J. Angelis

Chapter 8 **Development of Vaccines and Gene Therapy** 

**Human Papillomavirus Related Diseases 1** 

Chapter 1 **Human Papillomavirus: Biology and Pathogenesis 3** 

Thales Allyrio Araújo de Medeiros Fernandes

Evanthia A. Kostopoulou and George Koukoulis

Chapter 3 **Screening Methods in Prevention of Cervical Cancer 65** 

Chapter 5 **Development of New Human Papillomavirus Vaccines 101**  Carmen Rodríguez-Cerdeira, Silvia Díez-Moreno,

**Against HPV Infection and Cervical Cancer 177** 

**and Lessons for Prophylactic and Therapeutic Vaccines 125** 

Zoraya De Guglielmo Cróquer and Armando Rodríguez Bermúdez

Chapter 4 **Clinical Manifestations of Genital HPV Infection 83** 

Chapter 6 **Current Insight into Anti-HPV Immune Responses** 

Isabelle Bourgault-Villada and Simon Jacobelli

**Squamous Intraepithelial Lesions of the Uterine Cervix 41** 

José Veríssimo Fernandes and

Chapter 2 **Immunohistochemistry in the Diagnosis of** 

### Contents

### **Preface XI**

	- **Part 2 Human Papillomavirus Vaccines 99**

#### X Contents

### **Part 3 Human Papillomavirus in Non-Uterine Disease 195**

Chapter 9 **Epidemiology of HPV in Head and Neck Cancer 197**  Márcio Campos Oliveira, Maria da Conceição Andrade and Fabrício dos Santos Menezes

### Chapter 10 **Implications of Human Papillomavirus Infections in the Biology of Head and Neck Cancers 221**  Descamps Géraldine, Duray Anaëlle, Delvenne Philippe and Saussez Sven


### Preface

Cervical cancer is the second most prevalent cancer among women worldwide, mainly affecting young women. Infection with Human Papilloma Virus (HPV) has been identified as the causal agent for this condition. The natural history of cervical cancer is characterized by slow disease progression, generally taking over 10 years, from the initial infection with HPV, to the diagnosis of cancer. In essence, cervical cancer is a preventable disease, and treatable if diagnosed in early stage. Historically, the introduction of the Pap smear has markedly reduced the number of new cases in countries with an effective prevention program. The burden of disease is highest in developing countries, with peak incidence in Eastern Africa. Recently, prophylactic vaccines became available, equally contributing to a better disease prevention. Unfortunately, the global burden of disease is still very high.

In the first section of this book, clinical aspects of HPV related disease are highlighted. Innovative clinical diagnostic tools are discussed and Dr Fedrizzi has provided a highly illustrative contribution on the clinical manifestation of HPV related disease. The introduction of the HPV prophylactic vaccine has been an important recent development in the fight against cervical cancer. The second section focuses on HPV vaccine related issues. Immune responses of the current vaccine are presented by Dr Bourgault-Villada, and options for the next generation vaccines, or more efficient production strategies, are discussed. Although HPV is most prominently known from its role in cervical carcinogenesis, the virus is also involved in other conditions. In the third section, HPV in non-uterine disease is discussed. Epidemiology and role of HPV in head-and-neck tumors are addressed. HPV also affects men, and this section covers the impact of HPV on penile cancers and its prevalence in semen.

This book will be a useful tool for both researchers and clinicians dealing with cervical cancer, and it will provide them with the latest information in this field.

> **Dr Davy Vanden Broeck, MSc, PhD**  Team Leader HPV/Cervical Cancer Research International Centre for Reproductive Health Ghent University Belgium

#### X Preface

### **Acknowledgements**

The editor of this book would like to express sincere thanks to all authors for their high quality contributions. The editor expresses the gratefulness to Ms. Bojana Zelenika and Ms. Ivona Lovric, process managers, for their continued cooperation.

X Preface

**Acknowledgements** 

The editor of this book would like to express sincere thanks to all authors for their high quality contributions. The editor expresses the gratefulness to Ms. Bojana Zelenika and Ms. Ivona Lovric, process managers, for their continued cooperation.

**Part 1** 

**Clinical Aspects of** 

**Human Papillomavirus Related Diseases** 

## **Part 1**

**Clinical Aspects of Human Papillomavirus Related Diseases** 

**1** 

*Brazil* 

**Human Papillomavirus:** 

*1Federal University of Rio Grande do Norte 2University of Rio Grande do Norte State* 

José Veríssimo Fernandes1 and

**Biology and Pathogenesis** 

Thales Allyrio Araújo de Medeiros Fernandes2

The human papillomavirus (HPV) is one of the most common causes of sexually transmitted disease in both men and women around the world, especially in developing countries, where the prevalence of asymptomatic infection varies from 2 to 44%, depending on the population and studied region (Sanjosé et al., 2007). Most HPV infection is transient and some studies show that the majority of sexually active individuals are exposed to and acquire infection from this virus at some phase in their lives (Baseman and Koutsky, 2005; Trottier and Franco, 2006). HPV infection is more prevalent in young adults, at the beginning of their sexual activity, with a subsequent decline in the prevalence rate with increasing age, likely as a result of development of an immune response against the virus and reduction of sexual activity (Castle et al., 2005; Fernandes et al., 2009; Chan et al., 2010). HPV can infect basal epithelial cells of the skin or inner-lining tissues and are categorized as cutaneous types or mucosal types. Cutaneous types are epidermotropic and infect the keratinized surface of the skin, targeting the skin of the hands and feet. Mucosal types infect the lining of the mouth, throat, respiratory, or anogenital tract epithelium (Burd, 2003). Some HPVs are associated with warts while others have been well established as the main risk factor of invasive cervical cancers and their associated pre-cancerous lesions (Clifford et al., 2005; Zekri et al., 2006; Muñoz et al., 2006). However, only few HPV-infected individuals progress to invasive cervical cancer (Burd, 2003). Most infected individuals eliminate the

virus without developing recognized clinical manifestation. (Bosch et al., 2008).

and contribute to over 40% of oral cancers (Stanley, 2010).

Today, more than 150 different HPV types have been cataloged and about 40 can infect the epithelial lining of the anogenital tract and other mucosal areas of the human body. Based on their association with cervical cancer and precursor lesions, HPVs can also be classified as high-risk (HR-HPV) and low-risk (LR-HPV) oncogenic types. LR-HPV types, such as HPV 6 and 11, can cause common genital warts or benign hyperproliferative lesions with very limited tendency to malignant progression, while infection with HR-HPV types, highlighting HPV 16 and 18, is associated with the occurrence of pre-malignant and malignant cervical lesions (Muñoz et al., 2003; Bosch et al., 2002; Bosch et al., 2008). HR-HPV types are also associated with many penile, vulvar, anal, and head and neck carcinomas,

**1. Introduction** 

### **Human Papillomavirus: Biology and Pathogenesis**

José Veríssimo Fernandes1 and Thales Allyrio Araújo de Medeiros Fernandes2 *1Federal University of Rio Grande do Norte 2University of Rio Grande do Norte State Brazil* 

### **1. Introduction**

The human papillomavirus (HPV) is one of the most common causes of sexually transmitted disease in both men and women around the world, especially in developing countries, where the prevalence of asymptomatic infection varies from 2 to 44%, depending on the population and studied region (Sanjosé et al., 2007). Most HPV infection is transient and some studies show that the majority of sexually active individuals are exposed to and acquire infection from this virus at some phase in their lives (Baseman and Koutsky, 2005; Trottier and Franco, 2006). HPV infection is more prevalent in young adults, at the beginning of their sexual activity, with a subsequent decline in the prevalence rate with increasing age, likely as a result of development of an immune response against the virus and reduction of sexual activity (Castle et al., 2005; Fernandes et al., 2009; Chan et al., 2010).

HPV can infect basal epithelial cells of the skin or inner-lining tissues and are categorized as cutaneous types or mucosal types. Cutaneous types are epidermotropic and infect the keratinized surface of the skin, targeting the skin of the hands and feet. Mucosal types infect the lining of the mouth, throat, respiratory, or anogenital tract epithelium (Burd, 2003). Some HPVs are associated with warts while others have been well established as the main risk factor of invasive cervical cancers and their associated pre-cancerous lesions (Clifford et al., 2005; Zekri et al., 2006; Muñoz et al., 2006). However, only few HPV-infected individuals progress to invasive cervical cancer (Burd, 2003). Most infected individuals eliminate the virus without developing recognized clinical manifestation. (Bosch et al., 2008).

Today, more than 150 different HPV types have been cataloged and about 40 can infect the epithelial lining of the anogenital tract and other mucosal areas of the human body. Based on their association with cervical cancer and precursor lesions, HPVs can also be classified as high-risk (HR-HPV) and low-risk (LR-HPV) oncogenic types. LR-HPV types, such as HPV 6 and 11, can cause common genital warts or benign hyperproliferative lesions with very limited tendency to malignant progression, while infection with HR-HPV types, highlighting HPV 16 and 18, is associated with the occurrence of pre-malignant and malignant cervical lesions (Muñoz et al., 2003; Bosch et al., 2002; Bosch et al., 2008). HR-HPV types are also associated with many penile, vulvar, anal, and head and neck carcinomas, and contribute to over 40% of oral cancers (Stanley, 2010).

Human Papillomavirus: Biology and Pathogenesis 5

The viral genome of the HPV consists of a single molecule of double-stranded and circular DNA, containing approximately 8000 base pairs and harboring an average of 8 open reading frames (ORFs) (Jo & Kim 2005; Zheng & Baker, 2006). In a functional point of view, the HPV genome is divided into three regions. The first is a noncoding upstream regulatory region (URR) or long control region (LCR) that has regulatory function of the transcription of the E6 and E7 viral genes; The second is an early region (E), consisting of six ORFs: E1, E2, E4, E5, E6, and E7, which encodes no structural proteins involved in viral replication and oncogenesis. The third is a late (L) region that encodes the L1 and L2 structural proteins. The LCR region of the anogenital HPVs ranges in size between 800-900 pb, representing about 10% of the genome, and varies substantially in nucleotide composition between individual

Only one strand of the double-stranded DNA serves as the template for viral gene expression, coding for a number of polycistronic mRNA transcripts. (Stanley et al., 2007). The regulation of viral gene expression is complex and controlled by cellular and viral transcription factors. Most of these regulations occur within the LCR region, which contains cis-active element transcription regulators. These sequences are bound by a number of cellular factors as well as the viral E2 product (zur Hausen, 1996). A large number of cellular transcription factors have been identified and the dysfunction of some of them appears to play a significant role in papillomavirus-linked carcinogenesis (Thierry et al., 1992; Hamid &

The transcription start sites of viral promoters differ depending on the virus type, but, in all types, promoter usage is keratinocyte differentiation-dependent (Smith et al., 2007). The replication origin and many transcriptional regulatory elements are found in the upstream LCR region. The virus early promoter, differentiation-dependent late promoter, and two polyadenylation signals define three general groups of viral genes that are coordinately regulated during host cell differentiation. The E6 and E7 genes maintain replication competence. E1 E2, E4, E5, and E8 are involved in virus DNA replication, transcriptional control, beyond other late functions and L1 and L2, responsible for the assembly of viral

The regulation of expression of the late genes in genital HPVs is not well understood. However, it has been shown that the second, or later, promoter is initiated in a differentiation-dependent manner, and thus is activated only when cells are grown in the host's stratifying/differentiating tissue. Once activated, the later promoter directs transcription from a heterogeneous set of start sites and will serve to produce a set of transcripts that facilitate the translation of L1 and L2 proteins (Smith et al., 2007; Conway & Meyers, 2009). Activation of the later promoter is accompanied by acceleration of viral DNA replication and by high levels of viral protein expression. As a result, virus copy-number amplifies from 50 copies to several thousands of copies per cell. So when a late promoter is activated, the expression of genes will occur, encoding the structural proteins L1 and L2,

The E1 protein represents one of the the most conserved proteins among different HPV types. It has DNA-binding functions and a binding site in the origin of replication localized

which join to assemble the capsids and to form virions (Stanley et al., 2007).

HPV types (Fehrmann & Laimins, 2003; Jo & Kim, 2005).

Gaston, 2009).

particles (Bodily & Laimins, 2011).

**2.2 Functions of viral proteins** 

**E1 Protein** 

Persistent infection with HR-HPV is unequivocally established as a necessary cause of cervival cancer (Trottier & Franco, 2006). The critical molecules for initiation and progression of this cancer are the oncoproteins E5, E6, and E7, that act largely by overcoming negative growth regulation by host cell proteins and by inducing genomic instability, a hallmark of HPVassociated cancers (Munger et al., 2004; Moody & Laimins, 2010).

Once HPV transmission to the genital tract occurs through sexual contact, the risk factors for the infection and cervical lesions, including cervical cancer, are the same classic risk factors for other sexually transmitted diseases. The number of sexual partners is the risk factor more consistently associated with genital HPV infection and therefore with cervical cancer. In addition, other indicators of sexual behavior and reproductive activities, heredity, immune and nutritional status, and smoking can contribute in some way to the development of cervical cancer (Tarkowski et al., 2004; Muñoz, 2006; Fernandes et al., 2010).

In this chapter we will discuss the biology and pathogenesis of human papillomavirus, analyzing some specific aspects of their interactions with the infected host and specific host cell components.

### **2. Biologic properties of HPV**

### **2.1 Structure of viral particle and regulation of gene expression**

The human papillomavirus (HPV) is a relatively small non-enveloped virus that contains a double-stranded closed circular DNA genome, associated with histone-like proteins and protected by a capsid formed by two late proteins, L1 and L2. Each capsid is composed of 72 capsomeres, each of which is composed of five monomeric of 55kDa units that join to form a pentamer corresponding to the major protein capsid, L1. The L1 pentamers are distributed forming a network of intra- and interpentameric disulfide interactions which serve to stabilize the capsid (Sapp et al., 1995). In addition to L1, minor capsid proteins with approximately 75kDa exist within the virion and are called the L2 protein. To assemble the viral capsid, the pentamers join to copies of L2 that occludes the center of each pentavalent capsomere. (Jo & Kim 2005; Buck et al., 2008; Conway & Meyers, 2009). Thus, each virion contains 72 copies of the L1, the major component of the capsid, and a variable number of copies of L2, a secondary component of the viral capsid, forming a particle with icosahedra symmetry and approximately 50 to 60 nm in diameter ( Burd, 2003; Longworth & Laimins, 2004; zur Hausen, 2009).

Fig. 1. The structure of HPV. (Adapted from Swiss Institute of Bioinformatics, Viral Zone. - Available in http://viralzone.expasy.org/all\_by\_species/5.html )

Human Papillomavirus and Related Diseases 4 – From Bench to Bedside – A Clinical Perspective

Persistent infection with HR-HPV is unequivocally established as a necessary cause of cervival cancer (Trottier & Franco, 2006). The critical molecules for initiation and progression of this cancer are the oncoproteins E5, E6, and E7, that act largely by overcoming negative growth regulation by host cell proteins and by inducing genomic instability, a hallmark of HPV-

Once HPV transmission to the genital tract occurs through sexual contact, the risk factors for the infection and cervical lesions, including cervical cancer, are the same classic risk factors for other sexually transmitted diseases. The number of sexual partners is the risk factor more consistently associated with genital HPV infection and therefore with cervical cancer. In addition, other indicators of sexual behavior and reproductive activities, heredity, immune and nutritional status, and smoking can contribute in some way to the development of cervical cancer (Tarkowski et al., 2004; Muñoz, 2006; Fernandes et al., 2010). In this chapter we will discuss the biology and pathogenesis of human papillomavirus, analyzing some specific aspects of their interactions with the infected host and specific host

The human papillomavirus (HPV) is a relatively small non-enveloped virus that contains a double-stranded closed circular DNA genome, associated with histone-like proteins and protected by a capsid formed by two late proteins, L1 and L2. Each capsid is composed of 72 capsomeres, each of which is composed of five monomeric of 55kDa units that join to form a pentamer corresponding to the major protein capsid, L1. The L1 pentamers are distributed forming a network of intra- and interpentameric disulfide interactions which serve to stabilize the capsid (Sapp et al., 1995). In addition to L1, minor capsid proteins with approximately 75kDa exist within the virion and are called the L2 protein. To assemble the viral capsid, the pentamers join to copies of L2 that occludes the center of each pentavalent capsomere. (Jo & Kim 2005; Buck et al., 2008; Conway & Meyers, 2009). Thus, each virion contains 72 copies of the L1, the major component of the capsid, and a variable number of copies of L2, a secondary component of the viral capsid, forming a particle with icosahedra symmetry and approximately 50 to 60 nm in diameter ( Burd, 2003; Longworth & Laimins,

Fig. 1. The structure of HPV. (Adapted from Swiss Institute of Bioinformatics, Viral Zone. -

Available in http://viralzone.expasy.org/all\_by\_species/5.html )

associated cancers (Munger et al., 2004; Moody & Laimins, 2010).

**2.1 Structure of viral particle and regulation of gene expression** 

cell components.

2004; zur Hausen, 2009).

**2. Biologic properties of HPV** 

The viral genome of the HPV consists of a single molecule of double-stranded and circular DNA, containing approximately 8000 base pairs and harboring an average of 8 open reading frames (ORFs) (Jo & Kim 2005; Zheng & Baker, 2006). In a functional point of view, the HPV genome is divided into three regions. The first is a noncoding upstream regulatory region (URR) or long control region (LCR) that has regulatory function of the transcription of the E6 and E7 viral genes; The second is an early region (E), consisting of six ORFs: E1, E2, E4, E5, E6, and E7, which encodes no structural proteins involved in viral replication and oncogenesis. The third is a late (L) region that encodes the L1 and L2 structural proteins. The LCR region of the anogenital HPVs ranges in size between 800-900 pb, representing about 10% of the genome, and varies substantially in nucleotide composition between individual HPV types (Fehrmann & Laimins, 2003; Jo & Kim, 2005).

Only one strand of the double-stranded DNA serves as the template for viral gene expression, coding for a number of polycistronic mRNA transcripts. (Stanley et al., 2007). The regulation of viral gene expression is complex and controlled by cellular and viral transcription factors. Most of these regulations occur within the LCR region, which contains cis-active element transcription regulators. These sequences are bound by a number of cellular factors as well as the viral E2 product (zur Hausen, 1996). A large number of cellular transcription factors have been identified and the dysfunction of some of them appears to play a significant role in papillomavirus-linked carcinogenesis (Thierry et al., 1992; Hamid & Gaston, 2009).

The transcription start sites of viral promoters differ depending on the virus type, but, in all types, promoter usage is keratinocyte differentiation-dependent (Smith et al., 2007). The replication origin and many transcriptional regulatory elements are found in the upstream LCR region. The virus early promoter, differentiation-dependent late promoter, and two polyadenylation signals define three general groups of viral genes that are coordinately regulated during host cell differentiation. The E6 and E7 genes maintain replication competence. E1 E2, E4, E5, and E8 are involved in virus DNA replication, transcriptional control, beyond other late functions and L1 and L2, responsible for the assembly of viral particles (Bodily & Laimins, 2011).

The regulation of expression of the late genes in genital HPVs is not well understood. However, it has been shown that the second, or later, promoter is initiated in a differentiation-dependent manner, and thus is activated only when cells are grown in the host's stratifying/differentiating tissue. Once activated, the later promoter directs transcription from a heterogeneous set of start sites and will serve to produce a set of transcripts that facilitate the translation of L1 and L2 proteins (Smith et al., 2007; Conway & Meyers, 2009). Activation of the later promoter is accompanied by acceleration of viral DNA replication and by high levels of viral protein expression. As a result, virus copy-number amplifies from 50 copies to several thousands of copies per cell. So when a late promoter is activated, the expression of genes will occur, encoding the structural proteins L1 and L2, which join to assemble the capsids and to form virions (Stanley et al., 2007).

#### **2.2 Functions of viral proteins**

#### **E1 Protein**

The E1 protein represents one of the the most conserved proteins among different HPV types. It has DNA-binding functions and a binding site in the origin of replication localized

Human Papillomavirus: Biology and Pathogenesis 7

by recruitment of co-repressors, such as the CHD6 protein. This suggests that repression of the E6/E7 promoter by E2 and E8^E2C involves multiple interactions with host cell proteins

Despite being considered an early protein, E4 is exclusively located in the differentiated layers of the infected epithelium (zur Hausen, 1996). Although its expression occurs in highly differentiated cells that express the capsid genes and synthesize new progeny virions, and coincides with the onset of vegetative viral DNA replication, E4 is not found in virion particles. The role of this protein in the virus life cycle has not yet been determined, but E4 is not required for transformation or episomal persistence of viral DNA, but interacts with the

It has been suggested that E4 may have an important role in favoring and supporting the HPV genome amplification, besides regulating the expression of late genes, controlling the virus maturation, and facilitating the release of virions (Londgworth & Laimins 2004). E4 also interacts with and disrupts the organization of intermediate filaments. The role of E4 in providing the release of virus is supported by the association of E4 with the cornified cell envelope (CCE), a highly resistant structure under the plasmatic membrane of differentiated keratinocytes in the stratum corneum. Furthermore, E4 may play role in regulating gene expression and has been shown to induce G2 arrest in a variety of cell types (Londgworth &

The E5 protein is a small hydrophobic peptide, approximately 83 amino acids in size that localizes primarily to the endoplasmic reticulum. When expressed alone, HPV E5 has weak oncogenic properties. But in tissue culture assays, HPV E5 can enhance the transforming activity of E6 and E7, suggesting that it may have a supportive role in tumor progression. The localization of E5 to the endoplasmic reticulum suggests its activity may be related to the trafficking of cytoplasmic membrane proteins through this cellular compartment. E5 has also been reported to alter the activity of the epidermal growth factor receptor (EGFR), in addition to reducing the surface levels of major histocompatibility complex (MHC) class I proteins, modulating the MAPK pathway and altering the levels of caveolin 1 (Moody &

The E5 protein varies in length and primary amino acid sequence among the different papillomaviruses, but maintains its hydrophobic nature that promotes fusion between cells (Hu et al., 2009). HPV16 E5 has all the characteristics of fusogenic proteins, including localization in plasma membrane, high level of hydrophobicity, and the ability for dimmers. Moreover, HPV16 E5 has been identified to be necessary and sufficient to induce cell-cell

The fusogenic activity of the HR-HPV E5 protein contributes to fusion among cells generating aneuploidy with tetraploid cells and chromosomal instability. These events seem to precede and favor integration of HPV genomes, which in turn, leads to expression of viral-cellular fusion transcripts and further enhances expression of the E6-E7 genes, rendering transformed cells strong growth advantages (Ziegert et al., 2003). Thus, the cell fusion HR-HPV E5-induced and cell cycle deregulation seems to have an important role in

fusion with formation of tetraploid cell and cytokinesis failure (Hu et al., 2009).

through different protein domains (Fertey et al., 2010).

keratin networks and causes their collapse (Doorbar et al., 1991).

**E4 protein** 

Laimins 2004).

Laimins, 2010).

**E5 protein** 

in the LCR region. It assembles into a hexameric complex, supported by the E2 protein, and the resultant complex has helicase activity and initiates DNA bidirectional unwinding, constituting a prerequisite for viral DNA replication (Wilson et al., 2002; Frattini & Laimins, 1994). The carboxyl terminal domain of E1 has an ATPase/helicase activity and is necessary and sufficient for oligomerization. This domain also interacts with the E2 protein and subunit p70 of DNA polymerase α, but is not sufficient to support replication (Amin et al., 2000). A segment of approximately 160 amino acid residues upstream of the ATPase/helicase domain is the DNA-binding domain (Titolo et al., 2003). A stretch of about 50 amino acids within the amino terminus of E1 acts as a localization regulatory region (LCR) and contains a dominant nuclear export sequence (NES) and a nuclear localization signal (NSL), which are regulated by phosphorylation (Deng et al., 2004).

### **E2 protein**

The E2 open reading frame of HPV gives rise to multiple gene products by alternative RNA splicing. The proteins derived from the E2 gene are involved in the control of viral transcription, DNA replication, and segregation of viral genomes (McPhillips et al., 2006; Kadaja et al., 2009). These different E2 types represent the major intragenomic regulators (Bouvard et al., 1994).

The E2 protein can bind to factors on mitotic chromatin and join the virus genome to host cell chromosomes during mitosis; it contributes to coordinating the HPV DNA replication with host cell chromosome duplication, allowing the viral genomes to be distributed to the daughter cell. This constitutes an important requirement for the persistence of virus DNA in undifferentiated basal cells (McPhillips et al., 2006). Furthermore, the E2 protein interacts with E1 and stimulates viral DNA replication, favoring the binding of E1 to the origin of replication ( Seo et al., 1993; Chow et al., 1994).

In lesions containing HPV episomes, the E2 protein directly represses the expression of early genes as a mechanism to regulate the copy number. In addition, it has been reported that HPV E2 proteins are able to repress telomerase promoter activity mediated by the HPV E6 protein (Hamid et al., 2009). Integration of the HPV genome in the host cell chromosome usually disrupts E2 expression, causing a deregulated expression of early viral genes, including E6 and E7, and this event can favor the transformation of human cells and the transition into a malignant state (Romanczuk & Howley, 1992)

In addition to the full-length E2 protein, the infected cells can express an E8^E2C transcript, in which the small E8 domain is fused to the C-terminal domain of E2 (E2C). The full-length E2 protein forms heterodimers with repressor forms of E2, and these E2 heterodimers serve as activators of transcription and replication during the viral cycle. The single-chain E2 heterodimer in the HPV 18 genome initiates genome replication, but is not sufficient for long-term replication of the HPV 18 genome. This is due to the capacity of HPV18 in encoding the repressor E8/E2, which acts as a negative regulator of HPV18 genome replication (Kurg et al., 2010). Moreover, it has been shown that inactivation of E2 in the HPV16 genome increases E6/E7 transcription (Soeda et al., 2006), and that mutation of E8^E2C in the HPV31 or HPV16 genome increases the genome copy number and the E6/E7 transcription, suggesting that the transcriptional repressing by E8^E2C has an important role in viral replication (Lace et al., 2008). It was also noted that the E2C domain not only mediates specific DNA binding but has also an additional role in transcriptional repression by recruitment of co-repressors, such as the CHD6 protein. This suggests that repression of the E6/E7 promoter by E2 and E8^E2C involves multiple interactions with host cell proteins through different protein domains (Fertey et al., 2010).

### **E4 protein**

Human Papillomavirus and Related Diseases 6 – From Bench to Bedside – A Clinical Perspective

in the LCR region. It assembles into a hexameric complex, supported by the E2 protein, and the resultant complex has helicase activity and initiates DNA bidirectional unwinding, constituting a prerequisite for viral DNA replication (Wilson et al., 2002; Frattini & Laimins, 1994). The carboxyl terminal domain of E1 has an ATPase/helicase activity and is necessary and sufficient for oligomerization. This domain also interacts with the E2 protein and subunit p70 of DNA polymerase α, but is not sufficient to support replication (Amin et al., 2000). A segment of approximately 160 amino acid residues upstream of the ATPase/helicase domain is the DNA-binding domain (Titolo et al., 2003). A stretch of about 50 amino acids within the amino terminus of E1 acts as a localization regulatory region (LCR) and contains a dominant nuclear export sequence (NES) and a nuclear localization

The E2 open reading frame of HPV gives rise to multiple gene products by alternative RNA splicing. The proteins derived from the E2 gene are involved in the control of viral transcription, DNA replication, and segregation of viral genomes (McPhillips et al., 2006; Kadaja et al., 2009). These different E2 types represent the major intragenomic regulators

The E2 protein can bind to factors on mitotic chromatin and join the virus genome to host cell chromosomes during mitosis; it contributes to coordinating the HPV DNA replication with host cell chromosome duplication, allowing the viral genomes to be distributed to the daughter cell. This constitutes an important requirement for the persistence of virus DNA in undifferentiated basal cells (McPhillips et al., 2006). Furthermore, the E2 protein interacts with E1 and stimulates viral DNA replication, favoring the binding of E1 to the origin of

In lesions containing HPV episomes, the E2 protein directly represses the expression of early genes as a mechanism to regulate the copy number. In addition, it has been reported that HPV E2 proteins are able to repress telomerase promoter activity mediated by the HPV E6 protein (Hamid et al., 2009). Integration of the HPV genome in the host cell chromosome usually disrupts E2 expression, causing a deregulated expression of early viral genes, including E6 and E7, and this event can favor the transformation of human cells and the

In addition to the full-length E2 protein, the infected cells can express an E8^E2C transcript, in which the small E8 domain is fused to the C-terminal domain of E2 (E2C). The full-length E2 protein forms heterodimers with repressor forms of E2, and these E2 heterodimers serve as activators of transcription and replication during the viral cycle. The single-chain E2 heterodimer in the HPV 18 genome initiates genome replication, but is not sufficient for long-term replication of the HPV 18 genome. This is due to the capacity of HPV18 in encoding the repressor E8/E2, which acts as a negative regulator of HPV18 genome replication (Kurg et al., 2010). Moreover, it has been shown that inactivation of E2 in the HPV16 genome increases E6/E7 transcription (Soeda et al., 2006), and that mutation of E8^E2C in the HPV31 or HPV16 genome increases the genome copy number and the E6/E7 transcription, suggesting that the transcriptional repressing by E8^E2C has an important role in viral replication (Lace et al., 2008). It was also noted that the E2C domain not only mediates specific DNA binding but has also an additional role in transcriptional repression

signal (NSL), which are regulated by phosphorylation (Deng et al., 2004).

**E2 protein** 

(Bouvard et al., 1994).

replication ( Seo et al., 1993; Chow et al., 1994).

transition into a malignant state (Romanczuk & Howley, 1992)

Despite being considered an early protein, E4 is exclusively located in the differentiated layers of the infected epithelium (zur Hausen, 1996). Although its expression occurs in highly differentiated cells that express the capsid genes and synthesize new progeny virions, and coincides with the onset of vegetative viral DNA replication, E4 is not found in virion particles. The role of this protein in the virus life cycle has not yet been determined, but E4 is not required for transformation or episomal persistence of viral DNA, but interacts with the keratin networks and causes their collapse (Doorbar et al., 1991).

It has been suggested that E4 may have an important role in favoring and supporting the HPV genome amplification, besides regulating the expression of late genes, controlling the virus maturation, and facilitating the release of virions (Londgworth & Laimins 2004). E4 also interacts with and disrupts the organization of intermediate filaments. The role of E4 in providing the release of virus is supported by the association of E4 with the cornified cell envelope (CCE), a highly resistant structure under the plasmatic membrane of differentiated keratinocytes in the stratum corneum. Furthermore, E4 may play role in regulating gene expression and has been shown to induce G2 arrest in a variety of cell types (Londgworth & Laimins 2004).

### **E5 protein**

The E5 protein is a small hydrophobic peptide, approximately 83 amino acids in size that localizes primarily to the endoplasmic reticulum. When expressed alone, HPV E5 has weak oncogenic properties. But in tissue culture assays, HPV E5 can enhance the transforming activity of E6 and E7, suggesting that it may have a supportive role in tumor progression. The localization of E5 to the endoplasmic reticulum suggests its activity may be related to the trafficking of cytoplasmic membrane proteins through this cellular compartment. E5 has also been reported to alter the activity of the epidermal growth factor receptor (EGFR), in addition to reducing the surface levels of major histocompatibility complex (MHC) class I proteins, modulating the MAPK pathway and altering the levels of caveolin 1 (Moody & Laimins, 2010).

The E5 protein varies in length and primary amino acid sequence among the different papillomaviruses, but maintains its hydrophobic nature that promotes fusion between cells (Hu et al., 2009). HPV16 E5 has all the characteristics of fusogenic proteins, including localization in plasma membrane, high level of hydrophobicity, and the ability for dimmers. Moreover, HPV16 E5 has been identified to be necessary and sufficient to induce cell-cell fusion with formation of tetraploid cell and cytokinesis failure (Hu et al., 2009).

The fusogenic activity of the HR-HPV E5 protein contributes to fusion among cells generating aneuploidy with tetraploid cells and chromosomal instability. These events seem to precede and favor integration of HPV genomes, which in turn, leads to expression of viral-cellular fusion transcripts and further enhances expression of the E6-E7 genes, rendering transformed cells strong growth advantages (Ziegert et al., 2003). Thus, the cell fusion HR-HPV E5-induced and cell cycle deregulation seems to have an important role in

Human Papillomavirus: Biology and Pathogenesis 9

HR-HPV E6 is also able to interact with members of the PDZ family of proteins, promoting its proteasome-mediated degradation, an activity that seems to be required for induction of cervical cancer (Shai et al., 2007). HR-HPV E6 PDZ binding can mediate suprabasal cell proliferation and this is thought to occur by uncoupling the cell proliferation and polarity control that exist in a differentiated epithelium (Sterlinko et al., 2004). LR-HPV E6 does not contain the PDZ-binding motif and therefore cannot target these proteins. Degradation of PDZ proteins results in cellular transformation due to loss of cell-cell contact and loss of cell polarity (Storrs and Silverstein, 2007). In addition, it has been demonstrated that the degradation of phosphatase PTPN13 by E6 results in anchorage-independent growth and a

Another function of the HR-HPV E6 protein that is important for immortalization is their ability to activate the expression of the catalytic subunit of telomerase (hTERT). Thus, the E6 protein is able to promote the maintanance of the telomere, through the action of telomerase. Interestingly, over-expression of hTERT in conjunction with E7 is sufficient to immortalize human primary keratinocytes. The HPV E2 proteins are reported to repress hTERT promoter activity, but the interplay of E6 and E2 during the regulation of this

The E7 protein has around 100 amino acids in length and contains three conserved regions: CR1, CR2, and CR3 (Münger and Howley, 2002). It will induce cellular proliferation by binding to several cellular factors. The best characterized of these interactions is with the RB tumor suppressor and the related family members p107 and p130. The binding of high-risk E7 to pRB disrupts the interaction between pRB and E2F, a family of transcription factors, resulting in the constitutive expression of E2F-responsive genes, such as cyclin A and cyclin E, and promotes premature S phase entry, DNA synthesis, and the progression of cell cycle (Zerfass et al., 1995). Thus, in cells overexpressing the HPV E7 protein, this checkpoint control at G1/S transition is lost and the cells will continue their cell cycle, causing an uncontrolled cellular proliferation. Moreover, E7 induces the degradation of pRb via the proteasome-dependent pathway, using a mechanism that involves association with and reprogramming of the cullin 2 ubiquitin ligase complex (Jo & Kim, 2005; Huh et al., 2007). HPV E7 can also associate directly with cdk2/cyclin A and cylin E complexes, resulting in an increased cdk2 activity (Nguyen & Münger, 2008). Another action of E7 that contributes to cellular immortalization is its interaction with the CDK inhibitors (CKI) p21 and p27, efficiently neutralizing their inhibitory effects on CDK2 activities, an important factor for G1 to S phase entry and progression (Moody & Laimins, 2010). The ability of E7 to inactivate these CKIs may contribute to its capacity to abrogate TGF-β mediated growth inhibition. Moreover, TGF-β also induces a cdk4/cdk6 specific CKI, P15Inkb, and p15Inkb-induced growth suppression, and these actions may require functional pRB, which is targeted for degradation by E7 (McLaughlin-Drubin & Münger, 2009). High-risk E7 has further been shown to increase the levels of the CDC25A phosphatase, which can induce tyrosine

dephosphorylation of CDK2, promoting its activation (Moody & Laimins, 2010).

E7 also affects the expression of S phase genes by directly interacting with E2F factors and with histone deacetylases (HDAC): E7-E2F6 interaction prevents repression of gene expression by E2F6, maintaining a S phase environment conductive for viral replication

Ras-dependent invasive phenotype (Spanos et al., 2008).

promoter has not been investigated (Hamid et al., 2009).

**E7 protein** 

the early stages of the transformation process. This suggests that HR-HPV E5-induced cell fusion can be a critical event in the early stage of the development of HPV-associated cervical cancer (Gao and Zheng et al., 2010).

As the E5 gene is frequently deleted in cervical cancers, it is believed that the E5 protein may play a role in the early stages of the process of cellular transformation, but is dispensable for the maintenance of malignant transformation (zur Hausen, 1996).

### **E6 protein**

The HPV E6 protein is formed by approximately 150 amino acids and contains two zinc-like fingers joined by an interdomain linker of 36 amino acids, flanked by short amino (N) and carboxy (C) terminal domains of variable lengths (Howie et al., 2009). The best known property of the E6 proteins of HR-HPVs is the ability to bind and degrade the tumorsuppressor protein p53, through the recruitment of the E6-associated protein (E6-AP), a cellular E3 ligase that does not bind to p53 in the absence of E6. Both E6 proteins from HR-HPV and LR-HPV bind to p53, but the interaction is stronger in HR-HPV (Lechner et al., 1994).

The E6 protein can overcome the cell arrest and proapoptotic activities of p53 by targeting p53 for degradation, inactivating the Mdm2 pathway. E6 can also inhibit the transcriptional activities of p53 independently of E6-AP (Thomas et al., 2005). Three different mechanisms have been proposed to explain this p53 inactivation: The first is inhibiting the binding of p53 to its target sequence in the genome; second, E6 may be able to inhibit p53 signaling by maintaining it in cytoplasm; and third, the mechanism employed by E6 to inhibit p53 activity is the abrogation of the transactivation of p53 responsive genes via interaction with either the CBP/p300 or hADA3 histone acetyltransferases. The E6 proteins have been shown to bind to p300, and this interaction inhibits p35 acetylation at p53 dependent sites, leading to decreased expression from p53. However, unlike p300, E6 interaction with hADA3 results in hADA3 degradation (Kumar et al., 2002). E6 may also inhibit p53 activation by blocking the p14/ARF pathway. Thus, E6 is able to modulate transcription of p53-dependent genes by both degradation of p53 and by interaction with the p300 and hADA3 transactivators (Shamanin et al., 2008).

The degradation or blocking of the p53 function inhibit apoptotic signaling that would eliminate the HPV infection cell. There are two major apoptotic pathways that can be triggered by different stresses: the extrinsic and intrinsic pathways. The E6 protein is able to disrupt both pathways to facilitate a cytoprotective environment and prevent cell death (Howie et al., 2009).

In addition, E6 is able to modulate transcription from other cellular signaling pathways as well as potentiating its ability to act as a diverse modulator of host cell signaling. It has been shown that E6 interact with three different proteins, such as a novel protein termed E6 targeted protein 1 (E6TP1) in an E6-AP dependent manner (Wooldridge et al., 2007), beyond another protein with GAP activity, tuberin, that can also be bound and degraded by E6 (Zeng et al. 2008). Furthermore, HR-HPV E6 has been shown to interact with two proteins that are part of the innate immune response to viral infection: interferon regulatory factor-3 (IFR-3) and toll-like receptor 9 (TLR9) (Hasan et al., 2007). Exogenous expression of HPV16 E6/E7 has been shown to inhibit TLR9 transcription, leading to a functional loss of TLR9 signaling pathways within the cell (Hasan et al., 2007).

HR-HPV E6 is also able to interact with members of the PDZ family of proteins, promoting its proteasome-mediated degradation, an activity that seems to be required for induction of cervical cancer (Shai et al., 2007). HR-HPV E6 PDZ binding can mediate suprabasal cell proliferation and this is thought to occur by uncoupling the cell proliferation and polarity control that exist in a differentiated epithelium (Sterlinko et al., 2004). LR-HPV E6 does not contain the PDZ-binding motif and therefore cannot target these proteins. Degradation of PDZ proteins results in cellular transformation due to loss of cell-cell contact and loss of cell polarity (Storrs and Silverstein, 2007). In addition, it has been demonstrated that the degradation of phosphatase PTPN13 by E6 results in anchorage-independent growth and a Ras-dependent invasive phenotype (Spanos et al., 2008).

Another function of the HR-HPV E6 protein that is important for immortalization is their ability to activate the expression of the catalytic subunit of telomerase (hTERT). Thus, the E6 protein is able to promote the maintanance of the telomere, through the action of telomerase. Interestingly, over-expression of hTERT in conjunction with E7 is sufficient to immortalize human primary keratinocytes. The HPV E2 proteins are reported to repress hTERT promoter activity, but the interplay of E6 and E2 during the regulation of this promoter has not been investigated (Hamid et al., 2009).

### **E7 protein**

Human Papillomavirus and Related Diseases 8 – From Bench to Bedside – A Clinical Perspective

the early stages of the transformation process. This suggests that HR-HPV E5-induced cell fusion can be a critical event in the early stage of the development of HPV-associated

As the E5 gene is frequently deleted in cervical cancers, it is believed that the E5 protein may play a role in the early stages of the process of cellular transformation, but is dispensable for

The HPV E6 protein is formed by approximately 150 amino acids and contains two zinc-like fingers joined by an interdomain linker of 36 amino acids, flanked by short amino (N) and carboxy (C) terminal domains of variable lengths (Howie et al., 2009). The best known property of the E6 proteins of HR-HPVs is the ability to bind and degrade the tumorsuppressor protein p53, through the recruitment of the E6-associated protein (E6-AP), a cellular E3 ligase that does not bind to p53 in the absence of E6. Both E6 proteins from HR-HPV and LR-HPV bind to p53, but the interaction is stronger in HR-HPV (Lechner et al.,

The E6 protein can overcome the cell arrest and proapoptotic activities of p53 by targeting p53 for degradation, inactivating the Mdm2 pathway. E6 can also inhibit the transcriptional activities of p53 independently of E6-AP (Thomas et al., 2005). Three different mechanisms have been proposed to explain this p53 inactivation: The first is inhibiting the binding of p53 to its target sequence in the genome; second, E6 may be able to inhibit p53 signaling by maintaining it in cytoplasm; and third, the mechanism employed by E6 to inhibit p53 activity is the abrogation of the transactivation of p53 responsive genes via interaction with either the CBP/p300 or hADA3 histone acetyltransferases. The E6 proteins have been shown to bind to p300, and this interaction inhibits p35 acetylation at p53 dependent sites, leading to decreased expression from p53. However, unlike p300, E6 interaction with hADA3 results in hADA3 degradation (Kumar et al., 2002). E6 may also inhibit p53 activation by blocking the p14/ARF pathway. Thus, E6 is able to modulate transcription of p53-dependent genes by both degradation of p53 and by interaction with the p300 and hADA3 transactivators

The degradation or blocking of the p53 function inhibit apoptotic signaling that would eliminate the HPV infection cell. There are two major apoptotic pathways that can be triggered by different stresses: the extrinsic and intrinsic pathways. The E6 protein is able to disrupt both pathways to facilitate a cytoprotective environment and prevent cell death

In addition, E6 is able to modulate transcription from other cellular signaling pathways as well as potentiating its ability to act as a diverse modulator of host cell signaling. It has been shown that E6 interact with three different proteins, such as a novel protein termed E6 targeted protein 1 (E6TP1) in an E6-AP dependent manner (Wooldridge et al., 2007), beyond another protein with GAP activity, tuberin, that can also be bound and degraded by E6 (Zeng et al. 2008). Furthermore, HR-HPV E6 has been shown to interact with two proteins that are part of the innate immune response to viral infection: interferon regulatory factor-3 (IFR-3) and toll-like receptor 9 (TLR9) (Hasan et al., 2007). Exogenous expression of HPV16 E6/E7 has been shown to inhibit TLR9 transcription, leading to a functional loss of TLR9

cervical cancer (Gao and Zheng et al., 2010).

**E6 protein** 

1994).

(Shamanin et al., 2008).

(Howie et al., 2009).

signaling pathways within the cell (Hasan et al., 2007).

the maintenance of malignant transformation (zur Hausen, 1996).

The E7 protein has around 100 amino acids in length and contains three conserved regions: CR1, CR2, and CR3 (Münger and Howley, 2002). It will induce cellular proliferation by binding to several cellular factors. The best characterized of these interactions is with the RB tumor suppressor and the related family members p107 and p130. The binding of high-risk E7 to pRB disrupts the interaction between pRB and E2F, a family of transcription factors, resulting in the constitutive expression of E2F-responsive genes, such as cyclin A and cyclin E, and promotes premature S phase entry, DNA synthesis, and the progression of cell cycle (Zerfass et al., 1995). Thus, in cells overexpressing the HPV E7 protein, this checkpoint control at G1/S transition is lost and the cells will continue their cell cycle, causing an uncontrolled cellular proliferation. Moreover, E7 induces the degradation of pRb via the proteasome-dependent pathway, using a mechanism that involves association with and reprogramming of the cullin 2 ubiquitin ligase complex (Jo & Kim, 2005; Huh et al., 2007).

HPV E7 can also associate directly with cdk2/cyclin A and cylin E complexes, resulting in an increased cdk2 activity (Nguyen & Münger, 2008). Another action of E7 that contributes to cellular immortalization is its interaction with the CDK inhibitors (CKI) p21 and p27, efficiently neutralizing their inhibitory effects on CDK2 activities, an important factor for G1 to S phase entry and progression (Moody & Laimins, 2010). The ability of E7 to inactivate these CKIs may contribute to its capacity to abrogate TGF-β mediated growth inhibition. Moreover, TGF-β also induces a cdk4/cdk6 specific CKI, P15Inkb, and p15Inkb-induced growth suppression, and these actions may require functional pRB, which is targeted for degradation by E7 (McLaughlin-Drubin & Münger, 2009). High-risk E7 has further been shown to increase the levels of the CDC25A phosphatase, which can induce tyrosine dephosphorylation of CDK2, promoting its activation (Moody & Laimins, 2010).

E7 also affects the expression of S phase genes by directly interacting with E2F factors and with histone deacetylases (HDAC): E7-E2F6 interaction prevents repression of gene expression by E2F6, maintaining a S phase environment conductive for viral replication

Human Papillomavirus: Biology and Pathogenesis 11

neutralization epitope in L2 proteins of many papillomaviruses, it may be instrumental in conferring immunity across different types of HPV. L2 also contributes to the interaction of virion in the cell surface. Two distinct regions in the N-terminal protein of L2 interact with the cell surface, and this interaction occurs after an initial low-specificity interaction between L1 and the cell surface. After this, a conformational switch occurs in the capsid, exposing the L2 epitopes and promoting interactions with a more specific secondary receptor. The cleavage of the N-terminus of L2 is necessary for the binding of L1 to the secondary receptor, an indication that L2 has an important role in HPV infection (Schiller et al., 2010) .

E2 Control of viral transcription, DNA replication, and segregation of viral

E4 Favor and support the HPV genome amplification, besides regulating the

E5 Enhance the transforming activity of E6 and E7; Promotes fusion between cells,

E6 Bind and degrade the tumor-suppressor protein p53, inhibiting apoptosis;

evasion and persistence of virus;Activate the expression of telomerase. E7 Bind and degrade the tumor-suppressor protein pRB; Increase cdk activity;

L1 Major capsid protein; contains the major determinant required for attachment

L2 Minor capsid protein; L2 contributes to the binding of virion in the cell

The HR-HPVs have the ability to infect several types of epithelial cells, but they can cause cancer more frequently in the uterine cervix (Timmons et al., 2010). The cervical cancer arises preferentially in the cervical transformation zone (TZ), located in the boundary

expression of late genes, controlling the virus maturation, and facilitating the

generating aneuploidy and chromosomal instability; Contribute to immune

Interact with proteins of the innate immune response, contributing to immune

Affects the expression of S phase genes by directly interacting with E2F factors and with histone deacetylases; Induce a peripheral tolerance in cytotoxic T lymphocytes (CTL) and Downregulate the expression of TLR9, contributing

to cell surface receptors. It is highly immunogenic and has conformational epitopes that induce the production of neutralizing type-specific antibodies

receptor, favoring its uptake, transport to the nucleus, and delivery of viral DNA to replication centers. Besides, E2 helps the packaging of viral DNA into

Protein Functions

E1 Viral DNA replication

genomes.

release of virions

response evasion.

against the virus.

Table 1. The HPV proteins and functions

capsids.

**3. HPV Infection** 

to immune response evasion

(McLaughlin-Drubin et al., 2008), and E7-HDAC binding facilitates HDAC removal at promoters to activate transcription (Longworth & Laimins, 2004).

Another major apoptotic pathway targeted by HPV proteins is anoikis, a form of apoptosis that is triggered when normal cells attempt to divide in the absence of a matrix (Tasaki et al., 2005). E6 and E7 interact with some factors involved with anoikis, such as paxillin, fibulin 1, and p600 (Huh et al., 2005), promoting the prevention of anoikis.

Furthermore, E6 and E7 interfere with the effects of various growth inhibitory cytokines that are induced following infection. High-risk HPV proteins repress the transcription of many IFN-inducible genes (Chang & Laimins, 2000; Kanodia et al., 2007; Tindle, 2002) and block apoptosis binding to TNF receptor 1, inhibiting the formation of the death-inducing signaling complex and consequent transduction of apoptotic signals (Filippova et al., 2002). The exsposure to E7 in a non-inflammatory epithelial environment can also be sufficient to induce a peripheral tolerance to E7 in the cytotoxic T lymphocytes population (Tindle, 2002).

E6 also interacts with the adaptor protein FAS-associated protein with death domain (FADD) and caspase 8 to block cell death in response to FAS and TRAIl. Also, E6 can interfere with induction of the extrinsic and intrinsic (mitochondrial) apoptotic pathways through interactions with the pro-apoptotic Bcl2 members BAK and BAX, as well as by upregulation of the inhibitors of apoptosis such as the inhibitor of apoptosis protein 2 (IAP2, also known as BIRC2) and survivin (also known as BIRC5) (Garnett & Duerksen-Huges, 2006).

### **L1 protein**

The L1 gene corresponds to a sequence of about 1200 base pairs, which encodes a structural protein highly conserved among different HPV types, the (Xu et al., 2006). The L1 protein is formed by five monomeric units of 55kDa that join to form a pentameric structure, totaling 72 per each capsid ( Buck et al., 2008). The L1 protein is highly immunogenic and has conformational epitopes that induce the production of neutralizing type-specific antibodies against the virus, which prevent the infection (Carter et al., 2003), making it the target of prophylactic vaccines (Villa et al., 2007; D'Andrilli et al., 2010).

Comparison among L1 sequences of different papillomaviruses suggests a conserved heparin-binding domain at the C-terminus, and the cleavage of this domain from L1 prevents binding to both heparin and human keratinocytes (Culp et al., 2006; Selinka et al., 2007). Thus, it is believed that the L1 major capsid protein contains the major determinant required for initial attachment of the viral particles to cell surface receptors, HSPGs, and therefore has an important role in infection (Schiller et al., 2010).

### **L2 protein**

L2 is a secondary component of viral capsid and it is present in a variable number of copies per each capsid, being located on the inner surface in the central cavity below the pentamers of L1, where they are arranged to form the capsid (Buck et al., 2008). Despite the paucity of L2 in the virion, this protein has recently been shown to have many more functions than a simple structural role. L2 contributes to the binding of virion in the cell receptor, favoring its uptake, transport to the nucleus, and delivery of viral DNA to replication centers. Besides, E2 helps the packaging of viral DNA into capsids and, due to the presence of a usual Human Papillomavirus and Related Diseases 10 – From Bench to Bedside – A Clinical Perspective

(McLaughlin-Drubin et al., 2008), and E7-HDAC binding facilitates HDAC removal at

Another major apoptotic pathway targeted by HPV proteins is anoikis, a form of apoptosis that is triggered when normal cells attempt to divide in the absence of a matrix (Tasaki et al., 2005). E6 and E7 interact with some factors involved with anoikis, such as paxillin, fibulin 1,

Furthermore, E6 and E7 interfere with the effects of various growth inhibitory cytokines that are induced following infection. High-risk HPV proteins repress the transcription of many IFN-inducible genes (Chang & Laimins, 2000; Kanodia et al., 2007; Tindle, 2002) and block apoptosis binding to TNF receptor 1, inhibiting the formation of the death-inducing signaling complex and consequent transduction of apoptotic signals (Filippova et al., 2002). The exsposure to E7 in a non-inflammatory epithelial environment can also be sufficient to induce a peripheral tolerance to E7 in the cytotoxic T lymphocytes population (Tindle, 2002). E6 also interacts with the adaptor protein FAS-associated protein with death domain (FADD) and caspase 8 to block cell death in response to FAS and TRAIl. Also, E6 can interfere with induction of the extrinsic and intrinsic (mitochondrial) apoptotic pathways through interactions with the pro-apoptotic Bcl2 members BAK and BAX, as well as by upregulation of the inhibitors of apoptosis such as the inhibitor of apoptosis protein 2 (IAP2, also known as BIRC2) and survivin (also known as BIRC5) (Garnett & Duerksen-Huges,

The L1 gene corresponds to a sequence of about 1200 base pairs, which encodes a structural protein highly conserved among different HPV types, the (Xu et al., 2006). The L1 protein is formed by five monomeric units of 55kDa that join to form a pentameric structure, totaling 72 per each capsid ( Buck et al., 2008). The L1 protein is highly immunogenic and has conformational epitopes that induce the production of neutralizing type-specific antibodies against the virus, which prevent the infection (Carter et al., 2003), making it the target of

Comparison among L1 sequences of different papillomaviruses suggests a conserved heparin-binding domain at the C-terminus, and the cleavage of this domain from L1 prevents binding to both heparin and human keratinocytes (Culp et al., 2006; Selinka et al., 2007). Thus, it is believed that the L1 major capsid protein contains the major determinant required for initial attachment of the viral particles to cell surface receptors, HSPGs, and

L2 is a secondary component of viral capsid and it is present in a variable number of copies per each capsid, being located on the inner surface in the central cavity below the pentamers of L1, where they are arranged to form the capsid (Buck et al., 2008). Despite the paucity of L2 in the virion, this protein has recently been shown to have many more functions than a simple structural role. L2 contributes to the binding of virion in the cell receptor, favoring its uptake, transport to the nucleus, and delivery of viral DNA to replication centers. Besides, E2 helps the packaging of viral DNA into capsids and, due to the presence of a usual

promoters to activate transcription (Longworth & Laimins, 2004).

and p600 (Huh et al., 2005), promoting the prevention of anoikis.

prophylactic vaccines (Villa et al., 2007; D'Andrilli et al., 2010).

therefore has an important role in infection (Schiller et al., 2010).

2006).

**L1 protein** 

**L2 protein** 

neutralization epitope in L2 proteins of many papillomaviruses, it may be instrumental in conferring immunity across different types of HPV. L2 also contributes to the interaction of virion in the cell surface. Two distinct regions in the N-terminal protein of L2 interact with the cell surface, and this interaction occurs after an initial low-specificity interaction between L1 and the cell surface. After this, a conformational switch occurs in the capsid, exposing the L2 epitopes and promoting interactions with a more specific secondary receptor. The cleavage of the N-terminus of L2 is necessary for the binding of L1 to the secondary receptor, an indication that L2 has an important role in HPV infection (Schiller et al., 2010) .


Table 1. The HPV proteins and functions

### **3. HPV Infection**

The HR-HPVs have the ability to infect several types of epithelial cells, but they can cause cancer more frequently in the uterine cervix (Timmons et al., 2010). The cervical cancer arises preferentially in the cervical transformation zone (TZ), located in the boundary

Human Papillomavirus: Biology and Pathogenesis 13

that HPV-16 initially enters via clatrin-coated pits but the traffic occurs through caveosomes to eventually reach the endoplasmic reticulum (Hindmarsh et al., 2007; Laniosz et al., 2008). Moreover, it has been suggested that the capsids might be internalized via a novel pathway

The uncoating is not observed until 8-12 h after cell surface binding, and it seems that L2 has a critical role in the endosome escape (Kamper et al., 2006). The cytoplasm transport along microtubules is mediated by protein complex, and L2 has been found to interact with the microtubule network via the motor protein dynein during infectious entry (Florin et al., 2006). After the entry of the viral genome into the nucleus, the complexes predominantly localize in distinct punctate nuclear domains designated as ND10 bodies or promyelotic leukemia (PML) oncogenic domains (PODs). There is evidence that cell division is required for establishment and expression of the viral genome in the nucleus (Pyeon et al., 2009).

The HPV life cycle begins with infection of stem cells in the basal layer of the epithelium. After the entry in the cells, the virus requires the expression of E1 and E2 genes to maintain a low number of copies of genome. These proteins bind to the viral origin of replication and recruit cellular DNA polymerases and other proteins necessary for DNA replication (Hamid et al., 2009). In the suprabasal layer, the expression of genes E1, E2, E5, E6 and E7 contributes to the maintenance of the viral genome and induces cell proliferation , increasing the number of HPV-infected cells in the epithelium, resulting in a higher number of cells that will eventually produce infectious virions (Hamid & Gston, 2009; Lazarczyk et al., 2009). In the more differentiated cells of this same layer of the epithelium occurs the activation of differentiation-dependent promoter and maintenance of gene expression E1, E2, E6 and E7. Furthermore, there will be activation of the expression of E4 gene, whose product will induce amplification of the viral genome replication, greatly increasing the number of virus copies per cell, at the same time that occurs the expression of genes L1 and L2 (Nakahara et al., 2005; Lazarczyk et al., 2009). In the granular layer, the products of late genes, the major and minor proteins of the viral capsid, L1 and L2 respectively, gather to assembly of the viral capsids and formations of virions, which reach cornified layer of the

For a better understanding, the life cycle of HPV was divided into two parts: a maintenance

HPV virions infect cells in the basal epithelial layer that become exposed through microlesions. The viral capsid binds initially to the basal cell layer and infection occurs when activated keratinocytes move into the wound, to the upper layers of the epithelium (Kines et al., 2009). HPV genomes replicate in the nucleus of the basal cell layer, where the viral replication is considered nonproductive and the virus establishes itself as a low-copynumber episome by using the host DNA replication machinery (Moody & Laimins, 2010). In this way, viral proteins are expressed at very low levels in undifferentiated cells, and this

involving tetraspanin-enriched microdomains (Spoden et al., 2008).

**4. Life cycle of HPV** 

**4.1 Maintenance phase** 

epithelium and are released (Lazarczyk et al., 2009).

phase and differentiation-dependent phase (Bodily & Laimins, 2011).

contributes to immune avasion and persistence (Bodily & Laimins, 2011).

between the squamous epithelium of ectocervix and the columnar epithelium of endocervix. Basal cells in the TZ retain the ability to differentiate, a property required for virion production (Crum & McKeon, 2010). The basal cells in TZ are more susceptible to HPV infection in that there are fewer overlying layers than in other locations. In addition, the presence of hormones, such as estrogen and progesterone, that orchestrate cervical changes during menstruation and childbirth, can help both HPV infection and cancer development (Timmons et al., 2010; Roberts et al., 2007; Chung et al., 2008).

It has been reported that two types of cells are present in the basal layer of cervix. The first type comprises the transit amplifying (TA) cells, which are proliferating cells that are able to undergo terminal differentiation. TA cells divide and differentiate, representing the majority of cells in the suprabasal layers. The second class of basal cells is the stem cells, which have unlimited proliferation potential but divide only rarely in order to replenish the TA pool, serving as reserve cells to enable long-term maintenance of the tissue. Only one daughter cell of a stem cell division goes on to become a TA cell, while the other remains a stem cell. It is unclear which cells in the basal layer are the target of HPV infection, and perhaps both cell classes can be infected. If this is true, infection of stem cells could lead to one long-term persistent infection, whereas infection of TA cells could lead to short-term infections, followed by a cure (Jones et al., 2007).

Studies in vitro and in vivo revealed that the L1 major capsid protein contains the major determinant required to the initial attachment of the viral particles to the cell surface receptor, the heparan sulfate proteoglycans (HSPGs). Laminin-5 can also contribute to the binding of viral capsids to the extracellular matrix (ECM) in the epithelial cell lines (Culp et al., 2006; Selinka et al., 2007).

In vivo, the viral particles bound efficiently to regions of the basement membrane (BM) only after these regions had been exposed by mechanical or chemical trauma of the epithelium. The L1 capsid protein binds to HSPGs in segments of the BM exposed after epithelial trauma. After this, L1 undergoes a conformational change that exposes the N-terminus of the L2 minor capsid protein, which is cleaved by furin or the closely related protein convertase (PC) 5 and 6 (Richards et al., 2006). L2 proteolisis exposes a previously occluded surface of L1 that binds to an undetermined cell surface receptor on keratinocytes that have migrated over the BM to close the wound. This receptor is still unknown, but in vitro studies indicate the α6-integrin as a possible candidate (Kines et al., 2009). The cleavage of L2 may be necessary due to the fact that the surface intact of the epithelia apparently contains sulfation patterns that do not bind capsids. Binding to the BM may promote the preferential interaction with basal keratinocytes that are migrating over the exposed BM to close the wound. Thus, papillomaviruses (PV) are the only viruses that initiate the infectious process at an extracellular site (Schiller et al., 2010).

The capsids are internalized via the keratinocytes-surface receptor and subsequently surf toward the cell body. The first phase in infection is the internalization, which usually occurs 2-4 h after cell surface binding (Culp et al., 2004). The pathway involved in internalization and intracellular trafficking is still unclear, but it seems to occur slowly and asynchronously over a span of several hours (Schiller et al., 2010). Clatrin-mediated endocytosis has been pointed out to be like the endocytic pathway for the majority of HPV types. However, some studies suggest that they can enter through a caveolae-mediated pathway and not via clatrin-mediated endocytosis (Smith et al., 2007). On the other hand, it has been proposed

that HPV-16 initially enters via clatrin-coated pits but the traffic occurs through caveosomes to eventually reach the endoplasmic reticulum (Hindmarsh et al., 2007; Laniosz et al., 2008). Moreover, it has been suggested that the capsids might be internalized via a novel pathway involving tetraspanin-enriched microdomains (Spoden et al., 2008).

The uncoating is not observed until 8-12 h after cell surface binding, and it seems that L2 has a critical role in the endosome escape (Kamper et al., 2006). The cytoplasm transport along microtubules is mediated by protein complex, and L2 has been found to interact with the microtubule network via the motor protein dynein during infectious entry (Florin et al., 2006). After the entry of the viral genome into the nucleus, the complexes predominantly localize in distinct punctate nuclear domains designated as ND10 bodies or promyelotic leukemia (PML) oncogenic domains (PODs). There is evidence that cell division is required for establishment and expression of the viral genome in the nucleus (Pyeon et al., 2009).

### **4. Life cycle of HPV**

Human Papillomavirus and Related Diseases 12 – From Bench to Bedside – A Clinical Perspective

between the squamous epithelium of ectocervix and the columnar epithelium of endocervix. Basal cells in the TZ retain the ability to differentiate, a property required for virion production (Crum & McKeon, 2010). The basal cells in TZ are more susceptible to HPV infection in that there are fewer overlying layers than in other locations. In addition, the presence of hormones, such as estrogen and progesterone, that orchestrate cervical changes during menstruation and childbirth, can help both HPV infection and cancer development

It has been reported that two types of cells are present in the basal layer of cervix. The first type comprises the transit amplifying (TA) cells, which are proliferating cells that are able to undergo terminal differentiation. TA cells divide and differentiate, representing the majority of cells in the suprabasal layers. The second class of basal cells is the stem cells, which have unlimited proliferation potential but divide only rarely in order to replenish the TA pool, serving as reserve cells to enable long-term maintenance of the tissue. Only one daughter cell of a stem cell division goes on to become a TA cell, while the other remains a stem cell. It is unclear which cells in the basal layer are the target of HPV infection, and perhaps both cell classes can be infected. If this is true, infection of stem cells could lead to one long-term persistent infection, whereas infection of TA cells could lead to short-term infections,

Studies in vitro and in vivo revealed that the L1 major capsid protein contains the major determinant required to the initial attachment of the viral particles to the cell surface receptor, the heparan sulfate proteoglycans (HSPGs). Laminin-5 can also contribute to the binding of viral capsids to the extracellular matrix (ECM) in the epithelial cell lines (Culp et

In vivo, the viral particles bound efficiently to regions of the basement membrane (BM) only after these regions had been exposed by mechanical or chemical trauma of the epithelium. The L1 capsid protein binds to HSPGs in segments of the BM exposed after epithelial trauma. After this, L1 undergoes a conformational change that exposes the N-terminus of the L2 minor capsid protein, which is cleaved by furin or the closely related protein convertase (PC) 5 and 6 (Richards et al., 2006). L2 proteolisis exposes a previously occluded surface of L1 that binds to an undetermined cell surface receptor on keratinocytes that have migrated over the BM to close the wound. This receptor is still unknown, but in vitro studies indicate the α6-integrin as a possible candidate (Kines et al., 2009). The cleavage of L2 may be necessary due to the fact that the surface intact of the epithelia apparently contains sulfation patterns that do not bind capsids. Binding to the BM may promote the preferential interaction with basal keratinocytes that are migrating over the exposed BM to close the wound. Thus, papillomaviruses (PV) are the only viruses that initiate the infectious process

The capsids are internalized via the keratinocytes-surface receptor and subsequently surf toward the cell body. The first phase in infection is the internalization, which usually occurs 2-4 h after cell surface binding (Culp et al., 2004). The pathway involved in internalization and intracellular trafficking is still unclear, but it seems to occur slowly and asynchronously over a span of several hours (Schiller et al., 2010). Clatrin-mediated endocytosis has been pointed out to be like the endocytic pathway for the majority of HPV types. However, some studies suggest that they can enter through a caveolae-mediated pathway and not via clatrin-mediated endocytosis (Smith et al., 2007). On the other hand, it has been proposed

(Timmons et al., 2010; Roberts et al., 2007; Chung et al., 2008).

followed by a cure (Jones et al., 2007).

at an extracellular site (Schiller et al., 2010).

al., 2006; Selinka et al., 2007).

The HPV life cycle begins with infection of stem cells in the basal layer of the epithelium. After the entry in the cells, the virus requires the expression of E1 and E2 genes to maintain a low number of copies of genome. These proteins bind to the viral origin of replication and recruit cellular DNA polymerases and other proteins necessary for DNA replication (Hamid et al., 2009). In the suprabasal layer, the expression of genes E1, E2, E5, E6 and E7 contributes to the maintenance of the viral genome and induces cell proliferation , increasing the number of HPV-infected cells in the epithelium, resulting in a higher number of cells that will eventually produce infectious virions (Hamid & Gston, 2009; Lazarczyk et al., 2009). In the more differentiated cells of this same layer of the epithelium occurs the activation of differentiation-dependent promoter and maintenance of gene expression E1, E2, E6 and E7. Furthermore, there will be activation of the expression of E4 gene, whose product will induce amplification of the viral genome replication, greatly increasing the number of virus copies per cell, at the same time that occurs the expression of genes L1 and L2 (Nakahara et al., 2005; Lazarczyk et al., 2009). In the granular layer, the products of late genes, the major and minor proteins of the viral capsid, L1 and L2 respectively, gather to assembly of the viral capsids and formations of virions, which reach cornified layer of the epithelium and are released (Lazarczyk et al., 2009).

For a better understanding, the life cycle of HPV was divided into two parts: a maintenance phase and differentiation-dependent phase (Bodily & Laimins, 2011).

#### **4.1 Maintenance phase**

HPV virions infect cells in the basal epithelial layer that become exposed through microlesions. The viral capsid binds initially to the basal cell layer and infection occurs when activated keratinocytes move into the wound, to the upper layers of the epithelium (Kines et al., 2009). HPV genomes replicate in the nucleus of the basal cell layer, where the viral replication is considered nonproductive and the virus establishes itself as a low-copynumber episome by using the host DNA replication machinery (Moody & Laimins, 2010). In this way, viral proteins are expressed at very low levels in undifferentiated cells, and this contributes to immune avasion and persistence (Bodily & Laimins, 2011).

Human Papillomavirus: Biology and Pathogenesis 15

to those for LR-HPV. Some studies show similar duration (Richardson et al., 2003), but others reveal longer durations of infection for HR-HPV types (Franco et al., 1999; Ho et al., 1998). It appears that HR-HPV, particularly HPV16, has a longer time to clearance and is

Fig. 2. HPV Cycle life (copied from Lazarczyk et al., 2009, with permission of the author).

The infection with HR-HPV typically lasts from 12 -18 months and is eventually cleared by the immune system (Richardson et al., 2003). However, approximately 10% of women fail to clear HPV infections, resulting in a persistent infection. The main consequence of persistent infection with HR-HPV is the development of lesions that may progress to malignancy, and this constitutes the most important risk factor for the development of cervical cancer

Details about the immune response that results in clearance of HPV infection are still unknown. HPV clearance seems to result in long-term humoral and/or cellular protection against re-infection by the same HPV type; whether the protection is lifelong is not known (Stanley, 2006). Although the term clearance is used when an HPV infection can no longer be detected using sensitive test methods, the HPV presence might not be completely discarded because the latent state of HPV is still poorly understood. Reappearance of HPV from latency even in the absence of definite immunosuppression is common, but most cases are probably benign (Gonzalez et al., 2010). By contrast to HPV infections that clear, the risk

of cancer increases dramatically in persistent HPV infections (Schiffman et al., 2010).

It is important to remember that it is not easy to characterize a persistent HPV infection and differentiate persistent infection from healing followed by re-infection, although re-infection with the same HPV type appears to be uncommon. Many studies classify HPV infection as

**5. Pathogenesis** 

**5.1 Persistence x clearance** 

(Stanley, 2008; Bodily & Laimins; Moody & Laimins, 2010;).

more likely to develop persistent infection (Richardson et al., 2003).

The maintenance of the viral episome in basal cells is the basic function of the early or maintenance phase of the viral cycle. The expression of E6, E7, E1, and E2 are necessary for continued episomal maintenance. E1 and E2 cooperate to initiate viral DNA replication, whereas E6 and E7 modulate cell-cycle regulators to maintain long-term replication competence (Conger et al., 1999). The E2 protein is probably a major regulator of this process because it is able to make both positive and negative control of the early viral promoter that regulates expression of E6, E7, and E1 as well as E2 itself (Steger et al., 1997).

Following this establishment phase, viral DNA is replicated coordinately with host cell chromosomes, and virus genomes are distributed to the daughter cells. However, in the differentiated keratinocytes of the suprabasal layers of the epithelium, the virus switches to a rolling-circle mode of DNA replication, amplifying its DNA to a high copy number, synthesizing capsid proteins, and assembling the viral particle (Flores et al., 1999).

HPV replication begins when the host cell factors interact with the LCR region of the HPV genome and begin the transcription of the early viral genes, highlighting the E6 and E7. The viral E6 and E7 gene products deregulate the cell cycle, subverting the cell growthregulatory pathways and modifying the cellular environment in order to faclitate viral replication in a cell that is terminally differentiated and has exited the cell cycle (Syrjânen & Syrjânen, 1999)

### **4.2 Differentiation-dependent phase**

During the maintenance phase in undifferentiated cells, viral proteins are expressed in extremely low levels. However, when HPV-infected cells leave the basal layer, they undergo differentiation and high levels of viral proteins synthesis are induced. This restriction of viral protein synthesis to highly differentiated cells delays the expression of viral antigens to locations less susceptible to the host immune response (Frazer, 2009).

This compartimentalization of gene expression by HPVs constitutes an important strategy to sustain long-term infection, but it creates some problems for the virus. To solve this, the virus forces the cell to remain active in the cell cycle, enabling productive replication in differentiating cells. The viral protein E7 is responsible for maintaining the replication competence in differentiated cells and this is accomplished in part by inactivation of pRB family members (Münger et al., 2004). The activation of the late viral promoter in response to host-cell differentiation occurs in the vicinity of the spinous epithelial layer and is responsible for high levels of viral protein expression. As a result, the virus copy-number amplifies from 50-200 copies to several thousands of copies per cell (Bedell et al., 1991).

The viral proteins E1, E4, and E5 contribute to the activation of late viral functions upon differentiation (Wilson et al., 2005; Fehrmann et al., 2003). The E2-mediated down-regulation of E6 and E7 transcription results in the release of the p53 and pRB cellular proteins, and allows the normal differentiation process of the host cell. Then, a putative late promoter activates the capsid genes, L1 and L2. Finally, the viral particles are assembled in the nucleus, and the complete virions are released when the cornified layers of the epithelium are shed. The virions are shed in an environment with desquamated cells in the absence of lysis or necrosis, and this further contributes to virus persitence because it avoids inflammation (Stanley, 2008).

Most women infected with a specific HPV type will not show evidence of that same type after 6-12 months. It is not known whether the HR-HPV can be detected for periods similar Human Papillomavirus and Related Diseases 14 – From Bench to Bedside – A Clinical Perspective

The maintenance of the viral episome in basal cells is the basic function of the early or maintenance phase of the viral cycle. The expression of E6, E7, E1, and E2 are necessary for continued episomal maintenance. E1 and E2 cooperate to initiate viral DNA replication, whereas E6 and E7 modulate cell-cycle regulators to maintain long-term replication competence (Conger et al., 1999). The E2 protein is probably a major regulator of this process because it is able to make both positive and negative control of the early viral promoter that regulates expression of E6, E7, and E1 as well as E2 itself (Steger et al., 1997). Following this establishment phase, viral DNA is replicated coordinately with host cell chromosomes, and virus genomes are distributed to the daughter cells. However, in the differentiated keratinocytes of the suprabasal layers of the epithelium, the virus switches to a rolling-circle mode of DNA replication, amplifying its DNA to a high copy number,

synthesizing capsid proteins, and assembling the viral particle (Flores et al., 1999).

Syrjânen, 1999)

**4.2 Differentiation-dependent phase** 

HPV replication begins when the host cell factors interact with the LCR region of the HPV genome and begin the transcription of the early viral genes, highlighting the E6 and E7. The viral E6 and E7 gene products deregulate the cell cycle, subverting the cell growthregulatory pathways and modifying the cellular environment in order to faclitate viral replication in a cell that is terminally differentiated and has exited the cell cycle (Syrjânen &

During the maintenance phase in undifferentiated cells, viral proteins are expressed in extremely low levels. However, when HPV-infected cells leave the basal layer, they undergo differentiation and high levels of viral proteins synthesis are induced. This restriction of viral protein synthesis to highly differentiated cells delays the expression of viral antigens to

This compartimentalization of gene expression by HPVs constitutes an important strategy to sustain long-term infection, but it creates some problems for the virus. To solve this, the virus forces the cell to remain active in the cell cycle, enabling productive replication in differentiating cells. The viral protein E7 is responsible for maintaining the replication competence in differentiated cells and this is accomplished in part by inactivation of pRB family members (Münger et al., 2004). The activation of the late viral promoter in response to host-cell differentiation occurs in the vicinity of the spinous epithelial layer and is responsible for high levels of viral protein expression. As a result, the virus copy-number amplifies from 50-200 copies to several thousands of copies per cell (Bedell et al., 1991).

The viral proteins E1, E4, and E5 contribute to the activation of late viral functions upon differentiation (Wilson et al., 2005; Fehrmann et al., 2003). The E2-mediated down-regulation of E6 and E7 transcription results in the release of the p53 and pRB cellular proteins, and allows the normal differentiation process of the host cell. Then, a putative late promoter activates the capsid genes, L1 and L2. Finally, the viral particles are assembled in the nucleus, and the complete virions are released when the cornified layers of the epithelium are shed. The virions are shed in an environment with desquamated cells in the absence of lysis or necrosis, and this further contributes to virus persitence because it avoids inflammation (Stanley, 2008). Most women infected with a specific HPV type will not show evidence of that same type after 6-12 months. It is not known whether the HR-HPV can be detected for periods similar

locations less susceptible to the host immune response (Frazer, 2009).

to those for LR-HPV. Some studies show similar duration (Richardson et al., 2003), but others reveal longer durations of infection for HR-HPV types (Franco et al., 1999; Ho et al., 1998). It appears that HR-HPV, particularly HPV16, has a longer time to clearance and is more likely to develop persistent infection (Richardson et al., 2003).

Fig. 2. HPV Cycle life (copied from Lazarczyk et al., 2009, with permission of the author).

### **5. Pathogenesis**

### **5.1 Persistence x clearance**

The infection with HR-HPV typically lasts from 12 -18 months and is eventually cleared by the immune system (Richardson et al., 2003). However, approximately 10% of women fail to clear HPV infections, resulting in a persistent infection. The main consequence of persistent infection with HR-HPV is the development of lesions that may progress to malignancy, and this constitutes the most important risk factor for the development of cervical cancer (Stanley, 2008; Bodily & Laimins; Moody & Laimins, 2010;).

Details about the immune response that results in clearance of HPV infection are still unknown. HPV clearance seems to result in long-term humoral and/or cellular protection against re-infection by the same HPV type; whether the protection is lifelong is not known (Stanley, 2006). Although the term clearance is used when an HPV infection can no longer be detected using sensitive test methods, the HPV presence might not be completely discarded because the latent state of HPV is still poorly understood. Reappearance of HPV from latency even in the absence of definite immunosuppression is common, but most cases are probably benign (Gonzalez et al., 2010). By contrast to HPV infections that clear, the risk of cancer increases dramatically in persistent HPV infections (Schiffman et al., 2010).

It is important to remember that it is not easy to characterize a persistent HPV infection and differentiate persistent infection from healing followed by re-infection, although re-infection with the same HPV type appears to be uncommon. Many studies classify HPV infection as

Human Papillomavirus: Biology and Pathogenesis 17

HPV infectious cycle, there is little or no release into the local milieu of pro-infammatory cytokines, which are important for antigen presenting cell (APC) activation and migration. This way, the central signals to kickstart the immune response in squamous epithelia are

Even in the absence of cellular changes such as cytolysis, necrosis, or cell death, HPVinfected keratinocytes should activate to the production of type 1 interferons, a powerful, generic antiviral and innate immune defense system. The type 1 Interferons, IFN-α and IFNβ, have antiviral, antiproliferative, antiangiogenic, and immunostimulatory properties that act as a bridge between innate and adaptative immunity, activating immature DCs (Le Bon & Tough, 2002). High-risk HPV types actively inhibit the endogenous interferon response, down-regulate toll-like receptors and this combined with the low levels of viral protein generated during the infectious cycle and absence of infammation leads to inefficient activation of the innate immune response, with the consequent ineffectiveness of the adaptive immune response. Thus, the milieu becomes operationally HPV antigen-tolerant and host defences become irrevocably compromised. HPV antigen-specific effector cells are both poorly recruited to the focus and their activity is down-regulated (Stanley, 2009b).

 It was demonstrated that infection with HR-HPV, especially HPV 16, downregulates IFN-α inducible gene expression, through E6 and E7 proteins that directly interact with components of the interferon signaling pathways (Konodia et al., 2007). Infected cells with episomal HPV are cleared after exposure to IFN-β, but cells with integrated HPV-DNA are resistant to this antiviral effect (Pett et al., 2006). T-cell response to E2 and E6 are lost or reduced in CIN 3 and carcinoma invasive. Thus, even if HPV antigen-specific cytotoxic Tcells have been generated, regulatory T-cells increasingly dominate the lesion and abrogate the killer defense response (Kobayashi et al., 2004). High-risk HPV infected cervical keratinocytes expressing high level risk of E6 and E7 oncoproteins are not killed in this immunosuppressive tolerante mileu, nad progression to high-grade disease and cancer can

As HPV infections are exclusively intraepithelial, theoretically, an HPV attack would be detected by the professional APC cells of squamous epithelia, the Lanherhans cells (LCs), which are the intraepithelial dendritic cells (DCs). Virus capsid entry is usually an activating signal for CDs, but there is evidence that LCs are not activated by the uptake of HPV capsids. The life cycle of HPV is organized to form a limited viral antigen synthesis in

HPV replication and release does not cause cell death and inflammation since the differentiating keratinocyte is already programmed to die and this death by natural causes does not act as a danger signal in the infected site (Staley, 2009b). Besides, the absence of viremia, cell lysis, necrosis, or any other signals to trigger an inflammatory response reduces the possibility of an effective immune response in this site (Stanley, 2009a). Thus, the virus becomes pratically invisible to the host who remains indifferent to infection for long periods

The healing of the HPV-induced lesions is dependent on the mechanisms of the cellmediated immune response and is accompanied by interaction of CD8+ and CD4+ limphocytic. Langerhans cells (LCs) are the major dendritic cells (DCs) found in squamous epithelia, and these are probably responsible for triggering an anti-HPV immune response.

undifferentiated cells, and high-expression is restricted to highly differentiated cells.

of time, facilitating the viral persistence (Staley, 2009b)

absent (Stanley, 2006).

result (Stanley, 2009b).

persistent if the HPV was detected in two consecutive follow-up visits 4-6 months apart. However, because the interval between follow-up visits varies among studies and there are many unknown questions regarding the natural history of HPV, it is complicated to distinguish persistent and transience infections. Furthermore, an undetectable HPV infection could be a period of viral latency, in which the HPV levels are below the detectable threshold of current HPV DNA assays, instead of representing a cleared host (Baseman and Koutsky, 2005).

The persistent nature of HPV infection and DNA viral integration into the genome of the cell contributes to increasing the risk of high-grade and malignant lesions because of genomic instability generated. E6 and E7 can induce centrosomal abnormalities resulting in abnormal centrosome reduplication, leading to abnormal numbers of centrosomes Furthermore, abrogation of cell-cycle checkpoints through the targeting of p53 and pRB family members allows retention of cells with chromosomal abnormalities (Münger et al., 2004). This can result in genetic changes that accumulate over an extended period of time until resulting in a combination of genetic abnormalities, allowing cancer development (Bodily & Laimins, 2011).

In benign and malignant HPV lesions, the cellular proliferation increases the demand for nutrients, generating a competition for nutrients and oxygen. To overcome this constraint, both HR-HPV and LR-HPV E7 proteins enhance the levels of the transcription factor Hypoxia-inducible factor-1 (HIF-1), as well as induce the increased expression of HIF-1 target genes under hypoxia conditions (Nakamura et al., 2009). The enhancement of HIF-1 activity results in an increased transcription of a subset of genes that favor angiogenesis, and this induction of angiogenesis is crucial to both persistence and growth of HPV lesions (Bodily & Laimins, 2011).

### **5.2 Mechanism of immune evasion**

HPV infections are chronic, exclusively local and intraepithelial in which the virus remains in the host for many months, even years, during which the mechanisms of host defense apparently remains ignorant of the pathogen for long period of time Stanley, 2009b). So, the immune response to HPV infection is often insufficient to eliminate the virus so that the infected individuals do not heal but develop persistent infection. The main reason for this is an ingenious strategy developed by this virus in which viral DNA replication and virus assembly occur in a cell that will be terminally differentiated and die by natural causes (Staney, 2008). To achieve this lifestyle, HPV must avoid the host defense sytem, and the key to understanding how this occurs is the virus replication cycle which itself is an immune evasion mechanism that inhibits the host´s detection of the virus. The infection and vegetative HPV growth are absulotely dependent upon a complete program of keratinocyte differentiation (Doorbar, 2005).

Papillomavirus late genes also contain codons that mammalian cells rarely use, implying that production of abundant papillomavirus capsid proteins is inhibited in mammalina basal-epithelial cells by the restricted availability of the appropriated tRNAs. The early viral proteins localize mainly to the nucleus, and they are produced in insufficient quantities and/or are not aceesible for immune recognition (Tindle, 2002). Besides, there is viralinduced cytolysis or necrosis, and therefore no inflammation. For most of the duration of the Human Papillomavirus and Related Diseases 16 – From Bench to Bedside – A Clinical Perspective

persistent if the HPV was detected in two consecutive follow-up visits 4-6 months apart. However, because the interval between follow-up visits varies among studies and there are many unknown questions regarding the natural history of HPV, it is complicated to distinguish persistent and transience infections. Furthermore, an undetectable HPV infection could be a period of viral latency, in which the HPV levels are below the detectable threshold of current HPV DNA assays, instead of representing a cleared host (Baseman and

The persistent nature of HPV infection and DNA viral integration into the genome of the cell contributes to increasing the risk of high-grade and malignant lesions because of genomic instability generated. E6 and E7 can induce centrosomal abnormalities resulting in abnormal centrosome reduplication, leading to abnormal numbers of centrosomes Furthermore, abrogation of cell-cycle checkpoints through the targeting of p53 and pRB family members allows retention of cells with chromosomal abnormalities (Münger et al., 2004). This can result in genetic changes that accumulate over an extended period of time until resulting in a combination of genetic abnormalities, allowing cancer development

In benign and malignant HPV lesions, the cellular proliferation increases the demand for nutrients, generating a competition for nutrients and oxygen. To overcome this constraint, both HR-HPV and LR-HPV E7 proteins enhance the levels of the transcription factor Hypoxia-inducible factor-1 (HIF-1), as well as induce the increased expression of HIF-1 target genes under hypoxia conditions (Nakamura et al., 2009). The enhancement of HIF-1 activity results in an increased transcription of a subset of genes that favor angiogenesis, and this induction of angiogenesis is crucial to both persistence and growth of HPV lesions

HPV infections are chronic, exclusively local and intraepithelial in which the virus remains in the host for many months, even years, during which the mechanisms of host defense apparently remains ignorant of the pathogen for long period of time Stanley, 2009b). So, the immune response to HPV infection is often insufficient to eliminate the virus so that the infected individuals do not heal but develop persistent infection. The main reason for this is an ingenious strategy developed by this virus in which viral DNA replication and virus assembly occur in a cell that will be terminally differentiated and die by natural causes (Staney, 2008). To achieve this lifestyle, HPV must avoid the host defense sytem, and the key to understanding how this occurs is the virus replication cycle which itself is an immune evasion mechanism that inhibits the host´s detection of the virus. The infection and vegetative HPV growth are absulotely dependent upon a complete program of keratinocyte

Papillomavirus late genes also contain codons that mammalian cells rarely use, implying that production of abundant papillomavirus capsid proteins is inhibited in mammalina basal-epithelial cells by the restricted availability of the appropriated tRNAs. The early viral proteins localize mainly to the nucleus, and they are produced in insufficient quantities and/or are not aceesible for immune recognition (Tindle, 2002). Besides, there is viralinduced cytolysis or necrosis, and therefore no inflammation. For most of the duration of the

Koutsky, 2005).

(Bodily & Laimins, 2011).

(Bodily & Laimins, 2011).

**5.2 Mechanism of immune evasion** 

differentiation (Doorbar, 2005).

HPV infectious cycle, there is little or no release into the local milieu of pro-infammatory cytokines, which are important for antigen presenting cell (APC) activation and migration. This way, the central signals to kickstart the immune response in squamous epithelia are absent (Stanley, 2006).

Even in the absence of cellular changes such as cytolysis, necrosis, or cell death, HPVinfected keratinocytes should activate to the production of type 1 interferons, a powerful, generic antiviral and innate immune defense system. The type 1 Interferons, IFN-α and IFNβ, have antiviral, antiproliferative, antiangiogenic, and immunostimulatory properties that act as a bridge between innate and adaptative immunity, activating immature DCs (Le Bon & Tough, 2002). High-risk HPV types actively inhibit the endogenous interferon response, down-regulate toll-like receptors and this combined with the low levels of viral protein generated during the infectious cycle and absence of infammation leads to inefficient activation of the innate immune response, with the consequent ineffectiveness of the adaptive immune response. Thus, the milieu becomes operationally HPV antigen-tolerant and host defences become irrevocably compromised. HPV antigen-specific effector cells are both poorly recruited to the focus and their activity is down-regulated (Stanley, 2009b).

 It was demonstrated that infection with HR-HPV, especially HPV 16, downregulates IFN-α inducible gene expression, through E6 and E7 proteins that directly interact with components of the interferon signaling pathways (Konodia et al., 2007). Infected cells with episomal HPV are cleared after exposure to IFN-β, but cells with integrated HPV-DNA are resistant to this antiviral effect (Pett et al., 2006). T-cell response to E2 and E6 are lost or reduced in CIN 3 and carcinoma invasive. Thus, even if HPV antigen-specific cytotoxic Tcells have been generated, regulatory T-cells increasingly dominate the lesion and abrogate the killer defense response (Kobayashi et al., 2004). High-risk HPV infected cervical keratinocytes expressing high level risk of E6 and E7 oncoproteins are not killed in this immunosuppressive tolerante mileu, nad progression to high-grade disease and cancer can result (Stanley, 2009b).

As HPV infections are exclusively intraepithelial, theoretically, an HPV attack would be detected by the professional APC cells of squamous epithelia, the Lanherhans cells (LCs), which are the intraepithelial dendritic cells (DCs). Virus capsid entry is usually an activating signal for CDs, but there is evidence that LCs are not activated by the uptake of HPV capsids. The life cycle of HPV is organized to form a limited viral antigen synthesis in undifferentiated cells, and high-expression is restricted to highly differentiated cells.

HPV replication and release does not cause cell death and inflammation since the differentiating keratinocyte is already programmed to die and this death by natural causes does not act as a danger signal in the infected site (Staley, 2009b). Besides, the absence of viremia, cell lysis, necrosis, or any other signals to trigger an inflammatory response reduces the possibility of an effective immune response in this site (Stanley, 2009a). Thus, the virus becomes pratically invisible to the host who remains indifferent to infection for long periods of time, facilitating the viral persistence (Staley, 2009b)

The healing of the HPV-induced lesions is dependent on the mechanisms of the cellmediated immune response and is accompanied by interaction of CD8+ and CD4+ limphocytic. Langerhans cells (LCs) are the major dendritic cells (DCs) found in squamous epithelia, and these are probably responsible for triggering an anti-HPV immune response.

Human Papillomavirus: Biology and Pathogenesis 19

processing and presentation in antigen presentation cells (Straight et al., 1995); E5 also downregulate CD1d, a MHC I-like glycoprotein that presents self or microbial lipid antigen to natural killer – the downregulation of this molecule is utilized by a variety of microbes to evade immune detection (Miura et al., 2010). Finally, natural killer (NK) cell activity is also reduced in patients with HR-HPV infection (Stanley, 2009a; O´Brien and Campos, 2002).

The cervical and anal transformation or transition zones (TZs) are dynamic areas of a few millimeters in size, in which a columnar glandular epithelium coexists with a squamous epithelium, and result from an adaptive process called metaplasia (Mukonoweshuro et al., 2005). These metaplastic conversions are influenced by the acidification of vaginal pH and by trauma such as that resulting from receptive anal intercourse, and can be considered as a stepwise progression of changes. Although these adaptive responses frequently occur at the cervical and anal squamocolumnar junctions, the molecular mechanism underlying the development and the maintenance of the metapastic epithelium are still not completely

It is believed that this phenomenon could result from the reprogramming of adult stem cells and that the metaplastic epithelium is associated with a deregulated production of receptors, adhesion molecules, and soluble mediators of the inflammatory response, such as cytokines, chemokines, prostaglandins, and growth factors. These molecules might not only exercise influence epithelial differentiation but also alter the local antiviral immune response, favoring HPV infections. Importantly, a substantial majority of cervical and anal pre-neoplastic lesions develop within the metaplastic microenvironment of TZs (Bodily & Lamins, 2010). This implies that exogenous or endogenous factors specific to the anatomical milieu of squamocolumnar junctions could be conducive to persistent HPV infection (Herfs

In contrast to normal squamous epithelium, metaplastic epithelia have an altered maturation characterized by a weak expression of several keratin intermediate filaments and cell envelope components such as involucrin and loricrin (Herfs et al., 2008). The primary function of keratins and other cytoskeletal proteins is to provide resistance to mechanical and non-mechanical stresses that can cause cell rupture and death. Thus, because of their immature state, keratinocytes of the squamocolumnar junctions could be more vulnerable to the trauma required for HPV infection (Gu & Colombe, 2007). Therefore, the increased sensitivity of anal and cervical TZs to pre-neoplastic lesions can be attributed to the fact that both the basement membrane and the target actively dividing basal cells for HPV infection could be more accessible in metaplastic areas in which monostratified glandular and

Cervical TZs with squamous metaplasia have a higher density of estrogen and progesterone receptor-positive cells compared with normal squamous epithelia. Besides, the cervical TZs are more sensitive to the induction of squamous cell carcinogenesis by estrogen. Among the possible mechanisms by which sex hormones could facilitate HPV-induced carcinogenesis would be the stimulation of expression of E6 and E7 HPV genes, directly and/or indirectly through steroid response elements in the viral genome or still stimulating cellular

**5.3 The role of the physiology of the cervical epithelium** 

pluristratified squamous coexist (Herfs et al., 2011).

proliferation (Bhattacharya et al., 1997; Yuan et al., 1999).

understood (Herfs et al., 2011).

et al., 2011)

The function of LCs is disrupted by HPV at several levels. It has been shown that the infiltration of HPV-infected tissue by LCs and DCs is inhibited by HPV-induced changes in the pattern of cytokine expression (Stanley, 2008). The HPV L2 protein is able to suppress maturation, migration, and cytokine secretion by LCs. Furthermore, the interaction between LCs and keratinocytes can be disrupted by the reduction of E-caderin levels induced by the E6 HPV protein (Ghittoni et al., 2010).

In immunosuppressed patients, HPV infection frequently leads to the appearance of abundant HPV-induced lesions, indicating that the immune system acts to limit HPV infection (Scott et al., 2001). Therefore, in order to persist, HPV must actively suppress both innate and adaptative immune response. One important mechanism of the innate pathway targeted by HPV acting in multiple ways is the interferon response (Samuel, 2001; Stanley, 2008). Keratinocytes constitutively express a low level of interferon-inducible genes in absence of interferon. The cells infected with HR-HPV express E6 and E7, which repress the transcription of many interferon target genes including Stat-1, a transcriptional activator of Interferon-inducible genes (Nees et al., 2001). E6 can bind to and block the action of IRF-3, a regulator of the interferon pathway and also blocks activation of protein kinase R (PKR) as well as the activity of kinase Tyk2, responsible for activating Stat-1, while E7 can bind to IRF-1, that is also a regulator of the interferon pathway (Hebner et al., 2006; Stanley, 2009b). Both E6 and E7 can inhibit expression of the toll-like receptor (TLR9), which is important for sensing doubled-stranded DNA (Hasan et al., 2007).

It is well known that keratinocytes constitutively express low levels of several cytokines that are upregulated following virus infection (Ghittoni et al., 2010). When these cells are infected with HPV show significantly reduced expression of the wide range of inlammatory cytokines including IL-1, IL-6, TNF-α, and TGF-β, at the same time, expression of the antiinflammatory cytokine IL-10 is increased (Alcocer-Gonzalez et al., 2006; Ghittoni et al., 2010). Thus, HPV infection induces alteration in cytokine production, reducing the ability of immune cells to infiltrate the infected tissue. Keratinocytes constitutively express low levels of interferons α, β, and κ. The expression of interferon κ is suppressed in HPV positive cells and this could contribute to the inhibition of expression of interferon-inducible genes (Rincon-Orozco et al., 2009).

Development of HPV-specific T-cell response is repressed or delayed in HPV-infected patients, this effect being more pronounced in HR-HPV compared with LR-HPV infections (van der Burg and Palefsky, 2009). One reason for this impairment is probably the downregulation of major histocompatribiliy complex (MHC) I expression, probably due to interactions occuring between the viral proteins E6, E7, and E5 and the host cell. Furthermore E7 has been reported to downregulate the transporter associated with antigen processing (ATP), thereby interfering with presentation of antigens via the MHC I pathway (Ghittoni et al., 2010).

The expression of HPV E7 in epithelial cells does not directly impair, but rather slightly increase, MHC clase I expression. E7 expression is nevertheless associated with impairment of IFN-gama-induced enhancement of presentation of endogenous antigen to cytotoxic T lymphocytes (Zhou et al., 2011). Further mechanism of HPV-mediated immune escape involve viral proteins: HPV E7 has high and widespread similarity to several humans proteins, causing a limited immunogenicity (Natale et al., 2000); E6 can downregulate IL-18 expression (Cho et al., 2001); E5 mediate acidification of endossomes, affecting antigen Human Papillomavirus and Related Diseases 18 – From Bench to Bedside – A Clinical Perspective

The function of LCs is disrupted by HPV at several levels. It has been shown that the infiltration of HPV-infected tissue by LCs and DCs is inhibited by HPV-induced changes in the pattern of cytokine expression (Stanley, 2008). The HPV L2 protein is able to suppress maturation, migration, and cytokine secretion by LCs. Furthermore, the interaction between LCs and keratinocytes can be disrupted by the reduction of E-caderin levels induced by the

In immunosuppressed patients, HPV infection frequently leads to the appearance of abundant HPV-induced lesions, indicating that the immune system acts to limit HPV infection (Scott et al., 2001). Therefore, in order to persist, HPV must actively suppress both innate and adaptative immune response. One important mechanism of the innate pathway targeted by HPV acting in multiple ways is the interferon response (Samuel, 2001; Stanley, 2008). Keratinocytes constitutively express a low level of interferon-inducible genes in absence of interferon. The cells infected with HR-HPV express E6 and E7, which repress the transcription of many interferon target genes including Stat-1, a transcriptional activator of Interferon-inducible genes (Nees et al., 2001). E6 can bind to and block the action of IRF-3, a regulator of the interferon pathway and also blocks activation of protein kinase R (PKR) as well as the activity of kinase Tyk2, responsible for activating Stat-1, while E7 can bind to IRF-1, that is also a regulator of the interferon pathway (Hebner et al., 2006; Stanley, 2009b). Both E6 and E7 can inhibit expression of the toll-like receptor (TLR9), which is important for

It is well known that keratinocytes constitutively express low levels of several cytokines that are upregulated following virus infection (Ghittoni et al., 2010). When these cells are infected with HPV show significantly reduced expression of the wide range of inlammatory cytokines including IL-1, IL-6, TNF-α, and TGF-β, at the same time, expression of the antiinflammatory cytokine IL-10 is increased (Alcocer-Gonzalez et al., 2006; Ghittoni et al., 2010). Thus, HPV infection induces alteration in cytokine production, reducing the ability of immune cells to infiltrate the infected tissue. Keratinocytes constitutively express low levels of interferons α, β, and κ. The expression of interferon κ is suppressed in HPV positive cells and this could contribute to the inhibition of expression of interferon-inducible genes

Development of HPV-specific T-cell response is repressed or delayed in HPV-infected patients, this effect being more pronounced in HR-HPV compared with LR-HPV infections (van der Burg and Palefsky, 2009). One reason for this impairment is probably the downregulation of major histocompatribiliy complex (MHC) I expression, probably due to interactions occuring between the viral proteins E6, E7, and E5 and the host cell. Furthermore E7 has been reported to downregulate the transporter associated with antigen processing (ATP), thereby interfering with presentation of antigens via the MHC I pathway

The expression of HPV E7 in epithelial cells does not directly impair, but rather slightly increase, MHC clase I expression. E7 expression is nevertheless associated with impairment of IFN-gama-induced enhancement of presentation of endogenous antigen to cytotoxic T lymphocytes (Zhou et al., 2011). Further mechanism of HPV-mediated immune escape involve viral proteins: HPV E7 has high and widespread similarity to several humans proteins, causing a limited immunogenicity (Natale et al., 2000); E6 can downregulate IL-18 expression (Cho et al., 2001); E5 mediate acidification of endossomes, affecting antigen

E6 HPV protein (Ghittoni et al., 2010).

sensing doubled-stranded DNA (Hasan et al., 2007).

(Rincon-Orozco et al., 2009).

(Ghittoni et al., 2010).

processing and presentation in antigen presentation cells (Straight et al., 1995); E5 also downregulate CD1d, a MHC I-like glycoprotein that presents self or microbial lipid antigen to natural killer – the downregulation of this molecule is utilized by a variety of microbes to evade immune detection (Miura et al., 2010). Finally, natural killer (NK) cell activity is also reduced in patients with HR-HPV infection (Stanley, 2009a; O´Brien and Campos, 2002).

### **5.3 The role of the physiology of the cervical epithelium**

The cervical and anal transformation or transition zones (TZs) are dynamic areas of a few millimeters in size, in which a columnar glandular epithelium coexists with a squamous epithelium, and result from an adaptive process called metaplasia (Mukonoweshuro et al., 2005). These metaplastic conversions are influenced by the acidification of vaginal pH and by trauma such as that resulting from receptive anal intercourse, and can be considered as a stepwise progression of changes. Although these adaptive responses frequently occur at the cervical and anal squamocolumnar junctions, the molecular mechanism underlying the development and the maintenance of the metapastic epithelium are still not completely understood (Herfs et al., 2011).

It is believed that this phenomenon could result from the reprogramming of adult stem cells and that the metaplastic epithelium is associated with a deregulated production of receptors, adhesion molecules, and soluble mediators of the inflammatory response, such as cytokines, chemokines, prostaglandins, and growth factors. These molecules might not only exercise influence epithelial differentiation but also alter the local antiviral immune response, favoring HPV infections. Importantly, a substantial majority of cervical and anal pre-neoplastic lesions develop within the metaplastic microenvironment of TZs (Bodily & Lamins, 2010). This implies that exogenous or endogenous factors specific to the anatomical milieu of squamocolumnar junctions could be conducive to persistent HPV infection (Herfs et al., 2011)

In contrast to normal squamous epithelium, metaplastic epithelia have an altered maturation characterized by a weak expression of several keratin intermediate filaments and cell envelope components such as involucrin and loricrin (Herfs et al., 2008). The primary function of keratins and other cytoskeletal proteins is to provide resistance to mechanical and non-mechanical stresses that can cause cell rupture and death. Thus, because of their immature state, keratinocytes of the squamocolumnar junctions could be more vulnerable to the trauma required for HPV infection (Gu & Colombe, 2007). Therefore, the increased sensitivity of anal and cervical TZs to pre-neoplastic lesions can be attributed to the fact that both the basement membrane and the target actively dividing basal cells for HPV infection could be more accessible in metaplastic areas in which monostratified glandular and pluristratified squamous coexist (Herfs et al., 2011).

Cervical TZs with squamous metaplasia have a higher density of estrogen and progesterone receptor-positive cells compared with normal squamous epithelia. Besides, the cervical TZs are more sensitive to the induction of squamous cell carcinogenesis by estrogen. Among the possible mechanisms by which sex hormones could facilitate HPV-induced carcinogenesis would be the stimulation of expression of E6 and E7 HPV genes, directly and/or indirectly through steroid response elements in the viral genome or still stimulating cellular proliferation (Bhattacharya et al., 1997; Yuan et al., 1999).

Human Papillomavirus: Biology and Pathogenesis 21

Aneuploidy with the presence of tetraploid cells is frequently found in precancerous lesions associated with HPV infection. It is reported that expression of either HPV E6 or E7 alone is sufficient to deregulate cytokinesis and consequently produce the tetraploid cell (Heilman et al., 2009). However, it was demonstrated that the formation of these cells is primarily attributed to E5-induced cell fusion, rather than E6, E7, and cytokinesis failure (Ho et al., 2009). Tetraploid cells formed by accident cannot undergo normal mitosis which would trigger p53-dependent cell cycle arrest or apoptosis, whereas oncogenic virus-induced cell fusion is sufficient to induce chromosomal instability when fusion occurs concomitantly with expression of viral oncoproteins capable of perturbing p53 or apoptosis (Duelli et al.,

In vivo and clinical studies reveal that chromosomal instability and aneuploidization seem to precede and favor integration of HPV genomes, which in turn leads to expression of viralcellular fusion transcripts and further enhances expression of the E6-E7 genes, which renders the strong growth advantages of transformed cells (Ziegert et al., 2003). The cell fusion HR-HPVE5-induced and cell cycle deregulation are two key events for initiation of transformation. This suggests that HR-HPVE5-induced cell fusion can be a critical event in the early stage of development HPV-associated cervical cancer (Gao & Zheng, 2010). As the open reading frame coding E5 is frequently deleted in cervical cancer, it is possible that this viral protein is not required for tumor maintenance, but that it can play a critical role in the

The E6 HPV protein binds not only to cellular p53 and E6-AP but also to a wide range of other cellular proteins, being known a more complete compendium of cellular factors that can interact with this viral oncoprotein. Among the other cellular proteins that interact with E6, the following may be cited: transcription factors such as p300, myc, interferon regulatory (IRF3), autocrine motility factor 1 (AMF-1/gPS2); factors that determine adhesion, cytoskeleton and polarity, such as paxillin, the human homologue of Drosophila disk-large tumor-suppressor gene product (DGL), and membrane-associated guanylate inverted-1 (MAGI-1); apoptosis factors such as the pro-apoptotic Bcl2 and Bak; replication factors and DNA repair factors such as mcm7 and XRCC1; and other cellular proteins such as E6 target protein 1 (E6TP1). In addition, E6 induces telomerase activity by inducing the expression of

HR-HPV E6 proteins have a motif designated as S/TXV at their C-terminal which mediates binding to specific domains on cellular proteins known as PDZ proteins. PDZ domains are approximately 90 amino acid stretches found in a wide variety of cellular proteins. The importance of p53 in the orchestration of the cellular response to damage suffered by DNA as a result of exposure to cytotoxic agents becomes quite evident by the fact that approximately one-half of all human cancers present mutations in the p53 gene (Howie et al., 2009). Normally, p53 protein levels are regulated by the Mdm2 E3 ubiquitin ligase. However, Mdm2-mediated degradation of p53 is inhibited during viral infection and other stress conditions, allowing for stabilization of p53 protein levels and subsequent activation. In contrast, during an HR-HPV infection E6 induces p53 degradation by forming a complex with another E3 ubiquitin ligase, E6-AP. Only E6 HR-HPV is capable of binding to the core

human telomerase reverse transcriptase (hTERT) (reviewed in IARC, 2007).

2007).

early stage of HPV-associated cervical cancer.

**5.4.2 The role of the E6 protein** 

It is also possible that hormones sensitize the TZs to persistent HPV infection by altering the local immune microenvironment (Herfs et al., 2011). It has been observed that 17β estradiol can both reduce the migration and/or functional capacity of antigen-presenting cells and promotes the initiation of Th2 immune response, which is generally associated with the progression of the disease (Uemura et al., 2008). Together with these observations, the topography of the cervical TZs is affected by the hormonal status of women, suggesting that sex hormones might not only be involved in the development and maintenance of the metaplastic epithelium but might also be implicated in the high sensivity of TZs to HPV infection and cancer progression (Herfs et al., 2011).

Also observed was a reduction of secretion of soluble factors of innate immune response involved in antiviral defense in the anal and cervical squamocolumnar junctions (Herfs et al., 2010). The β-defensin 2 is weakly expressed in cervical TZs and pre-neoplastic lesions compared with normal exocervical (Hubert et al., 2007). Furthermore, the density of Langerin-positive Langerhans cells (LCs) and their function are significantly altered in the anal and cervical TZs compared with the normal squamous epithelia (Herfs et al., 2008; Giannini et al., 2002) suggesting that keratinocyte-LC interaction could play an important role in the establishment of HPV infection in these regions (Herfs et al., 2011). It was also suggested that a Th2 immunoderivation of immune response could participate in the immunological escape of virus-infected cells (Herfs et al., 2011).

Altering the local immune response, metaplastic cells might not only promote viral infections but might also be involved in the HPV-induced development of cervical and anal carcinoma in the TZs. This could explain, at least in part, why HPV-associated lesions located elsewhere in the anogenital tract outside the TZs, such as the vagina and vulva, are less likely to progress to cancer than those that develop within the TZs. Therefore, the anatomical, histological, physiological, and immunological features of TZs might not only promote the mucosal entry of HPV but also be involved in the HPV-induced development of cervical and anal carcinoma (Herfs et al., 2010).

### **5.4 The oncogenics activities of HPV**

### **5.4.1 The role of the E5 protein**

The hydrophobic E5 protein is mainly found within the Golgi apparatus, as well as in the plasma membranes of HPV-infected cells. The E5 protein has weak oncogenic properties, which results in the increasing expression for the epidermal growth factor receptor (EGFR) (Tsai & Chen, 2003) and in the inhibition of the expression of the major histocompatibility complex (MHC) class I on the plasma membrane modulating the MAPK pathway and altering the levels of caveolin 1 (Moody & Laimins, 2010).

The virus-induced cell fusion mediated by oncogenic viruses is a well-known event among human oncogenic viruses, including HPV, and it seems that this phenomenon plays an important role in the carcinogenesis process (Duelli et al., 2007; Hu et al., 2009). HPV16 E5 has all the characteristics of fusogenic proteins, including the localization of the plasma membrane, the high level of hydrophobicity, and the ability for dimmers. More recently, HPV16 E5 has been identified as necessary and sufficient to induce cell-cell fusion with the formation of the tetraploid cell (Hu et al., 2009).

Human Papillomavirus and Related Diseases 20 – From Bench to Bedside – A Clinical Perspective

It is also possible that hormones sensitize the TZs to persistent HPV infection by altering the local immune microenvironment (Herfs et al., 2011). It has been observed that 17β estradiol can both reduce the migration and/or functional capacity of antigen-presenting cells and promotes the initiation of Th2 immune response, which is generally associated with the progression of the disease (Uemura et al., 2008). Together with these observations, the topography of the cervical TZs is affected by the hormonal status of women, suggesting that sex hormones might not only be involved in the development and maintenance of the metaplastic epithelium but might also be implicated in the high sensivity of TZs to HPV

Also observed was a reduction of secretion of soluble factors of innate immune response involved in antiviral defense in the anal and cervical squamocolumnar junctions (Herfs et al., 2010). The β-defensin 2 is weakly expressed in cervical TZs and pre-neoplastic lesions compared with normal exocervical (Hubert et al., 2007). Furthermore, the density of Langerin-positive Langerhans cells (LCs) and their function are significantly altered in the anal and cervical TZs compared with the normal squamous epithelia (Herfs et al., 2008; Giannini et al., 2002) suggesting that keratinocyte-LC interaction could play an important role in the establishment of HPV infection in these regions (Herfs et al., 2011). It was also suggested that a Th2 immunoderivation of immune response could participate in the

Altering the local immune response, metaplastic cells might not only promote viral infections but might also be involved in the HPV-induced development of cervical and anal carcinoma in the TZs. This could explain, at least in part, why HPV-associated lesions located elsewhere in the anogenital tract outside the TZs, such as the vagina and vulva, are less likely to progress to cancer than those that develop within the TZs. Therefore, the anatomical, histological, physiological, and immunological features of TZs might not only promote the mucosal entry of HPV but also be involved in the HPV-induced development

The hydrophobic E5 protein is mainly found within the Golgi apparatus, as well as in the plasma membranes of HPV-infected cells. The E5 protein has weak oncogenic properties, which results in the increasing expression for the epidermal growth factor receptor (EGFR) (Tsai & Chen, 2003) and in the inhibition of the expression of the major histocompatibility complex (MHC) class I on the plasma membrane modulating the MAPK pathway and

The virus-induced cell fusion mediated by oncogenic viruses is a well-known event among human oncogenic viruses, including HPV, and it seems that this phenomenon plays an important role in the carcinogenesis process (Duelli et al., 2007; Hu et al., 2009). HPV16 E5 has all the characteristics of fusogenic proteins, including the localization of the plasma membrane, the high level of hydrophobicity, and the ability for dimmers. More recently, HPV16 E5 has been identified as necessary and sufficient to induce cell-cell fusion with the

infection and cancer progression (Herfs et al., 2011).

immunological escape of virus-infected cells (Herfs et al., 2011).

of cervical and anal carcinoma (Herfs et al., 2010).

altering the levels of caveolin 1 (Moody & Laimins, 2010).

formation of the tetraploid cell (Hu et al., 2009).

**5.4 The oncogenics activities of HPV** 

**5.4.1 The role of the E5 protein** 

Aneuploidy with the presence of tetraploid cells is frequently found in precancerous lesions associated with HPV infection. It is reported that expression of either HPV E6 or E7 alone is sufficient to deregulate cytokinesis and consequently produce the tetraploid cell (Heilman et al., 2009). However, it was demonstrated that the formation of these cells is primarily attributed to E5-induced cell fusion, rather than E6, E7, and cytokinesis failure (Ho et al., 2009). Tetraploid cells formed by accident cannot undergo normal mitosis which would trigger p53-dependent cell cycle arrest or apoptosis, whereas oncogenic virus-induced cell fusion is sufficient to induce chromosomal instability when fusion occurs concomitantly with expression of viral oncoproteins capable of perturbing p53 or apoptosis (Duelli et al., 2007).

In vivo and clinical studies reveal that chromosomal instability and aneuploidization seem to precede and favor integration of HPV genomes, which in turn leads to expression of viralcellular fusion transcripts and further enhances expression of the E6-E7 genes, which renders the strong growth advantages of transformed cells (Ziegert et al., 2003). The cell fusion HR-HPVE5-induced and cell cycle deregulation are two key events for initiation of transformation. This suggests that HR-HPVE5-induced cell fusion can be a critical event in the early stage of development HPV-associated cervical cancer (Gao & Zheng, 2010). As the open reading frame coding E5 is frequently deleted in cervical cancer, it is possible that this viral protein is not required for tumor maintenance, but that it can play a critical role in the early stage of HPV-associated cervical cancer.

### **5.4.2 The role of the E6 protein**

The E6 HPV protein binds not only to cellular p53 and E6-AP but also to a wide range of other cellular proteins, being known a more complete compendium of cellular factors that can interact with this viral oncoprotein. Among the other cellular proteins that interact with E6, the following may be cited: transcription factors such as p300, myc, interferon regulatory (IRF3), autocrine motility factor 1 (AMF-1/gPS2); factors that determine adhesion, cytoskeleton and polarity, such as paxillin, the human homologue of Drosophila disk-large tumor-suppressor gene product (DGL), and membrane-associated guanylate inverted-1 (MAGI-1); apoptosis factors such as the pro-apoptotic Bcl2 and Bak; replication factors and DNA repair factors such as mcm7 and XRCC1; and other cellular proteins such as E6 target protein 1 (E6TP1). In addition, E6 induces telomerase activity by inducing the expression of human telomerase reverse transcriptase (hTERT) (reviewed in IARC, 2007).

HR-HPV E6 proteins have a motif designated as S/TXV at their C-terminal which mediates binding to specific domains on cellular proteins known as PDZ proteins. PDZ domains are approximately 90 amino acid stretches found in a wide variety of cellular proteins. The importance of p53 in the orchestration of the cellular response to damage suffered by DNA as a result of exposure to cytotoxic agents becomes quite evident by the fact that approximately one-half of all human cancers present mutations in the p53 gene (Howie et al., 2009). Normally, p53 protein levels are regulated by the Mdm2 E3 ubiquitin ligase. However, Mdm2-mediated degradation of p53 is inhibited during viral infection and other stress conditions, allowing for stabilization of p53 protein levels and subsequent activation. In contrast, during an HR-HPV infection E6 induces p53 degradation by forming a complex with another E3 ubiquitin ligase, E6-AP. Only E6 HR-HPV is capable of binding to the core

Human Papillomavirus: Biology and Pathogenesis 23

domain (Tungteakkhun et al., 2008), it is possible that other E6 proteins may inhibit these

HPV E6 proteins have been shown to inhibit intrinsic apoptotic pathway binding to Bak and to induce its proteasomal-dependent degradation (Underbrink et al., 2008). While E6-AP has been shown to play a role in Bak degradation, it has also been proposed that this may not be a universal mechanism for all of the HPV types (Simmonds & Story, 2008). Evidence has shown that Bak degradation is not constitutive, but rather occurs only after apoptotic signals have been initiated, indicating that a Bak conformational change and/or dissociation from its anti-apoptotic partner MCL-1 may be necessary for its interaction with E6 and E6-AP

Another important effect of E6 in the development of genital cancer is the activation of telomerase reverse transcriptase (hTERT) (Howie et al., 2009). HPV E6 induces histone acetylation at the hTERT promoter, and this acetylation depends on E6-AP (James et al., 2006; Xu et al., 2008). To induce hTERT expression and telomerase activity in keratinocytes, HPV E6/E6-AP requires expression of NFX1-123 (Katzenellenbogen et al.,

In addition to increasing the expression of hTERT, E6 also interacts with other proteins involved in maintaining chromosomal stability within the HPV-infected cell, for example, the minichromosome maintenance 7 (hMCM7) proteins. As MCM7 is involved in licensing DNA replication to ensure a single-round replication per cell cycle, it is thought that E6 interaction with and/or degradation of MCM7 may lead to chromosomal abnormalities in the HPV-infected cell. E6 can also interact with two proteins involved in single-strand DNA break repair: XRCC1 and O(6)-metylguanine-DNA methane transferase (MGMT). XRCC1 to be bound E6; this interaction reduces the ability of XRCC1 to repair metyl metane sulfate (MMS) induced DNA damage (Iftner et al., 2002). E6 interaction with MGMT induces its proteasomal-mediated degradation via E6-AP, which has been hypothesized to sensitize HPV-infected cells to alkylating DNA damage (Srivenugopal & Ali-Osman, 2002). Finally, high-risk E6 mediated p53 loss inactivates the G1 checkpoint. Prolonged proliferation in the absence pf p53 can lead to the loss of the G2 checkpoint, which can result in aneuplody. Together, these interactions may lead to increased genomic instability and accelerate the

Another major apoptotic pathway targeted by HPV proteins is anoikis, a form of apoptosis that is triggered when normal cells attempt to divide in the absence of a matrix (Tasaki et al., 2005). E6 has been shown to bind to paxilin and zyxin, adhesion molecules involved in tethering the cellular cytoskeleton to the extra cellular matrix (ECM) and transmitting signals along the actin network from the ECM to the nucleus. This interaction results in the disruption of actin fibers and a failure to maintain proper cell structure (Howie et al., 2009). HR-HPVE6 proteins also bind to hScrib, a protein involved in epithelial tight junctions, mediating the adhesion of basal cells to the ECM, and at least in some cell types it has been shown that E6 mediates hScrib degradation (Nakagawa & Huibregtse, 2000). Recently, it has been demonstrated that PTPN3, a membrane-bound tyrosine phosphatase that regulates growth factor receptors, is also a PDZ protein that binds and is disrupted by E6 (Jing et al.,

extrinsic pathways.

(Underbrink et al., 2008)

progression to carcinogenesis (Howie et al., 2009).

2007; Spanos et al., 2008).

2007).

region of p53 and this binding of the core region is required for p53 degradation mediated by E6.

Three other mechanisms have been proposed to explain the interaction of the viral E6 protein with p53. The first is by inhibiting the binding of p53 to its site-specific DNA sequence. In the second mechanism, E6 may be able to inhibit p53 signaling independent of protein degradation by means of the sequestration of p53 in the cytoplasm. The third mechanism employed by E6 to inhibit p53 activity is its abrogation of the transactivation of p53 responsive genes via interaction with either the CBP/p300 or hADA3 histone acetyltransferases. The E6 proteins have been shown to bind to p300, and this interaction inhibits p35 acetylation at p53 dependent sites, leading to decreased expression from a p53 (Zimmermann et al., 2000). However, unlike with p300, E6 interaction with hADA3 results in hADA3 degradation (Kumar et al., 2002). E6 may also inhibit p53 activation by blocking the p14/ARF pathway (Shamanin et al., 2008).

Thus, E6 is able to modulate transcription of p53-dependent genes by both degradation of p53 and by interaction with the p300 and hADA3 transactivators. In addition, E6 is able to modulate transcription from other cellular signaling pathways as well as potentiate its ability to act as a diverse modulator of host cell signaling. With respect to G-protein signaling, E6 has been shown to interact with three different proteins, such as a novel protein termed E6-targeted protein 1 (E6TP1), in an E6-AP dependent manner (Lee et al., 2007), beyond another protein with GAP activity, tuberin, which also can be bound and degraded by E6 (Zeng et al., 2008).

High-risk E6 has been shown to interact with two proteins that are part of the innate immune response to viral infection: interferon regulatory factor-3 (IFR-3) and toll-like receptor 9 (TLR9) (Hasan et al., 2007). IRF-3 becomes activated by dsRNA or viral infection, and this activation leads to the transcription of interferon-beta (IFN-β) (Hiscott, 2007). TLR9 becomes activated by viral or bacterial dsDNA derived CpG motifs, and induces cytokine production as a means to defend the cell against the invading organism (Müller et al., 2008). Exogenous expression of HPV16 E6/E7 has been shown to inhibit TLR9 transcription, leading to a functional loss of TLR9 signaling pathways within the cell (Hasan et al., 2007).

The p53 degradation or blocking of its function mediated by E6 has, as a consequence, the inhibition of apoptotic signaling that would otherwise eliminate the HPV infected cell. There are two major apoptotic pathways that can be triggered by different stresses: the extrinsic and the intrinsic pathways. The E6 protein is able to disrupt both pathways to facilitate a cytoprotective environment and prevent cell death, thus highlighting the critical signaling events that a cell undergoes following exogenous or endogenous stress (Howie et al., 2009).

E6 is able to inhibit extrinsic apoptotic signaling at each of the stages, by interacting with TNFR-1, FADD, and caspase-8. It was shown that E6 is able to bind directly to the death receptor TNFR-1 and blocked TNFR-1 DD mediated apoptosis (Filippova et al., 2002). In addition to the TNF pathway, E6 is capable of inhibiting apoptosis stimulated by both Fas and TRAIL pathways. This inhibition is mediated by E6 binding to and degradation of both the FADD adapter protein and the effector caspase-8 (Garnett et al., 2006). As the binding of FADD is not dependent on the conserved PDZ domain of high-risk E6, but rather by a new Human Papillomavirus and Related Diseases 22 – From Bench to Bedside – A Clinical Perspective

region of p53 and this binding of the core region is required for p53 degradation mediated

Three other mechanisms have been proposed to explain the interaction of the viral E6 protein with p53. The first is by inhibiting the binding of p53 to its site-specific DNA sequence. In the second mechanism, E6 may be able to inhibit p53 signaling independent of protein degradation by means of the sequestration of p53 in the cytoplasm. The third mechanism employed by E6 to inhibit p53 activity is its abrogation of the transactivation of p53 responsive genes via interaction with either the CBP/p300 or hADA3 histone acetyltransferases. The E6 proteins have been shown to bind to p300, and this interaction inhibits p35 acetylation at p53 dependent sites, leading to decreased expression from a p53 (Zimmermann et al., 2000). However, unlike with p300, E6 interaction with hADA3 results in hADA3 degradation (Kumar et al., 2002). E6 may also inhibit p53 activation by blocking

Thus, E6 is able to modulate transcription of p53-dependent genes by both degradation of p53 and by interaction with the p300 and hADA3 transactivators. In addition, E6 is able to modulate transcription from other cellular signaling pathways as well as potentiate its ability to act as a diverse modulator of host cell signaling. With respect to G-protein signaling, E6 has been shown to interact with three different proteins, such as a novel protein termed E6-targeted protein 1 (E6TP1), in an E6-AP dependent manner (Lee et al., 2007), beyond another protein with GAP activity, tuberin, which also can be bound and

High-risk E6 has been shown to interact with two proteins that are part of the innate immune response to viral infection: interferon regulatory factor-3 (IFR-3) and toll-like receptor 9 (TLR9) (Hasan et al., 2007). IRF-3 becomes activated by dsRNA or viral infection, and this activation leads to the transcription of interferon-beta (IFN-β) (Hiscott, 2007). TLR9 becomes activated by viral or bacterial dsDNA derived CpG motifs, and induces cytokine production as a means to defend the cell against the invading organism (Müller et al., 2008). Exogenous expression of HPV16 E6/E7 has been shown to inhibit TLR9 transcription, leading to a functional loss of TLR9 signaling pathways within the cell (Hasan et al., 2007). The p53 degradation or blocking of its function mediated by E6 has, as a consequence, the inhibition of apoptotic signaling that would otherwise eliminate the HPV infected cell. There are two major apoptotic pathways that can be triggered by different stresses: the extrinsic and the intrinsic pathways. The E6 protein is able to disrupt both pathways to facilitate a cytoprotective environment and prevent cell death, thus highlighting the critical signaling events that a cell undergoes following exogenous or endogenous stress (Howie et

E6 is able to inhibit extrinsic apoptotic signaling at each of the stages, by interacting with TNFR-1, FADD, and caspase-8. It was shown that E6 is able to bind directly to the death receptor TNFR-1 and blocked TNFR-1 DD mediated apoptosis (Filippova et al., 2002). In addition to the TNF pathway, E6 is capable of inhibiting apoptosis stimulated by both Fas and TRAIL pathways. This inhibition is mediated by E6 binding to and degradation of both the FADD adapter protein and the effector caspase-8 (Garnett et al., 2006). As the binding of FADD is not dependent on the conserved PDZ domain of high-risk E6, but rather by a new

by E6.

the p14/ARF pathway (Shamanin et al., 2008).

degraded by E6 (Zeng et al., 2008).

al., 2009).

domain (Tungteakkhun et al., 2008), it is possible that other E6 proteins may inhibit these extrinsic pathways.

HPV E6 proteins have been shown to inhibit intrinsic apoptotic pathway binding to Bak and to induce its proteasomal-dependent degradation (Underbrink et al., 2008). While E6-AP has been shown to play a role in Bak degradation, it has also been proposed that this may not be a universal mechanism for all of the HPV types (Simmonds & Story, 2008). Evidence has shown that Bak degradation is not constitutive, but rather occurs only after apoptotic signals have been initiated, indicating that a Bak conformational change and/or dissociation from its anti-apoptotic partner MCL-1 may be necessary for its interaction with E6 and E6-AP (Underbrink et al., 2008)

Another important effect of E6 in the development of genital cancer is the activation of telomerase reverse transcriptase (hTERT) (Howie et al., 2009). HPV E6 induces histone acetylation at the hTERT promoter, and this acetylation depends on E6-AP (James et al., 2006; Xu et al., 2008). To induce hTERT expression and telomerase activity in keratinocytes, HPV E6/E6-AP requires expression of NFX1-123 (Katzenellenbogen et al., 2007).

In addition to increasing the expression of hTERT, E6 also interacts with other proteins involved in maintaining chromosomal stability within the HPV-infected cell, for example, the minichromosome maintenance 7 (hMCM7) proteins. As MCM7 is involved in licensing DNA replication to ensure a single-round replication per cell cycle, it is thought that E6 interaction with and/or degradation of MCM7 may lead to chromosomal abnormalities in the HPV-infected cell. E6 can also interact with two proteins involved in single-strand DNA break repair: XRCC1 and O(6)-metylguanine-DNA methane transferase (MGMT). XRCC1 to be bound E6; this interaction reduces the ability of XRCC1 to repair metyl metane sulfate (MMS) induced DNA damage (Iftner et al., 2002). E6 interaction with MGMT induces its proteasomal-mediated degradation via E6-AP, which has been hypothesized to sensitize HPV-infected cells to alkylating DNA damage (Srivenugopal & Ali-Osman, 2002). Finally, high-risk E6 mediated p53 loss inactivates the G1 checkpoint. Prolonged proliferation in the absence pf p53 can lead to the loss of the G2 checkpoint, which can result in aneuplody. Together, these interactions may lead to increased genomic instability and accelerate the progression to carcinogenesis (Howie et al., 2009).

Another major apoptotic pathway targeted by HPV proteins is anoikis, a form of apoptosis that is triggered when normal cells attempt to divide in the absence of a matrix (Tasaki et al., 2005). E6 has been shown to bind to paxilin and zyxin, adhesion molecules involved in tethering the cellular cytoskeleton to the extra cellular matrix (ECM) and transmitting signals along the actin network from the ECM to the nucleus. This interaction results in the disruption of actin fibers and a failure to maintain proper cell structure (Howie et al., 2009). HR-HPVE6 proteins also bind to hScrib, a protein involved in epithelial tight junctions, mediating the adhesion of basal cells to the ECM, and at least in some cell types it has been shown that E6 mediates hScrib degradation (Nakagawa & Huibregtse, 2000). Recently, it has been demonstrated that PTPN3, a membrane-bound tyrosine phosphatase that regulates growth factor receptors, is also a PDZ protein that binds and is disrupted by E6 (Jing et al., 2007; Spanos et al., 2008).

Human Papillomavirus: Biology and Pathogenesis 25

that the cells remain in an S-phase-competent state, which is necessary for the viral cycle

Malignant progression mediated by HR-HPVoncogene expression of these cells occurs after prolonged passages in culture or when additional oncogenes, such as *ras* or *fos*, are expressed (Pei et al., 1993). This is comparable to the extended period of time between initial HPV infection and the development of invasive cervical carcinoma. Thus, while the expression of the HPV oncogenes is necessary and sufficient for initiation of cervical carcinogenesis, additional host genome mutations are needed for malignant progression. Indeed, cervical cancer cells have accumulated a wide range of numerical and structural

The presence of DNA repairs foci seen in HPV16 E7-expressing cells indicate that E7 may induce double-strand DNA breaks or interfere with break repair. This may facilitate viral genome integration. Consequently, E7 may be a driving force for integration of HR-HPVgenomes into host cellular chromosomes, an event that frequently accompanies malignant progression of high-risk HPV-associated lesions. This may result in doublestranded HPV DNA fragments breaking off of the circular genome and being integrated into the host genome via the endogenous DNA double-strand break (DSB) repair machinery. If the upstream regulatory region is integrated into the host DNA, it may be the site of continued "onion skin" replication as long as the viral E1 and E2 replication proteins are

Fanconi anemia (FA) patients have an increased incidence of squamous cell carcinomas at sites that are infected by HPVs, and oral cancers arising in FA patients are HPV positive at a significantly higher rate than in the general population. The possible contribution of HPV infection to the increase in incidence of cancer in these patients was reinforced by the demonstration that the FA pathway is activated by HPV16 E7 expression and that the capacity of HPV16 E7 to induce DNA repair foci is enhanced in the FA patient-derived cell

Transforming growth factor β (TGF-β) is a potent inhibitor of epithelial cell growth, and acquisition of TGF-β resistance is the hallmark of epithelial tumor cervical carcinoma cell lines. Ectopic HPV16 E7 expression abrogates TGF-β-mediated growth inhibition. Acquisition of TGF-β resistance is a multi-step process, where TGF-β can repress HPV16 E6/E7 expression, which has been correlated to Ski overexpession, but the exact mechanism of this is not yet known (Baldawin et al., 2004). Both p21CIP1 and p27KIP1 have been implicated in TGF-β-mediated growth inhibition (Datto et al., 1995); and HPV16 E7 ability to inactivate these CKIs may contribute to its ability to abrogate TGF-β-mediated growth inhibition. TGF-β also induces a cdk4/cdk6-specific CKI, P15Inkb, and p15INKB-induced growth suppression may require functional pRB, which is targeted for degradation by

The tumor necrosis factor- α (TNF-α) is an important part of the immune response mediator that is produced by the cytotoxic T cell in response to a viral infection normal in keratinocytes undergoing G1 growth arrest and cellular differentiation in response to tumor necrosis factor (TNF). HPV E7 also compromises interferon (IFN) signaling through association with and inhibition of the IFN-α-induced nuclear translocation of p48, the DNA-

(McLaughlin-Drubin & Münger, 2009).

expressed (Kadaja et al., 2007).

lines (Spardy et al., 2007).

HPV16 E7 (MaLac & Münger, 2009).

chromosomal abnormalities (Mitelman et al., 2007).

### **5.4.3 The role of the E7 protein**

HR-HPVE7 proteins destabilize pRb through its proteosomal degradation via a mechanism that involves association with and reprogramming of the cullin 2 ubiquitin ligase complex by HPV E7 (Huh et al., 2007). The induction of the pRB degradation by HR-HPVE7 proteins and the resulting activation of E2F-mediated transcription represent an important mechanism by which these viruses achieve and maintain S-phase competence in differentiated epithelial cells. HR-HPVE7 proteins, in addition to targeting pRb proteasomal degradation, also contribute to cell cycle deregulation through several additional mechanisms involving cyclin-dependent kinases (cdks), motors that drive the cell division cycle (Zerfass et al., l995).

HPV16 E7 has been shown to interact with and abrogate the growth-inhibitory activities of the cyclin-dependent kinase inhibitors (CKIs) p21CIP1 (Jones et al., 1997) and p27KIP1 (Zerfass et al., l996), which are induced by anti-proliferative signals, including growth factor withdrawal and loss of cellular adhesion (Fang et al., 1996). The ability of HPV E7 to abrogate CKIs, together with its ability to disrupt the pRB/E2F complex, which results in increased cyclin E and A levels, retains differentiating keratinocytes in a DNA synthesis competent state. HPV E7 can also directly associate with cdk2/cyclin A and cylin E complexes, resulting in increased cdk2 activity (Nguyen & Münger, 2008).

It was demonstrated that HPV16 E7 induces pRb degradation, but the mechanism of cell death depends on the integrity of the p53 tumor suppressor pathway; it does not involve transcriptional activation of canonical p53 transcriptional targets. Intriguingly, E7 expression generally interferes with the transcriptional activity of p53 (Eichten et al., 2002). Furthermore, the mechanism of cell death triggered by HPV16 E7 expression appears to be distinct from classic apoptosis; although caspases are active and DNA is degraded, cell death is mostly caspase independent (Eichten et al., 2004). Although HPV E7 signaling pathways have not yet been molecularly analyzed, HPV 16 E7 expression causes normal human epithelial cells to undergo cell death in response to growth factor deprivation (Zhou & Münger, 2009).

High- and low-risk HPV E7 proteins are associated with the 600 KD retinoblastoma proteinassociated factor, p600 (DeMasi et al., 2005; Huh et al.,2005). Although its biological functions have not been fully elucidated in mammalian cells, p600 is implicated as a regulator of anoikis, a form of apoptosis that is triggered when normal cells attempt to divide in the absence of a matrix (Tasaki et al., 2005). Therefore, the interaction between E7 and p600 may deregulate anoikis and protect detached cells from apoptosis, thereby contributing to viral transformation (DeMasi et al., 2007; Huh et al., 2005). Consistent with this idea, HPV16 E7 associates with p600 through the CR1 domain, which is necessary for the transformation capability of HPV16 E7 (DeMasi et al., 2007).

It is known that HPV16 E7 can directly bind to E2F1 and enhance E2F1-mediated transcriptional. E2F1, which plays a role in mediating the transcriptional control of the E2F6 gene, which is unregulated at the G1/S-phase transition, to exert an opposing effect on the activities of E2F-responsive promoters, thereby directing appropriate cell cycle exit and differentiation (Lyons et al., 2006). Interestingly, HPV E7 associates with E2F6 and abrogates its ability to function as a transcriptional repressor (McLaughlin-Drubin et al., 2008), suggesting that the functional deregulation of E2F6 by HPV E7 is needed to counterbalance the up-regulation of E2F6 as a consequence of the activation of E2F1 by E7, thus ensuring Human Papillomavirus and Related Diseases 24 – From Bench to Bedside – A Clinical Perspective

HR-HPVE7 proteins destabilize pRb through its proteosomal degradation via a mechanism that involves association with and reprogramming of the cullin 2 ubiquitin ligase complex by HPV E7 (Huh et al., 2007). The induction of the pRB degradation by HR-HPVE7 proteins and the resulting activation of E2F-mediated transcription represent an important mechanism by which these viruses achieve and maintain S-phase competence in differentiated epithelial cells. HR-HPVE7 proteins, in addition to targeting pRb proteasomal degradation, also contribute to cell cycle deregulation through several additional mechanisms involving cyclin-dependent kinases (cdks), motors that drive the cell division

HPV16 E7 has been shown to interact with and abrogate the growth-inhibitory activities of the cyclin-dependent kinase inhibitors (CKIs) p21CIP1 (Jones et al., 1997) and p27KIP1 (Zerfass et al., l996), which are induced by anti-proliferative signals, including growth factor withdrawal and loss of cellular adhesion (Fang et al., 1996). The ability of HPV E7 to abrogate CKIs, together with its ability to disrupt the pRB/E2F complex, which results in increased cyclin E and A levels, retains differentiating keratinocytes in a DNA synthesis competent state. HPV E7 can also directly associate with cdk2/cyclin A and cylin E

It was demonstrated that HPV16 E7 induces pRb degradation, but the mechanism of cell death depends on the integrity of the p53 tumor suppressor pathway; it does not involve transcriptional activation of canonical p53 transcriptional targets. Intriguingly, E7 expression generally interferes with the transcriptional activity of p53 (Eichten et al., 2002). Furthermore, the mechanism of cell death triggered by HPV16 E7 expression appears to be distinct from classic apoptosis; although caspases are active and DNA is degraded, cell death is mostly caspase independent (Eichten et al., 2004). Although HPV E7 signaling pathways have not yet been molecularly analyzed, HPV 16 E7 expression causes normal human epithelial cells to undergo cell death in response to growth factor deprivation (Zhou

High- and low-risk HPV E7 proteins are associated with the 600 KD retinoblastoma proteinassociated factor, p600 (DeMasi et al., 2005; Huh et al.,2005). Although its biological functions have not been fully elucidated in mammalian cells, p600 is implicated as a regulator of anoikis, a form of apoptosis that is triggered when normal cells attempt to divide in the absence of a matrix (Tasaki et al., 2005). Therefore, the interaction between E7 and p600 may deregulate anoikis and protect detached cells from apoptosis, thereby contributing to viral transformation (DeMasi et al., 2007; Huh et al., 2005). Consistent with this idea, HPV16 E7 associates with p600 through the CR1 domain, which is necessary for

It is known that HPV16 E7 can directly bind to E2F1 and enhance E2F1-mediated transcriptional. E2F1, which plays a role in mediating the transcriptional control of the E2F6 gene, which is unregulated at the G1/S-phase transition, to exert an opposing effect on the activities of E2F-responsive promoters, thereby directing appropriate cell cycle exit and differentiation (Lyons et al., 2006). Interestingly, HPV E7 associates with E2F6 and abrogates its ability to function as a transcriptional repressor (McLaughlin-Drubin et al., 2008), suggesting that the functional deregulation of E2F6 by HPV E7 is needed to counterbalance the up-regulation of E2F6 as a consequence of the activation of E2F1 by E7, thus ensuring

complexes, resulting in increased cdk2 activity (Nguyen & Münger, 2008).

the transformation capability of HPV16 E7 (DeMasi et al., 2007).

**5.4.3 The role of the E7 protein** 

cycle (Zerfass et al., l995).

& Münger, 2009).

that the cells remain in an S-phase-competent state, which is necessary for the viral cycle (McLaughlin-Drubin & Münger, 2009).

Malignant progression mediated by HR-HPVoncogene expression of these cells occurs after prolonged passages in culture or when additional oncogenes, such as *ras* or *fos*, are expressed (Pei et al., 1993). This is comparable to the extended period of time between initial HPV infection and the development of invasive cervical carcinoma. Thus, while the expression of the HPV oncogenes is necessary and sufficient for initiation of cervical carcinogenesis, additional host genome mutations are needed for malignant progression. Indeed, cervical cancer cells have accumulated a wide range of numerical and structural chromosomal abnormalities (Mitelman et al., 2007).

The presence of DNA repairs foci seen in HPV16 E7-expressing cells indicate that E7 may induce double-strand DNA breaks or interfere with break repair. This may facilitate viral genome integration. Consequently, E7 may be a driving force for integration of HR-HPVgenomes into host cellular chromosomes, an event that frequently accompanies malignant progression of high-risk HPV-associated lesions. This may result in doublestranded HPV DNA fragments breaking off of the circular genome and being integrated into the host genome via the endogenous DNA double-strand break (DSB) repair machinery. If the upstream regulatory region is integrated into the host DNA, it may be the site of continued "onion skin" replication as long as the viral E1 and E2 replication proteins are expressed (Kadaja et al., 2007).

Fanconi anemia (FA) patients have an increased incidence of squamous cell carcinomas at sites that are infected by HPVs, and oral cancers arising in FA patients are HPV positive at a significantly higher rate than in the general population. The possible contribution of HPV infection to the increase in incidence of cancer in these patients was reinforced by the demonstration that the FA pathway is activated by HPV16 E7 expression and that the capacity of HPV16 E7 to induce DNA repair foci is enhanced in the FA patient-derived cell lines (Spardy et al., 2007).

Transforming growth factor β (TGF-β) is a potent inhibitor of epithelial cell growth, and acquisition of TGF-β resistance is the hallmark of epithelial tumor cervical carcinoma cell lines. Ectopic HPV16 E7 expression abrogates TGF-β-mediated growth inhibition. Acquisition of TGF-β resistance is a multi-step process, where TGF-β can repress HPV16 E6/E7 expression, which has been correlated to Ski overexpession, but the exact mechanism of this is not yet known (Baldawin et al., 2004). Both p21CIP1 and p27KIP1 have been implicated in TGF-β-mediated growth inhibition (Datto et al., 1995); and HPV16 E7 ability to inactivate these CKIs may contribute to its ability to abrogate TGF-β-mediated growth inhibition. TGF-β also induces a cdk4/cdk6-specific CKI, P15Inkb, and p15INKB-induced growth suppression may require functional pRB, which is targeted for degradation by HPV16 E7 (MaLac & Münger, 2009).

The tumor necrosis factor- α (TNF-α) is an important part of the immune response mediator that is produced by the cytotoxic T cell in response to a viral infection normal in keratinocytes undergoing G1 growth arrest and cellular differentiation in response to tumor necrosis factor (TNF). HPV E7 also compromises interferon (IFN) signaling through association with and inhibition of the IFN-α-induced nuclear translocation of p48, the DNA-

Human Papillomavirus: Biology and Pathogenesis 27

both innate and adaptive immune surveillance. In most cases, host defenses prevail and HPV infections resolve themselves. In some cases, however, infections persist for longer

The ingenious strategy developed by HPV, in which viral DNA replication and assembly occur only in in terminally differentiated cell and the fact that a local infection and intraepithelial, allows the virus to remain in host for many months, even years, invisible to the host defense mechanism. The HPV achieve this enviable lifestyle through a combination of abilities that contribute to avoid immune response. The viral infectious cycle is confined to the epithelial compartment, there is no viremia or blood-borne spread, and virus particles are eliminated from the mucosal surfaces far from vascular and lymphatic channels. As a result, there is little access to proteins of viruses and virus to the lymph nodes where adaptive immune responses are initiated. Besides, there is no necrosis or cell death virusinduced, and the proinflammatory cytokines that activate APCs in the epithelium are absent. In addition, HPV downregulate interferon responses and disable epithelial LCs. This allows for long uninterrupted periods of viral replication in the epithelium in the absence of host defense mechanisms.This is a high risk strategy for the host when the infection is caused by oncogenic genital HPVs, it increases the risk that the host immune system may

The development of cervical cancer involves a coordinated targeting of multiple pathways involving the HPV oncoproteins, where each one has a distinct role in malignant progression by interacting with many cellular proteins. The oncoproteíns of high-risk HPV usurp or disrupt multiple signaling pathways to maintain the proliferative state in infected cells to facilitate viral replication and persistence. One consequence of this, however, is the accumulation of mutations in cellular genes and increased genomic instability, which results in full transformation. The major viral factors responsible for altering these pathways and mediating the progression to malignancy are the E5, E6 and E7 proteins. The efficient interruption of the functions of p53 and pRb by E6 and E7 is essential for this process. Recent studies have identified other important cellular targets, including telomerase, members of the pathway of DNA damage and important factors for centrosome duplication and signaling proteins. HPV promotes cell proliferation by multiple pathways in the absence of active cellular mechanisms of defense. The new appreciation of the role of other viral proteins, such as E5, in the progression of HPV-induced disease is also emerging. Although the recently introduced vaccines are effective in preventing initial infections caused by the high risk HPV types comprised in the vaccine, they have no effect on existing

lesions and cancer, nor will it protect against diseases caused by other HPV types.

Alcocer-Gonzalez, JM., Berumen, J., Tamez-Guerra, R., Bermudez-Morales, V., Peralta-

Baldwin, A., Pirisi, L. & Creek, KE. (2004). NFI-Ski Interactions Mediate Transforming

Zaragoza, O., Hernandez-Pando, R., Moreno, J., Gariglio, P. & Madrid-Marina, V. In vivo expression of immunosuppressive cytokines in human papillomavirustransformed cervical cancer cells. *Viral Immunology*, Vol. 19, No. 3, (Jun 2006), pp.

Growth Factor ß Modulation of Human Papillomavirus Type 16 Early Gene Expression. *Journal of Virology*, Vol. 78, No. 8, (April 2004), pp. 3953-3964, ISSN

periods, allowing the accumulation of additional cellular changes leading to cancer.

become tolerant or unresponsive to viral proteins.

**7. References** 

481-491, ISSN 0882-8245.

0022-538X.

binding component of ISGF-3. Besides, HPV E7 can interfere with interferon regulatory factors (IRFs) associated with IRF-1 and impair its transcriptional activity (Park et al., 2000). Moreover, IFN-γ has been shown to inhibit HPV16 E7 expression, and the IFN-γ-induced suppressor of cytokine signaling-1 (SOCS-1)/JAB can associate with and induce the ubiquitin-mediated degradation of E7 (Kamio et al., 2004). HPV16 E7 may also interfere with insulin-like growth factor (IGF) signaling, which regulates cell survival. HPV16 E7 can associate with IGFP3 and accelerate its proteosome-mediated degradation (Santer et al., 2007).

E7 proteins are also associated with histone modifying enzymes and associated transcriptional co-factors (Bernat et al., 2003). HPV E7 interacts with class I histone deactylases (HDACs), which act as a transcriptional co-repressor by including chromatin remodeling by reversing acetyl of lysin residues on histone. The association between E7 and HDACs results in increased levels of E2F-mediated transcription in differentiating cells possibly influencing S-phase progression. (Longworth et al., 2005). E7 is also associated, directly or indirectly, with histone acetyl transferases (HATs) including p300, pCAF, and SRC1, and has been shown to abrogate SRC1-associated HAT activity (Baldwin et al., 2006). Moreover, the histone methyl transferase, enhancer of zeste homologue 2 (EZH2), has been identified as a transcriptional target of the HPV E7 protein (Holland et al., 2008).

### **6. Conclusion**

HPV is a non-enveloped virus with double-stranded circular DNA genome, protected by an icosahedra capsid forming a particle with about 55 nm. HPV genome is divided into three regions: a long control region (LCR), an early region (E), consisting of six ORFs: E1, E2, E4, E5, E6, and E7, which encodes no structural proteins involved in viral replication and oncogenesis and a late region (L) that encodes the L1 and L2 structural proteins of the viral capsid. The regulation of viral gene expression is controlled by cellular and viral transcription factors. Most of these regulations occur within the LCR region. The virus early promoter, differentiation-dependent late promoter, and two polyadenylation signals define three general groups of viral genes that are coordinately regulated during host cell differentiation. The E6 and E7 genes maintain replication competence, E1 E2, E4, E5, and E8 are involved in virus DNA replication, transcriptional control, beyond other functions. The products of the late genes L1 and L2 are responsible for the assembly of viral particles The HPV life cycle begins with infection of stem cells in the basal layer of the epithelium. After entering the cells, the virus requires the expression of genes E1 and E2 to maintain a low number of genome copies. The expression of E6, E7, E1, and E2 are required for episomal maintenance continued. E1 and E2 act together to initiate replication of viral DNA, while E6 and E7 modulate cell cycle regulators to maintain replication competency in the long-term. The activation of differentiation-dependent promoter leads to an increased production of proteins E1, E2, E5, E6 and E7, resulting in increased cell proliferation and therefore in the number of cells infected with HPV, as well as the number of viral genome copies per cell. Then there is the E4 gene expression that induces genome amplification, at the same time that occurs the expression of genes L1 and L2 and assembly of viral particles. Among the mechanisms that allow the persistence of the virus include a specific differentiation during of the life cycle of the virus, the mechanisms for keeping the number of copies of the genome in undifferentiated cells, angiogenesis, and strategies to evade of Human Papillomavirus and Related Diseases 26 – From Bench to Bedside – A Clinical Perspective

binding component of ISGF-3. Besides, HPV E7 can interfere with interferon regulatory factors (IRFs) associated with IRF-1 and impair its transcriptional activity (Park et al., 2000). Moreover, IFN-γ has been shown to inhibit HPV16 E7 expression, and the IFN-γ-induced suppressor of cytokine signaling-1 (SOCS-1)/JAB can associate with and induce the ubiquitin-mediated degradation of E7 (Kamio et al., 2004). HPV16 E7 may also interfere with insulin-like growth factor (IGF) signaling, which regulates cell survival. HPV16 E7 can associate with IGFP3 and accelerate its proteosome-mediated degradation (Santer et al.,

E7 proteins are also associated with histone modifying enzymes and associated transcriptional co-factors (Bernat et al., 2003). HPV E7 interacts with class I histone deactylases (HDACs), which act as a transcriptional co-repressor by including chromatin remodeling by reversing acetyl of lysin residues on histone. The association between E7 and HDACs results in increased levels of E2F-mediated transcription in differentiating cells possibly influencing S-phase progression. (Longworth et al., 2005). E7 is also associated, directly or indirectly, with histone acetyl transferases (HATs) including p300, pCAF, and SRC1, and has been shown to abrogate SRC1-associated HAT activity (Baldwin et al., 2006). Moreover, the histone methyl transferase, enhancer of zeste homologue 2 (EZH2), has been

HPV is a non-enveloped virus with double-stranded circular DNA genome, protected by an icosahedra capsid forming a particle with about 55 nm. HPV genome is divided into three regions: a long control region (LCR), an early region (E), consisting of six ORFs: E1, E2, E4, E5, E6, and E7, which encodes no structural proteins involved in viral replication and oncogenesis and a late region (L) that encodes the L1 and L2 structural proteins of the viral capsid. The regulation of viral gene expression is controlled by cellular and viral transcription factors. Most of these regulations occur within the LCR region. The virus early promoter, differentiation-dependent late promoter, and two polyadenylation signals define three general groups of viral genes that are coordinately regulated during host cell differentiation. The E6 and E7 genes maintain replication competence, E1 E2, E4, E5, and E8 are involved in virus DNA replication, transcriptional control, beyond other functions. The products of the late genes L1 and L2 are responsible for the assembly of viral particles The HPV life cycle begins with infection of stem cells in the basal layer of the epithelium. After entering the cells, the virus requires the expression of genes E1 and E2 to maintain a low number of genome copies. The expression of E6, E7, E1, and E2 are required for episomal maintenance continued. E1 and E2 act together to initiate replication of viral DNA, while E6 and E7 modulate cell cycle regulators to maintain replication competency in the long-term. The activation of differentiation-dependent promoter leads to an increased production of proteins E1, E2, E5, E6 and E7, resulting in increased cell proliferation and therefore in the number of cells infected with HPV, as well as the number of viral genome copies per cell. Then there is the E4 gene expression that induces genome amplification, at the same time that occurs the expression of genes L1 and L2 and assembly of viral particles. Among the mechanisms that allow the persistence of the virus include a specific differentiation during of the life cycle of the virus, the mechanisms for keeping the number of copies of the genome in undifferentiated cells, angiogenesis, and strategies to evade of

identified as a transcriptional target of the HPV E7 protein (Holland et al., 2008).

2007).

**6. Conclusion** 

both innate and adaptive immune surveillance. In most cases, host defenses prevail and HPV infections resolve themselves. In some cases, however, infections persist for longer periods, allowing the accumulation of additional cellular changes leading to cancer.

The ingenious strategy developed by HPV, in which viral DNA replication and assembly occur only in in terminally differentiated cell and the fact that a local infection and intraepithelial, allows the virus to remain in host for many months, even years, invisible to the host defense mechanism. The HPV achieve this enviable lifestyle through a combination of abilities that contribute to avoid immune response. The viral infectious cycle is confined to the epithelial compartment, there is no viremia or blood-borne spread, and virus particles are eliminated from the mucosal surfaces far from vascular and lymphatic channels. As a result, there is little access to proteins of viruses and virus to the lymph nodes where adaptive immune responses are initiated. Besides, there is no necrosis or cell death virusinduced, and the proinflammatory cytokines that activate APCs in the epithelium are absent. In addition, HPV downregulate interferon responses and disable epithelial LCs. This allows for long uninterrupted periods of viral replication in the epithelium in the absence of host defense mechanisms.This is a high risk strategy for the host when the infection is caused by oncogenic genital HPVs, it increases the risk that the host immune system may become tolerant or unresponsive to viral proteins.

The development of cervical cancer involves a coordinated targeting of multiple pathways involving the HPV oncoproteins, where each one has a distinct role in malignant progression by interacting with many cellular proteins. The oncoproteíns of high-risk HPV usurp or disrupt multiple signaling pathways to maintain the proliferative state in infected cells to facilitate viral replication and persistence. One consequence of this, however, is the accumulation of mutations in cellular genes and increased genomic instability, which results in full transformation. The major viral factors responsible for altering these pathways and mediating the progression to malignancy are the E5, E6 and E7 proteins. The efficient interruption of the functions of p53 and pRb by E6 and E7 is essential for this process. Recent studies have identified other important cellular targets, including telomerase, members of the pathway of DNA damage and important factors for centrosome duplication and signaling proteins. HPV promotes cell proliferation by multiple pathways in the absence of active cellular mechanisms of defense. The new appreciation of the role of other viral proteins, such as E5, in the progression of HPV-induced disease is also emerging. Although the recently introduced vaccines are effective in preventing initial infections caused by the high risk HPV types comprised in the vaccine, they have no effect on existing lesions and cancer, nor will it protect against diseases caused by other HPV types.

### **7. References**


Human Papillomavirus: Biology and Pathogenesis 29

Chan, PK., Chang, AR., Yu, MY., Li, WH., Chan, MY., Yeung, AC., Cheung, TH., Yau, TN.,

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**2** 

**Immunohistochemistry in the Diagnosis** 

During the last few decades accumulated epidemiological, clinical, and experimental evidence has revealed the important role of human papillomavirus (HPV) in the development of cervical carcinomas, an association almost unique in cancer epidemiology. Several important questions have been answered and a large number of scientific studies have paved the way for the introduction of new and effective vaccines, which will hopefully diminish the incidence of HPV-related carcinomas and precursor lesions in forthcoming years (Crum et al., 2003; zur Hausen, 1977, 2008). However, the exact recognition and proper treatment of clinically important lesions often poses problems both to pathologists and

Morphology remains the gold standard for lesion diagnosis, despite the fact that it can be hampered by inter- and intra-observer variability. Additionally, the contribution of morphology in the field of human papillomavirus research cannot be overemphasized, since cytologic and/or histologic examination allow the recognition of viral cytopathic effects, and, with the aid of immunohistochemical and other *in situ* techniques, may reveal the exact cells, in which some main interactions take place. Thus, the correlation of cellular alterations with new sensitive methods of detection either for human papillomavirus nucleic acids or for HPV-related intracellular interactions might lead both to the identification of different groups of lesions according to their clinical significance, as well as to the correct application

The following chapter will focus on those immunohistochemical methods that can facilitate or confirm the detection of intraepithelial lesions of cervical squamous epithelium (SILs) in biopsy specimens, additionally presenting in brief some data concerning the mechanisms by which these specific cellular targets are related to important actions of HPV oncoproteins. Finally, a short comment concerning the application in diagnosis of methods other than

In the last three decades a large number of scientific studies have focused on the subject of cervical carcinogenesis. These resulted in the accumulation of data linking several types of

**1. Introduction** 

gynecologists.

of current morphological criteria.

immunohistochemistry has been added.

**1.1 HPV in carcinogenesis** 

**of Squamous Intraepithelial Lesions** 

Evanthia A. Kostopoulou and George Koukoulis

**of the Uterine Cervix** 

*University of Thessaly* 

*Greece* 


### **Immunohistochemistry in the Diagnosis of Squamous Intraepithelial Lesions of the Uterine Cervix**

Evanthia A. Kostopoulou and George Koukoulis *University of Thessaly Greece* 

### **1. Introduction**

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*of Virology*, Vol. 69, No. 10, (Oct 1995), pp. 6389-6399, ISSN 0022-538X. Zerfass-Thome, K., Zwerschke, W., Mannhardt, B., Tindle, R., Botz, JW. & Jansen-Durr, P.

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9232.

294, ISSN 1356-9597.

ISSN 1945-0494.

El-Hoshy, K., El-Ramly, A. & Abdel-Hamid, NA. (2006). Role of human papilloma virus (HPV) in common and genital warts and its relation to P53 expression. *Journal of the Egyptian National Cancer Institute*, Vol. 18, No 2, (Jun 2006), pp. 117-124, ISSN

(1995). Sequential activation of cyclin E and cyclin A gene expression by human papillomavirus type 16 E7 through sequences necessary for transformation. *Journal* 

(1996). Inactivation of the cdk inhibitor p27KIP1 by the human papillomavirus type 16 E7 oncoprotein. *Oncogene,* Vol. 13, No. 11, (Dec 1996), pp. 2323-2330, ISSN 0950-

mediated TSC2 turnover in the presence and absence of HPV16 E6. Genes to cells : devoted to molecular & cellular mechanisms, Vol.13, No. 3, (Mar 2008), pp. 285–

transcriptional regulation. *Frontiers in Bioscience*. Vol. 11, (Jan 2006), pp. 2286-2302.

oncoprotein induces an autophagy-related process and sensitizes normal human keratinocytes to cell death in response to growth factor deprivation. *Virology*, Vol.

inteferon-γ-mediated enhancement of keratinocyte antigen processing and T-cell

Doeberitz MK. (2003). A comprehensive analysis of HPV integration loci in anogenital lesions combining transcript and genome-based amplification techniques. *Oncogene*, Vol. 22, No. 25, (Jun 2003), pp. 3977-3984, ISSN 0950-9232. Zimmermann, H., Koh, C-H., Degenkolbe, R., O'Connor, MJ., Müller, A., Steger, G., Jason J.,

Lui, CY., Androphy, E. & Bernard, H-U. (2000). Interaction with CBP/p300 enables the bovine papillomavirus type 1 E6 oncoprotein to downregulate CBP/p300 mediated transactivation by p53. *Journal of General Virology*, Vol. 8, No. 11, (Nov

*Biochimica et Biophysica Acta*, Vol. 1288, No. 2, (Oct 1996), pp. 55-78, ISSN 0006-3002.

historical account. *Virology*, Vol. 384, No. 2, (Feb 2009), pp 260-265, ISSN 0042-6822.

During the last few decades accumulated epidemiological, clinical, and experimental evidence has revealed the important role of human papillomavirus (HPV) in the development of cervical carcinomas, an association almost unique in cancer epidemiology. Several important questions have been answered and a large number of scientific studies have paved the way for the introduction of new and effective vaccines, which will hopefully diminish the incidence of HPV-related carcinomas and precursor lesions in forthcoming years (Crum et al., 2003; zur Hausen, 1977, 2008). However, the exact recognition and proper treatment of clinically important lesions often poses problems both to pathologists and gynecologists.

Morphology remains the gold standard for lesion diagnosis, despite the fact that it can be hampered by inter- and intra-observer variability. Additionally, the contribution of morphology in the field of human papillomavirus research cannot be overemphasized, since cytologic and/or histologic examination allow the recognition of viral cytopathic effects, and, with the aid of immunohistochemical and other *in situ* techniques, may reveal the exact cells, in which some main interactions take place. Thus, the correlation of cellular alterations with new sensitive methods of detection either for human papillomavirus nucleic acids or for HPV-related intracellular interactions might lead both to the identification of different groups of lesions according to their clinical significance, as well as to the correct application of current morphological criteria.

The following chapter will focus on those immunohistochemical methods that can facilitate or confirm the detection of intraepithelial lesions of cervical squamous epithelium (SILs) in biopsy specimens, additionally presenting in brief some data concerning the mechanisms by which these specific cellular targets are related to important actions of HPV oncoproteins. Finally, a short comment concerning the application in diagnosis of methods other than immunohistochemistry has been added.

### **1.1 HPV in carcinogenesis**

In the last three decades a large number of scientific studies have focused on the subject of cervical carcinogenesis. These resulted in the accumulation of data linking several types of

Immunohistochemistry in the Diagnosis of Squamous Intraepithelial Lesions of the Uterine Cervix 43

the cause of significant anxiety and distress for the patients. Furthermore, in rare instances they can give rise to life-threatening conditions, like recurrent respiratory papillomatosis.

Another main result of human papilloma virus research was the introduction in clinical practice of new diagnostic techniques (Cuzick et al., 2006; Gravitt et al., 2008; Poljak & Kocjan, 2010; Snijders et al., 2010). These allow for a more precise evaluation of the following: a) the presence of HPV in biologic specimens and the viral type present, b) the viral load, and c) the presence of an HPV-associated lesion demanding further therapeutic

Finally, an important aspect of human papilloma virus research is the fact that the complex interactions between HPV oncoproteins and their multiple cellular targets offer to investigators the opportunity to study important cellular pathways related to the

High-risk mucosal HPVs encode three transforming proteins: E5, E6 and E7. Their multiple biological activities have been extensively studied in the last few decades; however, several

HPV E5 is able to transform mouse fibroblasts and keratinocytes in culture (Straight et al., 1993). It is believed to contribute to early stages of carcinogenesis and works in concert with E6 and E7 (Talbert-Slagle & DiMaio, 2009; Hu et al., 2009). The latter proteins are necessary for the induction and maintenance of the transformed phenotype. They inhibit the function of tumor suppressors p53 and pRb, respectively, whereas their expression enables cells to

One of the main actions of HPV E7 proteins is the interaction with the retinoblastoma tumor suppressor protein, pRB, which controls S-phase entry through association with E2F transcription factor family members. They also interact with the related pocket proteins, p107 and p130. High-risk HPV E7 targets pRB for proteasomal degradation, while low-risk HPV E7 binds pRB with lower efficiency (approximately 10-fold lower) than HR- HPV E7 (McLaughlin-Drubin M & Münger K, 2009a; Munger et al., 1991). E7 proteins cause aberrant activation of cdk2 (cyclin dependent kinase 2), which is associated with cyclins E and A, as well as cdk inhibitors, mainly p21CIP1 and p27KIP1. E7 expression results in dysregulated expression of cyclins E and A (McLaughlin-Drubin M & Münger K, 2009b; Zerfass et al., 1995). It also results in retaining differentiating keratinocytes in a DNA synthesis competent

High-risk HPV E6 proteins target p53 for proteasomal degradation through association with the cellular ubiquitin ligase E6AP (McLaughlin-Drubin M & Münger K, 2009b; Scheffner et al., 1990). Low-risk HPV E6 proteins can also associate with E6AP; however, high-risk HPV

Furthermore, HR-HPV E6 and E7 proteins cooperate to generate mitotic defects and aneuploidy through induction of supernumerary centrosomes and multipolar mitoses in epithelial cells (Duensing et al., 2000), while genomic instability results in the addition of

**1.2 Interactions between HPV oncoproteins and cellular pathways** 

aspects remain to be elucidated (McLaughlin-Drubin M & Münger K, 2009a).

measures in cytological or biopsy material.

carcinogenic process in general.

bypass normal cell cycle checkpoints.

proteins target p53 for ubiquitination.

state.

human papillomavirus to the development of cervical cancer (Bosch et al., 2002; Bosch et al., 2006; Crum et al., 1984; zur Hausen, 1977, 2009). The revealed strong association led to the suggestion that HPV is not only the main cause of cervical cancer, but also a necessary cause (Walboomers et al., 1999). Human papillomavirus is associated with more than 99% of all cervical cancer cases. In addition, a significant percentage of vulvar, vaginal, penile, anal and perianal carcinomas are HPV-positive (Fuste et al., 2010; Gross & Pfister, 2004; Insinga et al., 2008; Munoz et al., 2006), often containing HPV 16 DNA (zur Hausen, 2009), while a fraction of carcinomas in other sites of the human body has also been linked to high-risk (HR) HPV infections. Percentages of HPV positivity observed in carcinomas of the anogenital region are presented in Table 1.

Human papillomavirus is estimated to comprise a causal agent in 5% of human cancers and is associated with more human cancers than any other virus (Bergonzini *et al., 2010)*. Among them, cervical cancer represents a well-studied prototype of a human tumor related to a viral infection.


Table 1. Percentage of HPV detection in carcinomas of the anogenital region other than cervical carcinoma (Munoz et al., 2006; zur Hausen, 2009).

The most common viral types detected in cervical carcinomas include HPV 16, 18, 45, 31, 33, 52, 58, and 35 (Clifford et al., 2003; Munoz et al., 2003). The fraction of squamous cell carcinomas or adenocarcinomas attributable to HPV16 and HPV18, which comprise the two most common types, is 70% and 86%, respectively. The paradox is that, although infection with oncogenic types of HPV is very common, malignancy is a rare outcome. This difference in incidence between infection and cancer development reveals the significance of complex interactions between viral, environmental and host-related factors (Frazer, 2009; Moscicki et al., 2006; Snijders et al., 2006; Whiteside et al., 2008; zur Hausen, 2008). Viral persistence is an important determinant in this sequence of events, while immune status, viral integration into the host DNA, and infection with multiple HPV genotypes have significant roles. These multiple interactions are reflected in the long interval between infection and invasive carcinoma detection, often spanning a period of 15 to 25 years (zur Hausen 2008). Other factors that may modify the risk for HPV DNApositive women include smoking, the use of oral contraceptives, and previous exposure to other sexually transmitted diseases (Bosch et al., 2006; Collins et al., 2010; Luie et al., 2011; Munoz et al., 2006).

In recent years a large number of scientific studies have resulted in the introduction of effective vaccines, which are expected to diminish the incidence of HPV-related carcinomas of the uterine cervix and other organs (Bogaardts et al., 2011; Frazer, 2009; Stanley, 2010; The FUTURE I/II Study Group, 2010; zur Hausen, 2008). Moreover, they are expected to reduce the incidence of intraepithelial HPV-related lesions. A large number of the latter are caused by non-carcinogenic HPV types and do not constitute precancerous lesions, but still may be the cause of significant anxiety and distress for the patients. Furthermore, in rare instances they can give rise to life-threatening conditions, like recurrent respiratory papillomatosis.

Another main result of human papilloma virus research was the introduction in clinical practice of new diagnostic techniques (Cuzick et al., 2006; Gravitt et al., 2008; Poljak & Kocjan, 2010; Snijders et al., 2010). These allow for a more precise evaluation of the following: a) the presence of HPV in biologic specimens and the viral type present, b) the viral load, and c) the presence of an HPV-associated lesion demanding further therapeutic measures in cytological or biopsy material.

Finally, an important aspect of human papilloma virus research is the fact that the complex interactions between HPV oncoproteins and their multiple cellular targets offer to investigators the opportunity to study important cellular pathways related to the carcinogenic process in general.

### **1.2 Interactions between HPV oncoproteins and cellular pathways**

Human Papillomavirus and Related Diseases 42 – From Bench to Bedside – A Clinical Perspective

human papillomavirus to the development of cervical cancer (Bosch et al., 2002; Bosch et al., 2006; Crum et al., 1984; zur Hausen, 1977, 2009). The revealed strong association led to the suggestion that HPV is not only the main cause of cervical cancer, but also a necessary cause (Walboomers et al., 1999). Human papillomavirus is associated with more than 99% of all cervical cancer cases. In addition, a significant percentage of vulvar, vaginal, penile, anal and perianal carcinomas are HPV-positive (Fuste et al., 2010; Gross & Pfister, 2004; Insinga et al., 2008; Munoz et al., 2006), often containing HPV 16 DNA (zur Hausen, 2009), while a fraction of carcinomas in other sites of the human body has also been linked to high-risk (HR) HPV infections. Percentages of HPV positivity observed in carcinomas of the

Human papillomavirus is estimated to comprise a causal agent in 5% of human cancers and is associated with more human cancers than any other virus (Bergonzini *et al., 2010)*. Among them, cervical cancer represents a well-studied prototype of a human tumor related

Vaginal carcinomas 60-91% Vulvar carcinomas 50% Penile carcinomas 30-50% Anal and perianal carcinomas 60-94% Table 1. Percentage of HPV detection in carcinomas of the anogenital region other than

The most common viral types detected in cervical carcinomas include HPV 16, 18, 45, 31, 33, 52, 58, and 35 (Clifford et al., 2003; Munoz et al., 2003). The fraction of squamous cell carcinomas or adenocarcinomas attributable to HPV16 and HPV18, which comprise the two most common types, is 70% and 86%, respectively. The paradox is that, although infection with oncogenic types of HPV is very common, malignancy is a rare outcome. This difference in incidence between infection and cancer development reveals the significance of complex interactions between viral, environmental and host-related factors (Frazer, 2009; Moscicki et al., 2006; Snijders et al., 2006; Whiteside et al., 2008; zur Hausen, 2008). Viral persistence is an important determinant in this sequence of events, while immune status, viral integration into the host DNA, and infection with multiple HPV genotypes have significant roles. These multiple interactions are reflected in the long interval between infection and invasive carcinoma detection, often spanning a period of 15 to 25 years (zur Hausen 2008). Other factors that may modify the risk for HPV DNApositive women include smoking, the use of oral contraceptives, and previous exposure to other sexually transmitted diseases (Bosch et al., 2006; Collins et al., 2010; Luie et al., 2011;

In recent years a large number of scientific studies have resulted in the introduction of effective vaccines, which are expected to diminish the incidence of HPV-related carcinomas of the uterine cervix and other organs (Bogaardts et al., 2011; Frazer, 2009; Stanley, 2010; The FUTURE I/II Study Group, 2010; zur Hausen, 2008). Moreover, they are expected to reduce the incidence of intraepithelial HPV-related lesions. A large number of the latter are caused by non-carcinogenic HPV types and do not constitute precancerous lesions, but still may be

anogenital region are presented in Table 1.

cervical carcinoma (Munoz et al., 2006; zur Hausen, 2009).

to a viral infection.

Munoz et al., 2006).

High-risk mucosal HPVs encode three transforming proteins: E5, E6 and E7. Their multiple biological activities have been extensively studied in the last few decades; however, several aspects remain to be elucidated (McLaughlin-Drubin M & Münger K, 2009a).

HPV E5 is able to transform mouse fibroblasts and keratinocytes in culture (Straight et al., 1993). It is believed to contribute to early stages of carcinogenesis and works in concert with E6 and E7 (Talbert-Slagle & DiMaio, 2009; Hu et al., 2009). The latter proteins are necessary for the induction and maintenance of the transformed phenotype. They inhibit the function of tumor suppressors p53 and pRb, respectively, whereas their expression enables cells to bypass normal cell cycle checkpoints.

One of the main actions of HPV E7 proteins is the interaction with the retinoblastoma tumor suppressor protein, pRB, which controls S-phase entry through association with E2F transcription factor family members. They also interact with the related pocket proteins, p107 and p130. High-risk HPV E7 targets pRB for proteasomal degradation, while low-risk HPV E7 binds pRB with lower efficiency (approximately 10-fold lower) than HR- HPV E7 (McLaughlin-Drubin M & Münger K, 2009a; Munger et al., 1991). E7 proteins cause aberrant activation of cdk2 (cyclin dependent kinase 2), which is associated with cyclins E and A, as well as cdk inhibitors, mainly p21CIP1 and p27KIP1. E7 expression results in dysregulated expression of cyclins E and A (McLaughlin-Drubin M & Münger K, 2009b; Zerfass et al., 1995). It also results in retaining differentiating keratinocytes in a DNA synthesis competent state.

High-risk HPV E6 proteins target p53 for proteasomal degradation through association with the cellular ubiquitin ligase E6AP (McLaughlin-Drubin M & Münger K, 2009b; Scheffner et al., 1990). Low-risk HPV E6 proteins can also associate with E6AP; however, high-risk HPV proteins target p53 for ubiquitination.

Furthermore, HR-HPV E6 and E7 proteins cooperate to generate mitotic defects and aneuploidy through induction of supernumerary centrosomes and multipolar mitoses in epithelial cells (Duensing et al., 2000), while genomic instability results in the addition of

Immunohistochemistry in the Diagnosis of Squamous Intraepithelial Lesions of the Uterine Cervix 45

retinoblastoma protein (pRb) and the potential of high-risk HPV E7 protein to inactivate the latter (Lukas et al., 1995; Giarre et al., 2001; McLaughlin-Drubin & Münger, 2009b). Correlation has been reported between HR-HPV oncogene expression and high scores of p16 positivity (Andersson et al., 2006), and enhancement of p16 RNA level has been observed in vitro after immortalization by high-risk HPV types (Nakao et al., 1997). Despite the presence of high levels of p16 in SILs, its suppressor function is not normally

Several groups of investigators have examined immunohistochemically the expression of p16 in cervical squamous intraepithelial lesions (reviewed by Kostopoulou et al., 2011) and its possible correlation with HR-HPV types and/or lesion "progression". Indeed, p16 is one of the best studied markers in gynaecologic pathology. However, percentages of immunohistochemical positivity vary among different studies, as presented in Table 2. In the latter, studies published in the last ten years and including more than 100 cases of squamous intraepithelial lesions in histopathologic specimens are summarized, and the reported percentages of p16 immunopositivity are presented, together with the criteria and the antibodies used by the authors. Importantly, different criteria have been used for p16 immunoreactivity evaluation, with some authors focusing only on diffuse immunopositivity, some reporting any type of immunostaining, and others reporting nuclear and cytoplasmic staining separately. It should be also noted that some authors interpret focal positivity as a false-positive reaction. Positivity in the studies presented below varied from 5.6% to 100% for low-grade lesions and from 45.2% to 100% for highgrade lesions (Table 2). The percentage of immunopositivity observed in non-neoplastic

In a recent study (Kostopoulou et al., 2011) the two basic patterns of immunoreactivity, that is focal and diffuse, were further subdivided into groups as following: Focal positivity was subdivided into cases with occasional positive cells, dispersed or in small groups, observed mainly in the lower epithelial layers, and cases with occasional positive cells, dispersed or in small groups, commonly above the parabasal layer. Diffuse positivity (Figure 1) in the horizontal plane involved either all epithelial layers, or only the basal, parabasal and intermediate layers, without extending to the upper third of the epithelium. In HSIL, only diffuse positivity was encountered, observed in 24/25 cases (96%). In LSIL 41/55 cases (74.5%) showed some type of positivity, most commonly focal/sporadic (Figures 2 and 3). Interestingly, three out of eight LSILs showing diffuse immunoreactivity were characterized by markedly increased nuclear dimensions in the upper epithelial layers in comparison to other lesions characterized as low-grade. Another interesting finding of the above study was the different HPV type distribution observed between the two patterns of sporadic/focal positivity, involving lower *vs* intermediate/upper epithelial layers, and probably reflecting an earlier sporadic expression of E7 in certain lesions (Kostopoulou et al., 2011). The percentage of high-risk or probable high-risk HPV associated LSILs positive for p16 was 71.4% (25/35). This was not significantly different from immunopositivity observed in low-risk HPV associated lesions. Moreover, study of the pertinent literature revealed that a significant percentage of LSILs testing positive for HR-HPV by PCR or HC2 does not exhibit any p16 immunopositivity. The percentage of p16 positivity reported for HR-HPV positive LSILs varied from 32.4% to 94.4% (Ishikawa et al. 2006; Kalof et al., 2005; Kostopoulou et al.,

exerted.

2011).

epithelia also varied between 0% and 32.7%.

molecular alterations. The detection of abnormal mitoses is a useful morphologic indicator of high-risk HPV-associated lesions (Crum et al. 1984).

Finally, integration of HPV genome into host chromosomes is an important event in cervical carcinogenesis (Hopman et al., 2006; Pett & Coleman, 2007), which occurs frequently during malignant progression and may result in dysregulation of E6/E7 expression due to disruption of E2, with associated loss of the inhibitory E2 action.

### **2. Immunohistochemical stains in the diagnosis of Squamous Intraepithelial Lesions (SIL)**

Clinical management of preinvasive cervical disease consists of confirmation of SIL diagnosis by histopathological examination, followed by treatment or careful follow-up of certain lesions, according to the current guidelines. Histopathological diagnosis of CIN is based on well-defined criteria. However, in certain cases distinguishing both low- and highgrade lesions from their mimics may pose problems (Crum & Rose, 2006; Kostopoulou et al., 2001; Kurman et al., 1992), even to experienced gynecologic pathologists. The distinction of florid reactive changes, immature metaplastic patterns, and atrophic changes from HPVinduced alterations may cause difficulties. Attempts have been made to redefine the traditional criteria for lesion diagnosis, while other efforts aimed at the adoption of new, more objective methods, which might support the former (Bollmann et al., 2005; Cho et al., 2005; Guillaud et al., 2005; Prasad et al., 1994; Salvia et al., 2004; Scheurer et al., 2007). However, studies attempting to correlate HPV presence and replication to certain cytohistologic alterations are becoming less frequent and/or fruitful.

In recent years molecular studies have revealed several markers that might be of utility in the diagnosis of squamous intraepithelial lesions, including cellular proteins targeted directly by viral oncoproteins, and markers related to the cell cycle, which is disturbed by multiple actions of the virus, as summarized in the above paragraphs. The immunohistochemical stains that are currently in use in several laboratories worldwide, as well as some new promising markers are presented in the following text. The terms low grade squamous intraepithelial lesion (LSIL) and high grade squamous intraepithelial lesion (HSIL) will be used interchangeably with CIN1 and CIN2/3, respectively.

### **2.1 p16**

One extensively studied marker is p16 INK4A (hereafter referred to as p16), a cyclindependent kinase inhibitor. p16 decelerates the cell cycle and functions as a tumor suppressor, while having a role in cellular senescence. p16 affects pRb-mediated regulation of the G1/S transition (Lukas et al., 1995; Ohtani et al., 2004; Quelle et al., 1995; Serrano, 1997; Sano et al., 1998).

The expression of p16 is altered in several human tumors by deletions, mutations, or methylation (Cohen & Geradts, 1997; Nakashima et al., 1999; O'Neill & McCluggage, 2006; Ruas & Peters 1998) and has also been altered in cervical carcinoma cases. However, increased expression is often observed in HPV-related intraepithelial lesions and this is mainly attributed to the presence of a feedback loop, which depends on the status of Human Papillomavirus and Related Diseases 44 – From Bench to Bedside – A Clinical Perspective

molecular alterations. The detection of abnormal mitoses is a useful morphologic indicator

Finally, integration of HPV genome into host chromosomes is an important event in cervical carcinogenesis (Hopman et al., 2006; Pett & Coleman, 2007), which occurs frequently during malignant progression and may result in dysregulation of E6/E7 expression due to

**2. Immunohistochemical stains in the diagnosis of Squamous Intraepithelial** 

Clinical management of preinvasive cervical disease consists of confirmation of SIL diagnosis by histopathological examination, followed by treatment or careful follow-up of certain lesions, according to the current guidelines. Histopathological diagnosis of CIN is based on well-defined criteria. However, in certain cases distinguishing both low- and highgrade lesions from their mimics may pose problems (Crum & Rose, 2006; Kostopoulou et al., 2001; Kurman et al., 1992), even to experienced gynecologic pathologists. The distinction of florid reactive changes, immature metaplastic patterns, and atrophic changes from HPVinduced alterations may cause difficulties. Attempts have been made to redefine the traditional criteria for lesion diagnosis, while other efforts aimed at the adoption of new, more objective methods, which might support the former (Bollmann et al., 2005; Cho et al., 2005; Guillaud et al., 2005; Prasad et al., 1994; Salvia et al., 2004; Scheurer et al., 2007). However, studies attempting to correlate HPV presence and replication to certain

In recent years molecular studies have revealed several markers that might be of utility in the diagnosis of squamous intraepithelial lesions, including cellular proteins targeted directly by viral oncoproteins, and markers related to the cell cycle, which is disturbed by multiple actions of the virus, as summarized in the above paragraphs. The immunohistochemical stains that are currently in use in several laboratories worldwide, as well as some new promising markers are presented in the following text. The terms low grade squamous intraepithelial lesion (LSIL) and high grade squamous intraepithelial lesion

One extensively studied marker is p16 INK4A (hereafter referred to as p16), a cyclindependent kinase inhibitor. p16 decelerates the cell cycle and functions as a tumor suppressor, while having a role in cellular senescence. p16 affects pRb-mediated regulation of the G1/S transition (Lukas et al., 1995; Ohtani et al., 2004; Quelle et al., 1995; Serrano,

The expression of p16 is altered in several human tumors by deletions, mutations, or methylation (Cohen & Geradts, 1997; Nakashima et al., 1999; O'Neill & McCluggage, 2006; Ruas & Peters 1998) and has also been altered in cervical carcinoma cases. However, increased expression is often observed in HPV-related intraepithelial lesions and this is mainly attributed to the presence of a feedback loop, which depends on the status of

of high-risk HPV-associated lesions (Crum et al. 1984).

**Lesions (SIL)** 

**2.1 p16** 

1997; Sano et al., 1998).

disruption of E2, with associated loss of the inhibitory E2 action.

cytohistologic alterations are becoming less frequent and/or fruitful.

(HSIL) will be used interchangeably with CIN1 and CIN2/3, respectively.

retinoblastoma protein (pRb) and the potential of high-risk HPV E7 protein to inactivate the latter (Lukas et al., 1995; Giarre et al., 2001; McLaughlin-Drubin & Münger, 2009b). Correlation has been reported between HR-HPV oncogene expression and high scores of p16 positivity (Andersson et al., 2006), and enhancement of p16 RNA level has been observed in vitro after immortalization by high-risk HPV types (Nakao et al., 1997). Despite the presence of high levels of p16 in SILs, its suppressor function is not normally exerted.

Several groups of investigators have examined immunohistochemically the expression of p16 in cervical squamous intraepithelial lesions (reviewed by Kostopoulou et al., 2011) and its possible correlation with HR-HPV types and/or lesion "progression". Indeed, p16 is one of the best studied markers in gynaecologic pathology. However, percentages of immunohistochemical positivity vary among different studies, as presented in Table 2. In the latter, studies published in the last ten years and including more than 100 cases of squamous intraepithelial lesions in histopathologic specimens are summarized, and the reported percentages of p16 immunopositivity are presented, together with the criteria and the antibodies used by the authors. Importantly, different criteria have been used for p16 immunoreactivity evaluation, with some authors focusing only on diffuse immunopositivity, some reporting any type of immunostaining, and others reporting nuclear and cytoplasmic staining separately. It should be also noted that some authors interpret focal positivity as a false-positive reaction. Positivity in the studies presented below varied from 5.6% to 100% for low-grade lesions and from 45.2% to 100% for highgrade lesions (Table 2). The percentage of immunopositivity observed in non-neoplastic epithelia also varied between 0% and 32.7%.

In a recent study (Kostopoulou et al., 2011) the two basic patterns of immunoreactivity, that is focal and diffuse, were further subdivided into groups as following: Focal positivity was subdivided into cases with occasional positive cells, dispersed or in small groups, observed mainly in the lower epithelial layers, and cases with occasional positive cells, dispersed or in small groups, commonly above the parabasal layer. Diffuse positivity (Figure 1) in the horizontal plane involved either all epithelial layers, or only the basal, parabasal and intermediate layers, without extending to the upper third of the epithelium. In HSIL, only diffuse positivity was encountered, observed in 24/25 cases (96%). In LSIL 41/55 cases (74.5%) showed some type of positivity, most commonly focal/sporadic (Figures 2 and 3). Interestingly, three out of eight LSILs showing diffuse immunoreactivity were characterized by markedly increased nuclear dimensions in the upper epithelial layers in comparison to other lesions characterized as low-grade. Another interesting finding of the above study was the different HPV type distribution observed between the two patterns of sporadic/focal positivity, involving lower *vs* intermediate/upper epithelial layers, and probably reflecting an earlier sporadic expression of E7 in certain lesions (Kostopoulou et al., 2011). The percentage of high-risk or probable high-risk HPV associated LSILs positive for p16 was 71.4% (25/35). This was not significantly different from immunopositivity observed in low-risk HPV associated lesions. Moreover, study of the pertinent literature revealed that a significant percentage of LSILs testing positive for HR-HPV by PCR or HC2 does not exhibit any p16 immunopositivity. The percentage of p16 positivity reported for HR-HPV positive LSILs varied from 32.4% to 94.4% (Ishikawa et al. 2006; Kalof et al., 2005; Kostopoulou et al., 2011).

Immunohistochemistry in the Diagnosis of Squamous Intraepithelial Lesions of the Uterine Cervix 47

concerning aggressive-appearing low-grade lesions, which otherwise might be upgraded (Dijkstra et al., 2010). Awareness of the different patterns of immunoreactivity might allow for a most proper use in certain clinicopathological settings. However, significant variability remains in the reported percentage of cases that stain positively for p16 and several unresolved technical issues remain, underlining the need for standardization of sample

(a) (b) Fig. 1. (a,b). High-grade squamous intraepithelial lesion (HSIL-CIN2): (a) Hematoxylin and

(a) (b) Fig. 2. (a,b). Low-grade squamous intraepithelial lesion: (a) Hematoxylin and eosin staining,

eosin staining, (b) p16 immunostain showing diffuse positivity.

(b) p16 immunostain showing focal positivity.

preparation and evaluation protocols (Mulvany et al., 2008; Tsoumpou et al., 2009).


LSIL: low-grade squamous intraepithelial lesion; HSIL: high-grade squamous intraepithelial lesion; N: nuclear; C: cytoplasmic; ND: no data

a Only studies including more than 100 cases of squamous intraepithelial lesions in histopathologic specimens and published in the last ten years are presented.

Table 2. p16 immunopositivity in low- and high- grade squamous intraepithelial lesions reported in the literaturea

The results of the above studies point towards the use of p16 immunostain in conjunction with histopathologic evaluation. Addition of a consecutive p16-stained slide to the HEstained slides has been shown to improve significantly interobserver agreement for both punch and cone biopsies (Bergeron et al., 2010; Dijkstra et al., 2010; Horn et al., 2008), and to help in the identification of occult lesions (Ordi et al., 2008). The differential diagnosis from non-neoplastic alterations can be facilitated, especially in conjunction with other immunostains, as presented below. Moreover, lesion grading can be faster, especially Human Papillomavirus and Related Diseases 46 – From Bench to Bedside – A Clinical Perspective

<sup>2004</sup>137 35% 81.2% 0% N and/or C Polyclonal

al. 2004 113 37.2% 45.2% 3.2% N and/or C E6H4

<sup>2005</sup>104 74.1% 96.1% 7.0% N and/or C JC8

al., 2005 117 100% 98.7% 0% N or C p16

2008 115 50% 96.2% 0% C and N CINtec p16 Kit

LSIL: low-grade squamous intraepithelial lesion; HSIL: high-grade squamous intraepithelial lesion; N:

a Only studies including more than 100 cases of squamous intraepithelial lesions in histopathologic

Table 2. p16 immunopositivity in low- and high- grade squamous intraepithelial lesions

The results of the above studies point towards the use of p16 immunostain in conjunction with histopathologic evaluation. Addition of a consecutive p16-stained slide to the HEstained slides has been shown to improve significantly interobserver agreement for both punch and cone biopsies (Bergeron et al., 2010; Dijkstra et al., 2010; Horn et al., 2008), and to help in the identification of occult lesions (Ordi et al., 2008). The differential diagnosis from non-neoplastic alterations can be facilitated, especially in conjunction with other immunostains, as presented below. Moreover, lesion grading can be faster, especially

**Nonneoplastic epithelia**

**Evaluation of staining** 

≥5% cells

N and C ≥5% cells in lower third

reactivity

strong

≥5% cells

Continuous basal and parabasal

N and C ≥5% cells in each layer

of epithelium

≥5% cells

**Antibody used in the study** 

> E6H4 (MTM)

(Abcam)

CINtec p16 Histology Kit (DakoCytomation)

(MTM)

E6H4 (MTM)

(Biocare Medical)

(Pharmingen)

E6H4 (MTM)

Ab7 16PO7 (Neomarkers)

p16 Histology Kit (Dako)

E6H4 (DakoCytomation)

(Dako)

Ab-4, 16P04 (Lab Vision)

p16 (NeoMarkers)

**HSIL positivity**

2003 269 56.6% 84.5% 11.5% N and C

2004 113 72% 94.7% 32.7% Any

al., 2006 141 24.5% 87.5% 0% Moderate and

2007 153 90.9% 100% 7.9% C and N

2010 406 5.6% 96.7% ND Diffuse, >1/3

2010 129 26.7% 79.7% 0% N and C

**Reference** 

Agoff et al.,

Branca et al.,

Negri et al.,

Volgareva et,

Wang et al.,

Dray et al.,

Murphy et

Ishikawa et

Focchi et al.,

Hariri &

Van Niekerk

Godoy et al.

Dijkstra et al.,

Tan et al.,

nuclear; C: cytoplasmic; ND: no data

reported in the literaturea

**Number of SILs examined**

**LSIL positivity**

<sup>2004</sup>127 74.7% 100% ND

Oster, 2007 140 71.4% 100% 6%

et al., 2007 184 57.1% 96.9% 22.9%

specimens and published in the last ten years are presented.

concerning aggressive-appearing low-grade lesions, which otherwise might be upgraded (Dijkstra et al., 2010). Awareness of the different patterns of immunoreactivity might allow for a most proper use in certain clinicopathological settings. However, significant variability remains in the reported percentage of cases that stain positively for p16 and several unresolved technical issues remain, underlining the need for standardization of sample preparation and evaluation protocols (Mulvany et al., 2008; Tsoumpou et al., 2009).

Fig. 1. (a,b). High-grade squamous intraepithelial lesion (HSIL-CIN2): (a) Hematoxylin and eosin staining, (b) p16 immunostain showing diffuse positivity.

Fig. 2. (a,b). Low-grade squamous intraepithelial lesion: (a) Hematoxylin and eosin staining, (b) p16 immunostain showing focal positivity.

Immunohistochemistry in the Diagnosis of Squamous Intraepithelial Lesions of the Uterine Cervix 49

It has been reported that E6/E7 oncoproteins of HPV type 18 induced changes in the expression of cell cycle regulatory proteins very early and before immortalization (Pei, 1996). Significantly increased expression was noted for cyclin B and its transcriptional activation was documented. In 2000, Southern et al. demonstrated increased cyclin B1 expression in HGSILs. In their study cyclin B protein was up-regulated and persisted into the upper epithelial layers in parallel with cyclin A expression in high-grade squamous

In a study performed in our laboratory cyclin B1 immunostaining above the basal/parabasal layers was observed in all cases of HSIL (100%), most often involving the superficial layers as well (Kostopoulou et al., 2008a). Furthermore, increased cyclin B1 immunopositivity was observed in 51/52 low-grade lesions (98.07%) (Figure 4), and in seven of 15 biopsies (46.6%) characterized as atypia of unknown significance (AUS). Six of these seven cases tested HPV-

(a) (b) Fig. 4. (a,b). Low grade squamous intraepithelial lesion: (a) Hematoxylin and eosin staining, (b) Cyclin B1 immunostain, showing sporadic positivity in mature squamous polygonal

The essential feature of the staining pattern observed in low-grade lesions and AUS cases in the above study consisted of sporadic cyclin B1 staining in mature squamous polygonal cells often just above the basal layers, with slight differences between flat and elevated lesions. This pattern of immunoreactivity was seen in 52 of 55 cases with HPV infection detected by PCR, whereas it was seen in only 5 cases without PCR-proven HPV infection. In 4 of the latter cases, however, p16 immunopositivity was detected, suggesting that HPV could be

The pattern of immunoreactivity observed in low-grade lesions and AUS cases could be perceived as cytoplasmic accumulation or retention of cyclin B1 in suprabasal squamous cells. Several mechanisms could be related to this reaction (Kostopoulou et al., 2008a), while this pattern might reflect early events in the inhibition of G2-to-M transition, a well-known phenomenon during HPV infection in vitro. The possibility was suggested that these cyclin

**2.2.1 Cyclin B1** 

intraepithelial lesions.

positive by PCR.

cells above the basal layers.

present though not detected by PCR.

It is of note that: (a) in several studies, especially with increasing number of cases, there often appears a small group of HSILs that do not show any immunoreactivity, and (b) a significant percentage of LSILs associated with HR-HPV, as detected by PCR or HC2, does not exhibit p16 immunopositivity (Kostopoulou et al., 2011). The above observations lead to the conclusion that a negative or equivocal p16 immunostain should be carefully evaluated in conjunction with the histopathologic findings and should not be used as the main criterion for diagnosis. However, p16 may also be of use in evaluating cauterized cervical resection margins, since the positive staining pattern of HGSIL is not affected by diathermy in LLETZ biopsies (Dray et al., 2005).

Finally, another aspect of p16 immunostaining is the possibility of correlation with lesion "progression". It has been suggested that certain phases of a given HR-HPV-associated neoplastic process may have different indices of p16 expression (Keating et al., 2001). Although the detailed examination of this subject is not included in the aim of the present text, it should be mentioned that in an interesting study by Hariri and Oster (2007) 25/26 low-grade lesions with negative p16 staining (concerning diffuse staining) and a minimum follow-up period of five years had a benign or normal outcome, revealing a negative predictive value of p16 in predicting the outcome of CIN 1 cases as high as 96%. In a study including conization specimens with coexisting CIN1 and CIN3 areas, all CIN1 were p16 positive (Negri et al., 2008), while p16 staining did not predict persistence or clearance of HR-HPV after treatment for CIN in a study by Branca et al. (2004).

Fig. 3. (a,b). Common patterns of p16 positivity in low-grade lesions

### **2.2 Cyclins**

Cyclins have been reported to be of help in the evaluation of cervical biopsies. Cyclin E is uncommonly expressed in epithelia not infected by HPV and its conspicuous immunopositivity may facilitate the recognition of SIL (Keating et al., 2001). In addition, cyclin B1 immunoreactivity above the basal/parabasal cells correlates significantly with HPV detection and could be a marker of HPV presence (Kostopoulou et al., 2008a). Cyclins D and A have been also studied as possible markers of HPV-related lesions.

### **2.2.1 Cyclin B1**

Human Papillomavirus and Related Diseases 48 – From Bench to Bedside – A Clinical Perspective

It is of note that: (a) in several studies, especially with increasing number of cases, there often appears a small group of HSILs that do not show any immunoreactivity, and (b) a significant percentage of LSILs associated with HR-HPV, as detected by PCR or HC2, does not exhibit p16 immunopositivity (Kostopoulou et al., 2011). The above observations lead to the conclusion that a negative or equivocal p16 immunostain should be carefully evaluated in conjunction with the histopathologic findings and should not be used as the main criterion for diagnosis. However, p16 may also be of use in evaluating cauterized cervical resection margins, since the positive staining pattern of HGSIL is not affected by diathermy

Finally, another aspect of p16 immunostaining is the possibility of correlation with lesion "progression". It has been suggested that certain phases of a given HR-HPV-associated neoplastic process may have different indices of p16 expression (Keating et al., 2001). Although the detailed examination of this subject is not included in the aim of the present text, it should be mentioned that in an interesting study by Hariri and Oster (2007) 25/26 low-grade lesions with negative p16 staining (concerning diffuse staining) and a minimum follow-up period of five years had a benign or normal outcome, revealing a negative predictive value of p16 in predicting the outcome of CIN 1 cases as high as 96%. In a study including conization specimens with coexisting CIN1 and CIN3 areas, all CIN1 were p16 positive (Negri et al., 2008), while p16 staining did not predict persistence or clearance of

(a) (b)

Cyclins have been reported to be of help in the evaluation of cervical biopsies. Cyclin E is uncommonly expressed in epithelia not infected by HPV and its conspicuous immunopositivity may facilitate the recognition of SIL (Keating et al., 2001). In addition, cyclin B1 immunoreactivity above the basal/parabasal cells correlates significantly with HPV detection and could be a marker of HPV presence (Kostopoulou et al., 2008a). Cyclins

HR-HPV after treatment for CIN in a study by Branca et al. (2004).

Fig. 3. (a,b). Common patterns of p16 positivity in low-grade lesions

D and A have been also studied as possible markers of HPV-related lesions.

**2.2 Cyclins** 

in LLETZ biopsies (Dray et al., 2005).

It has been reported that E6/E7 oncoproteins of HPV type 18 induced changes in the expression of cell cycle regulatory proteins very early and before immortalization (Pei, 1996). Significantly increased expression was noted for cyclin B and its transcriptional activation was documented. In 2000, Southern et al. demonstrated increased cyclin B1 expression in HGSILs. In their study cyclin B protein was up-regulated and persisted into the upper epithelial layers in parallel with cyclin A expression in high-grade squamous intraepithelial lesions.

In a study performed in our laboratory cyclin B1 immunostaining above the basal/parabasal layers was observed in all cases of HSIL (100%), most often involving the superficial layers as well (Kostopoulou et al., 2008a). Furthermore, increased cyclin B1 immunopositivity was observed in 51/52 low-grade lesions (98.07%) (Figure 4), and in seven of 15 biopsies (46.6%) characterized as atypia of unknown significance (AUS). Six of these seven cases tested HPVpositive by PCR.

Fig. 4. (a,b). Low grade squamous intraepithelial lesion: (a) Hematoxylin and eosin staining, (b) Cyclin B1 immunostain, showing sporadic positivity in mature squamous polygonal cells above the basal layers.

The essential feature of the staining pattern observed in low-grade lesions and AUS cases in the above study consisted of sporadic cyclin B1 staining in mature squamous polygonal cells often just above the basal layers, with slight differences between flat and elevated lesions. This pattern of immunoreactivity was seen in 52 of 55 cases with HPV infection detected by PCR, whereas it was seen in only 5 cases without PCR-proven HPV infection. In 4 of the latter cases, however, p16 immunopositivity was detected, suggesting that HPV could be present though not detected by PCR.

The pattern of immunoreactivity observed in low-grade lesions and AUS cases could be perceived as cytoplasmic accumulation or retention of cyclin B1 in suprabasal squamous cells. Several mechanisms could be related to this reaction (Kostopoulou et al., 2008a), while this pattern might reflect early events in the inhibition of G2-to-M transition, a well-known phenomenon during HPV infection in vitro. The possibility was suggested that these cyclin

Immunohistochemistry in the Diagnosis of Squamous Intraepithelial Lesions of the Uterine Cervix 51

parts of the present text. As is the case with the other immunostains examined in this text, standardization of staining and evaluation protocols are important for the appropriate

Ki-67, an antigen expressed in the nuclei of proliferating cells, has also been studied as an indicator of CIN. Ki-67 is expressed in the nucleus during the whole cell cycle, except for the G0 and G1 early phases. Although positivity is observed under normal conditions in the lower compartments of the multilayered squamous epithelium, staining of the middle and

Immunopositivity for Ki-67 increases as a function of increasing lesion grade (Arafa et2008; *Conesa-Zamora* et al., 2009; Carreras et al., 2007; Keating et al., 2001; Mimica et al., 2010; Pinto et al., 2008), but immunostains should be interpreted with caution, since reactive and inflammatory lesions may result in increased epithelial proliferation. It is well-known to pathologists that reactive and reparative changes may pose a problem in the examination of proliferation markers and in the case of Ki-67 immunostaining positive nuclei may extend through most of the epithelium. However, Ki-67 immunostaining can be used as an adjunct

It should be noted that Ki-67 immunohistochemical stain may be especially helpful in differentiating atrophic epithelial changes from high-grade lesions (Crum & Rose, 2006).

(a) (b)

Fig. 6. (a,b). Ki-67positivity in (a) a low- and (b) a high-grade intraepithelial lesion.

Two relatively new biomarkers include the minichromosome maintenance protein 2 (MCM2) and DNA topoisomerase IIa (TOP2A) (Pinto et al., 2008). These two proteins have a significant role in the regulation of DNA replication during S-phase. They are overexpressed

application of these markers in certain diagnostic dilemmas.

upper layers is indicative of an intraepithelial lesion (Figure 6).

**2.3 Other proliferation/cell cycle markers** 

to other markers, as already discussed.

**2.3.2 Aberrant S-phase** 

**2.3.1 Ki-67** 

B1-positive cells could be viewed as a type of ''prekoilocytes", whose eventual progression to koilocytes would depend on several parameters related to the intricacies of HPV infection.

Fig. 5. Cyclin B1 positivity in an HSIL.

In conclusion, cyclin B1 positivity above the basal/parabasal layers correlates significantly with HPV detection and could be a marker of HPV presence. Thus, it might constitute a helpful finding in difficult to diagnose cases. Immunopositivity in a specimen showing nondiagnostic atypia should prompt reevaluation and/or HPV testing, as it is likely that the case could represent a genuine low-grade intraepithelial lesion.

### **2.2.2 Cyclin E**

Cyclin E, another important cell cycle regulator, which promotes G1 transition, has been reported to exhibit increased expression in squamous intraepithelial lesions and invasive cervical carcinomas, although the exact mechanisms are not clear (Keating et al., 2001).

In a study by Keating et al., (2001) moderate to strong immunopositivity for cyclin E was observed in 92.6% and in 91.6% of low-grade and high-grade intraepithelial lesions, respectively, being positive in 38/41 HR-HPV positive cases. Furthermore, in a group of nondiagnostic squamous atypias cyclin E positivity was associated with HPV positivity.

In a study by Bahnassy et al. (2007), cyclin E staining increased from CIN1 to invasive carcinoma (16.7% to 88.4%, respectively), while gene amplification was detected in 11.1% of CIN1 cases and in 88.4% of carcinoma cases.

In conclusion, although cyclin E staining is not useful in the distinction of low-grade from high-grade lesions, it could be used to discriminate reactive from neoplastic epithelium (Crum & Rose, 2006), especially in conjunction with other markers, as discussed in other parts of the present text. As is the case with the other immunostains examined in this text, standardization of staining and evaluation protocols are important for the appropriate application of these markers in certain diagnostic dilemmas.

### **2.3 Other proliferation/cell cycle markers**

### **2.3.1 Ki-67**

Human Papillomavirus and Related Diseases 50 – From Bench to Bedside – A Clinical Perspective

B1-positive cells could be viewed as a type of ''prekoilocytes", whose eventual progression to koilocytes would depend on several parameters related to the intricacies of HPV infection.

In conclusion, cyclin B1 positivity above the basal/parabasal layers correlates significantly with HPV detection and could be a marker of HPV presence. Thus, it might constitute a helpful finding in difficult to diagnose cases. Immunopositivity in a specimen showing nondiagnostic atypia should prompt reevaluation and/or HPV testing, as it is likely that the

Cyclin E, another important cell cycle regulator, which promotes G1 transition, has been reported to exhibit increased expression in squamous intraepithelial lesions and invasive cervical carcinomas, although the exact mechanisms are not clear (Keating et al., 2001).

In a study by Keating et al., (2001) moderate to strong immunopositivity for cyclin E was observed in 92.6% and in 91.6% of low-grade and high-grade intraepithelial lesions, respectively, being positive in 38/41 HR-HPV positive cases. Furthermore, in a group of nondiagnostic squamous atypias cyclin E positivity was associated with HPV positivity.

In a study by Bahnassy et al. (2007), cyclin E staining increased from CIN1 to invasive carcinoma (16.7% to 88.4%, respectively), while gene amplification was detected in 11.1% of

In conclusion, although cyclin E staining is not useful in the distinction of low-grade from high-grade lesions, it could be used to discriminate reactive from neoplastic epithelium (Crum & Rose, 2006), especially in conjunction with other markers, as discussed in other

Fig. 5. Cyclin B1 positivity in an HSIL.

CIN1 cases and in 88.4% of carcinoma cases.

**2.2.2 Cyclin E** 

case could represent a genuine low-grade intraepithelial lesion.

Ki-67, an antigen expressed in the nuclei of proliferating cells, has also been studied as an indicator of CIN. Ki-67 is expressed in the nucleus during the whole cell cycle, except for the G0 and G1 early phases. Although positivity is observed under normal conditions in the lower compartments of the multilayered squamous epithelium, staining of the middle and upper layers is indicative of an intraepithelial lesion (Figure 6).

Immunopositivity for Ki-67 increases as a function of increasing lesion grade (Arafa et2008; *Conesa-Zamora* et al., 2009; Carreras et al., 2007; Keating et al., 2001; Mimica et al., 2010; Pinto et al., 2008), but immunostains should be interpreted with caution, since reactive and inflammatory lesions may result in increased epithelial proliferation. It is well-known to pathologists that reactive and reparative changes may pose a problem in the examination of proliferation markers and in the case of Ki-67 immunostaining positive nuclei may extend through most of the epithelium. However, Ki-67 immunostaining can be used as an adjunct to other markers, as already discussed.

It should be noted that Ki-67 immunohistochemical stain may be especially helpful in differentiating atrophic epithelial changes from high-grade lesions (Crum & Rose, 2006).

Fig. 6. (a,b). Ki-67positivity in (a) a low- and (b) a high-grade intraepithelial lesion.

### **2.3.2 Aberrant S-phase**

Two relatively new biomarkers include the minichromosome maintenance protein 2 (MCM2) and DNA topoisomerase IIa (TOP2A) (Pinto et al., 2008). These two proteins have a significant role in the regulation of DNA replication during S-phase. They are overexpressed

Immunohistochemistry in the Diagnosis of Squamous Intraepithelial Lesions of the Uterine Cervix 53

cases (Galgano et al., 2010; Khan et al., 2008; Kostopoulou et al., 2008b). The results of these studies have been described in detail in the pertinent literature. In addition, image analysis methods have been used in an attempt to bring more objectivity to the interpretation of biopsy specimens. Furthermore, although the detection of SILs in cytology material and the evaluation of screening strategies are beyond the scope of the present text, it should be mentioned that the contribution of the above markers is important in this context, as presented in brief in the following (Carozzi et al., 2008; Depuydt et al., 2011; Tsoumpou et

One recently studied marker, which has been examined repeatedly in cytologic material, is L1. Nuclear positivity for HPV L1 capsid protein, the major structural protein of human papillomavirus, is mainly observed in productive lesions and is gradually lost in high grade

It has been suggested that combined L1/p16 immunostaining may be helpful for clinical management, especially in cases in which the grade of the lesion is difficult to assess (Negri

In a study by Galgano et al. (2010), this protein, which should be highly correlated with a productive viral infection, was neither sensitive nor specific for any group of cervical neoplasia in biopsy material. This was attributed to the complexity of the temporal evolution of the HPV virion production which may be quite transient. It is interesting that L1 positive cases with a negative consensus diagnosis in this study had commonly at least 1 reviewer diagnosis of CIN1, revealing once again the difficulties in the distinction of SIL *vs* negative for SIL and the importance of a panel of immunostains in this specific context.

Detection of papillomavirus nucleic acids is currently performed by methods that can be broadly subdivided into methods based on target amplification and those based on signal amplification (Snijders et al., 2010). In addition to several existing liquid phase techniques, in situ hybridization (ISH) methods have been developed for cytological and histological specimens. Both fluorescent detection and coloured substrate deposition followed by brightfield microscopy can be used, and can be combined with tyramide signal amplification. ISH assays can also be automated along the same lines as immunohistochemistry. Finally, except for HPV nucleic acids, other applications of in situ hybridization include the detection of amplification of the gene coding for the telomerase RNA component (TERC) at 3q26

Issues concerning sensitivity of the above techniques in comparison to PCR have been repeatedly raised. However, ISH techniques are becoming increasingly sensitive and can now detect low copy numbers of HPV DNA (Kelesidis et al., 2011; Montag et al., 2011). In addition, their important contribution to HPV research is the fact that they allow concurrent morphological evaluation of the areas examined, mainly in the case of histological specimens. Furthermore, the signal patterns observed in HPV ISH have been reported to be associated with the physical status of viral DNA in the cells examined, that is episomal or integrated. Specifically, the punctate pattern of positivity has been linked to the presence of

al., 2009).

et al., 2008).

**2.4.1 L1 capsid protein** 

lesions and carcinomas.

**2.4.2 In situ hybridization techniques** 

(Hopman et al., 2006; Zheng et al., 2010).

when S-phase induction is aberrant and have been shown to be overexpressed in CINs and cervical carcinomas (Badr et al., 2008; Pinto et al., 2008; Shi et al., 2007). TOP2A is a nuclear enzyme that regulates the enzymatic unlinking of DNA strands during chromosome replication. MCM2 functions also during DNA replication by loading the pre-replication complex onto DNA and unwinding the latter through helicase activity to permit synthesis. ProEx C (Tambouret et al., 2008) is a recently developed immunohistochemical assay that targets these two proteins and appears to be efficient in distinguishing reactive epithelial changes from squamous lesions, alone or in conjunction with p16.

According to Shi et al. (2007), ProEXC is a better marker than p16 for the detection of LSILs, showing positivity in 94% of the cases in a series of 34 LSILs. In a study by Badr et al. (2008) strong positive staining for ProEx C involving the lower and upper halves of the epithelium was observed in 92% of high-grade squamous intraepithelial lesions. Condylomas and CIN I showed greater variability in patterns of staining, with immunopositivity extending into the upper half of the epithelium in 48% of cases.

Pinto et al. (2008) included in their study cases with the differential diagnosis of HSIL *vs* reactive epithelial changes. ProEx C showed 87% sensitivity and 71% specificity for SIL in biopsy material. The authors reported a larger number of cells stained by ProEx C in comparison to MiB-1 in both HSIL and LSIL cases. In addition, the combination of p16 and ProEx C predicted more NoSIL (including normal, reactive, and/or atrophic epithelia) than p16 and MiB-1 (61% vs 43%). These observations suggested that ProEx C could be more useful in the distinction of reactive epithelial changes from SILs than MiB-1, providing a lower false positive rate relative to the latter.

In a study by Sanati et al. (2010) sensitivity, specificity, positive and negative predictive value of ProExC in distinguishing high-grade squamous intraepithelial lesion from squamous metaplasia were 89%, 100%, 100%, and 82%, respectively. In a recent study by Guo et al., (2011) diffuse positivity for ProExC significantly increased from benign cervix/CIN 1 to CIN 2 or 3/carcinoma, while the highest specificity for CIN 2+ and CIN3+ (100% and 93%, respectively) was achieved when immunostaining was positive for both ProExC and p16, suggesting that it is advantageous to use these two markers together in order to distinguish high-grade lesions from their mimics.

Walts and Bose (2009) suggested as cost saving strategy the use of two markers initially, p16 and ProExC, followed by Ki-67 immunostaining in discordant cases. According to the above authors, performing the two above stains initially and adding Ki-67 only when p16 and ProExC yield discordant results provided the same diagnostic accuracy while reducing the cost, since only one third of the cases required performance of the third stain.

### **2.4 Other markers and applications**

In the present text an effort has been made to cover the immunohistochemical markers, which are currently most useful from a diagnostic point of view, and have been evaluated in several studies and laboratories.

In addition to the above biomarkers, which are in use in many pathology departments worldwide, a large number of other markers have been examined for their potential utility in the diagnosis and/or prognosis of cervical precursor lesions and in resolving problematic cases (Galgano et al., 2010; Khan et al., 2008; Kostopoulou et al., 2008b). The results of these studies have been described in detail in the pertinent literature. In addition, image analysis methods have been used in an attempt to bring more objectivity to the interpretation of biopsy specimens. Furthermore, although the detection of SILs in cytology material and the evaluation of screening strategies are beyond the scope of the present text, it should be mentioned that the contribution of the above markers is important in this context, as presented in brief in the following (Carozzi et al., 2008; Depuydt et al., 2011; Tsoumpou et al., 2009).

### **2.4.1 L1 capsid protein**

Human Papillomavirus and Related Diseases 52 – From Bench to Bedside – A Clinical Perspective

when S-phase induction is aberrant and have been shown to be overexpressed in CINs and cervical carcinomas (Badr et al., 2008; Pinto et al., 2008; Shi et al., 2007). TOP2A is a nuclear enzyme that regulates the enzymatic unlinking of DNA strands during chromosome replication. MCM2 functions also during DNA replication by loading the pre-replication complex onto DNA and unwinding the latter through helicase activity to permit synthesis. ProEx C (Tambouret et al., 2008) is a recently developed immunohistochemical assay that targets these two proteins and appears to be efficient in distinguishing reactive epithelial

According to Shi et al. (2007), ProEXC is a better marker than p16 for the detection of LSILs, showing positivity in 94% of the cases in a series of 34 LSILs. In a study by Badr et al. (2008) strong positive staining for ProEx C involving the lower and upper halves of the epithelium was observed in 92% of high-grade squamous intraepithelial lesions. Condylomas and CIN I showed greater variability in patterns of staining, with immunopositivity extending into the

Pinto et al. (2008) included in their study cases with the differential diagnosis of HSIL *vs* reactive epithelial changes. ProEx C showed 87% sensitivity and 71% specificity for SIL in biopsy material. The authors reported a larger number of cells stained by ProEx C in comparison to MiB-1 in both HSIL and LSIL cases. In addition, the combination of p16 and ProEx C predicted more NoSIL (including normal, reactive, and/or atrophic epithelia) than p16 and MiB-1 (61% vs 43%). These observations suggested that ProEx C could be more useful in the distinction of reactive epithelial changes from SILs than MiB-1, providing a

In a study by Sanati et al. (2010) sensitivity, specificity, positive and negative predictive value of ProExC in distinguishing high-grade squamous intraepithelial lesion from squamous metaplasia were 89%, 100%, 100%, and 82%, respectively. In a recent study by Guo et al., (2011) diffuse positivity for ProExC significantly increased from benign cervix/CIN 1 to CIN 2 or 3/carcinoma, while the highest specificity for CIN 2+ and CIN3+ (100% and 93%, respectively) was achieved when immunostaining was positive for both ProExC and p16, suggesting that it is advantageous to use these two markers together in

Walts and Bose (2009) suggested as cost saving strategy the use of two markers initially, p16 and ProExC, followed by Ki-67 immunostaining in discordant cases. According to the above authors, performing the two above stains initially and adding Ki-67 only when p16 and ProExC yield discordant results provided the same diagnostic accuracy while reducing the

In the present text an effort has been made to cover the immunohistochemical markers, which are currently most useful from a diagnostic point of view, and have been evaluated in

In addition to the above biomarkers, which are in use in many pathology departments worldwide, a large number of other markers have been examined for their potential utility in the diagnosis and/or prognosis of cervical precursor lesions and in resolving problematic

cost, since only one third of the cases required performance of the third stain.

changes from squamous lesions, alone or in conjunction with p16.

upper half of the epithelium in 48% of cases.

lower false positive rate relative to the latter.

**2.4 Other markers and applications** 

several studies and laboratories.

order to distinguish high-grade lesions from their mimics.

One recently studied marker, which has been examined repeatedly in cytologic material, is L1. Nuclear positivity for HPV L1 capsid protein, the major structural protein of human papillomavirus, is mainly observed in productive lesions and is gradually lost in high grade lesions and carcinomas.

It has been suggested that combined L1/p16 immunostaining may be helpful for clinical management, especially in cases in which the grade of the lesion is difficult to assess (Negri et al., 2008).

In a study by Galgano et al. (2010), this protein, which should be highly correlated with a productive viral infection, was neither sensitive nor specific for any group of cervical neoplasia in biopsy material. This was attributed to the complexity of the temporal evolution of the HPV virion production which may be quite transient. It is interesting that L1 positive cases with a negative consensus diagnosis in this study had commonly at least 1 reviewer diagnosis of CIN1, revealing once again the difficulties in the distinction of SIL *vs* negative for SIL and the importance of a panel of immunostains in this specific context.

### **2.4.2 In situ hybridization techniques**

Detection of papillomavirus nucleic acids is currently performed by methods that can be broadly subdivided into methods based on target amplification and those based on signal amplification (Snijders et al., 2010). In addition to several existing liquid phase techniques, in situ hybridization (ISH) methods have been developed for cytological and histological specimens. Both fluorescent detection and coloured substrate deposition followed by brightfield microscopy can be used, and can be combined with tyramide signal amplification. ISH assays can also be automated along the same lines as immunohistochemistry. Finally, except for HPV nucleic acids, other applications of in situ hybridization include the detection of amplification of the gene coding for the telomerase RNA component (TERC) at 3q26 (Hopman et al., 2006; Zheng et al., 2010).

Issues concerning sensitivity of the above techniques in comparison to PCR have been repeatedly raised. However, ISH techniques are becoming increasingly sensitive and can now detect low copy numbers of HPV DNA (Kelesidis et al., 2011; Montag et al., 2011). In addition, their important contribution to HPV research is the fact that they allow concurrent morphological evaluation of the areas examined, mainly in the case of histological specimens. Furthermore, the signal patterns observed in HPV ISH have been reported to be associated with the physical status of viral DNA in the cells examined, that is episomal or integrated. Specifically, the punctate pattern of positivity has been linked to the presence of

Immunohistochemistry in the Diagnosis of Squamous Intraepithelial Lesions of the Uterine Cervix 55

It has been suggested that p16 immunocytochemical testing can be used as a reflex test in conjunction with liquid-based cytology following a cytologic result of ASC-US or LSIL, or be used on destained conventional or liquid-based cytology specimens (Denton et al., 2010). p16 in conjunction with Ki-67 provide high sensitivity for the detection of CIN2+ lesions

The prognostic utility of L1 immunocytochemistry, especially in association with p16 in cytology, has been reported by several authors (Griesser et al., 2004; Sarmadi et al., 2011;

The use of HPV in situ hybridization has already been discussed in the previous section. It is of note that, in a recent study, prior knowledge of HPV status resulted in significantly higher detection rate of CIN2+ in cytology specimens compared to screening blinded to HPV status, with limited loss of specificity (Benoy et al., 2011). This raises several important questions, although more research is needed to study the significance of this type of

Although histopathology remains the ''gold standard'' for the diagnosis of SIL, both lowand high-grade, certain biomarkers have emerged as helpful adjuncts. Their combined use may assist in the histopathologic classification of preinvasive lesions and facilitate the distinction from non-HPV induced alterations. It is clear from the above that the diagnosis of a squamous intraepithelial lesion in a diagnostically challenging case cannot at present be based solely on any particular marker, but rather on a combination of markers with careful morphological evaluation, the latter comprising the most important part of the diagnostic procedure. Standardization of protocols and familiarity with the patterns of immunostaining, especially in nonneoplastic cervical tissue, are important requirements for the proper use of the above markers. Awareness of the strengths and limitations of each particular technique cannot be overemphasized. In addition, the performance of several markers and methods in the detection of lesions related to HPV types other than those

Agoff, SN., Lin, P., Morihara, J., Mao, C., Kiviat, N.B. & Koutsky, L.A. (2003). p 16(INK4a)

Alameda, F., Mariñoso, M.L., Bellosillo, B., Muset, M., Pairet, S., Soler, I., Romero, E.,

Andersson, S., Hansson, B., Norman, I., Gaberi, V., Mints, M., Hjerpe, A., et al. (2006).

expression correlates with degree of cervical neoplasia: a comparison with Ki-67 expression and detection of high-risk HPV types. *Modern Pathology,* Vol.16, pp.665-

Larrazabal, F., Carreras, R. & Serrano, S. (2011). Detection of HPV by in situ hybridization in thin-layer (ThinPrep) cervicovaginal samples. *Tumour Biology,*

Expression of E6/E7 mRNA from 'high risk' human papillomavirus in relation to

(Schmidt et al., 2011; Yu et al., 2010).

knowledge provided prior to cytological reading.

addressed by the current vaccines remains to be carefully evaluated.

Vol.32, No.3, pp.603-609, Epub 2011 Feb 8

Yoshida et al., 2008).

**3. Conclusion** 

**4. References** 

673

integrated viral forms in the host genome (Cooper et al., 1991; Evans et al., 2002; Hopman et al., 2005).

In a study by Guo et al. (2008) ISH and PCR had fair to good agreement in detecting HPV DNA across CIN categories, but ISH detected significantly fewer HPV-positive cases in carcinomas than PCR did, probably as a result of lower copy numbers of episomal as compared to integrated HPV DNA in the latter. In addition, although the pure punctate pattern of HPV indicated a high level of viral integration, the level of HPV integration could not be accurately determined in cases with mixed signal patterns, probably due to a variation in the percentage of the two patterns in these cases. Recently, Ho et al. (2011) reported a punctate pattern in 8.7% of CIN1 lesions *vs* 34.0% of CIN3 lesions in cytology material, while Alameda et al. (2011) reported a correlation of the punctate pattern with lesion persistence in cytology specimens.

According to Kong et al. (2007), in cases of atypical squamous metaplasia, p16 reactivity (focal strong and diffuse strong) was significantly more sensitive than ISH in correlating with the presence of human papillomavirus as detected by polymerase chain reaction. In a more recent study by Kelesidis et al. (2011), ISH exhibited a sensitivity of 89.5% for the detection of CIN2+ lesions, while PCR showed sensitivity of 94.7% for these lesions. A percentage of ISH-positive cases was not detected by PCR (performed on liquid-based sample media), emphasizing the technical problems and limitations of the techniques.

Voss et al. (2009) compared a fluorescence in situ hybridization (FISH) HR-HPV assay to Hybrid Capture 2 (HC2) and polymerase chain reaction (PCR) for the detection of HR-HPV subtypes in cervical cytology specimens. FISH was concordant with HC2 and PCR in 85% and 82% of the specimens, respectively, while HC2 and PCR were concordant in 84% of the specimens.

It is apparent from the above results that the applications of HPV ISH are partly dependent on the sensitivity of the assay and its sufficiency to carry a high negative predictive value (Crum & Rose 2006). This is especially important if clinical decisions are based on a negative result. However, ISH represents a useful tool for ancillary molecular HPV testing in cervical specimens, and may be important in certain clinicopathologic situations.

### **2.4.3 Applications in cytology**

The preceding text focused mainly on the application of immunohistochemistry in SIL diagnosis in histopathology specimens. However, several of the above markers have been applied in cytopathology material, as presented in brief in the following paragraphs. The introduction of liquid-based techniques, which has been one of the most important advances in this field, has facilitated relevant applications.

The most studied marker in cytology is p16. Positivity has been observed in 10%-86% of LSIL and in 42%-100% of HSIL, as reviewed by Tsoumpou et al. (2009). The lack of general consensus regarding threshold values for p16 positivity is especially important in cervical cytology specimens. Several authors have used both quantitative and qualitative criteria, evaluating the number of positive cells as well as cell morphology, recognizing the fact that p16 overexpression may be often detected in nondysplastic cells. In the contrary, other investigators used only quantitative criteria.

It has been suggested that p16 immunocytochemical testing can be used as a reflex test in conjunction with liquid-based cytology following a cytologic result of ASC-US or LSIL, or be used on destained conventional or liquid-based cytology specimens (Denton et al., 2010). p16 in conjunction with Ki-67 provide high sensitivity for the detection of CIN2+ lesions (Schmidt et al., 2011; Yu et al., 2010).

The prognostic utility of L1 immunocytochemistry, especially in association with p16 in cytology, has been reported by several authors (Griesser et al., 2004; Sarmadi et al., 2011; Yoshida et al., 2008).

The use of HPV in situ hybridization has already been discussed in the previous section. It is of note that, in a recent study, prior knowledge of HPV status resulted in significantly higher detection rate of CIN2+ in cytology specimens compared to screening blinded to HPV status, with limited loss of specificity (Benoy et al., 2011). This raises several important questions, although more research is needed to study the significance of this type of knowledge provided prior to cytological reading.

### **3. Conclusion**

Human Papillomavirus and Related Diseases 54 – From Bench to Bedside – A Clinical Perspective

integrated viral forms in the host genome (Cooper et al., 1991; Evans et al., 2002; Hopman et

In a study by Guo et al. (2008) ISH and PCR had fair to good agreement in detecting HPV DNA across CIN categories, but ISH detected significantly fewer HPV-positive cases in carcinomas than PCR did, probably as a result of lower copy numbers of episomal as compared to integrated HPV DNA in the latter. In addition, although the pure punctate pattern of HPV indicated a high level of viral integration, the level of HPV integration could not be accurately determined in cases with mixed signal patterns, probably due to a variation in the percentage of the two patterns in these cases. Recently, Ho et al. (2011) reported a punctate pattern in 8.7% of CIN1 lesions *vs* 34.0% of CIN3 lesions in cytology material, while Alameda et al. (2011) reported a correlation of the punctate pattern with

According to Kong et al. (2007), in cases of atypical squamous metaplasia, p16 reactivity (focal strong and diffuse strong) was significantly more sensitive than ISH in correlating with the presence of human papillomavirus as detected by polymerase chain reaction. In a more recent study by Kelesidis et al. (2011), ISH exhibited a sensitivity of 89.5% for the detection of CIN2+ lesions, while PCR showed sensitivity of 94.7% for these lesions. A percentage of ISH-positive cases was not detected by PCR (performed on liquid-based sample media), emphasizing the technical problems and limitations of the techniques.

Voss et al. (2009) compared a fluorescence in situ hybridization (FISH) HR-HPV assay to Hybrid Capture 2 (HC2) and polymerase chain reaction (PCR) for the detection of HR-HPV subtypes in cervical cytology specimens. FISH was concordant with HC2 and PCR in 85% and 82% of the specimens, respectively, while HC2 and PCR were concordant in 84% of the

It is apparent from the above results that the applications of HPV ISH are partly dependent on the sensitivity of the assay and its sufficiency to carry a high negative predictive value (Crum & Rose 2006). This is especially important if clinical decisions are based on a negative result. However, ISH represents a useful tool for ancillary molecular HPV testing in cervical

The preceding text focused mainly on the application of immunohistochemistry in SIL diagnosis in histopathology specimens. However, several of the above markers have been applied in cytopathology material, as presented in brief in the following paragraphs. The introduction of liquid-based techniques, which has been one of the most important advances

The most studied marker in cytology is p16. Positivity has been observed in 10%-86% of LSIL and in 42%-100% of HSIL, as reviewed by Tsoumpou et al. (2009). The lack of general consensus regarding threshold values for p16 positivity is especially important in cervical cytology specimens. Several authors have used both quantitative and qualitative criteria, evaluating the number of positive cells as well as cell morphology, recognizing the fact that p16 overexpression may be often detected in nondysplastic cells. In the contrary, other

specimens, and may be important in certain clinicopathologic situations.

al., 2005).

specimens.

**2.4.3 Applications in cytology** 

in this field, has facilitated relevant applications.

investigators used only quantitative criteria.

lesion persistence in cytology specimens.

Although histopathology remains the ''gold standard'' for the diagnosis of SIL, both lowand high-grade, certain biomarkers have emerged as helpful adjuncts. Their combined use may assist in the histopathologic classification of preinvasive lesions and facilitate the distinction from non-HPV induced alterations. It is clear from the above that the diagnosis of a squamous intraepithelial lesion in a diagnostically challenging case cannot at present be based solely on any particular marker, but rather on a combination of markers with careful morphological evaluation, the latter comprising the most important part of the diagnostic procedure. Standardization of protocols and familiarity with the patterns of immunostaining, especially in nonneoplastic cervical tissue, are important requirements for the proper use of the above markers. Awareness of the strengths and limitations of each particular technique cannot be overemphasized. In addition, the performance of several markers and methods in the detection of lesions related to HPV types other than those addressed by the current vaccines remains to be carefully evaluated.

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**3** 

Robert Koiss

*Hungary* 

**Screening Methods in** 

*St. Stephen's Hospital, Obstetrics* 

**Prevention of Cervical Cancer** 

*& Gynecology-Gynecology-Oncology Department, Budapest* 

In this chapter I present the evidence about the performance of existing cervical cancer prevention technologies and discuss how HPV testing can be integrated. All screening and diagnostic test, including HPV DNA, and biomolecular tests, cervical cytology, colposcopy

A summary and update of recently published meta-analyses and systemic reviews on

4. primary screening HPV test, lonely and combination with traditional Pap smear to

Screening is a public health activity to detect disease among people thought a priori to be well. In the United States, the major cervical screening target is treatable CIN3 (or, to be especially cautious, CIN2), not invasive cervical cancer, for which treatment causes far more morbidity and is less certain to succeed. Therefore, cervical screening distinguishes between the few women who might become patients because they are at highest risk of cancer and the overwhelming majority of women who are at far lower risk. Screening that targets the common, minor, and typically benign cytological and histological evidence of acute HPV infection cannot be cost-effective because the risk of invasive cancer is so low However, finding a woman with CIN3 is considered a screening success because she has a high risk of invasive cancer and can be treated before cancer develops.demonstrated in Nordic countries

Since the development of cytology-based cervical in the mid-20th century screening using Pap smear test the mortality of cervical cancer has decreased substantially. In the US rates

2. follow-up of women with abnormal screening results who are negative at biopsy

clinical applications of HPV DNA testing is provided in this chapter.

1. triage of women with equivocal or low grade cytological alterations.

and in the United Kingdom (Bulkmans et al., 2005; Sasieni & Adams, 1999.)

**1. Introduction** 

**2. Screening** 

**2.1 Cytological screening** 

are the markers of risk of cervical cancer.

detect the precancer lesions.

3. prediction of the therapeutic treatment of CIN


## **Screening Methods in Prevention of Cervical Cancer**

### Robert Koiss

*St. Stephen's Hospital, Obstetrics & Gynecology-Gynecology-Oncology Department, Budapest Hungary* 

### **1. Introduction**

Human Papillomavirus and Related Diseases 64 – From Bench to Bedside – A Clinical Perspective

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88

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approach for diagnosis of cervical intraepithelial neoplasia. *Human Pathology,*

Validation of p16INK4a as a marker of oncogenic human papillomavirus infection in cervical biopsies from a population-based cohort in Costa Rica. *Cancer* 

for a 2-tiered morphologic classificationsystem. *International Journal of Gynecology* 

Immunochemical analysis of HPV L1 capsid protein and p16 protein in liquidbased cytology samples from uterine cervical lesions. *Cancer*, Vol.114, No.2, pp.83-

Human Papillomavirus L1 Capsid Protein Immunochemical Staining on Cell Blocks From Residual Liquid-Based Gynecologic Cytology Specimens. *Cancer* 

Sequential activation of cyclin E and cyclin A gene expression by human papillomavirus type 16 E7 through sequences necessary for transformation. *Journal* 

Human telomerase RNA gene amplification detection increases the specificity of cervical intraepithelial neoplasia screening. *International Journal of Gynecological*  In this chapter I present the evidence about the performance of existing cervical cancer prevention technologies and discuss how HPV testing can be integrated. All screening and diagnostic test, including HPV DNA, and biomolecular tests, cervical cytology, colposcopy are the markers of risk of cervical cancer.

A summary and update of recently published meta-analyses and systemic reviews on clinical applications of HPV DNA testing is provided in this chapter.


### **2. Screening**

Screening is a public health activity to detect disease among people thought a priori to be well. In the United States, the major cervical screening target is treatable CIN3 (or, to be especially cautious, CIN2), not invasive cervical cancer, for which treatment causes far more morbidity and is less certain to succeed. Therefore, cervical screening distinguishes between the few women who might become patients because they are at highest risk of cancer and the overwhelming majority of women who are at far lower risk. Screening that targets the common, minor, and typically benign cytological and histological evidence of acute HPV infection cannot be cost-effective because the risk of invasive cancer is so low However, finding a woman with CIN3 is considered a screening success because she has a high risk of invasive cancer and can be treated before cancer develops.demonstrated in Nordic countries and in the United Kingdom (Bulkmans et al., 2005; Sasieni & Adams, 1999.)

### **2.1 Cytological screening**

Since the development of cytology-based cervical in the mid-20th century screening using Pap smear test the mortality of cervical cancer has decreased substantially. In the US rates

Screening Methods in Prevention of Cervical Cancer 67

Cytology is a subjective test and in programmes without quality control/quality assurance it

Cytology is labour intensive and to date has been refractory to high-throughput automated screening. Despite the low cost of consumables and because of the three reasons cited above, high-quality cytology is expensive in absolute terms and may not necessarily be the most cost-effective option for screening. (Goldie et al.,2005) Liquid-based cytology has logistical and operational advantages (interpretation at higher speed, lower rate of unsatisfactory smears and possibility of ancillary molecular testing using remnant fluid), but is more expensive and is neither more sensitive nor more specific than conventional cytology with respect to detection of histologically confirmed high-grade CIN. (Arbyn et al., 2008) We must continue to recognise both the strengths and limitations of cytology for cervical cancer screening. In populations vaccinated against HPV-16/18 we should anticipate that the positive predictive value (PPV) of cervical screening will be reduced because there will be fewer high-grade lesions amongwomen with cytological abnormalities. It is therefore rational to develop multiple, viable modalities for cervical cancer prevention, including methods that achieve similar or better screening performance than cytology alone but also meet the demands of underserved populations, suchas lowcost, the need for fewer than three visits (cytology, diagnostic colposcopy and treatment) in each intervention (screening) cycle and/or fewer interventions in a lifetime due to a greater negative reassurance of a single intervention. It is naive to think that one modality, whether it be cytology-based screening, visual inspection with acetic acid (VIA), HPV DNA testing or HPV vaccination will meet the demands of all populations throughout the world. Importantly, each screening method must be validated for its technical performance and must be cost-effective within the capacity of the region in which it is to be adopted. In other words, the cost-utility of one method *versus* another must be evaluated within the limits of acceptable expenditures and available resources in different settings. Papanicolaou (Pap) test originally introduced cervical cytology with morphological classifications of the cervical cells. However, the current cytology classification, the Bethesda system, incorporated a view of cervical

Human papillomavirus (HPV) infection is very common in young women after the onset of sexual activity and, when it persists, the viral oncoproteins produce perturbation of the cellcycle controls resulting in cervical intraepithelial neoplasia (CIN). At their mildest (CIN1), these lesions are generally no more than manifestations of HPV infection, but at their most severe (CIN3) the risk of progression to cancer is higher if not detected and treated. Fortunately, the transition to cancer usually takes years or decades, thus allowing the opportunity for detection by exfoliative cytology. The peak incidence of HPV infection occurs at about age 20, the peak incidence/detection of CIN3 occurs at about age 30, and the peak incidence of cancer occurs in the 40 s. It is estimated that without secondary prevention, cervical cancer would occur in around 3–5% of women who acquire a high-risk HPV infection, although for every cancer that occurs a far larger number of CIN lesions develop, of which the majority will spontaneously regress. Most of the pre-malignant and malignant lesions are of the squamous type, but around 15% are of the glandular type. HPV types -16 and 18 are the dominant oncotypes in squamous lesions but type -18 is relatively more important in glandular lesions. The recognition of the strong causal relationship

is virtually impossible to achieve and maintain the clinical performance of cytology.

carcinogenesis that is based on the way of HPV infection.

**2.2 HPV DNA test** 

have fallen by 75 % or more since 1960s. The key aspects of the cervical screening programs based on cytology are the exfoliated cervical cells which are examined to predict the underlying risk of cervical cancer.

The consistently observed substantial reduction of cervical cancer incidence after introduction of cytology screening and the marked difference in cervical cancer incidence between countries with and without screening programs indicates that Pap testing does prevent cervical cancer. (Gustafsson et al., 1997)

Papanicolaou originally introduced cervical cytology with morphological classifications that were based on probability of underlying cancer. However, the current US cytology classification—the Bethesda system—incorporates a view of cervical carcinogenesis that is explicitly based on the natural history of HPV.

For example, the classification of low-grade squamous intraepithelial lesion (LSIL) is based on microscopic signs of an acute HPV infection, whereas high-grade squamous intraepithelial lesion (HSIL) suggests the possibility of an underlying CIN3 (or the more uncertain precancer diagnosis, CIN2) (Smith et al., 2007) The great majority of HSIL and approximately two-thirds of LSIL are associated with carcinogenic HPV types. (Clifford et al., 2005) Very common and equivocal cytological changes, which are classified as atypical squamous cells of undetermined significance (ASC-US), form the boundary between normal and abnormal cytological interpretations; roughly half of changes classified as ASC-US are positive for carcinogenic HPV. In the United States, ASC-US is more common than all other abnormalities combined. Because this finding is common and some represent true abnormalities, a sizeable fraction of CIN3+ cases are detected by ASC-US cytology, despite poor interobserver reproducibility.( Kinney et al., 1998)

With some noteworthy exceptions (Hutchinson et al., 1999; Kitchener et al., 2009) typically a single cervical cytological screen is insensitive for detecting CIN3; sensitivity estimates as low as 50%–60% have been reported in various settings. (Nanda et al., 2000.)

Although a single negative high-quality Papanicolaou test does indicate a substantially lowered risk of cervical cancer lasting multiple years, stronger reassurance of safety (ie, a high negative predictive value) requires repeated rounds of screening to detect growing CIN3 lesions. (Wright et al., 2007.)

In many countries, conventional Papanicolaou smears are still the standard of care. In the United States and a few other countries, liquid-based cytology techniques that create more uniform slides and computer-assisted cytology evaluation systems have been adopted to achieve greater laboratory productivity, but there is no evidence that they detect CIN3 more accurately than conventional cytology (Ronco et al., 2007; Siebers et al., 2009.); therefore, we do not distinguish among cytological techniques when considering the new role of HPV testing.

In Central and South America, coverage may be high in places, but the quality of the cytology programmes and access to treatment are typically poor, and rates of cervical cancer remain some of the highest documented in the world. A notable exception is Chile, where high quality cytology-based screening has had a substantial impact on cancer incidence and mortality. (Sepulveda & Prado., 2005)

Human Papillomavirus and Related Diseases 66 – From Bench to Bedside – A Clinical Perspective

have fallen by 75 % or more since 1960s. The key aspects of the cervical screening programs based on cytology are the exfoliated cervical cells which are examined to predict the

The consistently observed substantial reduction of cervical cancer incidence after introduction of cytology screening and the marked difference in cervical cancer incidence between countries with and without screening programs indicates that Pap testing does

Papanicolaou originally introduced cervical cytology with morphological classifications that were based on probability of underlying cancer. However, the current US cytology classification—the Bethesda system—incorporates a view of cervical carcinogenesis that is

For example, the classification of low-grade squamous intraepithelial lesion (LSIL) is based on microscopic signs of an acute HPV infection, whereas high-grade squamous intraepithelial lesion (HSIL) suggests the possibility of an underlying CIN3 (or the more uncertain precancer diagnosis, CIN2) (Smith et al., 2007) The great majority of HSIL and approximately two-thirds of LSIL are associated with carcinogenic HPV types. (Clifford et al., 2005) Very common and equivocal cytological changes, which are classified as atypical squamous cells of undetermined significance (ASC-US), form the boundary between normal and abnormal cytological interpretations; roughly half of changes classified as ASC-US are positive for carcinogenic HPV. In the United States, ASC-US is more common than all other abnormalities combined. Because this finding is common and some represent true abnormalities, a sizeable fraction of CIN3+ cases are detected by ASC-US cytology, despite

With some noteworthy exceptions (Hutchinson et al., 1999; Kitchener et al., 2009) typically a single cervical cytological screen is insensitive for detecting CIN3; sensitivity estimates as

Although a single negative high-quality Papanicolaou test does indicate a substantially lowered risk of cervical cancer lasting multiple years, stronger reassurance of safety (ie, a high negative predictive value) requires repeated rounds of screening to detect growing

In many countries, conventional Papanicolaou smears are still the standard of care. In the United States and a few other countries, liquid-based cytology techniques that create more uniform slides and computer-assisted cytology evaluation systems have been adopted to achieve greater laboratory productivity, but there is no evidence that they detect CIN3 more accurately than conventional cytology (Ronco et al., 2007; Siebers et al., 2009.); therefore, we do not distinguish among cytological techniques when considering the new role of HPV

In Central and South America, coverage may be high in places, but the quality of the cytology programmes and access to treatment are typically poor, and rates of cervical cancer remain some of the highest documented in the world. A notable exception is Chile, where high quality cytology-based screening has had a substantial impact on cancer incidence and

low as 50%–60% have been reported in various settings. (Nanda et al., 2000.)

underlying risk of cervical cancer.

prevent cervical cancer. (Gustafsson et al., 1997)

explicitly based on the natural history of HPV.

poor interobserver reproducibility.( Kinney et al., 1998)

CIN3 lesions. (Wright et al., 2007.)

mortality. (Sepulveda & Prado., 2005)

testing.

Cytology is a subjective test and in programmes without quality control/quality assurance it is virtually impossible to achieve and maintain the clinical performance of cytology.

Cytology is labour intensive and to date has been refractory to high-throughput automated screening. Despite the low cost of consumables and because of the three reasons cited above, high-quality cytology is expensive in absolute terms and may not necessarily be the most cost-effective option for screening. (Goldie et al.,2005) Liquid-based cytology has logistical and operational advantages (interpretation at higher speed, lower rate of unsatisfactory smears and possibility of ancillary molecular testing using remnant fluid), but is more expensive and is neither more sensitive nor more specific than conventional cytology with respect to detection of histologically confirmed high-grade CIN. (Arbyn et al., 2008) We must continue to recognise both the strengths and limitations of cytology for cervical cancer screening. In populations vaccinated against HPV-16/18 we should anticipate that the positive predictive value (PPV) of cervical screening will be reduced because there will be fewer high-grade lesions amongwomen with cytological abnormalities. It is therefore rational to develop multiple, viable modalities for cervical cancer prevention, including methods that achieve similar or better screening performance than cytology alone but also meet the demands of underserved populations, suchas lowcost, the need for fewer than three visits (cytology, diagnostic colposcopy and treatment) in each intervention (screening) cycle and/or fewer interventions in a lifetime due to a greater negative reassurance of a single intervention. It is naive to think that one modality, whether it be cytology-based screening, visual inspection with acetic acid (VIA), HPV DNA testing or HPV vaccination will meet the demands of all populations throughout the world. Importantly, each screening method must be validated for its technical performance and must be cost-effective within the capacity of the region in which it is to be adopted. In other words, the cost-utility of one method *versus* another must be evaluated within the limits of acceptable expenditures and available resources in different settings. Papanicolaou (Pap) test originally introduced cervical cytology with morphological classifications of the cervical cells. However, the current cytology classification, the Bethesda system, incorporated a view of cervical carcinogenesis that is based on the way of HPV infection.

#### **2.2 HPV DNA test**

Human papillomavirus (HPV) infection is very common in young women after the onset of sexual activity and, when it persists, the viral oncoproteins produce perturbation of the cellcycle controls resulting in cervical intraepithelial neoplasia (CIN). At their mildest (CIN1), these lesions are generally no more than manifestations of HPV infection, but at their most severe (CIN3) the risk of progression to cancer is higher if not detected and treated. Fortunately, the transition to cancer usually takes years or decades, thus allowing the opportunity for detection by exfoliative cytology. The peak incidence of HPV infection occurs at about age 20, the peak incidence/detection of CIN3 occurs at about age 30, and the peak incidence of cancer occurs in the 40 s. It is estimated that without secondary prevention, cervical cancer would occur in around 3–5% of women who acquire a high-risk HPV infection, although for every cancer that occurs a far larger number of CIN lesions develop, of which the majority will spontaneously regress. Most of the pre-malignant and malignant lesions are of the squamous type, but around 15% are of the glandular type. HPV types -16 and 18 are the dominant oncotypes in squamous lesions but type -18 is relatively more important in glandular lesions. The recognition of the strong causal relationship

Screening Methods in Prevention of Cervical Cancer 69

Fig. 2. In figure 2 The cumulative incidence of cervical intraepithelial neoplasia (CIN) grade

Among women aged <30, short term persistence of HPV 16 was highly predictive of a subsequent diagnosis of cervical intraepithelial neoplasia grade II+ (CIN2+), with a three (and five) year risk of 65.9% (40.4% to 91.5%). By comparison, among women aged ≥30, the three (and five) year risk after short term HPV 16 persistence was 27.2% (11.1% to 43.3%). There was no significant difference in the intensity of follow-up (median number of days between visits) by HPV status, although women who were in higher risk HPV groups (such as persistent HPV 16) naturally had fewer follow-up visits on average because of censoring treatments for diagnoses of grade 2+. In the summarise of Castle's trial I can allocate that women who tested positive twice for carcinogenic HPV had an increased risk of CIN2+ and CIN3+, while the risk in women who test negative for carcinogenic HPV at either or both time points was low. They did not observe any appreciable differences in the risks between those women with a shorter and longer time intervals between the enrolment and follow-up visit, suggesting that these findings are robust to variability in which women return for follow-up testing. Among those who tested positive twice for carcinogenic HPV, all subsequent diagnoses of cervical intraepithelial neoplasia grade II+ were linked to

II or more severe (grade II+) or grade III+ after repeat measurements of human papillomavirus (HPV) at about one year interval (9-21 months) in women who had persistent HPV 16, had persistent HPV 18, tested positive for carcinogenic HPV twice (Pos/Pos), tested positive for carcinogenic HPV at enrolment but negative at follow-up ("cleared"), tested carcinogenic HPV negative at enrolment but positive at follow-up ("acquired"), and tested negative at both time points (Neg/Neg). In right panels same groups are stratified by age. Time 0\* indicates start time of analysis, 9-21 months after

enrolment (Castle et al., 2009)

between persistent infection of the genital tract with high-risk HPV types and occurrence of cervical cancer has resulted in the development of a number of HPV DNA or RNA detection systems for screening.

Here I briefly summarize the update results of the meta-analysis trials.

There is now overwhelming evidence from randomized clinical trials that high risk HPV DNA screening is more sensitive than cytological screening for detecting histological proved CIN3. (Cuzick et al., 2008.)

Based on the central role of persistent infections with carcinogenic human papillomavirus (HPV) in cervical cancer, DNA testing for carcinogenic genotypes of HPV has recently been introduced into cervical cancer screening. HPV testing is more reliable (Carozzi et al., 2005; Castle et al., 2004.) and more sensitive but less specific than routinely performed cytology for detection of cervical intraepithelial neoplasia grade III and cancer (grade III+) or grade II+. (Arbyn et al., 2006; Bulkmans et al., 2007; Cuzick et al.,2006; Mayrand et al., 2007; Naucler et al., 2007.) HPV testing might soon be widely accepted as an alternative to routine cytology for cervical cancer screening.

In Castle's trial the aim was to evaluate the cumulative incidence of cervical intraepithelial neoplasia II or worse (grade II+) or cervical intraepithelial neoplasia grade III+ after short term persistence of prevalently detected carcinogenic human papillomavirus (HPV) (Castle et al., 2009).

Fig. 1. Cumulative incidence of cervical intraepithelial neoplasia (CIN) grade II or worse (II+) and grade III+ after repeat measurements of carcinogenic human papillomavirus (HPV) at about one year (Castle et al., 2009)

Human Papillomavirus and Related Diseases 68 – From Bench to Bedside – A Clinical Perspective

between persistent infection of the genital tract with high-risk HPV types and occurrence of cervical cancer has resulted in the development of a number of HPV DNA or RNA detection

There is now overwhelming evidence from randomized clinical trials that high risk HPV DNA screening is more sensitive than cytological screening for detecting histological proved

Based on the central role of persistent infections with carcinogenic human papillomavirus (HPV) in cervical cancer, DNA testing for carcinogenic genotypes of HPV has recently been introduced into cervical cancer screening. HPV testing is more reliable (Carozzi et al., 2005; Castle et al., 2004.) and more sensitive but less specific than routinely performed cytology for detection of cervical intraepithelial neoplasia grade III and cancer (grade III+) or grade II+. (Arbyn et al., 2006; Bulkmans et al., 2007; Cuzick et al.,2006; Mayrand et al., 2007; Naucler et al., 2007.) HPV testing might soon be widely accepted as an alternative to routine

In Castle's trial the aim was to evaluate the cumulative incidence of cervical intraepithelial neoplasia II or worse (grade II+) or cervical intraepithelial neoplasia grade III+ after short term persistence of prevalently detected carcinogenic human papillomavirus (HPV) (Castle

Fig. 1. Cumulative incidence of cervical intraepithelial neoplasia (CIN) grade II or worse (II+) and grade III+ after repeat measurements of carcinogenic human papillomavirus

Here I briefly summarize the update results of the meta-analysis trials.

systems for screening.

CIN3. (Cuzick et al., 2008.)

et al., 2009).

cytology for cervical cancer screening.

(HPV) at about one year (Castle et al., 2009)

Fig. 2. In figure 2 The cumulative incidence of cervical intraepithelial neoplasia (CIN) grade II or more severe (grade II+) or grade III+ after repeat measurements of human papillomavirus (HPV) at about one year interval (9-21 months) in women who had persistent HPV 16, had persistent HPV 18, tested positive for carcinogenic HPV twice (Pos/Pos), tested positive for carcinogenic HPV at enrolment but negative at follow-up ("cleared"), tested carcinogenic HPV negative at enrolment but positive at follow-up ("acquired"), and tested negative at both time points (Neg/Neg). In right panels same groups are stratified by age. Time 0\* indicates start time of analysis, 9-21 months after enrolment (Castle et al., 2009)

Among women aged <30, short term persistence of HPV 16 was highly predictive of a subsequent diagnosis of cervical intraepithelial neoplasia grade II+ (CIN2+), with a three (and five) year risk of 65.9% (40.4% to 91.5%). By comparison, among women aged ≥30, the three (and five) year risk after short term HPV 16 persistence was 27.2% (11.1% to 43.3%). There was no significant difference in the intensity of follow-up (median number of days between visits) by HPV status, although women who were in higher risk HPV groups (such as persistent HPV 16) naturally had fewer follow-up visits on average because of censoring treatments for diagnoses of grade 2+. In the summarise of Castle's trial I can allocate that women who tested positive twice for carcinogenic HPV had an increased risk of CIN2+ and CIN3+, while the risk in women who test negative for carcinogenic HPV at either or both time points was low. They did not observe any appreciable differences in the risks between those women with a shorter and longer time intervals between the enrolment and follow-up visit, suggesting that these findings are robust to variability in which women return for follow-up testing. Among those who tested positive twice for carcinogenic HPV, all subsequent diagnoses of cervical intraepithelial neoplasia grade II+ were linked to

Screening Methods in Prevention of Cervical Cancer 71

result: pooled estimate of 74.4% (95% CI: 67.0–81.9%; range: 58–85%). However, Cuzick's overview trial found that for women aged 35 or more, the HPV positivity rate was much lower than for younger women and that the potential value of HPV DNA testing as an adjunct to cytology in this group was substantially better than for younger women (Ronco et al., 2007). Similar observations were made in the HPV in Addition to Routine Testing (HART) study (Cuzick et al., 2003). However, another study found a high rate of HPV positivity in women older than 35 with only a small decreasing gradient with age, suggesting that specificity may not be improved very much in this group by using HPV DNA testing before referring to colposcopy (Moss et al., 2006). Furtherwork is needed to synthesise all the data on HPV triage of LSIL according to age. Even more important, a negative HPV test provides long- term risk stratification: 5-10 years of reassurance, due to the high negative predictive value of the HPV DNA test, of not developing CIN3 and even more stronger reassurance of not developing invasive cancer among HPV DNA negative women. Because the vast majority of HPV infections represented acute HPV infection what are disappeared without causing cancer, HPV DNA testing has mediocre specificity and

Fig. 3. Meta-analyses of the sensitivity (left) and specificity (right) of triage of women with cytological findings of ASC-US using the Hybrid Capture® 2 assay (RLU > 1) for identifying underlying CIN2 or worse (upper) or CIN3 or worse (lower). ASC-US: abnormal squamous cells of undetermined significance; CI: confidence interval; CIN2+: CIN grade 2 orworse; CIN3+: CIN grade 3 orworse; HC2: Hybrid Capture® 2 (Qiagen Gaithersburg, Inc. MD, USA (previously Digene Corp.); OR: odds ratio; RLU: relative light unit.( Castle et al., 2009;

Pretorius et al., 2002)

positive predictive value for cervical cancer screening. ( Figure 3.)

persistence of a specific HPV genotype. With the exception of HPV 16 and possibly HPV 18, however, detection of persistence of a specific genotype did not differentiate women at risk for CIN2+ qualitatively better than repeated detection of an aggregate of carcinogenic HPV types (Castle et al., 2009).

Some trials' results, which were highlighted at a press briefing held in advance of the annual meeting of the American Society of Clinical Oncology (ASCO), confirmed that for women with a negative HPV test and normal cytology, a 3-year follow-up appears to be safe and appropriate. Women who tested negative for HPV had a 5-year cancer risk that was similar to those who tested negative for HPV and had normal cytology (3.8 vs 3.2 per 100,000 women per year; *P* = .8). This was half the cancer risk of women who had a negative result on Pap testing only (3.8 vs 7.5 per 100,000 women per year; *P* = .3). Concurrent HPV testing and cervical cytology (cotesting) is an approved and promising alternative to cytology alone in women 30 years and older. Screening guidelines from organizations such as the American College of Obstetricians and Gynecologists and the American Cancer Society have endorsed the use of cotesting in this age group as a safe alternative to Pap testing alone. The summarize of the results is shown at the 1. table. (Annual Meeting of the American Society of Clinical Oncology, 2011).


Table 1. 5-Year Risk for Cancer/Precancer by Test Results

### **3. HPV DNA screening in triage of women with equivocal or low grade cytological alterations**

In seven studies, where also repeat Pap smear was taken, the sensitivity of HPV DNA test was on average 14 % higher than repeat cytology, considering ASCUS or worse as a positive result for detection of CIN2+. The HPV DNA test and cytology triage showed similar specificity(Cuzick et al., 2008). The sensitivity of HC2 triage of women with an index smear showing low-grade squamous intraepithelial lesions (LSIL) was very high: 97.2% (95% CI: 95.6–98.8%), pooled from 11 studies for the outcome of CIN2+ and 97.1% (95% CI: 94.0– 100%), pooled from six studies for CIN3+ (Cuzick et al., 2008; Kulasingam et al., 2002; Sherman et al., 2002; Schneider et al., 2000). However its specificity was very low: 30.6% (95% CI: 22.7–38.6%) for CIN2+ and 26.1% (95% CI: 15.1–37.1%) for CIN3+. Histologically confirmed CIN2+ and CIN3+ were present in respectively 17.6% (95% CI: 11.8–23.3%) and 7.4% (95% CI: 2.9–12.0%). The very large majority of women with LSIL had a positive HC2 Human Papillomavirus and Related Diseases 70 – From Bench to Bedside – A Clinical Perspective

persistence of a specific HPV genotype. With the exception of HPV 16 and possibly HPV 18, however, detection of persistence of a specific genotype did not differentiate women at risk for CIN2+ qualitatively better than repeated detection of an aggregate of carcinogenic HPV

Some trials' results, which were highlighted at a press briefing held in advance of the annual meeting of the American Society of Clinical Oncology (ASCO), confirmed that for women with a negative HPV test and normal cytology, a 3-year follow-up appears to be safe and appropriate. Women who tested negative for HPV had a 5-year cancer risk that was similar to those who tested negative for HPV and had normal cytology (3.8 vs 3.2 per 100,000 women per year; *P* = .8). This was half the cancer risk of women who had a negative result on Pap testing only (3.8 vs 7.5 per 100,000 women per year; *P* = .3). Concurrent HPV testing and cervical cytology (cotesting) is an approved and promising alternative to cytology alone in women 30 years and older. Screening guidelines from organizations such as the American College of Obstetricians and Gynecologists and the American Cancer Society have endorsed the use of cotesting in this age group as a safe alternative to Pap testing alone. The summarize of the results is shown at the 1. table. (Annual Meeting of the American Society

**Test Results 5-Year Risk (%) Excess Risk (%)**

**3. HPV DNA screening in triage of women with equivocal or low grade** 

In seven studies, where also repeat Pap smear was taken, the sensitivity of HPV DNA test was on average 14 % higher than repeat cytology, considering ASCUS or worse as a positive result for detection of CIN2+. The HPV DNA test and cytology triage showed similar specificity(Cuzick et al., 2008). The sensitivity of HC2 triage of women with an index smear showing low-grade squamous intraepithelial lesions (LSIL) was very high: 97.2% (95% CI: 95.6–98.8%), pooled from 11 studies for the outcome of CIN2+ and 97.1% (95% CI: 94.0– 100%), pooled from six studies for CIN3+ (Cuzick et al., 2008; Kulasingam et al., 2002; Sherman et al., 2002; Schneider et al., 2000). However its specificity was very low: 30.6% (95% CI: 22.7–38.6%) for CIN2+ and 26.1% (95% CI: 15.1–37.1%) for CIN3+. Histologically confirmed CIN2+ and CIN3+ were present in respectively 17.6% (95% CI: 11.8–23.3%) and 7.4% (95% CI: 2.9–12.0%). The very large majority of women with LSIL had a positive HC2

**HPV positive** 7.6 7.4

**Pap positive** 4.7 4.3

types (Castle et al., 2009).

of Clinical Oncology, 2011).

**cytological alterations** 

**HPV negative** 0.2

**Pap negative** 0.4 **HPV positive/Pap positive** 12.0 **HPV positive/Pap negative** 6.0 **HPV negative/Pap positive** 0.9 **HPV negative/Pap negative** 0.2

Table 1. 5-Year Risk for Cancer/Precancer by Test Results

result: pooled estimate of 74.4% (95% CI: 67.0–81.9%; range: 58–85%). However, Cuzick's overview trial found that for women aged 35 or more, the HPV positivity rate was much lower than for younger women and that the potential value of HPV DNA testing as an adjunct to cytology in this group was substantially better than for younger women (Ronco et al., 2007). Similar observations were made in the HPV in Addition to Routine Testing (HART) study (Cuzick et al., 2003). However, another study found a high rate of HPV positivity in women older than 35 with only a small decreasing gradient with age, suggesting that specificity may not be improved very much in this group by using HPV DNA testing before referring to colposcopy (Moss et al., 2006). Furtherwork is needed to synthesise all the data on HPV triage of LSIL according to age. Even more important, a negative HPV test provides long- term risk stratification: 5-10 years of reassurance, due to the high negative predictive value of the HPV DNA test, of not developing CIN3 and even more stronger reassurance of not developing invasive cancer among HPV DNA negative women. Because the vast majority of HPV infections represented acute HPV infection what are disappeared without causing cancer, HPV DNA testing has mediocre specificity and positive predictive value for cervical cancer screening. ( Figure 3.)

Fig. 3. Meta-analyses of the sensitivity (left) and specificity (right) of triage of women with cytological findings of ASC-US using the Hybrid Capture® 2 assay (RLU > 1) for identifying underlying CIN2 or worse (upper) or CIN3 or worse (lower). ASC-US: abnormal squamous cells of undetermined significance; CI: confidence interval; CIN2+: CIN grade 2 orworse; CIN3+: CIN grade 3 orworse; HC2: Hybrid Capture® 2 (Qiagen Gaithersburg, Inc. MD, USA (previously Digene Corp.); OR: odds ratio; RLU: relative light unit.( Castle et al., 2009; Pretorius et al., 2002)

Screening Methods in Prevention of Cervical Cancer 73

Overall, the sensitivity of HC2 for finding underlying high-grade intraepithelial neoplasia was 89.7% (95% CI: 86.4–93.0%)) but varied over a large range between 50% (Clavel et al., 2001; Sankaranarayanan et al., 2004) and 100%. In North America and Europe, the pooled

Fig. 5. Relative sensitivity (left) and specificity (right) of HPV testing using the Hybrid Capture® 2 assay compared to cytology in primary screening studies. ASC-US: abnormal squamous cells of undetermined significance; CI: confidence interval; CIN2+: CIN grade 2 or worse; HC2: Hybrid Capture® 2 (Qiagen Gaithersburg, Inc. MD, USA (previouslyDigene

Because the vast majority of HPV infections represent acute HPV infections that are destined to clear without causing cancer, HPV testing has mediocre specificity and positive predictive value for cervical cancer screening. The women who test HPV positive 3 years after a negative HPV test [the current recommendation for cotesting are at much lower risk of CIN2 or CIN3+ than women who are HPV positive at their first screen and, therefore, may

This important fact mandates much longer HPV screening intervals than current cytology screening intervals of every 2 years and suggests that the current 3-year interval for cotesting will still be too frequent. The corollary of high sensitivity of HPV testing for incipient as well as prevalent CIN3+ is a high negative predictive value that lasts for years (Schiffman et al., 2011). Several studies have shown that HPV negativity alone or in combination with negative cytology signifies a longer disease free interval against CIN2+

Early studies measured HPV retrospectively and did not use it for management. Sherman ME et al. followed 20,810 women for 10 years and found that in cytologically negative

Corp.); LSIL: low-grade squamous intraepithelial lesion ( Cuzick et al., 2008).

already have a persistent infection (Schiffman et al., 2011).

than being negative for cytology alone.

specificity was higher: 91.7% (95% CI: 90.3–93.1%; range: 85–95%).

### **4. Primary screening HPV test, lonely and combination with traditional Pap smear to detect the precancer lesions**

Successful risk stratification based on HPV screening depends on whether the infection found are persistent (high risk for CIN) or new (low risk for CIN), especially in elderly women.

Women aged 30 years or older, who test positive for high risk HPV DNA, especially the first time they are tested (when the infections might already be persistent), are at sufficiently high risk of CIN3+ to merit intensified follow-up.

There is now overwhelming evidence from randomized clinical trials that carcinogenic HPV DNA screening is more sensitive than cytological screening for detecting histological CIN3 (Mayrand et al., 2007; Ronco et al., 2010). Even more important, a negative HPV test provides long-term risk stratification: 5–10 years of reassurance (ie, a high negative predictive value) of not developing CIN3 and even stronger reassurance of not developing invasive cancer among HPV DNA–negative women. High negative predictive value permits safe and cost-effective lengthening of the cervical screening interval when HPV testing is used (Dillner et al., 2008; Khan et al., 2005) (Figure 4).

Fig. 4. Cumulative incidence rate of cervical intraepithelial neoplasia grade 3 or invasive cervical cancer (CIN3+) over 15 years following a single human papillomavirus (HPV) test. A cohort of 20 000 women from Kaiser Permanente (Portland, OR) was followed up by conventional cytology screening for approximately 15 years (78). Archived cervical specimens obtained from the women at enrollment (baseline) were tested for carcinogenic HPV types. The risk estimates, adjusted for loss to follow-up, show primarily that in this older cohort (average age approximately 35 years), a negative HPV test predicts very low risk of subsequent CIN3+. Baseline test positivity for HPV16, HPV18, or HPV31 was most strongly linked to subsequent CIN3+. (Schiffman et al., 2011)

Human Papillomavirus and Related Diseases 72 – From Bench to Bedside – A Clinical Perspective

Successful risk stratification based on HPV screening depends on whether the infection found are persistent (high risk for CIN) or new (low risk for CIN), especially in elderly

Women aged 30 years or older, who test positive for high risk HPV DNA, especially the first time they are tested (when the infections might already be persistent), are at sufficiently

There is now overwhelming evidence from randomized clinical trials that carcinogenic HPV DNA screening is more sensitive than cytological screening for detecting histological CIN3 (Mayrand et al., 2007; Ronco et al., 2010). Even more important, a negative HPV test provides long-term risk stratification: 5–10 years of reassurance (ie, a high negative predictive value) of not developing CIN3 and even stronger reassurance of not developing invasive cancer among HPV DNA–negative women. High negative predictive value permits safe and cost-effective lengthening of the cervical screening interval when HPV testing is

Fig. 4. Cumulative incidence rate of cervical intraepithelial neoplasia grade 3 or invasive cervical cancer (CIN3+) over 15 years following a single human papillomavirus (HPV) test. A cohort of 20 000 women from Kaiser Permanente (Portland, OR) was followed up by conventional cytology screening for approximately 15 years (78). Archived cervical specimens obtained from the women at enrollment (baseline) were tested for carcinogenic HPV types. The risk estimates, adjusted for loss to follow-up, show primarily that in this older cohort (average age approximately 35 years), a negative HPV test predicts very low risk of subsequent CIN3+. Baseline test positivity for HPV16, HPV18, or HPV31 was most

strongly linked to subsequent CIN3+. (Schiffman et al., 2011)

**4. Primary screening HPV test, lonely and combination with traditional Pap** 

**smear to detect the precancer lesions** 

high risk of CIN3+ to merit intensified follow-up.

used (Dillner et al., 2008; Khan et al., 2005) (Figure 4).

women.

Overall, the sensitivity of HC2 for finding underlying high-grade intraepithelial neoplasia was 89.7% (95% CI: 86.4–93.0%)) but varied over a large range between 50% (Clavel et al., 2001; Sankaranarayanan et al., 2004) and 100%. In North America and Europe, the pooled specificity was higher: 91.7% (95% CI: 90.3–93.1%; range: 85–95%).

Fig. 5. Relative sensitivity (left) and specificity (right) of HPV testing using the Hybrid Capture® 2 assay compared to cytology in primary screening studies. ASC-US: abnormal squamous cells of undetermined significance; CI: confidence interval; CIN2+: CIN grade 2 or worse; HC2: Hybrid Capture® 2 (Qiagen Gaithersburg, Inc. MD, USA (previouslyDigene Corp.); LSIL: low-grade squamous intraepithelial lesion ( Cuzick et al., 2008).

Because the vast majority of HPV infections represent acute HPV infections that are destined to clear without causing cancer, HPV testing has mediocre specificity and positive predictive value for cervical cancer screening. The women who test HPV positive 3 years after a negative HPV test [the current recommendation for cotesting are at much lower risk of CIN2 or CIN3+ than women who are HPV positive at their first screen and, therefore, may already have a persistent infection (Schiffman et al., 2011).

This important fact mandates much longer HPV screening intervals than current cytology screening intervals of every 2 years and suggests that the current 3-year interval for cotesting will still be too frequent. The corollary of high sensitivity of HPV testing for incipient as well as prevalent CIN3+ is a high negative predictive value that lasts for years (Schiffman et al., 2011). Several studies have shown that HPV negativity alone or in combination with negative cytology signifies a longer disease free interval against CIN2+ than being negative for cytology alone.

Early studies measured HPV retrospectively and did not use it for management. Sherman ME et al. followed 20,810 women for 10 years and found that in cytologically negative

Screening Methods in Prevention of Cervical Cancer 75

Fig. 6. Proposed new screening algorithm which employs HPV DNA testing as the primary

Most of the biomarkers identified thus far are markers of HPV related transformation , which reveals HPV infection. These biomarkers are more prevalent in CIN3 than in acute

At present, the most promising candidate as a biomarker for triage after a positive HPV test is immunocytochemical staining of cytology slides for p16 (Denton et al., 2010; Tsoumpou et

The p16 overexpression is associated with the disruption of the retinoblastoma cell cycle pathway by HPV E7 (Denton et al., 2010; Tsoumpou et al., 2009). A combined stain for p16 and Ki-67 that was recently introduced into the diagnostics market can highlight rare transformed cells (Denton et al., 2010). Because its sensitivity for CIN3 is far higher than cytology's and almost equal to that of HPV testing and its specificity is comparable to cytology's, this stain could be used as a triage following primary HPV testing if it proves

screening test and uses cytology to triage HPV positive women (Cuzick et al., 2008).

**5. HPV screening with triage by novel biomarkers** 

Currently developed and used biomarkers can be shared as follow:

b. markers of increased cell proliferation, such as Ki-67, p16

reliable and the cost for routine use is low (Denton et al., 2010).

a. markers of increased HPV oncogene expression, such as HPV mRNA,

c. markers of chromosomal instability, such as HPV DNA integration

HPV infection.

al., 2009; Wentzensen et al., 2007).

women lesions were diagnosed much more rapidly in those who were HPV-positive compared to women who were HPV-negative (Sherman et al., 2003). In two Danish cohorts of women aged 22–32 years and 40–50 years HPV DNA was measured retrospectively and again not used for triage. The authors concluded that HPV DNA testing at five-yearly intervals offers protection similar to cytology testing at three-yearly intervals (Kjaer et al., 2002). Clavel C et al. reported that 5 of 4,401 women with negative cytology and HPV DNA tests and followed-up for a median of 34 months developed high-grade lesions, compared to 29 of 501 women who were initially cytology-negative but HPV-positive and concluded that a screening interval of three to five years was safe in double negative women (Clavel et al., 2004). Similar conclusions were obtained by Bulkmans NW et al. in a cohort of 2,810 cytology-negative women followed for five years, where 4 of 62 HPV-positive women developed CIN3+ compared to 1 of 2,175 HPV-negative women (Bulkmans et al., 2005). Long-term follow-up of the Hammersmith cohort and two large recent randomised trials in Sweden and The Netherlands have all shown that the higher detection rate for CIN2+, when HPV DNA testing was used as part of the initial screening process, led to lower rates of CIN3+ at the subsequent screening round and indicates that HPV DNA tests are highly sensitive to detect prevalent cases(Cuzick et al., 2008; Naucler et al., 2007). In the Hammersmith study, the cumulative proportion of CIN2+ within five-years after a negative HPV DNA test, when most women would have had at least one routine repeat smear was about half as high as for women who were originally cytology negative (0.6% versus 1.2%), and only after six or more years do the CIN2+ rates in women originally HPV-negative approach those seen after three years in women who were originally cytology-negative. In the Swedish study of women aged 32–38, the detection rate for CIN2+ associated with the addition of HPV DNA testing was increased 51% percent at the initial screen, but 42% lower in the follow-up period (mean: 4.1 years). For the Dutch study, the detection rate of CIN3+ was 70% higher initially but 55% lower in the 6.5 year mean follow-up period. The fact that the higher detection rate for CIN2+ when HPV DNA testing was used as part of the initial screening process led to lower rates of disease at the subsequent screening round (Bulkmans et al., 2007; Naucler et al., 2007). It also suggests that there is minimal over-diagnosis for women aged over 30, as the cumulative CIN2+ rates over two rounds were similar in all three studies, and also that the screening interval can be safely extended to at least 6 years with HPV DNA testing.

Although the ability to lengthen screening intervals is a great advance, it poses a major challenge for transitioning from cervical screening programs that are based on repeated cytology. In particular, in the United States, the considerable general reluctance to move to long-interval screening is due at least in part to reasons unrelated to theoretical best public health practice. By contrast, in some European settings, where cervical cancer screening practices are dictated more directly by public health considerations, detailed planning is underway for a transition to long-interval HPV testing (Naucler et al.,2009).

The limited data on follow-up beyond six to seven years does not allow evaluation of longer screening intervals at this time and further work is needed to see if even longer intervals might be safe, particularly for women with two or more negative HPV tests (Cuzick et al., 2008).

Some professional organizations now recommend the routine use of HPV DNA testing for screening women aged 30 years and older.

Human Papillomavirus and Related Diseases 74 – From Bench to Bedside – A Clinical Perspective

women lesions were diagnosed much more rapidly in those who were HPV-positive compared to women who were HPV-negative (Sherman et al., 2003). In two Danish cohorts of women aged 22–32 years and 40–50 years HPV DNA was measured retrospectively and again not used for triage. The authors concluded that HPV DNA testing at five-yearly intervals offers protection similar to cytology testing at three-yearly intervals (Kjaer et al., 2002). Clavel C et al. reported that 5 of 4,401 women with negative cytology and HPV DNA tests and followed-up for a median of 34 months developed high-grade lesions, compared to 29 of 501 women who were initially cytology-negative but HPV-positive and concluded that a screening interval of three to five years was safe in double negative women (Clavel et al., 2004). Similar conclusions were obtained by Bulkmans NW et al. in a cohort of 2,810 cytology-negative women followed for five years, where 4 of 62 HPV-positive women developed CIN3+ compared to 1 of 2,175 HPV-negative women (Bulkmans et al., 2005). Long-term follow-up of the Hammersmith cohort and two large recent randomised trials in Sweden and The Netherlands have all shown that the higher detection rate for CIN2+, when HPV DNA testing was used as part of the initial screening process, led to lower rates of CIN3+ at the subsequent screening round and indicates that HPV DNA tests are highly sensitive to detect prevalent cases(Cuzick et al., 2008; Naucler et al., 2007). In the Hammersmith study, the cumulative proportion of CIN2+ within five-years after a negative HPV DNA test, when most women would have had at least one routine repeat smear was about half as high as for women who were originally cytology negative (0.6% versus 1.2%), and only after six or more years do the CIN2+ rates in women originally HPV-negative approach those seen after three years in women who were originally cytology-negative. In the Swedish study of women aged 32–38, the detection rate for CIN2+ associated with the addition of HPV DNA testing was increased 51% percent at the initial screen, but 42% lower in the follow-up period (mean: 4.1 years). For the Dutch study, the detection rate of CIN3+ was 70% higher initially but 55% lower in the 6.5 year mean follow-up period. The fact that the higher detection rate for CIN2+ when HPV DNA testing was used as part of the initial screening process led to lower rates of disease at the subsequent screening round (Bulkmans et al., 2007; Naucler et al., 2007). It also suggests that there is minimal over-diagnosis for women aged over 30, as the cumulative CIN2+ rates over two rounds were similar in all three studies, and also that the screening interval can be safely extended to at least 6 years

Although the ability to lengthen screening intervals is a great advance, it poses a major challenge for transitioning from cervical screening programs that are based on repeated cytology. In particular, in the United States, the considerable general reluctance to move to long-interval screening is due at least in part to reasons unrelated to theoretical best public health practice. By contrast, in some European settings, where cervical cancer screening practices are dictated more directly by public health considerations, detailed planning is

The limited data on follow-up beyond six to seven years does not allow evaluation of longer screening intervals at this time and further work is needed to see if even longer intervals might be safe, particularly for women with two or more negative HPV tests (Cuzick et al., 2008).

Some professional organizations now recommend the routine use of HPV DNA testing for

underway for a transition to long-interval HPV testing (Naucler et al.,2009).

with HPV DNA testing.

screening women aged 30 years and older.

Fig. 6. Proposed new screening algorithm which employs HPV DNA testing as the primary screening test and uses cytology to triage HPV positive women (Cuzick et al., 2008).

### **5. HPV screening with triage by novel biomarkers**

Most of the biomarkers identified thus far are markers of HPV related transformation , which reveals HPV infection. These biomarkers are more prevalent in CIN3 than in acute HPV infection.

Currently developed and used biomarkers can be shared as follow:


At present, the most promising candidate as a biomarker for triage after a positive HPV test is immunocytochemical staining of cytology slides for p16 (Denton et al., 2010; Tsoumpou et al., 2009; Wentzensen et al., 2007).

The p16 overexpression is associated with the disruption of the retinoblastoma cell cycle pathway by HPV E7 (Denton et al., 2010; Tsoumpou et al., 2009). A combined stain for p16 and Ki-67 that was recently introduced into the diagnostics market can highlight rare transformed cells (Denton et al., 2010). Because its sensitivity for CIN3 is far higher than cytology's and almost equal to that of HPV testing and its specificity is comparable to cytology's, this stain could be used as a triage following primary HPV testing if it proves reliable and the cost for routine use is low (Denton et al., 2010).

Screening Methods in Prevention of Cervical Cancer 77

transformation zone, is not certain. The pre-reconisation HPV testing might be useful in reducing the number of reconisations in those cases where high-risk HPV test is either negative or does not confirm the same HPV type, as before (Koiss et al., 2001). Nonetheless, negative HPV tests after LEEP predict a high probability of cure (Kreimer et al., 2006). The HPV test can be useful to replace cytology for the follow up due to the high negative

In conclusion, much has been achieved during the last 10 years from research on prevention of cervical cancer through vaccination and screening. It is imperative that planning for future prevention guidelines does not address vaccination and screening separately. Implementation of all components of an organized prevention would increase the efficiency of the process. Increased coverage of prevention activities, both vaccination and screening, will be of utmost importance (Koiss et al., 2010). It is abundantly clear that HPV DNA testing is substantially more sensitive than cytology at detecting high-grade CIN. However, HPV testing is somewhat less specific than cytology due primarily to the detection of transient infections that have not produced cytologic alterations. Basic principles suggest that in such circumstances the more sensitive test should be applied first (i.e., HPV DNA testing) and the more specific test (i.e., cytology) should then be used only for HPV-positive women to determine management. Management of HPV-positive, cytology-negative women presents a new challenge. Management of HPV-positive, cytology-negative women presents a new challenge. Results from the HART, Swedish and the Amsterdam (POBASCAM) studies suggest they can safely be managed by repeating the testing with both cytology and HPV after one year and this is being further explored in several ongoing studies (Bulkmans et al., 2007; Cuzick et al., 2003; Naucler et al., 2007). Women double negative at that time could be returned to routine screening while positives could be referred to colposcopy. This approach of using HPV DNA testing as the sole primary screening modality has several advantages: HPV DNA detection assays provide an automated, objective and very sensitive test. Implementation projects of the HPV/Pap triage screening strategy to demonstrate what could be acceptably safe intervals for both vaccinated and unvaccinated women should be initiated. We will also need to determine the best follow-up algorithms for HPV-positive/Pap-negative women. Genotyping tests, which specify the exact HPV types present on the cervix, and molecular markers of HPV targeting oncogene mRNA or proteins associated with deregulation of the cell cycle may prove to be useful for this purpose. If second-generation HPV vaccines targeting most hrHPV types are included in vaccination programs, screening activities will need to be reevaluated and algorithms modified. These prospects provide hope for a further decrease in cervical cancer

Annual Meeting of the American Society of Clinical Oncology. *Abstract 1508*. June 6, 2011 Arbyn M,Sasieni P, Meijer CJ, Clavel C, Koliopoulos G, Dillner J.(2006) Clinical applications of HPV testing: a summary of meta-analyses. *Vaccine Chapter 9*: Vol.24(suppl 3):S78-89

predictive value.

**8. Conclusions** 

incidence and mortality in the coming decades.

**9. References** 

### **6. HPV DNA test as a subsequent management after negative biopsy and/or colposcopy**

Historically, colposcopically directed biopsies have been the clinical reference standard for diagnosing and grading pre-cancer into CIN1, 2, or 3. However, the choice of biopsy site and the histopathological diagnosis of resultant biopsies tend to be variable and subjective. Clinicians rely on colposcopy to determine the presence or absence of epithelial lesions, find the area of the cervix with the highest degree of the lesion and direct biopsy for histological diagnosis. Unfortunately well -trained gynecologists have false negative colposcopy rates as high as 20-40 % in patients with histological diagnosed pre-cancer lesion(Schiffmanet al., 2007).The use of HPV DNA testing related to triage is in women who are referred for colposcopy, because of alteration smear, but no visible lesion on colposcopy allowable. For these women, a negative HPV test provides additional reassurance, that there is unlikely to be any undetectable disease, while being HPV positive (especially for types -16 and 18), indicates a continuing risk needing for short–term repeat testing(Gravittet al.,2008). Especially for type -18, the possibility of an adenocarcinoma or its precursor lesion, adenocarcinoma in situ, should be excluded by careful examination of the endocervical canal.

### **7. HPV testing after treatment of cervical intraepithelial neoplasia**

CIN is a very common disease especially in women of reproductive age and a balance is needed to maximize the prevention of cervical carcinoma and the same time avoid overtreatment. Management strategies of CIN include decision-making regarding the appropriateness of conservative approach versus treatment. Conservative strategies are appropriate for women with low-grade CIN, particularly in the younger age range. Highgrade CIN ( CIN2 or CIN3) should be treated. Conservative methods reduce overtreatment as low-grade CIN lesions may regress spontaneously. When HG-CIN is detected the treatment is mandatory. CIN 3 which is the true precursor of cervical cancer will progress to cancer if left untreated at a rate of around 30 % over 2 years (Kitchener& Stern,2008). CIN 1 has been reported to progress to CIN 2/3 at a rate of 15 % over 2 years but some of these cases may harbour undetected CIN2/3 (Castellsague et al., 2006; Kitchener& Stern,2008). Screening programs that exploit the extra sensitivity for CIN3+ conferred by HPV testing must still minimize treatment of women that is unnecessary on both public health and individual grounds. In the United States, the predominant mode of treatment for CIN2 or CIN3 is the excision of the transformation zone using a wire loop cautery, commonly known as loop electrosurgical excision procedure (LEEP) or large loop excision of the transformation zone. This office-based procedure has two advantages: it can be performed under local anesthesia and it produces a tissue specimen. The concern over the risk of premature delivery following this treatment motivates recent efforts to reduce overscreening and overtreatment, especially among young women( Kyrgiou et al.,2006). However, the societal trade-offs that come from trying to prevent every case of cervical cancer, vs the desire to prevent overtreatment of many women , should and will be debated. HPV testing following treatment with LEEP can identify women who remain at high risk of recurrence (Kreimer et al., 2006). Successful treatment of the transformation zone often leads to HPV negativity in cervicovaginal specimens for the causative HPV type (Kreimer et al., 2007)., although HPV infects the vagina (and vulva and anogenital skin) and not just the cervix. The reason for viral clearance even when the excision heals, thus creating a new transformation zone, is not certain. The pre-reconisation HPV testing might be useful in reducing the number of reconisations in those cases where high-risk HPV test is either negative or does not confirm the same HPV type, as before (Koiss et al., 2001). Nonetheless, negative HPV tests after LEEP predict a high probability of cure (Kreimer et al., 2006). The HPV test can be useful to replace cytology for the follow up due to the high negative predictive value.

### **8. Conclusions**

Human Papillomavirus and Related Diseases 76 – From Bench to Bedside – A Clinical Perspective

**6. HPV DNA test as a subsequent management after negative biopsy and/or** 

Historically, colposcopically directed biopsies have been the clinical reference standard for diagnosing and grading pre-cancer into CIN1, 2, or 3. However, the choice of biopsy site and the histopathological diagnosis of resultant biopsies tend to be variable and subjective. Clinicians rely on colposcopy to determine the presence or absence of epithelial lesions, find the area of the cervix with the highest degree of the lesion and direct biopsy for histological diagnosis. Unfortunately well -trained gynecologists have false negative colposcopy rates as high as 20-40 % in patients with histological diagnosed pre-cancer lesion(Schiffmanet al., 2007).The use of HPV DNA testing related to triage is in women who are referred for colposcopy, because of alteration smear, but no visible lesion on colposcopy allowable. For these women, a negative HPV test provides additional reassurance, that there is unlikely to be any undetectable disease, while being HPV positive (especially for types -16 and 18), indicates a continuing risk needing for short–term repeat testing(Gravittet al.,2008). Especially for type -18, the possibility of an adenocarcinoma or its precursor lesion, adenocarcinoma in situ, should be excluded by careful examination of the endocervical

**7. HPV testing after treatment of cervical intraepithelial neoplasia** 

CIN is a very common disease especially in women of reproductive age and a balance is needed to maximize the prevention of cervical carcinoma and the same time avoid overtreatment. Management strategies of CIN include decision-making regarding the appropriateness of conservative approach versus treatment. Conservative strategies are appropriate for women with low-grade CIN, particularly in the younger age range. Highgrade CIN ( CIN2 or CIN3) should be treated. Conservative methods reduce overtreatment as low-grade CIN lesions may regress spontaneously. When HG-CIN is detected the treatment is mandatory. CIN 3 which is the true precursor of cervical cancer will progress to cancer if left untreated at a rate of around 30 % over 2 years (Kitchener& Stern,2008). CIN 1 has been reported to progress to CIN 2/3 at a rate of 15 % over 2 years but some of these cases may harbour undetected CIN2/3 (Castellsague et al., 2006; Kitchener& Stern,2008). Screening programs that exploit the extra sensitivity for CIN3+ conferred by HPV testing must still minimize treatment of women that is unnecessary on both public health and individual grounds. In the United States, the predominant mode of treatment for CIN2 or CIN3 is the excision of the transformation zone using a wire loop cautery, commonly known as loop electrosurgical excision procedure (LEEP) or large loop excision of the transformation zone. This office-based procedure has two advantages: it can be performed under local anesthesia and it produces a tissue specimen. The concern over the risk of premature delivery following this treatment motivates recent efforts to reduce overscreening and overtreatment, especially among young women( Kyrgiou et al.,2006). However, the societal trade-offs that come from trying to prevent every case of cervical cancer, vs the desire to prevent overtreatment of many women , should and will be debated. HPV testing following treatment with LEEP can identify women who remain at high risk of recurrence (Kreimer et al., 2006). Successful treatment of the transformation zone often leads to HPV negativity in cervicovaginal specimens for the causative HPV type (Kreimer et al., 2007)., although HPV infects the vagina (and vulva and anogenital skin) and not just the cervix. The reason for viral clearance even when the excision heals, thus creating a new

**colposcopy** 

canal.

In conclusion, much has been achieved during the last 10 years from research on prevention of cervical cancer through vaccination and screening. It is imperative that planning for future prevention guidelines does not address vaccination and screening separately. Implementation of all components of an organized prevention would increase the efficiency of the process. Increased coverage of prevention activities, both vaccination and screening, will be of utmost importance (Koiss et al., 2010). It is abundantly clear that HPV DNA testing is substantially more sensitive than cytology at detecting high-grade CIN. However, HPV testing is somewhat less specific than cytology due primarily to the detection of transient infections that have not produced cytologic alterations. Basic principles suggest that in such circumstances the more sensitive test should be applied first (i.e., HPV DNA testing) and the more specific test (i.e., cytology) should then be used only for HPV-positive women to determine management. Management of HPV-positive, cytology-negative women presents a new challenge. Management of HPV-positive, cytology-negative women presents a new challenge. Results from the HART, Swedish and the Amsterdam (POBASCAM) studies suggest they can safely be managed by repeating the testing with both cytology and HPV after one year and this is being further explored in several ongoing studies (Bulkmans et al., 2007; Cuzick et al., 2003; Naucler et al., 2007). Women double negative at that time could be returned to routine screening while positives could be referred to colposcopy. This approach of using HPV DNA testing as the sole primary screening modality has several advantages: HPV DNA detection assays provide an automated, objective and very sensitive test. Implementation projects of the HPV/Pap triage screening strategy to demonstrate what could be acceptably safe intervals for both vaccinated and unvaccinated women should be initiated. We will also need to determine the best follow-up algorithms for HPV-positive/Pap-negative women. Genotyping tests, which specify the exact HPV types present on the cervix, and molecular markers of HPV targeting oncogene mRNA or proteins associated with deregulation of the cell cycle may prove to be useful for this purpose. If second-generation HPV vaccines targeting most hrHPV types are included in vaccination programs, screening activities will need to be reevaluated and algorithms modified. These prospects provide hope for a further decrease in cervical cancer incidence and mortality in the coming decades.

### **9. References**

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**4** 

*Brazil* 

Edison Natal Fedrizzi

*Department of Gynecology and Obstetrics of* 

*Hospital – Federal University of Santa Catarina* 

*The Federal University of Santa Catarina, Florianópolis Director of HPV Project Clinical Research Center University* 

**Clinical Manifestations of Genital HPV Infection** 

The Human papillomavirus infection is the sexually transmitted infection most frequent in man and woman (Koutsky, 1997; Worda, 2005). The probability of transmission of HPV through sexual intercourse varies from 5 to 100% with an average of 40%. The probability of transmission per partner (male-female) is estimated at 60% for HPV 16 and 60% for HPV that causes genital warts. Detection of HPV DNA by the molecular biological methods, does not necessarily represent the manisfestation of a disease (Burchell et al, 2006). According to The World Health Organization (WHO), more than 630 million men and women (1 in every 10 people) are infected with HPV in the world (Ferlay et al, 2004; CDC, 2007). Clinical manifestation is present in less than 10% and the infection is often asymptomatic and can be unnoticed by the patient even though a lesion is present. It is believed, that approximately 1/3 of all women en the world have some form of clinically manifested HPV infection. Also, half of all the women of the world sexually active are infected with this virus (Snoeck, 2006). It is believed as well that after exposure to HPV, the virus infects the entire lower genital tract epithelium (Shepherd & Bryson, 2008). The incubation period is highly variable, ranging from a few days to many years (20 to 30 years or more) (Sinal & Woods, 2005) (Figure 1). When the infection process starts, there is a proliferation phase ranging from from 3 to 6 months, when many lesions many lesions appear. After the response of B and T cells to the infection, what follows is the containment phase that also lasts for 3 to 6 months, when regression will occur to more than 80% of the lesions. The other 20% will have an active disease or recurrence after variable disease-free intervals (Franco & Steben, 2007). The clinical manifestations are variable and are associated with systemic and local immune response of each individual, with different environmental factors. Dependent on the host immune system, the course of the infection can take one of the three following forms. The most frequent is the Latent Infection, where no clinical manifestation of the infection occurs, and it is only detected by the HPV DNA detection methods. The second form is the Subclinical Infection with minimal clinical manifestation, that is usually diagnosed by colposcopy, cytology and histology. The third form, that is the least common is the Clinical Infection. In this form there is an active expression of the disease, manifested mainly by genital warts, precancerous lesions and invasive cancer (Chow et al, 2010). The

**1. Introduction** 


### **Clinical Manifestations of Genital HPV Infection**

### Edison Natal Fedrizzi

*Department of Gynecology and Obstetrics of The Federal University of Santa Catarina, Florianópolis Director of HPV Project Clinical Research Center University Hospital – Federal University of Santa Catarina Brazil* 

### **1. Introduction**

Human Papillomavirus and Related Diseases 82 – From Bench to Bedside – A Clinical Perspective

Sherman ME,Schiffman M, Cox JT (2002); Atypical Squamous Cells of Undetermined

Sherman ME, Lorincz AT, Scott DR,Wacholder S, Castle PE, Glass AG,Mielzynska-Lohnas I,

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Stern P.L.; Kitchener H.C.: Vaccines for the Prevention of cervical Cancer 2008 *OOL,* ISBN

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Wright TC Jr., Massad LS, Dunton CJ, Spitzer M, Wilkinson EJ, Solomon D; (2007) 2006

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978-0-19-954345-8,Oxford

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Significance/Low-Grade Squamous Intraepithelial Lesion Triage Study Group. Effects of age and human papilloma viral load on colposcopy triage: data from the randomized Atypical Squamous Cells of Undetermined Significance/Low-Grade Squamous Intraepithelial Lesion Triage Study (ALTS) *Journal of the National Cancer* 

Rush BB, Schiffman M. (2003) Baseline cytology, human papillomavirus testing, and risk for cervical neoplasia: a 10-year cohort analysis. *Journal of the National* 

Arbyn M. (2009) Comparison of liquid-based cytology with conventional cytology for detection of cervical cancer precursors: a randomized controlled trial. *The Journal of the American Medical Association* Vol.302,No.16,(October),pp.1757–1764. Smith JS, Lindsay L, Hoots B, Keys J, Franceschi S, Winer R, Clifford GM. (2007) Human

papillomavirus type distribution in invasive cervical cancer and high-grade cervical lesions: a meta-analysis update. *International Journal of Cancer*.

Malamou-Mitsi V, Paraskevaidis E. (2009) P16(INK4a) immunostaining in cytological and histological specimens from the uterine cervix: a system¬atic review and meta-analysis. *Cancer Treatment Reviews* Vol.35,No3,(May),pp.210–220. Wentzensen N, Bergeron C, Cas F, Vinokurova S, von Knebel Doeberitz M.(2007) Triage of

women with ASCUS and LSIL cytology: use of qualitative assessment of p16ink4a positive cells to identify patients with high-grade cervical intraepithelial neoplasia.

consensus guidelines for the management of women with abnormal cervical cancer screening tests. *American Journal of Obstetrics& Gynecology* Vol.197,No.4,(February),

CJ(2001) High-risk HPV testing in women with borderline and mild dyskaryosis: long-term follow-up data and clinical relevance. *The Journal of Pathology*. The Human papillomavirus infection is the sexually transmitted infection most frequent in man and woman (Koutsky, 1997; Worda, 2005). The probability of transmission of HPV through sexual intercourse varies from 5 to 100% with an average of 40%. The probability of transmission per partner (male-female) is estimated at 60% for HPV 16 and 60% for HPV that causes genital warts. Detection of HPV DNA by the molecular biological methods, does not necessarily represent the manisfestation of a disease (Burchell et al, 2006). According to The World Health Organization (WHO), more than 630 million men and women (1 in every 10 people) are infected with HPV in the world (Ferlay et al, 2004; CDC, 2007). Clinical manifestation is present in less than 10% and the infection is often asymptomatic and can be unnoticed by the patient even though a lesion is present. It is believed, that approximately 1/3 of all women en the world have some form of clinically manifested HPV infection. Also, half of all the women of the world sexually active are infected with this virus (Snoeck, 2006).

It is believed as well that after exposure to HPV, the virus infects the entire lower genital tract epithelium (Shepherd & Bryson, 2008). The incubation period is highly variable, ranging from a few days to many years (20 to 30 years or more) (Sinal & Woods, 2005) (Figure 1). When the infection process starts, there is a proliferation phase ranging from from 3 to 6 months, when many lesions many lesions appear. After the response of B and T cells to the infection, what follows is the containment phase that also lasts for 3 to 6 months, when regression will occur to more than 80% of the lesions. The other 20% will have an active disease or recurrence after variable disease-free intervals (Franco & Steben, 2007). The clinical manifestations are variable and are associated with systemic and local immune response of each individual, with different environmental factors. Dependent on the host immune system, the course of the infection can take one of the three following forms. The most frequent is the Latent Infection, where no clinical manifestation of the infection occurs, and it is only detected by the HPV DNA detection methods. The second form is the Subclinical Infection with minimal clinical manifestation, that is usually diagnosed by colposcopy, cytology and histology. The third form, that is the least common is the Clinical Infection. In this form there is an active expression of the disease, manifested mainly by genital warts, precancerous lesions and invasive cancer (Chow et al, 2010). The

Clinical Manifestations of Genital HPV Infection 85

Fig. 2. Condyloma acuminata in the cervix

Fig. 3. Multiple condyloma acuminata on the vulva

different manifestations are also dependent on different types of HPV (currently more than 200 types) and also the host immune system (Bernard, 2005). The low-risk HPV will mainly produce warts (condyloma) and the high risk HPV will mainly produce an intraepithelial lesion (Trofatter, 1997).

Fig. 1. A 75-year-old woman sexually inactive for 25 years showing a wart on the vulva that appeared 6 months ago. There is also a VAIN 3 and an urethral cancer HPV 16 induced.

### **2. Clinical lesions**

Clinical lesions (only 2 to 3% of HPV infections) are mainly represented by condyloma acuminatum, Bowenoid papulosis (vulvar intraepithelial neoplasia usual type) and Buschke-Loewenstein tumor. The presence of acuminate lesions on the cervix (Figure 2) are infrequent (in 6% of the women that have vulvar condyloma) and this represents an indication of high-risk HPV infections (20% of these infections have associated an intraepithelial lesion) (Scheurer et al, 2005). Genital warts are easily recognized by papillary epithelial proliferations, often with vascular loops inside. Lesions may be single or multiple, scattered or confluent (Sadjadi et al, 2003) (Figure 3 and 4).

Human Papillomavirus and Related Diseases 84 – From Bench to Bedside – A Clinical Perspective

different manifestations are also dependent on different types of HPV (currently more than 200 types) and also the host immune system (Bernard, 2005). The low-risk HPV will mainly produce warts (condyloma) and the high risk HPV will mainly produce an

Fig. 1. A 75-year-old woman sexually inactive for 25 years showing a wart on the vulva that appeared 6 months ago. There is also a VAIN 3 and an urethral cancer HPV 16 induced.

Clinical lesions (only 2 to 3% of HPV infections) are mainly represented by condyloma acuminatum, Bowenoid papulosis (vulvar intraepithelial neoplasia usual type) and Buschke-Loewenstein tumor. The presence of acuminate lesions on the cervix (Figure 2) are infrequent (in 6% of the women that have vulvar condyloma) and this represents an indication of high-risk HPV infections (20% of these infections have associated an intraepithelial lesion) (Scheurer et al, 2005). Genital warts are easily recognized by papillary epithelial proliferations, often with vascular loops inside. Lesions may be single or multiple,

scattered or confluent (Sadjadi et al, 2003) (Figure 3 and 4).

intraepithelial lesion (Trofatter, 1997).

**2. Clinical lesions** 

Fig. 2. Condyloma acuminata in the cervix

Fig. 3. Multiple condyloma acuminata on the vulva

Clinical Manifestations of Genital HPV Infection 87

The verrucous lesions in the vulvar region have increased in numbers in recent years, affecting mainly younger women. Vulvar warts generally occur in moist areas of the skin

About 25% of the women with vulvar warts have these lesions in the anal and perianal region as well, and are not necessarily associated with the practice of anal sex (Figure 3). These lesions may be sessile or pedunculated, papular, hyperkeratotic or hyperpigmented. Vulvar manifestations depend on each individual, ranging from small lesions (Figure 6) to gigantic such as in the cases of a Buschke-Loewenstein tumor (Ambriz-Gonzalez et al, 2005) (Figure 7). Papular and hypercrhromic vulvar lesions (vulvar intraepithelial neoplasia (VIN) usual type) (Figure 8) represent today, a high-grade intraepithelial neoplasia (Forcier &

and in places subjected mostly to trauma during intercourse.

Musacchio, 2010).

Fig. 6. Small vulvar wart

Fig. 4. Detail of a condyloma acuminatum with a characteristic central vessel.

Vaginal warts can be detected by careful examination in more than one third of the cases of women who have vulvar warts. Generally, they are usually small and multiple and can be hidden by the speculum. The lesions may involve the entire length of the vagina, but most frequentely occur in the upper and lower thirds of the vagina (Figure 5). Although vaginal warts are usually asymptomatic, vaginal discharging and itching can occur, and less often, post-coital bleeding, may be present (Row et al, 1981).

Fig. 5. Multiple vaginal warts in the upper third of the vagina

Human Papillomavirus and Related Diseases 86 – From Bench to Bedside – A Clinical Perspective

Fig. 4. Detail of a condyloma acuminatum with a characteristic central vessel.

post-coital bleeding, may be present (Row et al, 1981).

Fig. 5. Multiple vaginal warts in the upper third of the vagina

Vaginal warts can be detected by careful examination in more than one third of the cases of women who have vulvar warts. Generally, they are usually small and multiple and can be hidden by the speculum. The lesions may involve the entire length of the vagina, but most frequentely occur in the upper and lower thirds of the vagina (Figure 5). Although vaginal warts are usually asymptomatic, vaginal discharging and itching can occur, and less often, The verrucous lesions in the vulvar region have increased in numbers in recent years, affecting mainly younger women. Vulvar warts generally occur in moist areas of the skin and in places subjected mostly to trauma during intercourse.

About 25% of the women with vulvar warts have these lesions in the anal and perianal region as well, and are not necessarily associated with the practice of anal sex (Figure 3). These lesions may be sessile or pedunculated, papular, hyperkeratotic or hyperpigmented. Vulvar manifestations depend on each individual, ranging from small lesions (Figure 6) to gigantic such as in the cases of a Buschke-Loewenstein tumor (Ambriz-Gonzalez et al, 2005) (Figure 7). Papular and hypercrhromic vulvar lesions (vulvar intraepithelial neoplasia (VIN) usual type) (Figure 8) represent today, a high-grade intraepithelial neoplasia (Forcier & Musacchio, 2010).

Fig. 6. Small vulvar wart

Clinical Manifestations of Genital HPV Infection 89

Approximately 18% of women with vulvar condyloma have anal and perianal warts as well (Figure 9). Depending on the extent of the injuries, discomfort or bleeding may occur during evacuation. In these cases, the rectal examination should also be performed, since approximately 10% of women with anal warts, exhibit rectal lesions (Nadal et al, 1999).

Fig. 9. Multiple condyloma acuminatum in the anal and perianal region

Fig. 7. Buschke-Loewenstein tumor in a woman of 18 years who begun sexual activity 6 months before with only the same partner

Fig. 8. A typical example of VIN usual type with hyperchromic papules coalescing

Human Papillomavirus and Related Diseases 88 – From Bench to Bedside – A Clinical Perspective

Fig. 7. Buschke-Loewenstein tumor in a woman of 18 years who begun sexual activity 6

Fig. 8. A typical example of VIN usual type with hyperchromic papules coalescing

months before with only the same partner

Approximately 18% of women with vulvar condyloma have anal and perianal warts as well (Figure 9). Depending on the extent of the injuries, discomfort or bleeding may occur during evacuation. In these cases, the rectal examination should also be performed, since approximately 10% of women with anal warts, exhibit rectal lesions (Nadal et al, 1999).

Fig. 9. Multiple condyloma acuminatum in the anal and perianal region

Clinical Manifestations of Genital HPV Infection 91

Subclinical lesions represent 60% of the cases of external anogenital HPV and 95% of the cases of cervical HPV infection. The main symptoms are micropapillary, micropapular, spike, and keratotic lesions. The diagnosis of these lesions is accomplished primarily by

The cytopathic effects of HPV infection, specifically koilocytotic atypia, dyskeratosis and the cellular multinucleation are detected in 2 to 3% of routine Pap smears (Figure 12). The cytological and histological patterns of HPV-induced lesions are essentially the same

colposcopy, cytology and histology (Forcier & Musacchio, 2010).

Fig. 12. Cytopathic effects of HPV infection (koilocytotic atypia)

Fig. 13. Histology of a cervical intraepithelial neoplasia with cytopathic effects of HPV

**3. Sub-clinical lesions** 

(Wright, 2006) (Figure 13).

infection (koilocytosis)

When evaluating male partners of women with genital disease associated with HPV, approximately 40 to 50% of them also have lesions. The lesions may manifest as penile warts, papules or papillae. The lesions appear mainly in areas of trauma, especially related to sexual activity (the penile shaft, preputial cavity, coronal sulcus and glans) (Figure 10). Urethral involvement (Figure 11) is more frequent in men than women (10 to 28% of the men with genital warts and less than 5% of the women with genital diseases associated with HPV) (Buechner, 2002).

Fig. 10. Genital warts at the base of the penile

Fig. 11. Condyloma in the urethra of a young man

### **3. Sub-clinical lesions**

Human Papillomavirus and Related Diseases 90 – From Bench to Bedside – A Clinical Perspective

When evaluating male partners of women with genital disease associated with HPV, approximately 40 to 50% of them also have lesions. The lesions may manifest as penile warts, papules or papillae. The lesions appear mainly in areas of trauma, especially related to sexual activity (the penile shaft, preputial cavity, coronal sulcus and glans) (Figure 10). Urethral involvement (Figure 11) is more frequent in men than women (10 to 28% of the men with genital warts and less than 5% of the women with genital diseases associated with

HPV) (Buechner, 2002).

Fig. 10. Genital warts at the base of the penile

Fig. 11. Condyloma in the urethra of a young man

Subclinical lesions represent 60% of the cases of external anogenital HPV and 95% of the cases of cervical HPV infection. The main symptoms are micropapillary, micropapular, spike, and keratotic lesions. The diagnosis of these lesions is accomplished primarily by colposcopy, cytology and histology (Forcier & Musacchio, 2010).

The cytopathic effects of HPV infection, specifically koilocytotic atypia, dyskeratosis and the cellular multinucleation are detected in 2 to 3% of routine Pap smears (Figure 12). The cytological and histological patterns of HPV-induced lesions are essentially the same (Wright, 2006) (Figure 13).

Fig. 12. Cytopathic effects of HPV infection (koilocytotic atypia)

Fig. 13. Histology of a cervical intraepithelial neoplasia with cytopathic effects of HPV infection (koilocytosis)

Clinical Manifestations of Genital HPV Infection 93

Fig. 16. Aceto-white lesion outside the cervical transformation zone due to the HPV infection

The manifestations of the HPV infection in the vagina is poor. Changes are usually acetowhite, flat or the micropapillary lesion that are visible after the application of acetic acid at 2 to 5% (Figure 17) and are better visualized after applying Lugol's iodine (Figure 18). The punctation and mosaics caused by HPV should be differentiated mainly from the congenital transformation zone and may be related to a vaginal low or high-grade intraepithelial neoplasia (Davis, 1993) . The natural history of vaginal intraepithelial neoplasia (VAIN) based on a 3-year follow-up study of no treatment suggests a regression rate of 78%, 13%

Fig. 17. Colposcopy of a vaginal intraepithelial neoplasia after applying acetic acid 2%

persistence, and 9% progression to cancer (Aho et al, 1991).

Cervical intraepithelial neoplasia (CIN) is the most common manifestation of HPV in the cervix. These lesions are manifested by colposcopy using acetic acid that produces aceto-white epithelium, punctation or mosaic. At the colposcopic exam, the cellular changes in the lowgrade squamous intraepithelial lesions (LSIL) are discrete (Figure 14) while in high-grade lesions (HSIL) are bigger (Figure 15), including an atypical vascularization. An aceto-white lesion outside the cervical transformation zone is highly suggestive of an HPV infection (Figure 16). The low-grade lesions often regress spontaneously, ranging from 25 to 60% in one year. The regression rate for high-grade lesions is much smaller (Chase et al, 2008).

Fig. 14. Colposcopy of a low-grade squamous intraepithelial lesion caused by the HPV infection (mosaiciform lesion)

Fig. 15. Colposcopy of a high-grade squamous intraepithelial lesion caused by the HPV infection (atypical vessels)

Human Papillomavirus and Related Diseases 92 – From Bench to Bedside – A Clinical Perspective

Cervical intraepithelial neoplasia (CIN) is the most common manifestation of HPV in the cervix. These lesions are manifested by colposcopy using acetic acid that produces aceto-white epithelium, punctation or mosaic. At the colposcopic exam, the cellular changes in the lowgrade squamous intraepithelial lesions (LSIL) are discrete (Figure 14) while in high-grade lesions (HSIL) are bigger (Figure 15), including an atypical vascularization. An aceto-white lesion outside the cervical transformation zone is highly suggestive of an HPV infection (Figure 16). The low-grade lesions often regress spontaneously, ranging from 25 to 60% in one

year. The regression rate for high-grade lesions is much smaller (Chase et al, 2008).

Fig. 14. Colposcopy of a low-grade squamous intraepithelial lesion caused by the HPV

Fig. 15. Colposcopy of a high-grade squamous intraepithelial lesion caused by the HPV

infection (mosaiciform lesion)

infection (atypical vessels)

Fig. 16. Aceto-white lesion outside the cervical transformation zone due to the HPV infection

The manifestations of the HPV infection in the vagina is poor. Changes are usually acetowhite, flat or the micropapillary lesion that are visible after the application of acetic acid at 2 to 5% (Figure 17) and are better visualized after applying Lugol's iodine (Figure 18). The punctation and mosaics caused by HPV should be differentiated mainly from the congenital transformation zone and may be related to a vaginal low or high-grade intraepithelial neoplasia (Davis, 1993) . The natural history of vaginal intraepithelial neoplasia (VAIN) based on a 3-year follow-up study of no treatment suggests a regression rate of 78%, 13% persistence, and 9% progression to cancer (Aho et al, 1991).

Fig. 17. Colposcopy of a vaginal intraepithelial neoplasia after applying acetic acid 2%

Clinical Manifestations of Genital HPV Infection 95

Subclinical changes in the perianal and anal area are much less frequent and pratically all are associated with an aceto-white epithelium of varying severity after the use of acetic acid

Fig. 20. Aceto-white epithelium of an anal intraepithelial neoplasia observed by colposcopy

When evaluating with colposcopy (peniscopy) and acetic acid on male partners of women with genital disease associated with HPV, approximately 40 to 50% of them also have lesions associated with HPV. About 20 to 30% of partners of women with cervical intraepithelial neoplasia also have a penile intraepithelial neoplasia (PIN). Half of these lesions are subclinical. Circumcised men have a lower prevalence of subclinical disease due to the majority of the lesions being located on the foreskin. Penile intraepithelial neoplasias may also exhibit a hyperchromic (Figure 21) or reddish lesion. Rarely these lesions are symptomatic, but when this occurs, itching or burning is more frequent (Krebs & Schneider,

at 5% (Chin-Hong & Palefsky 2002) (Figure 20).

after applying acetic acid 5%

1987).

Fig. 18. The visualization of a vaginal intraepithelial neoplasia with colposcopy is better after applying Lugol's iodine solution

The colposcopic examination of the vulva after the application of acetic acid at 5% permits the identification of the minimum changes associated with HPV, usually expressed by the acetowhite epithelium. These changes are often multifocal and commonly involve the vaginal fourchette and labia minora. It is necessary, however, to have an expert colposcopist to differentiate the subclinical alterations induced by HPV from inflammatory changes (Gagné, 2008). The vulvar intraepithelial neoplasia (VIN) associated with HPV (VIN usual type) has a very small risk of progression to an invasive lesion. The most severe intraepithelial lesions (VIN differentiated type, that are not associated with HPV) tend to be multicentric and multifocal. These lesions may be associated with pruritus and local irritation (Heller, 2007).

Fig. 19. A hyperpigmented and aceto-white lesion of a vulvar intraepithelial neoplasia (VIN usual type) of the minor labia observed by colposcopy after applying acetic acid 5%. Human Papillomavirus and Related Diseases 94 – From Bench to Bedside – A Clinical Perspective

Fig. 18. The visualization of a vaginal intraepithelial neoplasia with colposcopy is better

The colposcopic examination of the vulva after the application of acetic acid at 5% permits the identification of the minimum changes associated with HPV, usually expressed by the acetowhite epithelium. These changes are often multifocal and commonly involve the vaginal fourchette and labia minora. It is necessary, however, to have an expert colposcopist to differentiate the subclinical alterations induced by HPV from inflammatory changes (Gagné, 2008). The vulvar intraepithelial neoplasia (VIN) associated with HPV (VIN usual type) has a very small risk of progression to an invasive lesion. The most severe intraepithelial lesions (VIN differentiated type, that are not associated with HPV) tend to be multicentric and multifocal. These lesions may be associated with pruritus and local irritation (Heller, 2007).

Fig. 19. A hyperpigmented and aceto-white lesion of a vulvar intraepithelial neoplasia (VIN usual type) of the minor labia observed by colposcopy after applying acetic acid 5%.

after applying Lugol's iodine solution

Subclinical changes in the perianal and anal area are much less frequent and pratically all are associated with an aceto-white epithelium of varying severity after the use of acetic acid at 5% (Chin-Hong & Palefsky 2002) (Figure 20).

Fig. 20. Aceto-white epithelium of an anal intraepithelial neoplasia observed by colposcopy after applying acetic acid 5%

When evaluating with colposcopy (peniscopy) and acetic acid on male partners of women with genital disease associated with HPV, approximately 40 to 50% of them also have lesions associated with HPV. About 20 to 30% of partners of women with cervical intraepithelial neoplasia also have a penile intraepithelial neoplasia (PIN). Half of these lesions are subclinical. Circumcised men have a lower prevalence of subclinical disease due to the majority of the lesions being located on the foreskin. Penile intraepithelial neoplasias may also exhibit a hyperchromic (Figure 21) or reddish lesion. Rarely these lesions are symptomatic, but when this occurs, itching or burning is more frequent (Krebs & Schneider, 1987).

Clinical Manifestations of Genital HPV Infection 97

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papillomavirus infection. *Clin Obstet Gynecol*, Vol.24, pp. 461-464.

from Iran. *Int J Cancer*, Vol.107, Nº1, pp.113-118.

patients compared with a seronegative population. *Dis Colon Rectum*, Vol.42,

(2003). Cancer ocurrence in Ardabil: result of a populacion based cancer registry

infection: biology, epidemiology and prevention. *Int J Gynecol Cancer*, Vol. 15, pp.

respiratory tracts in young children. *Semin Pediatr Infect Dis*, Vol. 16, Nº4, pp.306-

human papillomavirus disease in men and women infected with human

the dermatologist: disease, diagnosis, management, and prevention. *Dermatol* 

committee on immunization practices. *MMWR*, Vol.56, pp. 1–24.

cytology in 2008. *Am J Obstet Gynecol*, Vol.200, Nº5, pp. 472-480.

immunodeficiency virus. *Clin Infect Dis*, Vol.35, pp.1127–1134.

Vol.20, pp.1-15.

35, pp. 659–669.

11, pp. 46–47.

pp.649-654.

727-746.

316.

Vol.102, pp. 3-8.

*Therapy*, Vol. 23, pp. 458–476.

pathophysiology. *Gynecol Oncol*, Vol.107, pp.S2-S5.

Fig. 21. Penile intraepithelial neoplasia observed by peniscopy after applying acetic acid 5% exhibiting hyperpigmented papules on the foreskin

### **4. Latent infection**

In latent infections there are no clinical manifestation. In the general female population, the prevalence of the HPV infection ranges from 2 to 44%. Infection also occurs in approximately 8% of women who are not yet sexually active and approximately 20% in women who have had sexual activity with women only. In men, the percentage of HPV infection can reach as high as 45%, depending on the population studied. The diagnosis of latent infection is performed using molecular biology methods, especially the hybrid capture and polymerase chain reaction (PCR) methods, due to the clinical examination, colposcopy, cytology and histology are normal (Chow et al, 2010).

### **5. References**


Human Papillomavirus and Related Diseases 96 – From Bench to Bedside – A Clinical Perspective

Fig. 21. Penile intraepithelial neoplasia observed by peniscopy after applying acetic acid

In latent infections there are no clinical manifestation. In the general female population, the prevalence of the HPV infection ranges from 2 to 44%. Infection also occurs in approximately 8% of women who are not yet sexually active and approximately 20% in women who have had sexual activity with women only. In men, the percentage of HPV infection can reach as high as 45%, depending on the population studied. The diagnosis of latent infection is performed using molecular biology methods, especially the hybrid capture and polymerase chain reaction (PCR) methods, due to the clinical examination,

Aho, M.; Vesterinen, E. & Meyer, B (1991). Natural history of vaginal intraepithelial

Ambriz-Gonzalez, G.; Escobedo-Zavala, L. C.; Carrilo de La Mora, F.; Ortiz-Arriaga, A.;

Bernard, H. U. (2005). The clinical importance of the nomenclature, evolution and taxonimy

Buechner, S. A. (2002). Common skin disorders of the penis. *Br J Urol Int*, Vol. 90, Nº5,

in childhood: a case report. *J Pediatr Surg*, Vol.40, Nº9, pp.25-27.

of human papillomaviruses*. J Clin Virology*, Vol.32S, pp. S1-S6.

Cordero-Zamora, A. & Corona-Nakamura, A. (2005). Buschke-Lowenstein tumor

5% exhibiting hyperpigmented papules on the foreskin

colposcopy, cytology and histology are normal (Chow et al, 2010).

neoplasia. *Cancer*, Vol. 68, pp. 195–197.

**4. Latent infection** 

**5. References** 

pp.498-506.


**Part 2** 

**Human Papillomavirus Vaccines** 


**Part 2** 

**Human Papillomavirus Vaccines** 

Human Papillomavirus and Related Diseases 98 – From Bench to Bedside – A Clinical Perspective

Trofatter, K. F. (1997). Diagnosis of human papillomavirus genital tract infection. *Am J Med*,

Worda, C.; Huber, A.; Hudelist, G.; Schatten, C.; Peipold, H. & Czerwenka, K. (2005).

Prevalence of cervical and intrauterine Human papillomavirus infection in the third trimester in asymptomatic women. *J Soc Gynecol Invest*, Vol.12, pp.440-444. Wright, T. C. (2006). Pathology of HPV infection at the cytologic and histologic levels: Basis

for a 2-tiered morphologic classification system. Int J Gynecol Obstet, Vol. 94,

Vol.102, Nº 5A, pp. 21-27.

Suppl.1, pp. S22-S31.

**5** 

*Spain* 

**Development of New Human** 

Carmen Rodríguez-Cerdeira1, Silvia Díez-Moreno2,

*Spanish Society of Cervical Pathology and Colposcopy & 4Centre for Molecular and Cellular Studies, Lugo,* 

*1Department of Dermatology ( CHUVI)& University of Vigo, Vigo* 

Over the past 35 years, we have observed a remarkable and important increase in the prevalence of HPV infection, both in its clinical forms and appearance of its condyloma acuminate. Colposcopic exploration of this area would be required, with special focus at the regions of introitus and inter-labial folds. Both genital and anal examinations (Guerra-Tapia et al., 2009) are necessary to determine the sub-clinical expression of HPV identified by cytological changes, colposcopy, and/or vulvoscopy and vaginoscopy. Clinical forms of HPV infections generally caused by LR-HPV strains (6, 11) tend to be benign. Sub-clinical forms include benign and pre-malignant lesions, and are generally caused by HR-HPV strains (16 and 18) (Fig. 1) (Rodríguez-Cerdeira C et al., 2008a, 2008b, , 2009a; Walboomers et al., 1999). In a recent study by the International Agency for Cancer Research (IACR) group in 13 areas in 11 countries including Spain, a high prevalence of HPV was seen in both Europe and Sub-Saharan Africa (International Agency for Research on Cancer [IARC], 1995; Muñoz et al., 2003). Furthermore, it was observed that HPV-16 infection was more frequent among European women. We observed the same genotype in a study involving 436 women aged between 16 and 80 years. Three samples from the cervix and vagina of each patient

Thus, epidemiological studies supported by molecular techniques and liquid cytology have confirmed the incidental role of certain strains of HPV in the development of cervical, vulvar, vaginal, anal, and penile cancer (Fig. 2), the risk for which is greatly increased in human immunodeficiency virus (HIV)+ patients (Rodríguez Cerdeira C et al., 2011). An international series with high-sensitivity polymerase chain reaction (PCR) has proven that HPV DNA is present in 90.7% of cervical–uterine carcinomas and is present in all the cases confirmed by exhaustive histological examination. This also occurs in the majority of

Persistent HPV infection is considered the principal causative agent of cervical and other anogenital cancers. The finding that HPV DNA is present in practically all cases of cervical

were cytologically examined (Rodríguez-Cerdeira C et al., 2009b).

intraepithelial lesions of the lower genital tract (Walboomers et., 1999).

**1. Introduction** 

**Papillomavirus Vaccines** 

*2,3Postgraduate Researcher, University of Vigo* 

E. Sánchez3 and Alfonso Alba4

### **Development of New Human Papillomavirus Vaccines**

Carmen Rodríguez-Cerdeira1, Silvia Díez-Moreno2, E. Sánchez3 and Alfonso Alba4 *1Department of Dermatology ( CHUVI)& University of Vigo, Vigo 2,3Postgraduate Researcher, University of Vigo Spanish Society of Cervical Pathology and Colposcopy & 4Centre for Molecular and Cellular Studies, Lugo, Spain* 

### **1. Introduction**

Over the past 35 years, we have observed a remarkable and important increase in the prevalence of HPV infection, both in its clinical forms and appearance of its condyloma acuminate. Colposcopic exploration of this area would be required, with special focus at the regions of introitus and inter-labial folds. Both genital and anal examinations (Guerra-Tapia et al., 2009) are necessary to determine the sub-clinical expression of HPV identified by cytological changes, colposcopy, and/or vulvoscopy and vaginoscopy. Clinical forms of HPV infections generally caused by LR-HPV strains (6, 11) tend to be benign. Sub-clinical forms include benign and pre-malignant lesions, and are generally caused by HR-HPV strains (16 and 18) (Fig. 1) (Rodríguez-Cerdeira C et al., 2008a, 2008b, , 2009a; Walboomers et al., 1999). In a recent study by the International Agency for Cancer Research (IACR) group in 13 areas in 11 countries including Spain, a high prevalence of HPV was seen in both Europe and Sub-Saharan Africa (International Agency for Research on Cancer [IARC], 1995; Muñoz et al., 2003). Furthermore, it was observed that HPV-16 infection was more frequent among European women. We observed the same genotype in a study involving 436 women aged between 16 and 80 years. Three samples from the cervix and vagina of each patient were cytologically examined (Rodríguez-Cerdeira C et al., 2009b).

Thus, epidemiological studies supported by molecular techniques and liquid cytology have confirmed the incidental role of certain strains of HPV in the development of cervical, vulvar, vaginal, anal, and penile cancer (Fig. 2), the risk for which is greatly increased in human immunodeficiency virus (HIV)+ patients (Rodríguez Cerdeira C et al., 2011). An international series with high-sensitivity polymerase chain reaction (PCR) has proven that HPV DNA is present in 90.7% of cervical–uterine carcinomas and is present in all the cases confirmed by exhaustive histological examination. This also occurs in the majority of intraepithelial lesions of the lower genital tract (Walboomers et., 1999).

Persistent HPV infection is considered the principal causative agent of cervical and other anogenital cancers. The finding that HPV DNA is present in practically all cases of cervical

Development of New Human Papillomavirus Vaccines 103

Fig. 3. Interaction between the viral protein and the cell cycle

Fig. 4. Integration of human papillomavirus in the host genome

Over the recent years, the morbimortality and health costs associated with cervical, vaginal, vulvar, anal, and peneal cancers and their precursory lesions have provoked intense investigation (Kadish et al., 1992; Guerra-Tapia et al., 2009; Rodríguez-Cerdeira C et al., 2008a) to achieve vaccine-based prevention of HPV infections, which would dramatically reduce the risk of these cancers. Experiences with girls or women with current infection

cancer has great importance in developing preventive strategies (Fig. 3) (Rodríguez Cerdeira C et al., 2007; Mougin et al., 2001; Trottier et al., 2006). Integration of the viral genome with the host cell genome does not occur in all cases of cervical cancer and may be explained by mutations in repressive areas such as the region Ying-Yang (YYI), which would maintain the continued expression of E6 and E7 or by the production of a more stable 'chimeric' RNA, thereby permitting greater synthesis of these oncoproteins (Fig. 4) (Alba et al., 2009).

Fig. 1. High-grade vulvar intraepithelial neoplasia in a smoker

Fig. 2. Penile intraepithelial neoplasia developing into invasive carcinoma with extensive exophytic ulcerous mass that invades the gland and projects beyond the preputial-balanic fold in a human papillomavirus-positive patient

Human Papillomavirus and Related Diseases 102 – From Bench to Bedside – A Clinical Perspective

cancer has great importance in developing preventive strategies (Fig. 3) (Rodríguez Cerdeira C et al., 2007; Mougin et al., 2001; Trottier et al., 2006). Integration of the viral genome with the host cell genome does not occur in all cases of cervical cancer and may be explained by mutations in repressive areas such as the region Ying-Yang (YYI), which would maintain the continued expression of E6 and E7 or by the production of a more stable 'chimeric' RNA,

thereby permitting greater synthesis of these oncoproteins (Fig. 4) (Alba et al., 2009).

Fig. 2. Penile intraepithelial neoplasia developing into invasive carcinoma with extensive exophytic ulcerous mass that invades the gland and projects beyond the preputial-balanic

Fig. 1. High-grade vulvar intraepithelial neoplasia in a smoker

fold in a human papillomavirus-positive patient

Fig. 3. Interaction between the viral protein and the cell cycle

Fig. 4. Integration of human papillomavirus in the host genome

Over the recent years, the morbimortality and health costs associated with cervical, vaginal, vulvar, anal, and peneal cancers and their precursory lesions have provoked intense investigation (Kadish et al., 1992; Guerra-Tapia et al., 2009; Rodríguez-Cerdeira C et al., 2008a) to achieve vaccine-based prevention of HPV infections, which would dramatically reduce the risk of these cancers. Experiences with girls or women with current infection

Development of New Human Papillomavirus Vaccines 105

comprise the knowledge base for the manufacture of therapeutic or prophylactic vaccines

Cellular immunity is principally represented by T cells, which act at the local tissue level via close cell-cell contact. The humoral response is measured by B cells according to the instructions from T helper cells, through antibody production. The T cells recognise proteins on the surface of the HPV that are associated with the molecules from the cellular surface (human leukocyte antigen [HLA]), while the antibodies recognise both surface and soluble antigens. In the latter case, this is done with greater specificity. The T-cell receptors recognise specific sequences of small peptides presented by the MHC, while the antibodies recognise steric three-dimensional structures with determined structures. If correct presentation of the antigen is essential for inducing an immunological response, the kinetics of antigen-antibody joining and the number and distribution of these joins would be the

In general, after the first infection of the cervical epithelial cells by HPV, a non-specific response is provoked, accompanied by an inflammatory process, neutrophil chemoattraction, macrophage activation, natural killer (NK) cell intervention, production of natural antibodies, and activation of the complement system, which forms the first nonspecific yet defensive immunological barrier. Prolongation of the response over time and protection against future infections requires specific immunological mechanisms (Alba et al., 2009; Kadish et al., 1992; Rodríguez-Cerdeira et al., 2009c). T CD4 lymphocyte activation requires recognition of the surface molecules exposed by the presenter cell. The viral peptide along with class II HLA will be recognised in the context of T cell receptor and CD4, but requires a 'safety' mechanism for deactivation process control. Thus, it is necessary that other molecules such as CD40 and B7 that are present on the presenter cell surface be recognised by their receptors (CD40 linking and CD28, respectively) for activation to occur. Each activated T CD4 lymphocyte will be converted into a type 1 or 2 lymphocyte T helper cell depending on a series of local tissue factors fundamentally comprising antigen entry route, processing mechanism, and the presence of different interleukins. The Th1 pathway will induce T CD8+ lymphocyte maturity towards cytotoxic effector cells (Fig. 5) (Alba et al.,

(Alba et al., 2009; Rodríguez-Cerdeira et al., 2009c).

factors determining the immunological response level.

2009; Rodríguez-Cerdeira et al., 2009c, 2009d).

Fig. 5. Lymphocyte activation towards cytotoxic effector cells

**2.1 Cellular and humoral immunity to human papillomavirus** 

with 1 or more of the vaccine HPV types gained protection from the infections or diseases caused by the remaining vaccine HPV types, and they were also protected against reinfection with the same HPV type after clearance of an infection caused by a vaccine HPV type. High seroconversion rates and high levels of anti-HPV antibodies were observed in all vaccinated individuals of all age ranges from 9 to 45 years. Rechallenge with a quadrivalent HPV vaccine produced a potent anamnestic humoral immune response (Rodríguez Cerdeira C et al., 2009a, 2009b; Alba et al., 2009). The vaccine is generally well tolerated, and is projected to be cost effective in most pharmacoeconomic models. However, there are some questions that we are faced with: Does the intensity of such a humoral immune response correlate with long-term protection? Although a direct correlation between antibody levels and protection may seem intuitively obvious, it is still unclear whether differing antibody titres indicate better disease protection or longer duration of immune protection. Given that virtually all vaccinated women are seroconverted, we may deduce that until now, we do not have any immunological correlates for protection. The question still remains unanswered: Why, when the body's natural antibodies respond so poorly, do the HPV vaccines that generate serum neutralizing antibodies work? The answer is that the quality and quantity of the immune response generated by the vaccine is different from those by natural infections.

Is it stated that vaccines will induce a generation of long-lived memory immune cells that, after re-exposure to the relevant antigen, will generate a potent immune response, thus preventing HPV infections? Time is needed to suitably answer this question. In the opinion of other investigators, preventive HPV vaccination is an expensive practice, and it may be an insufficient tool to tackle cervical cancer worldwide. Therapeutic intervention is seeking for safe/effective vaccines inducing the activation of CD8+ cytotoxic T lymphocytes (CTLs) that are required to clear the tumour. Linking a tumour-specific antigen (i.e. E7 oncoprotein of 'high-risk' HPVs) to molecules able to increase its immune 'visibility' represents a strategy to force the immune system to fight cancer. They focussed on plants as sources of innovative immunostimulatory sequences. Thus, a new vaccination route for systemic and mucosal immunity, and other issues will be addressed throughout this chapter.

### **2. HPV infection and immunity**

Any viral infection requires the presence of a cellular receptor that allows for the internalisation of the viral particles. This circumstance supposes the principal barrier to entry and explains the species-specific and even organ-specific nature of viral infections. Some viruses use the major histocompatibility complexes I and II (MHC I and II) as receptors for their internalisation, while others use molecules on the cellular surface (CD4, chemokines, growth factors, and β2 microglobulin). The HPV does not have a specific cellular receptor but rather has a well-conserved surface molecule with vital cellular functions, which makes its use impossible as a target for blocking infection. As opposed to other viruses, it does not appear that the surface receptors are implied in tissue or species specificity or in HPV tropism (Alba et al., 2009).

Infection recognition by the host cell and specific tropism of each viral subgroup determine the cytopathic effects in specific tissues (Rodríguez-Cerdeira C et al., 2008a ); this makes it possible to distinguish between latent infections that do not show their effects for long periods and active infections that have practically immediate cytopathic effects. Based on these parameters, it is possible to qualify the antigenic or immunogenic level of each virus to Human Papillomavirus and Related Diseases 104 – From Bench to Bedside – A Clinical Perspective

with 1 or more of the vaccine HPV types gained protection from the infections or diseases caused by the remaining vaccine HPV types, and they were also protected against reinfection with the same HPV type after clearance of an infection caused by a vaccine HPV type. High seroconversion rates and high levels of anti-HPV antibodies were observed in all vaccinated individuals of all age ranges from 9 to 45 years. Rechallenge with a quadrivalent HPV vaccine produced a potent anamnestic humoral immune response (Rodríguez Cerdeira C et al., 2009a, 2009b; Alba et al., 2009). The vaccine is generally well tolerated, and is projected to be cost effective in most pharmacoeconomic models. However, there are some questions that we are faced with: Does the intensity of such a humoral immune response correlate with long-term protection? Although a direct correlation between antibody levels and protection may seem intuitively obvious, it is still unclear whether differing antibody titres indicate better disease protection or longer duration of immune protection. Given that virtually all vaccinated women are seroconverted, we may deduce that until now, we do not have any immunological correlates for protection. The question still remains unanswered: Why, when the body's natural antibodies respond so poorly, do the HPV vaccines that generate serum neutralizing antibodies work? The answer is that the quality and quantity of the immune response generated by the vaccine is different from those by natural infections. Is it stated that vaccines will induce a generation of long-lived memory immune cells that, after re-exposure to the relevant antigen, will generate a potent immune response, thus preventing HPV infections? Time is needed to suitably answer this question. In the opinion of other investigators, preventive HPV vaccination is an expensive practice, and it may be an insufficient tool to tackle cervical cancer worldwide. Therapeutic intervention is seeking for safe/effective vaccines inducing the activation of CD8+ cytotoxic T lymphocytes (CTLs) that are required to clear the tumour. Linking a tumour-specific antigen (i.e. E7 oncoprotein of 'high-risk' HPVs) to molecules able to increase its immune 'visibility' represents a strategy to force the immune system to fight cancer. They focussed on plants as sources of innovative immunostimulatory sequences. Thus, a new vaccination route for systemic and

mucosal immunity, and other issues will be addressed throughout this chapter.

Any viral infection requires the presence of a cellular receptor that allows for the internalisation of the viral particles. This circumstance supposes the principal barrier to entry and explains the species-specific and even organ-specific nature of viral infections. Some viruses use the major histocompatibility complexes I and II (MHC I and II) as receptors for their internalisation, while others use molecules on the cellular surface (CD4, chemokines, growth factors, and β2 microglobulin). The HPV does not have a specific cellular receptor but rather has a well-conserved surface molecule with vital cellular functions, which makes its use impossible as a target for blocking infection. As opposed to other viruses, it does not appear that the surface receptors are implied in tissue or species

Infection recognition by the host cell and specific tropism of each viral subgroup determine the cytopathic effects in specific tissues (Rodríguez-Cerdeira C et al., 2008a ); this makes it possible to distinguish between latent infections that do not show their effects for long periods and active infections that have practically immediate cytopathic effects. Based on these parameters, it is possible to qualify the antigenic or immunogenic level of each virus to

**2. HPV infection and immunity** 

specificity or in HPV tropism (Alba et al., 2009).

comprise the knowledge base for the manufacture of therapeutic or prophylactic vaccines (Alba et al., 2009; Rodríguez-Cerdeira et al., 2009c).

### **2.1 Cellular and humoral immunity to human papillomavirus**

Cellular immunity is principally represented by T cells, which act at the local tissue level via close cell-cell contact. The humoral response is measured by B cells according to the instructions from T helper cells, through antibody production. The T cells recognise proteins on the surface of the HPV that are associated with the molecules from the cellular surface (human leukocyte antigen [HLA]), while the antibodies recognise both surface and soluble antigens. In the latter case, this is done with greater specificity. The T-cell receptors recognise specific sequences of small peptides presented by the MHC, while the antibodies recognise steric three-dimensional structures with determined structures. If correct presentation of the antigen is essential for inducing an immunological response, the kinetics of antigen-antibody joining and the number and distribution of these joins would be the factors determining the immunological response level.

In general, after the first infection of the cervical epithelial cells by HPV, a non-specific response is provoked, accompanied by an inflammatory process, neutrophil chemoattraction, macrophage activation, natural killer (NK) cell intervention, production of natural antibodies, and activation of the complement system, which forms the first nonspecific yet defensive immunological barrier. Prolongation of the response over time and protection against future infections requires specific immunological mechanisms (Alba et al., 2009; Kadish et al., 1992; Rodríguez-Cerdeira et al., 2009c). T CD4 lymphocyte activation requires recognition of the surface molecules exposed by the presenter cell. The viral peptide along with class II HLA will be recognised in the context of T cell receptor and CD4, but requires a 'safety' mechanism for deactivation process control. Thus, it is necessary that other molecules such as CD40 and B7 that are present on the presenter cell surface be recognised by their receptors (CD40 linking and CD28, respectively) for activation to occur. Each activated T CD4 lymphocyte will be converted into a type 1 or 2 lymphocyte T helper cell depending on a series of local tissue factors fundamentally comprising antigen entry route, processing mechanism, and the presence of different interleukins. The Th1 pathway will induce T CD8+ lymphocyte maturity towards cytotoxic effector cells (Fig. 5) (Alba et al., 2009; Rodríguez-Cerdeira et al., 2009c, 2009d).

Fig. 5. Lymphocyte activation towards cytotoxic effector cells

Development of New Human Papillomavirus Vaccines 107

HPV-associated diseases. Innate immunity acts as the first line of non-specific defence against any pathogen (DCs, IFN-α, cytokines, neutrophils, and macrophages), and attacks by HPV should be detected by the intraepithelial DCs. There is evidence indicating that DCs are not activated by the uptake of HPV capsids, suggesting a limited role in the host's

Other critical point is in regards to the long-term clinical significance of immunity evoked by natural infection. Certain studies have showed that some women in the placebo group developed the disease despite consuming antibodies against the offending HPV types at enrolment, thus confirming, as stated in the recent WHO position paper, that host antibodies directed against the viral L1 protein do not necessarily protect against subsequent infection by the same HPV genotype (Fausch et al, 2002; Olsson et al., 2009;

Prophylactic vaccines against HPV infection, which are currently in the advanced stage of development and evaluation, seem to give more hope than the therapeutic ones, whose objective is to prevent new infections. Various approaches have been examined, namely, recombinant live vector vaccines, protein and peptide vaccines, vaccines without DNA, and innocuous vaccines. The most advanced vaccines against HPV consist of particles that are similar to the virus called virus-like particles (VLP). These substances are created by L1 and L2 proteins. These particles do not contain DNA and are synthesised through self-assembly of the proteins of the upper antigen of the L1 capsid. VLPs, constructed by genetic engineering, are structures that are identical to the native virus but do not have an infectious capacity. The lower structural protein L2 can assemble with L1 and form an even more stable VLP. Their antigenic similarities with the genuine HPV virions explain why VLPs introduce a powerful humoral response with neutralising antibodies (Rodríguez-Cerdeira et

The WHO explicitly stated that the induction of immune memory should be assessed by means of evaluating immune responses to additional doses of vaccine administered at planned intervals following the completion of the primary series. Subsequently, the immune-memory anamnestic response using an antigen challenge has been reported for the quadrivalent vaccine. Nevertheless, the questions in vaccinated women include the following: Does natural re-exposure to the same HPV type vaccine significantly boost antibody levels, which contributes to the long-term persistence of anti-HPV responses, and consequently, does it improve protection over the next few decades? Time is needed to

Einstein *et al.* while comparing the immune response and reactogenicity of 2 vaccines by using the same pseudovirion-based neutralisation assay, stated that for any age strata, the positivity rates for the anti-HPV 16 and 18 neutralising antibodies in the cervicovaginal secretions and circulating HPV 16- and 18-specific memory B cell frequencies were higher after vaccination with the bivalent vaccine compared to the quadrivalent vaccine (Einstein et al., 2009). Regan *et al*. (24) considered transient infection in estimating the impact of an HPV

response to HPV infection (Mariani & Venuti , 2010; Fausch et al, 2002, 2003).

**3. Prophylactic vaccines against human papillomavirus** 

**3.1 Do those vaccines activate the immune memory system?** 

suitably answer this question (WHO, 2006; Olsson et al., 2007)

World Health Organization [WHO], 2009).

al., 2009c, 2009d).

Specific cells existing in the cervical epithelium are capable of acting as antigen presenters. Although some keratinocytes develop this ability, Langerhans reticular cells are the true antigen presentation specialists in the cervical epithelium. These cells absorb the viral particles to digest them into endosomes and start an activation process that includes presentation on the antigen surface together with the presenter cell HLA. These activated cells will be recognised by the T CD4 lymphocytes in the case that they recognise every molecule in the correct environment, after which, they evolve into lymphocyte helpers (Th) in the local context of the expression of certain interleukins (IL). Depending on IL type, it will advance to differentiation towards a Th1 pathway that will induce the activation and proliferation of T CD8+ cytotoxins with specific immunity (CTL+8) or towards a Th2 pathway that will induce the activation and expansion of B lymphocytes, which differentiate towards plasma-antibody producer cells for the viral base proteins of non-specific immunity that we could identify as prophylactic (Alba et al., 2009). CTL+8 would have the ability to act against the established viral infection, while the plasma B cells produce antibodies act against the external viral antigens that are exposed during this and successive HPV infections.

The nature of antibody responses and duration following HPV vaccination plays a key role in long-term protection against HPV infection. The importance of vigorous and prolonged immune protection is also very important. In addition, it provides maximum benefit against cervical cancer and other HPV-related cancers (Alba et al., 2009; Rodríguez-Cerdeira et al., 2008a, 2009c, 2009d ). Nevertheless, it should also be highlighted that long-term protection is not fully predictable at the introduction of any vaccine, because it varies according to many variables (e.g. cohort target, coverage, acceptance, catch-up) that are not strictly related to immune response. Although some researchers have developed a model to predict long-term immunity, it remains an ongoing and challenging issue. HPV is a family of many different genotypes. Ideally, a vaccine should cover at least the majority of the genotypes that are linked to tumour development, i.e. those that are considered HR-HPV. Nevertheless, the large number of different genotypes among the HPV viruses raises the question about the number of HPV viruses that must be included in the vaccine preparation process. Thus, the possibility of developing second-generation cross-reacting vaccines covering a larger portion of the HPV family must be considered in the HPV investigation (Mariani & Venuti , 2010) biological evolution is concerned, HPV strains are successful infectious agents. They induce persistent infections without causing frequent or serious complications for the host and shed virions for transmission to other naive individuals. To achieve this lifestyle and maintain a state of equilibrium, HPV must avoid the host's defence system. Many factors contribute to evading immune pools, particularly, the following:


Despite HPV's ability to evade the host's immune system and to down-regulate innate immunity, a primary HPV infection is cleared naturally in approximately 90% of the cases, thus indicating the central role of immunity in the resolution of cervical and anogenital Human Papillomavirus and Related Diseases 106 – From Bench to Bedside – A Clinical Perspective

Specific cells existing in the cervical epithelium are capable of acting as antigen presenters. Although some keratinocytes develop this ability, Langerhans reticular cells are the true antigen presentation specialists in the cervical epithelium. These cells absorb the viral particles to digest them into endosomes and start an activation process that includes presentation on the antigen surface together with the presenter cell HLA. These activated cells will be recognised by the T CD4 lymphocytes in the case that they recognise every molecule in the correct environment, after which, they evolve into lymphocyte helpers (Th) in the local context of the expression of certain interleukins (IL). Depending on IL type, it will advance to differentiation towards a Th1 pathway that will induce the activation and proliferation of T CD8+ cytotoxins with specific immunity (CTL+8) or towards a Th2 pathway that will induce the activation and expansion of B lymphocytes, which differentiate towards plasma-antibody producer cells for the viral base proteins of non-specific immunity that we could identify as prophylactic (Alba et al., 2009). CTL+8 would have the ability to act against the established viral infection, while the plasma B cells produce antibodies act against the external viral antigens that are exposed during this and successive HPV

The nature of antibody responses and duration following HPV vaccination plays a key role in long-term protection against HPV infection. The importance of vigorous and prolonged immune protection is also very important. In addition, it provides maximum benefit against cervical cancer and other HPV-related cancers (Alba et al., 2009; Rodríguez-Cerdeira et al., 2008a, 2009c, 2009d ). Nevertheless, it should also be highlighted that long-term protection is not fully predictable at the introduction of any vaccine, because it varies according to many variables (e.g. cohort target, coverage, acceptance, catch-up) that are not strictly related to immune response. Although some researchers have developed a model to predict long-term immunity, it remains an ongoing and challenging issue. HPV is a family of many different genotypes. Ideally, a vaccine should cover at least the majority of the genotypes that are linked to tumour development, i.e. those that are considered HR-HPV. Nevertheless, the large number of different genotypes among the HPV viruses raises the question about the number of HPV viruses that must be included in the vaccine preparation process. Thus, the possibility of developing second-generation cross-reacting vaccines covering a larger portion of the HPV family must be considered in the HPV investigation (Mariani & Venuti , 2010) biological evolution is concerned, HPV strains are successful infectious agents. They induce persistent infections without causing frequent or serious complications for the host and shed virions for transmission to other naive individuals. To achieve this lifestyle and maintain a state of equilibrium, HPV must avoid the host's defence system. Many factors

contribute to evading immune pools, particularly, the following:

receptor signalling, and papillomaviruses are no exception.

responses are initiated.

• Virus capsid entry is usually an activating signal for dendritic cells (DCs).

• Free virus particles are shed from the surface of the squamous epithelia with poor access to the vascular and lymphatic channels and to the lymph nodes where immune

• Most DNA viruses have mechanisms for inhibiting interferon (IFN) synthesis and

Despite HPV's ability to evade the host's immune system and to down-regulate innate immunity, a primary HPV infection is cleared naturally in approximately 90% of the cases, thus indicating the central role of immunity in the resolution of cervical and anogenital

infections.

HPV-associated diseases. Innate immunity acts as the first line of non-specific defence against any pathogen (DCs, IFN-α, cytokines, neutrophils, and macrophages), and attacks by HPV should be detected by the intraepithelial DCs. There is evidence indicating that DCs are not activated by the uptake of HPV capsids, suggesting a limited role in the host's response to HPV infection (Mariani & Venuti , 2010; Fausch et al, 2002, 2003).

Other critical point is in regards to the long-term clinical significance of immunity evoked by natural infection. Certain studies have showed that some women in the placebo group developed the disease despite consuming antibodies against the offending HPV types at enrolment, thus confirming, as stated in the recent WHO position paper, that host antibodies directed against the viral L1 protein do not necessarily protect against subsequent infection by the same HPV genotype (Fausch et al, 2002; Olsson et al., 2009; World Health Organization [WHO], 2009).

### **3. Prophylactic vaccines against human papillomavirus**

Prophylactic vaccines against HPV infection, which are currently in the advanced stage of development and evaluation, seem to give more hope than the therapeutic ones, whose objective is to prevent new infections. Various approaches have been examined, namely, recombinant live vector vaccines, protein and peptide vaccines, vaccines without DNA, and innocuous vaccines. The most advanced vaccines against HPV consist of particles that are similar to the virus called virus-like particles (VLP). These substances are created by L1 and L2 proteins. These particles do not contain DNA and are synthesised through self-assembly of the proteins of the upper antigen of the L1 capsid. VLPs, constructed by genetic engineering, are structures that are identical to the native virus but do not have an infectious capacity. The lower structural protein L2 can assemble with L1 and form an even more stable VLP. Their antigenic similarities with the genuine HPV virions explain why VLPs introduce a powerful humoral response with neutralising antibodies (Rodríguez-Cerdeira et al., 2009c, 2009d).

### **3.1 Do those vaccines activate the immune memory system?**

The WHO explicitly stated that the induction of immune memory should be assessed by means of evaluating immune responses to additional doses of vaccine administered at planned intervals following the completion of the primary series. Subsequently, the immune-memory anamnestic response using an antigen challenge has been reported for the quadrivalent vaccine. Nevertheless, the questions in vaccinated women include the following: Does natural re-exposure to the same HPV type vaccine significantly boost antibody levels, which contributes to the long-term persistence of anti-HPV responses, and consequently, does it improve protection over the next few decades? Time is needed to suitably answer this question (WHO, 2006; Olsson et al., 2007)

Einstein *et al.* while comparing the immune response and reactogenicity of 2 vaccines by using the same pseudovirion-based neutralisation assay, stated that for any age strata, the positivity rates for the anti-HPV 16 and 18 neutralising antibodies in the cervicovaginal secretions and circulating HPV 16- and 18-specific memory B cell frequencies were higher after vaccination with the bivalent vaccine compared to the quadrivalent vaccine (Einstein et al., 2009). Regan *et al*. (24) considered transient infection in estimating the impact of an HPV

Development of New Human Papillomavirus Vaccines 109

that as the demand for accurate quantitative modelling studies to evaluate the impact of vaccination programs increases, studies will increasingly be designed with model parameterisation in mind (WHO, 2006; Olsson et al., 2007; Regan et al., 2007). Other research regarding prevention indicates that oncogenic virus-mediated cell fusion induces

An expanding body of work including tissue culture studies, mouse models, and human patients suggests that tetraploidy is a precursor of the chromosomal instability state and the diploid-tetraploid-aneuploid sequence. It has also been reported that tetraploid cells tend to activate a p53 response that leads to G1 arrest and ultimately senescence or apoptosis. Thus, deregulation of the cell cycle checkpoint and apoptosis will provide tetraploid cells an opportunity to undergo dysplasia and become oncogenic aneuploid cells, which has been verified by both *in vivo* and *in vitro* experiments. It is remarkable that all human oncogenic viruses can express proteins that have the ability to inhibit pRb and p53, two critical regulators of both the cell cycle and apoptosis (Storchova & Kuffer , 2008; Castedo et al.,

Therefore, multicellular organisms need to be equipped with tools that allow them to detect and remove those cells. Multiple lines of evidence suggest that p53-dependent apoptosis is the major tool for eliminating accidental tetraploid cells, which cannot undergo normal mitosis and will trigger cell cycle checkpoints. Both p53 and pRb may function as tumour suppressors in this context. Nonetheless, tetraploid cells produced by oncogenic virusmediated cell fusion can sometimes overcome this arrest and continuously proliferate as human oncogenic viruses, expressing oncoproteins and having the ability to perturb pRb, p53, and/or apoptotic proteins. For example, HR-HPV E6 and E7 can inhibit the functions of p53 and pRb, respectively (Castedo et al., 2006; Narisawa-Saito & Kiyono, 2007). Once the tetraploid cells resulting from oncogenic virus-mediated cell fusion survive and proliferate, they may undergo dysplasia, a hallmark of most malignant tumours (Holland & Cleveland,

Chromosome stability is related to mitosis. The oncoprotein HPV-16 E5 was recently determined to have fusogenic activity and to lead to increased incidence of CIN, particularly in the presence of p53 and pRb inhibitors HPV 16 E6 and E7, respectively. Moreover, it should be noted that HPV-16 E5 must be expressed on both cells for cell fusion to occur. In this model, 2 cervical cells both expressing E5 fuse at a high rate and the resulting tetraploid cell undergoes CIN with the help of E6 and E7 to ultimately become an aneuploid cervical cancer cell. Of course, accumulation of deleterious mutations in the fused cells may also lead to the extinction of pre-malignant lesions before they become cancerous (Hu & Ceresa,

However, this model is challenged by 2 facts. First, either HR-HPV E6 or E7 alone can also contribute to tetraploid cell formation by inducing cytokinesis failure (Incassati et al., 2006; Heilman et al., 2009; Duensing et al., 2001a). Second, it is widely accepted that increasingly deregulated expression of E6 and E7 has been identified as the major transforming factor in

However, our model and these 2 facts are not mutually exclusive. First, *in vitro* and clinic studies have revealed that CIN and aneuploidisation seem to precede and favour HPV genome integration, prior to which the expression of E6 and E7 is low for tight restriction in

the pathogenesis of cervical dysplasia and derived cancers.

chromosomal instability and tumours (Gao & Zheng , 2011).

2006).

2009).

2009).

16 vaccine in Australia and showed that it has significant implications on patient immunity and overall vaccine effectiveness (Regan et al., 2007).

In our experience, the vaccines induced very high concentrations of neutralising antibodies, much higher than those for natural infection, and the seroconversion rates in the trials approached 100%. In a recent study, we evaluated whether women with naturally acquired HPV antibodies who were HPV DNA-negative at the baseline were less likely to develop new infection with the same HPV type than the HPV antibody-negative and DNA-negative women were. HPV infection rates were assessed over a year. New infections were detected by type-specific PCR according to the baseline HPV 6/11/16/18 serostatus. Our findings suggest that natural immunity does not reliably protect against new infections with HR-HPV types. Only a small proportion of women with naturally acquired antibodies had limited protection against incidental and persistent infection with 1 HPV type. Therefore, our results support vaccination of all women regardless of the naturally acquired-HPV antibody status (Rodríguez-Cerdeira C et al., 2009b). The medium-term objective of these vaccines is the prevention of precursory lesions of cervical cancer and cervical intraepithelial neoplasia (CIN), especially CIN 3. Furthermore, many studies have been published in favour of protection against vulvar and vaginal neoplasias by using the tetravalent vaccine (WHO, 2006). The final long-term objective of prophylactic vaccines for HPV is the prevention of invasive cervical carcinoma. Associated objectives include the prevention of other forms of HPV-related cancer, namely, those that target the vulva, vagina, anus, penis, and oropharynx (Olsson et al., 2007).

Some researchers are much more sceptical about the effectiveness of trying to establish vaccines and new models of transmission of HPV infection. They postulate that the future aim of globally eradicating HPV-associated pathologies will be achieved by the local production of antigens with cross-reactivity among the different HPV types. In addition, they state that while sensitive methods are available for the detection of viral genetic material (DNA and RNA), we do not have a definitive method for determining the infectious state of an individual, from the perspective of transmission of infections. Furthermore, currently, as we do not have any reliable correlates of immune protection against infection, we are unable to precisely report whether an individual has acquired immunity to infection, either through exposure to infection or vaccination; what level of protection has been conferred or how long it will last; or whether this protection will prevent further transmission (Olsson et al., 2007).

Clinical trials have shown that quadrivalent vaccine effective against anogenital warts but they have not ruled out the possibility that transient infection may lead to transmission. We have discussed several areas of uncertainty that are less important. The extent to which condoms and circumcision are protective against infections has not been firmly established. To date, modellers have assumed that transmission occurs via heterosexual penile-vaginal intercourse, because the greatest disease burden is cervical cancer and this mode of transmission is both the most studied and the best understood. However, other modes of transmission must be considered more closely if their role in other diseases such as anal and oropharyngeal cancers is to be studied. Unfortunately, for modellers, most studies of HPV natural history have not been designed to improve models but rather to answer broader questions. Studies of transmission in couples have not been carried out on a large enough scale or with sufficient sampling to clearly observe and measure transmission. It is our hope Human Papillomavirus and Related Diseases 108 – From Bench to Bedside – A Clinical Perspective

16 vaccine in Australia and showed that it has significant implications on patient immunity

In our experience, the vaccines induced very high concentrations of neutralising antibodies, much higher than those for natural infection, and the seroconversion rates in the trials approached 100%. In a recent study, we evaluated whether women with naturally acquired HPV antibodies who were HPV DNA-negative at the baseline were less likely to develop new infection with the same HPV type than the HPV antibody-negative and DNA-negative women were. HPV infection rates were assessed over a year. New infections were detected by type-specific PCR according to the baseline HPV 6/11/16/18 serostatus. Our findings suggest that natural immunity does not reliably protect against new infections with HR-HPV types. Only a small proportion of women with naturally acquired antibodies had limited protection against incidental and persistent infection with 1 HPV type. Therefore, our results support vaccination of all women regardless of the naturally acquired-HPV antibody status (Rodríguez-Cerdeira C et al., 2009b). The medium-term objective of these vaccines is the prevention of precursory lesions of cervical cancer and cervical intraepithelial neoplasia (CIN), especially CIN 3. Furthermore, many studies have been published in favour of protection against vulvar and vaginal neoplasias by using the tetravalent vaccine (WHO, 2006). The final long-term objective of prophylactic vaccines for HPV is the prevention of invasive cervical carcinoma. Associated objectives include the prevention of other forms of HPV-related cancer, namely, those that target the vulva, vagina, anus, penis,

Some researchers are much more sceptical about the effectiveness of trying to establish vaccines and new models of transmission of HPV infection. They postulate that the future aim of globally eradicating HPV-associated pathologies will be achieved by the local production of antigens with cross-reactivity among the different HPV types. In addition, they state that while sensitive methods are available for the detection of viral genetic material (DNA and RNA), we do not have a definitive method for determining the infectious state of an individual, from the perspective of transmission of infections. Furthermore, currently, as we do not have any reliable correlates of immune protection against infection, we are unable to precisely report whether an individual has acquired immunity to infection, either through exposure to infection or vaccination; what level of protection has been conferred or how long it will last; or whether this protection will

Clinical trials have shown that quadrivalent vaccine effective against anogenital warts but they have not ruled out the possibility that transient infection may lead to transmission. We have discussed several areas of uncertainty that are less important. The extent to which condoms and circumcision are protective against infections has not been firmly established. To date, modellers have assumed that transmission occurs via heterosexual penile-vaginal intercourse, because the greatest disease burden is cervical cancer and this mode of transmission is both the most studied and the best understood. However, other modes of transmission must be considered more closely if their role in other diseases such as anal and oropharyngeal cancers is to be studied. Unfortunately, for modellers, most studies of HPV natural history have not been designed to improve models but rather to answer broader questions. Studies of transmission in couples have not been carried out on a large enough scale or with sufficient sampling to clearly observe and measure transmission. It is our hope

and overall vaccine effectiveness (Regan et al., 2007).

and oropharynx (Olsson et al., 2007).

prevent further transmission (Olsson et al., 2007).

that as the demand for accurate quantitative modelling studies to evaluate the impact of vaccination programs increases, studies will increasingly be designed with model parameterisation in mind (WHO, 2006; Olsson et al., 2007; Regan et al., 2007). Other research regarding prevention indicates that oncogenic virus-mediated cell fusion induces chromosomal instability and tumours (Gao & Zheng , 2011).

An expanding body of work including tissue culture studies, mouse models, and human patients suggests that tetraploidy is a precursor of the chromosomal instability state and the diploid-tetraploid-aneuploid sequence. It has also been reported that tetraploid cells tend to activate a p53 response that leads to G1 arrest and ultimately senescence or apoptosis. Thus, deregulation of the cell cycle checkpoint and apoptosis will provide tetraploid cells an opportunity to undergo dysplasia and become oncogenic aneuploid cells, which has been verified by both *in vivo* and *in vitro* experiments. It is remarkable that all human oncogenic viruses can express proteins that have the ability to inhibit pRb and p53, two critical regulators of both the cell cycle and apoptosis (Storchova & Kuffer , 2008; Castedo et al., 2006).

Therefore, multicellular organisms need to be equipped with tools that allow them to detect and remove those cells. Multiple lines of evidence suggest that p53-dependent apoptosis is the major tool for eliminating accidental tetraploid cells, which cannot undergo normal mitosis and will trigger cell cycle checkpoints. Both p53 and pRb may function as tumour suppressors in this context. Nonetheless, tetraploid cells produced by oncogenic virusmediated cell fusion can sometimes overcome this arrest and continuously proliferate as human oncogenic viruses, expressing oncoproteins and having the ability to perturb pRb, p53, and/or apoptotic proteins. For example, HR-HPV E6 and E7 can inhibit the functions of p53 and pRb, respectively (Castedo et al., 2006; Narisawa-Saito & Kiyono, 2007). Once the tetraploid cells resulting from oncogenic virus-mediated cell fusion survive and proliferate, they may undergo dysplasia, a hallmark of most malignant tumours (Holland & Cleveland, 2009).

Chromosome stability is related to mitosis. The oncoprotein HPV-16 E5 was recently determined to have fusogenic activity and to lead to increased incidence of CIN, particularly in the presence of p53 and pRb inhibitors HPV 16 E6 and E7, respectively. Moreover, it should be noted that HPV-16 E5 must be expressed on both cells for cell fusion to occur. In this model, 2 cervical cells both expressing E5 fuse at a high rate and the resulting tetraploid cell undergoes CIN with the help of E6 and E7 to ultimately become an aneuploid cervical cancer cell. Of course, accumulation of deleterious mutations in the fused cells may also lead to the extinction of pre-malignant lesions before they become cancerous (Hu & Ceresa, 2009).

However, this model is challenged by 2 facts. First, either HR-HPV E6 or E7 alone can also contribute to tetraploid cell formation by inducing cytokinesis failure (Incassati et al., 2006; Heilman et al., 2009; Duensing et al., 2001a). Second, it is widely accepted that increasingly deregulated expression of E6 and E7 has been identified as the major transforming factor in the pathogenesis of cervical dysplasia and derived cancers.

However, our model and these 2 facts are not mutually exclusive. First, *in vitro* and clinic studies have revealed that CIN and aneuploidisation seem to precede and favour HPV genome integration, prior to which the expression of E6 and E7 is low for tight restriction in

Development of New Human Papillomavirus Vaccines 111

Co-stimulation plays a critical role for the generation of adaptive immune responses. We recently proposed that vaccine formulations containing co-stimulatory ligands may have efficacy in therapeutic cancer settings. We particularly focussed on the 4-1BBL, a costimulatory member of the tumour necrosis factor (TNF) family, because of the critical role played by 4-1BB signalling in the generation and maintenance of CD8+ T cell memory, which is critical for tumour eradication (Uno et al., 2006). Although 4-1BBL has no function as a soluble trimeric molecule, we generated a chimeric recombinant SA-4-1BBL in which the extracellular portion of this molecule was cloned at the C-terminus to the core streptavidin (SA). This chimeric molecule exists as tetramers and oligomers and has potent co-stimulatory activity on the CD4+ and CD8+ T cells in the soluble form. Vaccination with SA-4-1BBL and E7 peptide representing the dominant CD8+ T cell epitope resulted in effective eradication of the E7-expressing TC-1 tumours. The therapeutic efficacy of the vaccine was superior to other vaccine formulations containing an agonistic antibody (Ab) to the 4-1BB receptor or toll-like receptor agonists such as lipopolysaccharide, monophosphoryl lipid A, and CpG (Rabu et al., 2001; Elpek et al., 2007; Schabowsky et al.,

Sharma *et al.* tested the efficacy of SA-4-1BBL as the immunomodulatory component of an E7 protein-based vaccine in the TC-1 tumour model as a prelude to phase I cancer. Use of whole E7 protein as the antigenic component of the vaccine alleviates the concerns related to the use of a single peptide representing a CD8+ T cell dominant epitope that includes the following: (i) saturation of immune response due to antigen exhaustion; (ii) lack of CD4+ T cell help, which can limit the vaccine's anti-tumour efficacy; (iii) lesser magnitude and duration of the immune response towards a single epitope compared to the collective responses to multiple epitopes; (iv) higher possibility of immune-edited escape variants; and (v) requirement for HLA compatibility that will limit the target patient populations (

We herein showed that single vaccination with SA-4-1BBL and a recombinant whole E7 protein resulted in the eradication of the established tumours in 70% of the test mice. The therapeutic efficacy of the vaccine was associated with robust primary and memory T cell responses, Th1 cytokines, enhanced intra-tumoural CD4+ and CD8+ T cell infiltration, and NK cell function. Taken together, these data corroborate the utility of SA-4-1BBL as a novel multifunctional immunomodulatory component of therapeutic vaccines and justify testing of the E7 protein-based vaccine formulation in human clinical trials. Sharma *et al.* in there studies concluded that the therapeutic efficacy of whole E7 protein and SA-4-1BBL vaccines in the TC-1 tumour model was comparable to the efficacy obtained using a synthetic peptide representing the dominant CD8+ T cell epitope for E7 protein as the antigenic component of the vaccine. The comparable therapeutic efficacies of the peptide and whole E7 proteinbased vaccines may be due to both the vaccine formulation and the tumour model used in these studies. Both the vaccine formulations included equal amounts of antigen and therefore, more molar amounts of the peptide. The excess peptide amount and its faster kinetics of presentation by MHC class I molecules may allow robust generation of a CD8+ T

cell response that curbs tumour growth ( Sharma et al., 2010, Yan et al., 2009).

As much as the TC-1 tumour model uses transplantable tumours and has fast growth kinetics, antigen escape variants due to immunological pressure may not occur during the experiment. However, this may be different in a spontaneous tumour setting wherein

2009).

Sharma et al., 2010). .

host cells. Second, E5 is thought to play a role only in the early stage because E5 expression is inhibited by HPV genome integration, but E6 and E7 act throughout carcinogenesis, especially after integration. This model is also supported by a study showing that the formation of tetraploid cells is primarily attributed to E5 and E5-induced cell fusion rather than E6/E7 and cytokinesis failure. Therefore, cytokinesis failure induced by E6 or E7 in an over-expression system may only occur in the late stage, whereas E5-mediated cell fusion may play a key role in initial cell transformation (Duensing et al., 2001a, 2001b; Melsheimer et al., 2004).

According to the mechanisms discussed above, cell fusion is also a potential and necessary mechanism for cancer progression since tumour cells would degenerate and become extinct for fusion among cancer cells with distinct potency and may also accelerate cancer evolution. This conjecture has been confirmed in a study that showed that *in vitro* or *in vivo* spontaneous fusion between the bone- and lung-tropic sub lines of human breast cancer cell line MDA-MB-231 can produce hybrids with dual metastasis organotropism. Cell fusion with metastatic cancer cells can also endow primary cancer cells the ability to resist the cytolytic activity of cytotoxic T lymphocytes. Given these considerations, the development of fusion inhibitors would be beneficial for cancer prevention and treatment of virusassociated cancers, since they would inhibit the entry and spread of the virus and affect the oncogenic role (Lu & Kang, 2009; Lee et al., 2000).

### **4. Therapeutic vaccines**

The investigation of therapeutic vaccines capable of providing specific cell-mediated immunity is justified. The possible indications for the therapeutic vaccine include: (1) postexposure, (2) diagnosis of low-grade squamous intraepithelial lesion (L-SIL), and (3) diagnosis of high-grade squamous intraepithelial lesion (H-SIL) or invasive cancer (15,-17). Data from dog and rabbit models hint that vaccines with *E1* and *E2* genes as targets would be suitable for both post-exposed and L-SIL women. Nonetheless, in women affected by CIN 2/3 or cancer, continuous expression of *E6* and *E7* oncogenes is essential for progression and maintenance of the malignant phenotype. The experimental E6 and E7 vaccines have shown immunogenicity and effectiveness in transplantable tumour models in rodents. Nevertheless, human trials have demonstrated immunogenicity and safety but very limited effectiveness (Rodríguez-Cerdeira et al., 2009d; Fausch et al, 2002).

Therapeutic vaccines should be able to induce specific immunity mediated by the cells capable of preventing lesion development or eliminating existing lesions or even malignant tumours by using recombinant peptides derived from *E6* and *E7* oncogenes (minigenes) (Rodríguez-Cerdeira et al., 2009d). Various vaccine approaches based on the E7 protein or peptides representing the T cell epitopes have been developed and tested in preventive and therapeutic pre-clinical tumour models. Although effective in preventing the growth of transplantable E7-expressing tumours in mice, these vaccines have demonstrated only moderate efficacy in therapeutic settings. Although the exact mechanism of the vaccine failure is yet to be defined and is probably complex, the active immune evasion mechanisms employed by the tumour may play a critical role. The success of E7 TAA-based therapeutic vaccines against cervical cancer, therefore, may require vaccine formulations containing adjuvants that not only generate E7-specific potent immune responses but also overcome the tumour-mediated immune evasion mechanisms.

Human Papillomavirus and Related Diseases 110 – From Bench to Bedside – A Clinical Perspective

host cells. Second, E5 is thought to play a role only in the early stage because E5 expression is inhibited by HPV genome integration, but E6 and E7 act throughout carcinogenesis, especially after integration. This model is also supported by a study showing that the formation of tetraploid cells is primarily attributed to E5 and E5-induced cell fusion rather than E6/E7 and cytokinesis failure. Therefore, cytokinesis failure induced by E6 or E7 in an over-expression system may only occur in the late stage, whereas E5-mediated cell fusion may play a key role in initial cell transformation (Duensing et al., 2001a, 2001b; Melsheimer

According to the mechanisms discussed above, cell fusion is also a potential and necessary mechanism for cancer progression since tumour cells would degenerate and become extinct for fusion among cancer cells with distinct potency and may also accelerate cancer evolution. This conjecture has been confirmed in a study that showed that *in vitro* or *in vivo* spontaneous fusion between the bone- and lung-tropic sub lines of human breast cancer cell line MDA-MB-231 can produce hybrids with dual metastasis organotropism. Cell fusion with metastatic cancer cells can also endow primary cancer cells the ability to resist the cytolytic activity of cytotoxic T lymphocytes. Given these considerations, the development of fusion inhibitors would be beneficial for cancer prevention and treatment of virusassociated cancers, since they would inhibit the entry and spread of the virus and affect the

The investigation of therapeutic vaccines capable of providing specific cell-mediated immunity is justified. The possible indications for the therapeutic vaccine include: (1) postexposure, (2) diagnosis of low-grade squamous intraepithelial lesion (L-SIL), and (3) diagnosis of high-grade squamous intraepithelial lesion (H-SIL) or invasive cancer (15,-17). Data from dog and rabbit models hint that vaccines with *E1* and *E2* genes as targets would be suitable for both post-exposed and L-SIL women. Nonetheless, in women affected by CIN 2/3 or cancer, continuous expression of *E6* and *E7* oncogenes is essential for progression and maintenance of the malignant phenotype. The experimental E6 and E7 vaccines have shown immunogenicity and effectiveness in transplantable tumour models in rodents. Nevertheless, human trials have demonstrated immunogenicity and safety but very

Therapeutic vaccines should be able to induce specific immunity mediated by the cells capable of preventing lesion development or eliminating existing lesions or even malignant tumours by using recombinant peptides derived from *E6* and *E7* oncogenes (minigenes) (Rodríguez-Cerdeira et al., 2009d). Various vaccine approaches based on the E7 protein or peptides representing the T cell epitopes have been developed and tested in preventive and therapeutic pre-clinical tumour models. Although effective in preventing the growth of transplantable E7-expressing tumours in mice, these vaccines have demonstrated only moderate efficacy in therapeutic settings. Although the exact mechanism of the vaccine failure is yet to be defined and is probably complex, the active immune evasion mechanisms employed by the tumour may play a critical role. The success of E7 TAA-based therapeutic vaccines against cervical cancer, therefore, may require vaccine formulations containing adjuvants that not only generate E7-specific potent immune responses but also overcome

limited effectiveness (Rodríguez-Cerdeira et al., 2009d; Fausch et al, 2002).

et al., 2004).

oncogenic role (Lu & Kang, 2009; Lee et al., 2000).

the tumour-mediated immune evasion mechanisms.

**4. Therapeutic vaccines** 

Co-stimulation plays a critical role for the generation of adaptive immune responses. We recently proposed that vaccine formulations containing co-stimulatory ligands may have efficacy in therapeutic cancer settings. We particularly focussed on the 4-1BBL, a costimulatory member of the tumour necrosis factor (TNF) family, because of the critical role played by 4-1BB signalling in the generation and maintenance of CD8+ T cell memory, which is critical for tumour eradication (Uno et al., 2006). Although 4-1BBL has no function as a soluble trimeric molecule, we generated a chimeric recombinant SA-4-1BBL in which the extracellular portion of this molecule was cloned at the C-terminus to the core streptavidin (SA). This chimeric molecule exists as tetramers and oligomers and has potent co-stimulatory activity on the CD4+ and CD8+ T cells in the soluble form. Vaccination with SA-4-1BBL and E7 peptide representing the dominant CD8+ T cell epitope resulted in effective eradication of the E7-expressing TC-1 tumours. The therapeutic efficacy of the vaccine was superior to other vaccine formulations containing an agonistic antibody (Ab) to the 4-1BB receptor or toll-like receptor agonists such as lipopolysaccharide, monophosphoryl lipid A, and CpG (Rabu et al., 2001; Elpek et al., 2007; Schabowsky et al., 2009).

Sharma *et al.* tested the efficacy of SA-4-1BBL as the immunomodulatory component of an E7 protein-based vaccine in the TC-1 tumour model as a prelude to phase I cancer. Use of whole E7 protein as the antigenic component of the vaccine alleviates the concerns related to the use of a single peptide representing a CD8+ T cell dominant epitope that includes the following: (i) saturation of immune response due to antigen exhaustion; (ii) lack of CD4+ T cell help, which can limit the vaccine's anti-tumour efficacy; (iii) lesser magnitude and duration of the immune response towards a single epitope compared to the collective responses to multiple epitopes; (iv) higher possibility of immune-edited escape variants; and (v) requirement for HLA compatibility that will limit the target patient populations ( Sharma et al., 2010). .

We herein showed that single vaccination with SA-4-1BBL and a recombinant whole E7 protein resulted in the eradication of the established tumours in 70% of the test mice. The therapeutic efficacy of the vaccine was associated with robust primary and memory T cell responses, Th1 cytokines, enhanced intra-tumoural CD4+ and CD8+ T cell infiltration, and NK cell function. Taken together, these data corroborate the utility of SA-4-1BBL as a novel multifunctional immunomodulatory component of therapeutic vaccines and justify testing of the E7 protein-based vaccine formulation in human clinical trials. Sharma *et al.* in there studies concluded that the therapeutic efficacy of whole E7 protein and SA-4-1BBL vaccines in the TC-1 tumour model was comparable to the efficacy obtained using a synthetic peptide representing the dominant CD8+ T cell epitope for E7 protein as the antigenic component of the vaccine. The comparable therapeutic efficacies of the peptide and whole E7 proteinbased vaccines may be due to both the vaccine formulation and the tumour model used in these studies. Both the vaccine formulations included equal amounts of antigen and therefore, more molar amounts of the peptide. The excess peptide amount and its faster kinetics of presentation by MHC class I molecules may allow robust generation of a CD8+ T cell response that curbs tumour growth ( Sharma et al., 2010, Yan et al., 2009).

As much as the TC-1 tumour model uses transplantable tumours and has fast growth kinetics, antigen escape variants due to immunological pressure may not occur during the experiment. However, this may be different in a spontaneous tumour setting wherein

Development of New Human Papillomavirus Vaccines 113

combination of DMXAA treatment and HPV-16 E7 DNA vaccination to enhance the antitumour effects and E7-specific CD8+ T cell immune responses in treated mice. We determined that DMXAA treatment generates significant therapeutic effects against TC-1 tumours but does not enhance antigen-specific immune responses in tumour-bearing mice. We then found that the combination of DMXAA treatment and E7 DNA vaccination generates potent anti-tumour effects and E7-specific CD8+ T cell immune responses in the splenocytes of the tumour-bearing mice. Furthermore, the DMXAA-mediated enhancement or suppression of E7-specific CD8+ T cell immune responses generated by CRT/E7 DNA vaccination depended on the time of DMXAA administration and was also applicable to other antigen-specific vaccines. DMXAA is a synthetic flavonoid that induces the production of local cytokines, including TNF-α. DMXAA has been shown to induce anti-tumour effects in animal models, especially in combination with established anti-cancer agents. It has also demonstrated a good safety profile and looks promising after phase I clinical trials (Peng et

Mice were immunised with 2 μg of various DNA vaccines and received boosters with the same regimen as indicated in the figure legends. For vaccinia encoding SigE7LAMP1 vaccination, 1 × 107 plaque-forming units (pfu) viruses were intraperitoneally injected in a volume of 100 μL. Splenocytes were harvested 1 week after the last vaccination. DMXAA treatment generates significant therapeutic effects against TC-1 tumours but does not enhance antigen-specific immune responses in tumour-bearing mice. To determine the antitumour effects of DMXAA treatment, we first challenged groups of C57BL/6 mice (5 per group) with TC-1 tumour cells and treated them with a single dose of DMXAA that was administered on day 13 after tumour challenge via intraperitoneal injection, and monitored the tumour size over time. Tumour-bearing mice treated with DMXAA showed significantly lower tumour volumes over time compared to tumour-bearing mice not treated with DMXAA. We also characterised the E7-specific CD8+ T cell immune responses in these mice. One week after DMXAA treatment, the splenocytes from tumour-bearing mice were harvested and characterised for E7-specific CD8+ T cells by using intracellular IFN-γ

Combination of DMXAA treatment with E7 DNA vaccination generates potent anti-tumour effects and E7-specific CD8+ T cell immune responses in the splenocytes of tumour-bearing mice. In order to determine the therapeutic anti-tumour effects and E7-specific CD8+ T cell immune responses in TC-1 tumour-bearing mice treated with DMXAA and CRT/E7 DNA vaccination, we first challenged groups of C57BL/6 mice (5 per group) with TC-1 tumour cells and then treated them with CRT/E7 DNA vaccine with or without DMXAA. Seven days after the last vaccination, we harvested the splenocytes from the vaccinated mice and characterised them for the presence of E7-specific CD8+ T cells by using intracellular cytokine staining for IFN-γ followed by flow cytometry analysis. The tumour-bearing mice that were treated with CRT/E7 DNA vaccine in combination with DMXAA experienced better therapeutic anti-tumour effects than the mice treated with any other regimens. Furthermore, mice treated with the DNA vaccine in combination with DMXAA also generated the highest number of E7-specific CD8+ T cells compared to the mice treated with

In summary, the authors tried to show that the combination of DMXAA treatment and HPV-16 E7 DNA vaccination can enhance or suppress the anti-tumour effects and E7-

al., 2001 Shedlock & Shen, 2003; Silk & Finn, 2007).

staining followed by flow cytometry analysis.

any of the other regimens.

immunological pressure may possibly give rise to antigen-loss variants. Therefore, use of either whole E7 protein-based vaccine or those with both and E7 proteins may have better efficacy in a spontaneous setting due to the availability of not only multiple CD8+ but also CD4+ T cell epitopes (44). Consistent with this notion, we demonstrated potent primary and memory CD4+ and CD8+ T cell responses in mice vaccinated with E7 protein and SA-4- 1BBL. Although CD4+ T cells seem unnecessary for primary immune responses, it is critical for the generation and maintenance of long-term memory and recall responses (Gunn et al., 2001; Kumaraguru et al., 2005).

The development of non-toxic adjuvants that not only activate the effector arm of the immune system against tumours but also overcome various immune evasion mechanisms employed by the vaccines against cancer is important. Importantly, we previously reported the pleiotropic effects of SA-4-1BBL on the cells of innate, adaptive, and regulatory immunity (Alba et al., 2009), and treatment with SA-4-1BBL at therapeutic doses did not result in detectable signs of acute toxicity that were recently reported for agonistic antibodies to 4-1BB and were assessed by lymphadenopathy, lymphocyte proliferation, systemic cytokine response, and gross pathology (Fausch et al, 2002, 2003). Taken together, our findings support the notion that SA-4-1BBL is a potentially effective and safe adjuvant that can serve as a component of therapeutic vaccines. Testing its therapeutic efficacy in clinical trials will be important; if effective, this molecule may serve as a safe and effective platform for the development of therapeutic vaccines against cancer and chronic infections (Sharma et al., 2010).

In order to evaluate the therapeutic potential of the responses of L1-specific CD4+ and CD8+ T lymphocytes in cervical cancer patients, L1 VLP-loaded DCs were used to stimulate peripheral blood lymphocytes from the cervical cancer patients, and such responses were compared to those elicited by the E7 oncoprotein. We showed by reverse transcriptase (RT)- PCR that all the flash-frozen cervical biopsy samples collected from HPV 16-positive cervical cancer patients harboured L1 in addition to E6 and E7 RNA. The E7 RNA copy number (mean, 176.2) was significantly higher than those of E6 RNA (mean, 47.3) and L1 (mean, 58.3) in HPV 16-positive cervical cancers (P < 0.0001 and P < 0.001, respectively). However, no significant differences between the levels of expression of E6 and L1 were noted. Kinetic studies of E6, E7, and L1 RNA and protein expression levels in primary tumours showed sharp reductions in L1 expression versus E6 and E7 expression after multiple *in vitro* passages. Autologous DCs pulsed with HPV 16 VLPs or recombinant fulllength E7 elicited strong type 1 L1- and E7-specific responses in CD4+ and CD8+ T cells from cervical cancer patients. Importantly, L1 VLP-specific CD8+ T lymphocytes expressed strong cytolytic activity against autologous tumour cells and were as effective as E7-specific cytotoxic T lymphocytes in lysing autologous tumour cells naturally infected by HPV 16. Taken together, these data demonstrate consistent expression of L1 in primary cervical tumours and the possibility of inducing effective L1/tumour-specific CD4+ and CD8+ Tlymphocyte responses in patients harbouring HPV-infected cervical cancer. These results may have important implications for the treatment of patients harbouring established HPVinfected lesions with L1 VLPs or combined E7/L1 DC-based vaccinations (Shedlock & Shen, 2003; Bellone et al, 2009).

One novel cancer therapy involves using the vascular disrupting agent 5,6 dimethylxanthenone-4-acetic acid (DMXAA). In the current study, we aimed to test the Human Papillomavirus and Related Diseases 112 – From Bench to Bedside – A Clinical Perspective

immunological pressure may possibly give rise to antigen-loss variants. Therefore, use of either whole E7 protein-based vaccine or those with both and E7 proteins may have better efficacy in a spontaneous setting due to the availability of not only multiple CD8+ but also CD4+ T cell epitopes (44). Consistent with this notion, we demonstrated potent primary and memory CD4+ and CD8+ T cell responses in mice vaccinated with E7 protein and SA-4- 1BBL. Although CD4+ T cells seem unnecessary for primary immune responses, it is critical for the generation and maintenance of long-term memory and recall responses (Gunn et al.,

The development of non-toxic adjuvants that not only activate the effector arm of the immune system against tumours but also overcome various immune evasion mechanisms employed by the vaccines against cancer is important. Importantly, we previously reported the pleiotropic effects of SA-4-1BBL on the cells of innate, adaptive, and regulatory immunity (Alba et al., 2009), and treatment with SA-4-1BBL at therapeutic doses did not result in detectable signs of acute toxicity that were recently reported for agonistic antibodies to 4-1BB and were assessed by lymphadenopathy, lymphocyte proliferation, systemic cytokine response, and gross pathology (Fausch et al, 2002, 2003). Taken together, our findings support the notion that SA-4-1BBL is a potentially effective and safe adjuvant that can serve as a component of therapeutic vaccines. Testing its therapeutic efficacy in clinical trials will be important; if effective, this molecule may serve as a safe and effective platform for the development of therapeutic vaccines against cancer and chronic infections

In order to evaluate the therapeutic potential of the responses of L1-specific CD4+ and CD8+ T lymphocytes in cervical cancer patients, L1 VLP-loaded DCs were used to stimulate peripheral blood lymphocytes from the cervical cancer patients, and such responses were compared to those elicited by the E7 oncoprotein. We showed by reverse transcriptase (RT)- PCR that all the flash-frozen cervical biopsy samples collected from HPV 16-positive cervical cancer patients harboured L1 in addition to E6 and E7 RNA. The E7 RNA copy number (mean, 176.2) was significantly higher than those of E6 RNA (mean, 47.3) and L1 (mean, 58.3) in HPV 16-positive cervical cancers (P < 0.0001 and P < 0.001, respectively). However, no significant differences between the levels of expression of E6 and L1 were noted. Kinetic studies of E6, E7, and L1 RNA and protein expression levels in primary tumours showed sharp reductions in L1 expression versus E6 and E7 expression after multiple *in vitro* passages. Autologous DCs pulsed with HPV 16 VLPs or recombinant fulllength E7 elicited strong type 1 L1- and E7-specific responses in CD4+ and CD8+ T cells from cervical cancer patients. Importantly, L1 VLP-specific CD8+ T lymphocytes expressed strong cytolytic activity against autologous tumour cells and were as effective as E7-specific cytotoxic T lymphocytes in lysing autologous tumour cells naturally infected by HPV 16. Taken together, these data demonstrate consistent expression of L1 in primary cervical tumours and the possibility of inducing effective L1/tumour-specific CD4+ and CD8+ Tlymphocyte responses in patients harbouring HPV-infected cervical cancer. These results may have important implications for the treatment of patients harbouring established HPVinfected lesions with L1 VLPs or combined E7/L1 DC-based vaccinations (Shedlock & Shen,

One novel cancer therapy involves using the vascular disrupting agent 5,6 dimethylxanthenone-4-acetic acid (DMXAA). In the current study, we aimed to test the

2001; Kumaraguru et al., 2005).

(Sharma et al., 2010).

2003; Bellone et al, 2009).

combination of DMXAA treatment and HPV-16 E7 DNA vaccination to enhance the antitumour effects and E7-specific CD8+ T cell immune responses in treated mice. We determined that DMXAA treatment generates significant therapeutic effects against TC-1 tumours but does not enhance antigen-specific immune responses in tumour-bearing mice. We then found that the combination of DMXAA treatment and E7 DNA vaccination generates potent anti-tumour effects and E7-specific CD8+ T cell immune responses in the splenocytes of the tumour-bearing mice. Furthermore, the DMXAA-mediated enhancement or suppression of E7-specific CD8+ T cell immune responses generated by CRT/E7 DNA vaccination depended on the time of DMXAA administration and was also applicable to other antigen-specific vaccines. DMXAA is a synthetic flavonoid that induces the production of local cytokines, including TNF-α. DMXAA has been shown to induce anti-tumour effects in animal models, especially in combination with established anti-cancer agents. It has also demonstrated a good safety profile and looks promising after phase I clinical trials (Peng et al., 2001 Shedlock & Shen, 2003; Silk & Finn, 2007).

Mice were immunised with 2 μg of various DNA vaccines and received boosters with the same regimen as indicated in the figure legends. For vaccinia encoding SigE7LAMP1 vaccination, 1 × 107 plaque-forming units (pfu) viruses were intraperitoneally injected in a volume of 100 μL. Splenocytes were harvested 1 week after the last vaccination. DMXAA treatment generates significant therapeutic effects against TC-1 tumours but does not enhance antigen-specific immune responses in tumour-bearing mice. To determine the antitumour effects of DMXAA treatment, we first challenged groups of C57BL/6 mice (5 per group) with TC-1 tumour cells and treated them with a single dose of DMXAA that was administered on day 13 after tumour challenge via intraperitoneal injection, and monitored the tumour size over time. Tumour-bearing mice treated with DMXAA showed significantly lower tumour volumes over time compared to tumour-bearing mice not treated with DMXAA. We also characterised the E7-specific CD8+ T cell immune responses in these mice. One week after DMXAA treatment, the splenocytes from tumour-bearing mice were harvested and characterised for E7-specific CD8+ T cells by using intracellular IFN-γ staining followed by flow cytometry analysis.

Combination of DMXAA treatment with E7 DNA vaccination generates potent anti-tumour effects and E7-specific CD8+ T cell immune responses in the splenocytes of tumour-bearing mice. In order to determine the therapeutic anti-tumour effects and E7-specific CD8+ T cell immune responses in TC-1 tumour-bearing mice treated with DMXAA and CRT/E7 DNA vaccination, we first challenged groups of C57BL/6 mice (5 per group) with TC-1 tumour cells and then treated them with CRT/E7 DNA vaccine with or without DMXAA. Seven days after the last vaccination, we harvested the splenocytes from the vaccinated mice and characterised them for the presence of E7-specific CD8+ T cells by using intracellular cytokine staining for IFN-γ followed by flow cytometry analysis. The tumour-bearing mice that were treated with CRT/E7 DNA vaccine in combination with DMXAA experienced better therapeutic anti-tumour effects than the mice treated with any other regimens. Furthermore, mice treated with the DNA vaccine in combination with DMXAA also generated the highest number of E7-specific CD8+ T cells compared to the mice treated with any of the other regimens.

In summary, the authors tried to show that the combination of DMXAA treatment and HPV-16 E7 DNA vaccination can enhance or suppress the anti-tumour effects and E7-

Development of New Human Papillomavirus Vaccines 115

related tumour in an HPV-16 mouse tumour model. Data show that E7 particles used without adjuvant are excellent stimulators of the immune system. In C57BL/6 mice, the E7 preparation induces anti-tumour immunity sustained by both humoral and cellmediated immune responses. This E7 protein (derived from *E. coli*) that does not require an adjuvant could represent, along with the recently proposed *E. coli*-derived HPV antigens ((Knapp, et al. 2009; Yan et al., 2009), a low-cost constituent for the development of a new generation of HPV 16 vaccines that combines prophylactic and therapeutic

Numerous methods have been developed to introduce foreign genes into mammalian cells, including chemical-based procedures, electroporation, gene gun, and mammalian viral vector-based systems. These methods have the following advantages: ease of use, gene capacity, cell specificity, cytotoxicity, efficiency, safety, and reproducibility. High cost of these methods can be the only limitation. To overcome this problem, recombinant baculoviruses have been widely developed using baculovirus/mammalian expression systems. These recombinant baculoviruses will be used extensively for gene therapy and vaccines, nevertheless, the authors did not observe substantial spot numbers in any of the mice treated with wild-type baculovirus. However, when we performed immunostaining for the splenocytes harvested from the mice intramuscularly injected with wild-type baculovirus, we observed non-specific IFN-γ production in 2 of the 6 mice. Several recent studies indicated that baculoviruses may induce innate immune responses (Strauss et al, 2007; Li et al., 2009; Abe et al, 2003, 2005; Huang et al.,2009). Although baculoviruses do not replicate in mammalian cells and thus can serve as safe DNA vaccine vectors, additional information is required on the pre-existing anti-vector immunity from the use of live

In another study (Liao et al., 2008), a recombinant pseudotype baculovirus (BV-G-E) was generated by inserting the JEV E gene fragment into the pFastBac-VSV/G vector. The authors demonstrated that BV-G-E could elicit high protective immunity in mice. The amounts of BV-G-E injected into mice were 1 × 108, 1 × 109, and 1 × 1010 pfu. In yet another study, without the use of recombinant baculovirus, mice were inoculated intramuscularly with a single dose of 5 × 106 pfu of recombinant attenuated vesicular stomatitis virus (rVSV) expressing HPV16E7 protein. The authors suggested that rVSV-based vaccination should be explored as a therapeutic strategy for cervical carcinoma. Other recherche group (Lee et al., 2010) developed a novel DNA vaccine for HPV; a recombinant baculovirus-bearing human endogenous retrovirus (HERV) envelope protein, which cannot replicate in mammals, was used as a nano-carrier for the HPV-16L1 DNA vaccine (AcHERV-HP16L1). For the *in vivo* test, mice were injected intramuscularly with 107 particles of the constructs, with 2 boosters given at 2-week intervals. Compared to Gardasil® (25 μl/dose), the AcHERV-HP16L1-immunised mice showed similar high levels of humoral immunity in IgG/IgA and in HPV pseudovirion neutralisation. Combined immunisation (AcHERV-HP16L1 primer and Gardasil® booster) induced slightly higher neutralising activity. Compared to the group treated with Gardasil®, the mice immunised with AcHERV-HP16L1 showed 450- and 490-fold increases in IFN-γ at 5 and 20 weeks after the first priming, respectively. The safety levels were comparable. The combined immunisation conferred lower T cell immunity than AcHERV-HP16L1 treatment. The

activities.

baculoviruses for vaccine development.

specific CD8+ T cell immune responses in treated mice depending on the time of DMXAA administration. These results may have potential implications for future clinical translation. Therefore, further work needs to be done to complete this study (Bellone et al, 2009; Peng et al., 2001; Shedlock & Shen, 2003; Silk & Finn, 2007).

### **5. Vaccines, prophylactics, and therapeutics**

In the study by Petrone et al. (Petrone et al, 2011) that aimed to obtain a highly immunogenic E7 preparation, they did not focus on obtaining identical particles since particles of different sizes can be taken up by different types of antigen-presenting cells such as the DCs, macrophages, and polymorphonuclear leukocytes, sustaining a more potent immune response (Uno et al., 2006; Rabu et al., 2001). However, we standardised the different preparations by using semi-quantitative counting of the particles on EM micrographs (not shown). The immunogenicity of *Escherichia coli*-derived E7 fused through the N-terminus to either HPV16 E6 or GST was also investigated in mice. An antigenspecific immune response of Th2 polarity was obtained when the fusion proteins were administered to the mice without an adjuvant (data not shown). However, we were unable to observe the typical micro- and nanoparticles in these E7-fusion proteins prepared from *E. Coli*. Recently, the cytosolic accumulation of E7 oligomers shown in HPV 16 cervical cancer cell lines and in clinical samples by indirect methods supports a new hypothesis regarding the presence of E7 isoforms and their role in different cell compartments (Dantur et al., 2009; Knapp, et al. 2009). The presence of E7 in different aggregation forms and cell compartments could affect E7 processing and presentation by MHC I and II molecules, assessing both the strength as well as the quality of the host's anti-HPV immunity. More studies on recombinant *E. coli*-derived E7 assembled in different forms would contribute to explaining the stimulation of the different branches of the immune system in the HPV16 mouse tumour model (Knapp et al., 2009).

Significant differences exist between the HPV 16 mouse tumour model and human HPV 16 dependent diseases. However, studies on the immunoglobulin G (IgG) subclasses and their FcgR receptors between mice and humans are comparable. HPV 16 E7 immunogenicity studies in mouse will provide insights into the understanding of the protective immunity against human HPV 16 infections as well.

Commercial preventive HPV vaccines have high production costs, which has prevented the implementation of widespread vaccination programs. Recently combined preventive and therapeutic HPV vaccines produced in *E. coli* have been described (Knapp, et al. 2009; Schädlich et al., 2009; Bian et al., 2008), and the data presented here suggest a possible use of *E. coli*-derived E7 in the particle form in subunit vaccines. The *E. coli*-expressed proteins represent a well-studied and cost-effective means for vaccine production. These methods require reduced time, cost, and labour, and can be easily scaled up to industrial-scale production. Generation of new low-cost HPV vaccines could represent the only possibility for women living in developing countries to gain access to HPV vaccination programs in order to prevent or treat pre-cancerous lesions and cancer (Rubio I et al., 2009). In this paper, the author describes, for the first time, the use of recombinant HPV 16 E7 assembled *in vitro* into particulate form to induce protective immunity against an HPV 16Human Papillomavirus and Related Diseases 114 – From Bench to Bedside – A Clinical Perspective

specific CD8+ T cell immune responses in treated mice depending on the time of DMXAA administration. These results may have potential implications for future clinical translation. Therefore, further work needs to be done to complete this study (Bellone et al, 2009; Peng et

In the study by Petrone et al. (Petrone et al, 2011) that aimed to obtain a highly immunogenic E7 preparation, they did not focus on obtaining identical particles since particles of different sizes can be taken up by different types of antigen-presenting cells such as the DCs, macrophages, and polymorphonuclear leukocytes, sustaining a more potent immune response (Uno et al., 2006; Rabu et al., 2001). However, we standardised the different preparations by using semi-quantitative counting of the particles on EM micrographs (not shown). The immunogenicity of *Escherichia coli*-derived E7 fused through the N-terminus to either HPV16 E6 or GST was also investigated in mice. An antigenspecific immune response of Th2 polarity was obtained when the fusion proteins were administered to the mice without an adjuvant (data not shown). However, we were unable to observe the typical micro- and nanoparticles in these E7-fusion proteins prepared from *E. Coli*. Recently, the cytosolic accumulation of E7 oligomers shown in HPV 16 cervical cancer cell lines and in clinical samples by indirect methods supports a new hypothesis regarding the presence of E7 isoforms and their role in different cell compartments (Dantur et al., 2009; Knapp, et al. 2009). The presence of E7 in different aggregation forms and cell compartments could affect E7 processing and presentation by MHC I and II molecules, assessing both the strength as well as the quality of the host's anti-HPV immunity. More studies on recombinant *E. coli*-derived E7 assembled in different forms would contribute to explaining the stimulation of the different branches of the immune system in the HPV16 mouse tumour

Significant differences exist between the HPV 16 mouse tumour model and human HPV 16 dependent diseases. However, studies on the immunoglobulin G (IgG) subclasses and their FcgR receptors between mice and humans are comparable. HPV 16 E7 immunogenicity studies in mouse will provide insights into the understanding of the protective immunity

Commercial preventive HPV vaccines have high production costs, which has prevented the implementation of widespread vaccination programs. Recently combined preventive and therapeutic HPV vaccines produced in *E. coli* have been described (Knapp, et al. 2009; Schädlich et al., 2009; Bian et al., 2008), and the data presented here suggest a possible use of *E. coli*-derived E7 in the particle form in subunit vaccines. The *E. coli*-expressed proteins represent a well-studied and cost-effective means for vaccine production. These methods require reduced time, cost, and labour, and can be easily scaled up to industrial-scale production. Generation of new low-cost HPV vaccines could represent the only possibility for women living in developing countries to gain access to HPV vaccination programs in order to prevent or treat pre-cancerous lesions and cancer (Rubio I et al., 2009). In this paper, the author describes, for the first time, the use of recombinant HPV 16 E7 assembled *in vitro* into particulate form to induce protective immunity against an HPV 16-

al., 2001; Shedlock & Shen, 2003; Silk & Finn, 2007).

**5. Vaccines, prophylactics, and therapeutics** 

model (Knapp et al., 2009).

against human HPV 16 infections as well.

related tumour in an HPV-16 mouse tumour model. Data show that E7 particles used without adjuvant are excellent stimulators of the immune system. In C57BL/6 mice, the E7 preparation induces anti-tumour immunity sustained by both humoral and cellmediated immune responses. This E7 protein (derived from *E. coli*) that does not require an adjuvant could represent, along with the recently proposed *E. coli*-derived HPV antigens ((Knapp, et al. 2009; Yan et al., 2009), a low-cost constituent for the development of a new generation of HPV 16 vaccines that combines prophylactic and therapeutic activities.

Numerous methods have been developed to introduce foreign genes into mammalian cells, including chemical-based procedures, electroporation, gene gun, and mammalian viral vector-based systems. These methods have the following advantages: ease of use, gene capacity, cell specificity, cytotoxicity, efficiency, safety, and reproducibility. High cost of these methods can be the only limitation. To overcome this problem, recombinant baculoviruses have been widely developed using baculovirus/mammalian expression systems. These recombinant baculoviruses will be used extensively for gene therapy and vaccines, nevertheless, the authors did not observe substantial spot numbers in any of the mice treated with wild-type baculovirus. However, when we performed immunostaining for the splenocytes harvested from the mice intramuscularly injected with wild-type baculovirus, we observed non-specific IFN-γ production in 2 of the 6 mice. Several recent studies indicated that baculoviruses may induce innate immune responses (Strauss et al, 2007; Li et al., 2009; Abe et al, 2003, 2005; Huang et al.,2009). Although baculoviruses do not replicate in mammalian cells and thus can serve as safe DNA vaccine vectors, additional information is required on the pre-existing anti-vector immunity from the use of live baculoviruses for vaccine development.

In another study (Liao et al., 2008), a recombinant pseudotype baculovirus (BV-G-E) was generated by inserting the JEV E gene fragment into the pFastBac-VSV/G vector. The authors demonstrated that BV-G-E could elicit high protective immunity in mice. The amounts of BV-G-E injected into mice were 1 × 108, 1 × 109, and 1 × 1010 pfu. In yet another study, without the use of recombinant baculovirus, mice were inoculated intramuscularly with a single dose of 5 × 106 pfu of recombinant attenuated vesicular stomatitis virus (rVSV) expressing HPV16E7 protein. The authors suggested that rVSV-based vaccination should be explored as a therapeutic strategy for cervical carcinoma. Other recherche group (Lee et al., 2010) developed a novel DNA vaccine for HPV; a recombinant baculovirus-bearing human endogenous retrovirus (HERV) envelope protein, which cannot replicate in mammals, was used as a nano-carrier for the HPV-16L1 DNA vaccine (AcHERV-HP16L1). For the *in vivo* test, mice were injected intramuscularly with 107 particles of the constructs, with 2 boosters given at 2-week intervals. Compared to Gardasil® (25 μl/dose), the AcHERV-HP16L1-immunised mice showed similar high levels of humoral immunity in IgG/IgA and in HPV pseudovirion neutralisation. Combined immunisation (AcHERV-HP16L1 primer and Gardasil® booster) induced slightly higher neutralising activity. Compared to the group treated with Gardasil®, the mice immunised with AcHERV-HP16L1 showed 450- and 490-fold increases in IFN-γ at 5 and 20 weeks after the first priming, respectively. The safety levels were comparable. The combined immunisation conferred lower T cell immunity than AcHERV-HP16L1 treatment. The

Development of New Human Papillomavirus Vaccines 117

therapeutic effect against HPV infection related diseases and are worth further basic and

After a long period of scepticism and disbelief, tumour viruses are today recognized as a significant cancer risk factor for humans. Much has been learned about the viral transforming mechanisms and prophylactic vaccines have been developed against tumour viruses' HPV. Yet, many important issues of tumour virology remain unresolved and exciting new ones are emerging from recent discoveries. They define future research

Further study into the tumour microenvironment and molecular mechanisms impeding immune attack against HPV will lead to novel targets for therapeutic intervention in the future. Discovery of such targets, development of new adjuvants, and improved understanding of tumour biology will allow HPV vaccines to be used in combinational

Doubts do remain unresolved, and therefore, the existence of cross-protection evidence in the bivalent vaccine against other subtypes of 16/18 capsular structure very similar protein suggested that the cause of this cross-immunity would be an extra-immune response induced by adjuvant use in the vaccine is unknown. Additional benefit that would represent this phenomenon in clinical practice, but how they behave subtypes prevalent highly uncertain risk to cause protection from the vaccine subtypes prevalent now? Will it be replaced? Because it has been reported that HPV 16/18-positive women are at 5–7-times greater risk of acquiring a subsequent infection with HPV 5/7 than the uninfected women,

We continue with the questions such as whether to vaccinate at-risk populations and what type of vaccine to use. We know that the vast majority of HPV infections are diagnosed in people at medium risk without appreciable risky behaviours. Protection of these people would be very effective because it would disrupt the chain of transmission. One option under discussion would be to vaccinate the gay population, which currently has relatively high rates of anal cancer linked to HPV and could greatly benefit from the preventive effects of the vaccine. Nonetheless, assuming that the vaccine does, in fact, prevent HPV-related anogenital and head and neck cancers in males and prevents male-to-female and male-tomale viral transmission, compelling arguments exist for a gender-neutral approach to vaccination. These arguments include the following: (1) female-only vaccination will not protect men who have sex with men from contracting HPV and HPV-related diseases and (2) the fastest way to achieve the greatest protection for females from cervical cancer and its

clinical investigation (Chen et al., 2011).

directions for the field and include (Hoppe-Seyler et al., 2011):

• Tumour viruses as experimental tools to study human carcinogenesis. • The interplay between viruses and the world of small non coding RNAs. • Epigenetic interactions between tumour viruses and the host cell. • The role of virus/virus interactions for viral carcinogenesis

• Novel strategies for prevention and therapy of virus-associated cancers.

• Novel strategies for tumour virus hunting.

therapies in a synergistic manner in the future.

can infection be prevented using subtype vaccination?

precursors is to vaccinate both females and males.

**7. Conclusion** 

advantages of our novel AcHERVHP16L1 vaccine over Gardasil® include higher cellular immunogenicity and considerably lower production costs.

The recombinant baculovirus used for HPV16L1 gene delivery does not replicate in the host. Its advantages include safety, ease of processing, and most importantly, the ability to induce both humoral and cellular immunity. Therefore, we suggest that the AcHERV-HPV DNA vaccine be developed as an efficient prophylactic and therapeutic vaccine. On the basis of its advantages, we anticipate that the developed AcHERV- HP16L1 will contribute to global HPV prevention (Chen et al., 2000; Velders et al, 2001; Mahdavi & Monk, 2005).

Acceptance of the vaccine among adolescents and parents, protection against sexually transmitted infections (STIs), and adequate health support and recommendation are the keys to the success of HPV vaccines. Recent studies have shown that although some parents find the vaccine acceptable, others believed that their children are not at real risk of contracting an STI or expressed concern that vaccination may encourage the practice of risky sexual behaviours. In a recent survey, mothers of children aged between 8 and 14 years expressed a willingness to vaccinate their daughters (67%) or children (66%). Those who refused the vaccine cited the risk of unknown side effects, lack of sexual activity at the time, and the lack of a direct benefit in male children. In another parent survey, vaccination rates of 10–15-year-old children increased from 55% to 75% after the parents read a newsletter. Therefore, it is essential that accurate information about the disease and the vaccine be distributed by health professionals to ensure broad participation in the vaccination programs (Roberts et al., 2010; Tsakiroglou et al., 2011; Tan et al., 2010).

### **6. Future directions**

In the development of therapeutic HPV vaccines, we have focused on identifying and targeting the most relevant antigens associated with cervical cancer, the E6 and E7 HPV oncoproteins, which represent tumor-specific antigens and potentially ideal targets for therapeutic HPV vaccines. It is important to consider using strategies such as prime-boost regimens and/or combinations strategies using molecules that are capable of blocking the negative regulators on T cells to further enhance the T cell immune responses. Furthermore, increasing understanding of the molecular mechanisms that hinder immune attack in the tumor microenvironment will lead to the identification of novel molecular targets that can be blocked in order to enhance the therapeutic effect of HPV vaccines. It is conceivable that effective therapy against HPV-associated malignancies will probably require a combination of therapeutic HPV vaccines with the employment of innovative agents that are capable of eliminating the suppressive factors present in the tumor microenvironment. With continued endeavor in the development of HPV therapeutic vaccines, it can foresee that HPV therapeutic vaccines will become an important approach that can be combined with existing forms of therapy such as chemotherapy and radiation therapy to generate better control of HPV-associated malignancies (Hung et al., 2008)

Neutralizing IL10 at the time of PV VLPs immunization increases cytotoxic T cell responses. PV VLPs incorporating PV early protein E2, 6 and 7, together with immune stimulator that promote strong type 1 responses, and at the same time blocking the effect of IL10 may have therapeutic effect against HPV infection related diseases and are worth further basic and clinical investigation (Chen et al., 2011).

After a long period of scepticism and disbelief, tumour viruses are today recognized as a significant cancer risk factor for humans. Much has been learned about the viral transforming mechanisms and prophylactic vaccines have been developed against tumour viruses' HPV. Yet, many important issues of tumour virology remain unresolved and exciting new ones are emerging from recent discoveries. They define future research directions for the field and include (Hoppe-Seyler et al., 2011):


Further study into the tumour microenvironment and molecular mechanisms impeding immune attack against HPV will lead to novel targets for therapeutic intervention in the future. Discovery of such targets, development of new adjuvants, and improved understanding of tumour biology will allow HPV vaccines to be used in combinational therapies in a synergistic manner in the future.

### **7. Conclusion**

Human Papillomavirus and Related Diseases 116 – From Bench to Bedside – A Clinical Perspective

advantages of our novel AcHERVHP16L1 vaccine over Gardasil® include higher cellular

The recombinant baculovirus used for HPV16L1 gene delivery does not replicate in the host. Its advantages include safety, ease of processing, and most importantly, the ability to induce both humoral and cellular immunity. Therefore, we suggest that the AcHERV-HPV DNA vaccine be developed as an efficient prophylactic and therapeutic vaccine. On the basis of its advantages, we anticipate that the developed AcHERV- HP16L1 will contribute to global HPV prevention (Chen et al., 2000; Velders et al, 2001; Mahdavi &

Acceptance of the vaccine among adolescents and parents, protection against sexually transmitted infections (STIs), and adequate health support and recommendation are the keys to the success of HPV vaccines. Recent studies have shown that although some parents find the vaccine acceptable, others believed that their children are not at real risk of contracting an STI or expressed concern that vaccination may encourage the practice of risky sexual behaviours. In a recent survey, mothers of children aged between 8 and 14 years expressed a willingness to vaccinate their daughters (67%) or children (66%). Those who refused the vaccine cited the risk of unknown side effects, lack of sexual activity at the time, and the lack of a direct benefit in male children. In another parent survey, vaccination rates of 10–15-year-old children increased from 55% to 75% after the parents read a newsletter. Therefore, it is essential that accurate information about the disease and the vaccine be distributed by health professionals to ensure broad participation in the vaccination

In the development of therapeutic HPV vaccines, we have focused on identifying and targeting the most relevant antigens associated with cervical cancer, the E6 and E7 HPV oncoproteins, which represent tumor-specific antigens and potentially ideal targets for therapeutic HPV vaccines. It is important to consider using strategies such as prime-boost regimens and/or combinations strategies using molecules that are capable of blocking the negative regulators on T cells to further enhance the T cell immune responses. Furthermore, increasing understanding of the molecular mechanisms that hinder immune attack in the tumor microenvironment will lead to the identification of novel molecular targets that can be blocked in order to enhance the therapeutic effect of HPV vaccines. It is conceivable that effective therapy against HPV-associated malignancies will probably require a combination of therapeutic HPV vaccines with the employment of innovative agents that are capable of eliminating the suppressive factors present in the tumor microenvironment. With continued endeavor in the development of HPV therapeutic vaccines, it can foresee that HPV therapeutic vaccines will become an important approach that can be combined with existing forms of therapy such as chemotherapy and radiation therapy to generate better control of

Neutralizing IL10 at the time of PV VLPs immunization increases cytotoxic T cell responses. PV VLPs incorporating PV early protein E2, 6 and 7, together with immune stimulator that promote strong type 1 responses, and at the same time blocking the effect of IL10 may have

programs (Roberts et al., 2010; Tsakiroglou et al., 2011; Tan et al., 2010).

immunogenicity and considerably lower production costs.

Monk, 2005).

**6. Future directions** 

HPV-associated malignancies (Hung et al., 2008)

Doubts do remain unresolved, and therefore, the existence of cross-protection evidence in the bivalent vaccine against other subtypes of 16/18 capsular structure very similar protein suggested that the cause of this cross-immunity would be an extra-immune response induced by adjuvant use in the vaccine is unknown. Additional benefit that would represent this phenomenon in clinical practice, but how they behave subtypes prevalent highly uncertain risk to cause protection from the vaccine subtypes prevalent now? Will it be replaced? Because it has been reported that HPV 16/18-positive women are at 5–7-times greater risk of acquiring a subsequent infection with HPV 5/7 than the uninfected women, can infection be prevented using subtype vaccination?

We continue with the questions such as whether to vaccinate at-risk populations and what type of vaccine to use. We know that the vast majority of HPV infections are diagnosed in people at medium risk without appreciable risky behaviours. Protection of these people would be very effective because it would disrupt the chain of transmission. One option under discussion would be to vaccinate the gay population, which currently has relatively high rates of anal cancer linked to HPV and could greatly benefit from the preventive effects of the vaccine. Nonetheless, assuming that the vaccine does, in fact, prevent HPV-related anogenital and head and neck cancers in males and prevents male-to-female and male-tomale viral transmission, compelling arguments exist for a gender-neutral approach to vaccination. These arguments include the following: (1) female-only vaccination will not protect men who have sex with men from contracting HPV and HPV-related diseases and (2) the fastest way to achieve the greatest protection for females from cervical cancer and its precursors is to vaccinate both females and males.

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**6** 

*France* 

**Current Insight into Anti-HPV Immune** 

*1AP-HP, Hôpital Ambroise Paré, Boulogne Billancourt, UVSQ, Versailles,* 

Isabelle Bourgault-Villada1,2 and Simon Jacobelli2

 *2Institut Cochin, Paris, Université Paris Descartes* 

**Therapeutic Vaccines** 

**Responses and Lessons for Prophylactic and** 

Human Papillomavirus (HPV) are epitheliotropic for stratified malpighian epithelia such as those of the cervix, vulva or anal canal. Mucosal papillomaviruses are responsible for several clinical lesions and can be classified as non oncogenic and oncogenic viruses. The first ones are responsible for benign lesions such as external genital warts (EGW) or condyloma due to HPV 6 and 11. The second ones include oncogenic viruses such as HPV 16 and 18, the most common ones, and HPV 45, 31, 33, 52 etc which are involved in invasive cancers preceded by cervical, vulvar, penile or anal intraepithelial neoplasia. Oncogenic HPV are detectable in 99.7% of cervical cancers (Bosch et al, 1995). Cellular immunity plays a key role in controlling and killing infected or transformed keratinocytes. Nevertheless, around 10% of women having infected cervical mucosa are not able to control oncogenic HPV and develop cervical intraepithelial neoplasia (CIN). High grade CIN (CIN3) require surgical treatment before their progression to invasive cancers in 30% of cases (McCredie et al, 2008; Ostor et al, 1993). A great priority is then to develop a preventive vaccine to protect against HPV infection. In women with CIN, therapeutic vaccine could be used to eliminate

previously infected or transformed keratinocytes and avoid surgical treatment.

Following a breach in the malpighian pluristratified epithelium, HPVs infect basal stem cells of keratinocytes. The virus initially remains in episomal form with synthesis of E2 protein. This protein is a major regulator of viral vegetative cycle and is required for transcriptional regulation as well as viral DNA replication together with the E1 helicase (Desaintes et al, 1996). In contrast, E2 is generally undetectable in cancers due to a preferential integration of the viral genome in the cell genome and disruption of the E2 open reading frame (Berumen et al, 1994; Collins et al, 2009). Therefore E2 is a marker of viral infection and is specific for the early stages of the viral gene expression in infected cells. This was formally demonstrated in a recent work that showed a strong staining of the E2 protein in the intermediate differentiated layers of HPV16-infected tissues and low grade CIN (Xue et al,

**1. Introduction** 

**2. Virology** 


### **Current Insight into Anti-HPV Immune Responses and Lessons for Prophylactic and Therapeutic Vaccines**

Isabelle Bourgault-Villada1,2 and Simon Jacobelli2 *1AP-HP, Hôpital Ambroise Paré, Boulogne Billancourt, UVSQ, Versailles, 2Institut Cochin, Paris, Université Paris Descartes France* 

### **1. Introduction**

Human Papillomavirus and Related Diseases 124 – From Bench to Bedside – A Clinical Perspective

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(2009). Induction of antitumor immunity in vivo following delivery of a novelHPV-16 DNA vaccine encoding an E6/E7 fusion antigen. *Vaccine*, Vol.27, No.3, (January

> Human Papillomavirus (HPV) are epitheliotropic for stratified malpighian epithelia such as those of the cervix, vulva or anal canal. Mucosal papillomaviruses are responsible for several clinical lesions and can be classified as non oncogenic and oncogenic viruses. The first ones are responsible for benign lesions such as external genital warts (EGW) or condyloma due to HPV 6 and 11. The second ones include oncogenic viruses such as HPV 16 and 18, the most common ones, and HPV 45, 31, 33, 52 etc which are involved in invasive cancers preceded by cervical, vulvar, penile or anal intraepithelial neoplasia. Oncogenic HPV are detectable in 99.7% of cervical cancers (Bosch et al, 1995). Cellular immunity plays a key role in controlling and killing infected or transformed keratinocytes. Nevertheless, around 10% of women having infected cervical mucosa are not able to control oncogenic HPV and develop cervical intraepithelial neoplasia (CIN). High grade CIN (CIN3) require surgical treatment before their progression to invasive cancers in 30% of cases (McCredie et al, 2008; Ostor et al, 1993). A great priority is then to develop a preventive vaccine to protect against HPV infection. In women with CIN, therapeutic vaccine could be used to eliminate previously infected or transformed keratinocytes and avoid surgical treatment.

### **2. Virology**

Following a breach in the malpighian pluristratified epithelium, HPVs infect basal stem cells of keratinocytes. The virus initially remains in episomal form with synthesis of E2 protein. This protein is a major regulator of viral vegetative cycle and is required for transcriptional regulation as well as viral DNA replication together with the E1 helicase (Desaintes et al, 1996). In contrast, E2 is generally undetectable in cancers due to a preferential integration of the viral genome in the cell genome and disruption of the E2 open reading frame (Berumen et al, 1994; Collins et al, 2009). Therefore E2 is a marker of viral infection and is specific for the early stages of the viral gene expression in infected cells. This was formally demonstrated in a recent work that showed a strong staining of the E2 protein in the intermediate differentiated layers of HPV16-infected tissues and low grade CIN (Xue et al,

Current Insight into Anti-HPV Immune Responses

**6. Cellular immune response after HPV infection** 

these cells.

**infection** 

al, 1996).

usual VIN disease.

and Lessons for Prophylactic and Therapeutic Vaccines 127

mucosa have detectable antibodies (Ho et al, 2004; Kirnbauer et al, 1994). These antibodies do not play any neutralizing role against HPV after virus entry in basal stem cells of keratinocytes (de Gruijl et al, 1999) because L1 protein is not expressed at the surface of

Antibodies synthesized after HPV infection do not protect against a new infection with the same HPV genotype, as observed in a cohort study of women with and without such antibodies (Viscidi et al, 2004, 2005). There was no difference over time between the two groups with respect to HPV16 DNA detection in the genital mucosa. This is not surprising since the level of the anti-HPV antibodies found in mucosal secretions is lower than in the serum where the level of antibodies is already very low (Lowe et al, 1997; Nardelli-Haefliger et al, 2003). Local secretory IgA could not stop the spread of HPV infection (Bard et al, 2004).

Cellular immune responses play a critical role in HPV infections by controlling or eliminating the virus. The incidence of HPV-induced diseases is increased in T-cell immunodeficient individuals, such as HIV-infected (Sun et al, 1997), transplanted patients (Arends et al, 1997), patients treated by immunosuppressive drugs (Ulrich et al, 2008) or in primary immunodeficiencies (Lawrence et al, 2005). In patients with high-grade CIN 2/3 or invasive cervical carcinoma, blood cytotoxic T lymphocytes (CTL) directed against HPV-16 E6 or E7 proteins are barely detectable (Nakagawa et al, 1997, 2000). Proliferative responses of CD4-lymphocytes against these two proteins seem to correlate with the infection stage. Indeed, high frequency specific interleukin-2 (IL2)–producing CD4 lymphocytes have been observed in asymptomatic HPV-16–infected women (de Jong et al, 2002) whereas they decrease during disease progression toward high-grade CIN or invasive cancer (Tsukui et

In a woman who completely cleared usual vulvar intraepithelial neoplasia (VIN) lesions eight months after disease onset (Figure 1), an immunohistochemical study showed a marked dermal infiltrate containing a majority of CD4+ T lymphocytes and an epidermal infiltrate made up of both CD4+ and CD8+ T cells (Figure 2) (Bourgault Villada et al, 2004). Before clinical regression, high frequency anti-E6 and anti-E7 effector blood T-cells by *ex vivo* IFNγ ELISPOT assay was evidenced (Figure 3). This appears to be the first evidence of an association between spontaneous regression of usual VIN lesions and HPV-specific T cell responses detectable in the blood. Hence, an increase of HPV-specific effector T lymphocyte responses by vaccine-based therapeutic strategies might be useful to clear the lesions in

On the contrary, in chronic nonregressive CIN3, lymphocyte infiltrates in the epidermis mainly contain CD8+ lymphocytes and no CD4+ cells. It is likely that CD8+ lymphocytes play a major role in the defense against HPV infections by killing infected keratinocytes. However, CD4+ lymphocytes that synthesize IFNγ and IL2 are required for an optimal

induction of high affinity tumor-specific memory CD8+ effector T-cells.

**5. Antibodies detected after HPV infection do not protect against a new** 

2010). The high expression of HPV16 E2 in low grade lesions therefore represents a marker for HPV infection even before any clinical manifestation.

After integration of the genome of oncogenic HPVs into the host genome, viral oncogenic E6 and E7 proteins are synthesized in large quantities in the inner third of the epithelium. During maturation of keratinocytes from the basal layer to the epithelial surface, viral capside proteins L1 and L2 are synthesized and expressed at the surface of mature keratinocytes in order to form a new viral particle which is able to infect adjacent healthy epithelium and to contaminate sexual partners.

### **3. Epidemiology of oncogenic HPV and related diseases**

HPV infections occur preferentially in young women under 25 years of age (Boulanger et al, 2004). Several stages of lesions can be observed following oncogenic HPV infection. The first stage is a simple infection of keratinocytes that become koilocytes and develop into condyloma. The following stages are related to the transformation of infected keratinocytes into malignant cells. The depth at which malignant cells are found defines the disease stage: low (as CIN1) or high grade squamous intraepithelial lesions as CIN2/3. The latter is diagnosed on the basis of Pap smears, followed by colposcopy and biopsies and can evolve towards invasive cancer. HPV16 is found in more than 50% of cervical cancer cases and HPV18 in 17%. The incidence of cervical cancer remains very high with 500 000 new cases per year in the world, essentially in developing countries where the level of screening by Pap smear is very low. It annually leads to 230 000 deaths.

The premalignant lesions of HPV-related grade 3 usual vulvar intraepithelial neoplasia (usual VIN or VIN3) involve the mucosal and/or cutaneous epithelium of the vulva, perineal and perianal region. Usual VIN occurs in adult women and commonly resembles persistent anogenital warts that are often multifocal pigmented papular lesions disseminated on the vulva and/or the perianal skin. Usual VIN is characterized by the presence of poorly differentiated or undifferentiated basal cells and highly atypical squamous epithelial cells (McClugagge et al, 2009). The oncogenic HPV most frequently found in usual VIN is HPV16 that plays a direct role in up to 91% of the cases (Srodon et al, 2006).

The overall incidence rates of anal cancer has recently increased, particularly among men who have sex with men (MSM) and HIV-infected patients (Piketty et al, 2008) Combination antiretroviral therapy does not prevent nor revert anal cancer in the latter patients (Piketty et al, 2010). Despite several HPV coinfections in particular in HIV-infected patients, HPV16 is the most common one in anal cancer (Abramowitz et al, 2011).

### **4. Humoral immune response after HPV infection**

Serum antibodies against HPV are directed against viral capside antigens and in particular against L1 protein. Their synthesis is late (6 to 12 months after infection) and antibody concentration remains limited because of the absence of HPV viremia (Carter et al, 2000). However, these antibodies persist in many women for at least 10 years (af Geijersstam et al, 1998). Only 70% of women having persistent HPV16 DNA in the genital Human Papillomavirus and Related Diseases 126 – From Bench to Bedside – A Clinical Perspective

2010). The high expression of HPV16 E2 in low grade lesions therefore represents a marker

After integration of the genome of oncogenic HPVs into the host genome, viral oncogenic E6 and E7 proteins are synthesized in large quantities in the inner third of the epithelium. During maturation of keratinocytes from the basal layer to the epithelial surface, viral capside proteins L1 and L2 are synthesized and expressed at the surface of mature keratinocytes in order to form a new viral particle which is able to infect adjacent healthy

HPV infections occur preferentially in young women under 25 years of age (Boulanger et al, 2004). Several stages of lesions can be observed following oncogenic HPV infection. The first stage is a simple infection of keratinocytes that become koilocytes and develop into condyloma. The following stages are related to the transformation of infected keratinocytes into malignant cells. The depth at which malignant cells are found defines the disease stage: low (as CIN1) or high grade squamous intraepithelial lesions as CIN2/3. The latter is diagnosed on the basis of Pap smears, followed by colposcopy and biopsies and can evolve towards invasive cancer. HPV16 is found in more than 50% of cervical cancer cases and HPV18 in 17%. The incidence of cervical cancer remains very high with 500 000 new cases per year in the world, essentially in developing countries where the level of screening by

The premalignant lesions of HPV-related grade 3 usual vulvar intraepithelial neoplasia (usual VIN or VIN3) involve the mucosal and/or cutaneous epithelium of the vulva, perineal and perianal region. Usual VIN occurs in adult women and commonly resembles persistent anogenital warts that are often multifocal pigmented papular lesions disseminated on the vulva and/or the perianal skin. Usual VIN is characterized by the presence of poorly differentiated or undifferentiated basal cells and highly atypical squamous epithelial cells (McClugagge et al, 2009). The oncogenic HPV most frequently found in usual VIN is HPV16 that plays a direct role in up to 91% of the cases (Srodon et al,

The overall incidence rates of anal cancer has recently increased, particularly among men who have sex with men (MSM) and HIV-infected patients (Piketty et al, 2008) Combination antiretroviral therapy does not prevent nor revert anal cancer in the latter patients (Piketty et al, 2010). Despite several HPV coinfections in particular in HIV-infected patients, HPV16

Serum antibodies against HPV are directed against viral capside antigens and in particular against L1 protein. Their synthesis is late (6 to 12 months after infection) and antibody concentration remains limited because of the absence of HPV viremia (Carter et al, 2000). However, these antibodies persist in many women for at least 10 years (af Geijersstam et al, 1998). Only 70% of women having persistent HPV16 DNA in the genital

for HPV infection even before any clinical manifestation.

**3. Epidemiology of oncogenic HPV and related diseases** 

Pap smear is very low. It annually leads to 230 000 deaths.

is the most common one in anal cancer (Abramowitz et al, 2011).

**4. Humoral immune response after HPV infection** 

2006).

epithelium and to contaminate sexual partners.

mucosa have detectable antibodies (Ho et al, 2004; Kirnbauer et al, 1994). These antibodies do not play any neutralizing role against HPV after virus entry in basal stem cells of keratinocytes (de Gruijl et al, 1999) because L1 protein is not expressed at the surface of these cells.

### **5. Antibodies detected after HPV infection do not protect against a new infection**

Antibodies synthesized after HPV infection do not protect against a new infection with the same HPV genotype, as observed in a cohort study of women with and without such antibodies (Viscidi et al, 2004, 2005). There was no difference over time between the two groups with respect to HPV16 DNA detection in the genital mucosa. This is not surprising since the level of the anti-HPV antibodies found in mucosal secretions is lower than in the serum where the level of antibodies is already very low (Lowe et al, 1997; Nardelli-Haefliger et al, 2003). Local secretory IgA could not stop the spread of HPV infection (Bard et al, 2004).

### **6. Cellular immune response after HPV infection**

Cellular immune responses play a critical role in HPV infections by controlling or eliminating the virus. The incidence of HPV-induced diseases is increased in T-cell immunodeficient individuals, such as HIV-infected (Sun et al, 1997), transplanted patients (Arends et al, 1997), patients treated by immunosuppressive drugs (Ulrich et al, 2008) or in primary immunodeficiencies (Lawrence et al, 2005). In patients with high-grade CIN 2/3 or invasive cervical carcinoma, blood cytotoxic T lymphocytes (CTL) directed against HPV-16 E6 or E7 proteins are barely detectable (Nakagawa et al, 1997, 2000). Proliferative responses of CD4-lymphocytes against these two proteins seem to correlate with the infection stage. Indeed, high frequency specific interleukin-2 (IL2)–producing CD4 lymphocytes have been observed in asymptomatic HPV-16–infected women (de Jong et al, 2002) whereas they decrease during disease progression toward high-grade CIN or invasive cancer (Tsukui et al, 1996).

In a woman who completely cleared usual vulvar intraepithelial neoplasia (VIN) lesions eight months after disease onset (Figure 1), an immunohistochemical study showed a marked dermal infiltrate containing a majority of CD4+ T lymphocytes and an epidermal infiltrate made up of both CD4+ and CD8+ T cells (Figure 2) (Bourgault Villada et al, 2004). Before clinical regression, high frequency anti-E6 and anti-E7 effector blood T-cells by *ex vivo* IFNγ ELISPOT assay was evidenced (Figure 3). This appears to be the first evidence of an association between spontaneous regression of usual VIN lesions and HPV-specific T cell responses detectable in the blood. Hence, an increase of HPV-specific effector T lymphocyte responses by vaccine-based therapeutic strategies might be useful to clear the lesions in usual VIN disease.

On the contrary, in chronic nonregressive CIN3, lymphocyte infiltrates in the epidermis mainly contain CD8+ lymphocytes and no CD4+ cells. It is likely that CD8+ lymphocytes play a major role in the defense against HPV infections by killing infected keratinocytes. However, CD4+ lymphocytes that synthesize IFNγ and IL2 are required for an optimal induction of high affinity tumor-specific memory CD8+ effector T-cells.

Current Insight into Anti-HPV Immune Responses

present in mucosal follicle (Palucka et al, 2010).

**lesion?** 

**8. Does a T-cell marker of viral control exist?** 

reinforce the strong role of T-cells in the control of HPV replication.

and Lessons for Prophylactic and Therapeutic Vaccines 129

**7. Presentation of HPV antigens to T and B lymphocytes after HPV infection**  During infection, viral particles enter through epithelium up to basal basal stem cells of keratinocytes and sometimes can penetrate into the chorion. In the epithelium, they can be captured by Langerhans cells and they are quickly internalized (Bousarghin et al, 2005; Fausch et al, 2005; Malejczyk et al, 1997) and degraded into short and large peptides (Combadière et al, 2008; Herbst et al, 1996; Offringa et al, 2003; Yan et al, 2004). The classical view of the role of Langerhans cells is one of antigen uptake in the epidermis, and migration through the dermal lymphatics to the lymphoid organs, where they present antigen to lymphocytes that then home back to the tissue to carry out their effector function. Matthews et al (2003) have previously reported that Langerhans cells number is significantly reduced in HPV16 lesions without Langerhans cells depletion in the surrounding uninfected tissue. During HPV infection, the migration of Langerhans cells towards mucosal follicle is followed by presentation of short and large viral peptides by HLA class I and HLA class II molecules to CD4+ and CD8+ T lymphocytes, respectively. After stimulation, CD4+ and CD8+ T lymphocytes can circulate and migrate within the HPV-infected epithelium by using their surface molecules such as cutaneous lymphocyte antigen (Grover et al, 2006). The presentation of whole viral particles to B lymphocytes requires that HPV binds to dermal dendritic cells that are able to carry the whole virus to follicular dendritic cells

We recently tested by proliferative assays, intracellular cytokines synthesis and IFNγ ELISPOT the cellular immune responses against the HPV16 E2 protein that is early synthesized after HPV infection when the virus is episomal in eight women presenting with HPV16-related usual VIN and their healthy male partners (Jacobelli et al, 2011, unpublished data). We showed that anti-E2 polyfunctional CD4 T-cell responses (proliferative responses and synthesis of IFNγ and/or IL2) appear when the clinical lesions heal or when the HPV infection remains silent. Blood proliferative T-cell responses against HPV16 E2 peptides have been also observed in 50% of healthy women, who presumably previously cleared HPV16 infection (de Jong et al, 2004) and in 9 out of 22 regressive CIN3 cases (Dillon et al, 2007). In another studies, the lack of anti-E2 proliferative responses was reported in 16 of 18 patients (89%) affected with usual VIN lesions (Davidson et al, 2003) and in 7 of 8 and 9 of 12 women affected with CIN3 (Dillon et al, 2007; de Jong et al, 2004). These observations

**9. Why the male partners of women having CIN3 or usual VIN do not have any** 

Men are vectors of oncogenic HPV infection (Buckley et al, 1981). However, while HPV infection was found in 71 to 90% of the partners of HPV-infected women (Hippelainen et al, 1994; Nicolau et al, 2005), only 52% harbored the same HPV subtypes (Reiter et al, 2010). Moreover, penile intra-epithelial neoplasia is rare and detected in less than 2% of the men in contact with oncogenic HPV (Giraldo et al, 2008). We thus analyzed HPV infection and anti-HPV16 E2 blood T-cell responses in asymptomatic male partners chronically exposed to HPV16 during sexual intercourses with their wives affected with usual VIN (Jacobelli et al,

Fig. 1. Clinical lesions of multifocal pigmented usual VIN before spontaneous clinical regression

CD3 lymphocytes CD4 lymphocytes CD8 lymphocytes Fig. 2. Immunohistochemical study of the vulvar biopsy just before spontaneous regression

Fig. 3. IFNγ ELISPOT assay performed just before clinical regression

Human Papillomavirus and Related Diseases 128 – From Bench to Bedside – A Clinical Perspective

Fig. 1. Clinical lesions of multifocal pigmented usual VIN before spontaneous clinical

CD3 lymphocytes CD4 lymphocytes CD8 lymphocytes Fig. 2. Immunohistochemical study of the vulvar biopsy just before spontaneous regression

Fig. 3. IFNγ ELISPOT assay performed just before clinical regression

E6/5

E6/6

E6/7

E6/8

E6/9

Peptides from E6 and E7 proteins

E6/10

E7/1

E7/2

E7/3

E7/4

E7/5

E7/6

E7/7

E7/8

spots per 106 PBMC

0

E6/1

E6/2

E6/3

E6/4

regression

### **7. Presentation of HPV antigens to T and B lymphocytes after HPV infection**

During infection, viral particles enter through epithelium up to basal basal stem cells of keratinocytes and sometimes can penetrate into the chorion. In the epithelium, they can be captured by Langerhans cells and they are quickly internalized (Bousarghin et al, 2005; Fausch et al, 2005; Malejczyk et al, 1997) and degraded into short and large peptides (Combadière et al, 2008; Herbst et al, 1996; Offringa et al, 2003; Yan et al, 2004). The classical view of the role of Langerhans cells is one of antigen uptake in the epidermis, and migration through the dermal lymphatics to the lymphoid organs, where they present antigen to lymphocytes that then home back to the tissue to carry out their effector function. Matthews et al (2003) have previously reported that Langerhans cells number is significantly reduced in HPV16 lesions without Langerhans cells depletion in the surrounding uninfected tissue. During HPV infection, the migration of Langerhans cells towards mucosal follicle is followed by presentation of short and large viral peptides by HLA class I and HLA class II molecules to CD4+ and CD8+ T lymphocytes, respectively. After stimulation, CD4+ and CD8+ T lymphocytes can circulate and migrate within the HPV-infected epithelium by using their surface molecules such as cutaneous lymphocyte antigen (Grover et al, 2006). The presentation of whole viral particles to B lymphocytes requires that HPV binds to dermal dendritic cells that are able to carry the whole virus to follicular dendritic cells present in mucosal follicle (Palucka et al, 2010).

### **8. Does a T-cell marker of viral control exist?**

We recently tested by proliferative assays, intracellular cytokines synthesis and IFNγ ELISPOT the cellular immune responses against the HPV16 E2 protein that is early synthesized after HPV infection when the virus is episomal in eight women presenting with HPV16-related usual VIN and their healthy male partners (Jacobelli et al, 2011, unpublished data). We showed that anti-E2 polyfunctional CD4 T-cell responses (proliferative responses and synthesis of IFNγ and/or IL2) appear when the clinical lesions heal or when the HPV infection remains silent. Blood proliferative T-cell responses against HPV16 E2 peptides have been also observed in 50% of healthy women, who presumably previously cleared HPV16 infection (de Jong et al, 2004) and in 9 out of 22 regressive CIN3 cases (Dillon et al, 2007). In another studies, the lack of anti-E2 proliferative responses was reported in 16 of 18 patients (89%) affected with usual VIN lesions (Davidson et al, 2003) and in 7 of 8 and 9 of 12 women affected with CIN3 (Dillon et al, 2007; de Jong et al, 2004). These observations reinforce the strong role of T-cells in the control of HPV replication.

### **9. Why the male partners of women having CIN3 or usual VIN do not have any lesion?**

Men are vectors of oncogenic HPV infection (Buckley et al, 1981). However, while HPV infection was found in 71 to 90% of the partners of HPV-infected women (Hippelainen et al, 1994; Nicolau et al, 2005), only 52% harbored the same HPV subtypes (Reiter et al, 2010). Moreover, penile intra-epithelial neoplasia is rare and detected in less than 2% of the men in contact with oncogenic HPV (Giraldo et al, 2008). We thus analyzed HPV infection and anti-HPV16 E2 blood T-cell responses in asymptomatic male partners chronically exposed to HPV16 during sexual intercourses with their wives affected with usual VIN (Jacobelli et al,

Current Insight into Anti-HPV Immune Responses

country should define their own recommendations.

39, 45, 51, 52, 56, 58, 59) 3.7 years after vaccination.

45 was obtained in 76 and 77% of cases respectively.

**external genital warts** 

MSM the future candidates for vaccination against anal cancer ?

and Lessons for Prophylactic and Therapeutic Vaccines 131

surface of dendritic cells. Activated dendritic cells synthesize type I IFN, IL6, IL12, TNFα that allows recruitment and stimulation of Th follicular cells that increase antibodies production by B lymphocytes. Both vaccines must be administrated by intramuscular route. Three injections should be performed, at M0, M2 and M6 for Gardasil® and M0, M1 and M6 for Cervarix®. Gardasil® and Cervarix® have been commercialized worldwide and each

Phase I trials of Gardasil® were performed with only HPV16 L1 VLP in 300 16 to 23 years old women, who had less than 5 sexual partners and had never been exposed to HPV16 (Harro et al, 2001). The immunogenicity of the vaccine was excellent with the induction of very high levels of blood anti-L1 antibodies, 50 to 100 times those observed after natural HPV infection. The tolerance of the vaccine was good with only a slight pain, swelling and erythema at the injection sites. Phase II trials included about 2 000 subjects, they showed preliminary proof of efficacy using also HPV16 VLP versus a placebo (Koutsky et al, 2002). Subsequent phase III trial were carried out on more than 25 000 subjects, using the quadrivalent vaccine containing VLP from HPV 6, 11, 16 and 18. 98 to 100% protection was obtained against HPV -6, 11, 16, and 18 related diseases such as CIN2/3, vulvar and vaginal condyloma, usual VIN and VaIN3 (Garland et al, 2007; Joura et al, 2007; Munoz et al, 2010). Protection against persistent infection (for 6 months) by HPV16 or 18 was obtained in 99% of cases. Gardasil® obtained an FDA approval for the vaccination of girls and women aged 9 to 26 years to prevent cervical cancer, precancerous genital lesions and genital warts. Recently, 90% protection was obtained against extragenital warts in males (Giuliano et al, 2011). Efficacy of Gardasil® obtained against HPV31-induced CIN2/3 is around 55%. Finally, 43% protection was obtained against CIN2/3 induced by 14 oncogenic and non oncogenic genotypes of HPV (HPV 6, 11, 16, 18, 31, 33, 35,

As for Cervarix®, phases I and II (Harper et al, 2004, 2006) studies showed 98 to 100% protection against CIN 2/3 similar to that of Gardasil®. The phase III trial involved more than 20 000 subjects (Paavonen et al, 2007) and was approved by the FDA and European Medical Agency. 70% protection was obtained against CIN2/3 related to 14 oncogenic HPV genotypes (HPV 16, 18, 31, 33, 35, 39, 45, 51, 52, 56, 58, 59, 66, 68) 3 years following vaccination (Paavonen et al, 2009). The efficacy of Cervarix® against HPV31-induced CIN2/3 is around 92%. Protection against persistent infection (for 6 months) by HPV33 and

Nevertheless, many questions remain unanswered. How long will the protection last ? Does thresholds of antibodies exist to allow the protection ? What will be the impact of the vaccination on the ecology of other HPVs, HPV screening by Pap smears and on adolescent sexual behavior and their use of condoms for HIV protection ? Will parents, preteens, physicians and the public at large, accept vaccination of young girls ? Will it be interesting to vaccinate young men to decrease HPV16 infection in men, viral transmission from men to women and more importantly spread of mucosal HPV diseases in the population ? Are

**12. Protection by the quadrivalent prophylactic vaccine against cutaneous** 

A paradox exits between the protection by prophylactic vaccines against cutaneous EGW (related to HPV6 and 11 replicative viruses) and the absence of detectable antibodies on the

2011, , unpublished data). We had hypothesized that male partners exposed to replicative HPV16 could develop immunologic responses against the early E2 viral protein and thus clear infection. We indeed observed HPV16-E2-specific proliferative responses and intracellular synthesis of single IFNγ, dual IFNγ/IL2 and single IL2. These T-cell responses indicate a striking link between the absence of HPV-related lesions and the presence of spontaneous anti-E2 specific polyfunctional T-cell response in male partners. It is tempting to speculate that E2-specific responses prevent HPV16-related lesions. Since E2 protein is not encapsidated in the viral particle, the strong E2-specific T cells responses measured in partners of women with usual VIN demonstrates that the virus effectively replicates in males. Our results suggest that male are an important reservoir of genital HPVs and provide a strong argument in favor of prophylactic HPV vaccination of young men with Virus Like Particles to decrease HPV16 infection in men, and thus fight against the spread of mucosal HPV diseases in the population.

### **10. Balance between cellular immunity and infected / tumoral cells: Mechanisms of tumor escape**

The impairment of HPV-16–specific CD4 lymphocytes and CTL responses can occur many years after infection / transformation of keratinocytes. It could be related to the tumor or to T-cell responses. The tumor cells can down-regulate their MHC class I molecules, synthesize TGFβ or decrease the number of viral peptides on their surface. Mechanisms of T-cell tolerance to HPV includes presence of regulatory T-cells (Treg) at proximity of the tumor cells (van der Burg et al, 2007) and sometimes in the blood (Molling et al, 2007; Visser et al, 2007), engagement of PD1 or CTLA4 in the immune synapse and inhibition of CD3 zeta expression on infiltrating tumor T-cells (Patel et al, 2009; Zehbe et al, 2006).

### **11. Prophylactic vaccines can prevent infection**

The vaccination against HPV can have two different purposes. The first one is a preventive strategy aiming at blocking primary infection by preventing the entry of the virus into their target cells i.e. the basal basal stem cells of keratinocytes. In this aim, a vaccination able to induce transudated serum antibodies at the epithelial surface is a good strategy and is obtained by using viral L1 particles as vaccine. Large quantities of L1 are produced in vitro by splicing the L1 gene into plasmids (for expression in yeast) or recombinant baculoviruses (for expression in insect cells). The Virus Like Particle is formed by self aggregation of 72 L1 capsomers into a sphere. This spherical structure is similar to the viral capside, but it is empty without DNA or RNA and non infectious. After systemic immunization, it is able to induce the synthesis of neutralizing antibodies that can recognize the conformational structure of the real viral capside. Inversely, after HPV infection, antibodies are ineffective and only therapeutic vaccines can be considered to induce T lymphocytes able to kill HPV infected keratinocytes. These therapeutic vaccines must target oncogenic E6 and E7 viral proteins early expressed in the basal epithelial cells.

Merck has developed Gardasil®, a vaccine directed against four HPV types. It contains Virus Like Particles (L1) from HPV-6, 11, 16, and 18, with aluminum hydroxyphosphate as an adjuvant. Cervarix® is a bivalent vaccine developed by GSK. It targets HPV-16/18 VLP (L1) and contains a novel adjuvant named ASO4 co-formulated with aluminum. ASO4 contains phospholipids from *Salmonella minnesota* membrane and binds to TLR4 at the Human Papillomavirus and Related Diseases 130 – From Bench to Bedside – A Clinical Perspective

2011, , unpublished data). We had hypothesized that male partners exposed to replicative HPV16 could develop immunologic responses against the early E2 viral protein and thus clear infection. We indeed observed HPV16-E2-specific proliferative responses and intracellular synthesis of single IFNγ, dual IFNγ/IL2 and single IL2. These T-cell responses indicate a striking link between the absence of HPV-related lesions and the presence of spontaneous anti-E2 specific polyfunctional T-cell response in male partners. It is tempting to speculate that E2-specific responses prevent HPV16-related lesions. Since E2 protein is not encapsidated in the viral particle, the strong E2-specific T cells responses measured in partners of women with usual VIN demonstrates that the virus effectively replicates in males. Our results suggest that male are an important reservoir of genital HPVs and provide a strong argument in favor of prophylactic HPV vaccination of young men with Virus Like Particles to decrease HPV16 infection in men, and thus fight against the spread of mucosal

**10. Balance between cellular immunity and infected / tumoral cells:** 

expression on infiltrating tumor T-cells (Patel et al, 2009; Zehbe et al, 2006).

**11. Prophylactic vaccines can prevent infection** 

proteins early expressed in the basal epithelial cells.

The impairment of HPV-16–specific CD4 lymphocytes and CTL responses can occur many years after infection / transformation of keratinocytes. It could be related to the tumor or to T-cell responses. The tumor cells can down-regulate their MHC class I molecules, synthesize TGFβ or decrease the number of viral peptides on their surface. Mechanisms of T-cell tolerance to HPV includes presence of regulatory T-cells (Treg) at proximity of the tumor cells (van der Burg et al, 2007) and sometimes in the blood (Molling et al, 2007; Visser et al, 2007), engagement of PD1 or CTLA4 in the immune synapse and inhibition of CD3 zeta

The vaccination against HPV can have two different purposes. The first one is a preventive strategy aiming at blocking primary infection by preventing the entry of the virus into their target cells i.e. the basal basal stem cells of keratinocytes. In this aim, a vaccination able to induce transudated serum antibodies at the epithelial surface is a good strategy and is obtained by using viral L1 particles as vaccine. Large quantities of L1 are produced in vitro by splicing the L1 gene into plasmids (for expression in yeast) or recombinant baculoviruses (for expression in insect cells). The Virus Like Particle is formed by self aggregation of 72 L1 capsomers into a sphere. This spherical structure is similar to the viral capside, but it is empty without DNA or RNA and non infectious. After systemic immunization, it is able to induce the synthesis of neutralizing antibodies that can recognize the conformational structure of the real viral capside. Inversely, after HPV infection, antibodies are ineffective and only therapeutic vaccines can be considered to induce T lymphocytes able to kill HPV infected keratinocytes. These therapeutic vaccines must target oncogenic E6 and E7 viral

Merck has developed Gardasil®, a vaccine directed against four HPV types. It contains Virus Like Particles (L1) from HPV-6, 11, 16, and 18, with aluminum hydroxyphosphate as an adjuvant. Cervarix® is a bivalent vaccine developed by GSK. It targets HPV-16/18 VLP (L1) and contains a novel adjuvant named ASO4 co-formulated with aluminum. ASO4 contains phospholipids from *Salmonella minnesota* membrane and binds to TLR4 at the

HPV diseases in the population.

**Mechanisms of tumor escape** 

surface of dendritic cells. Activated dendritic cells synthesize type I IFN, IL6, IL12, TNFα that allows recruitment and stimulation of Th follicular cells that increase antibodies production by B lymphocytes. Both vaccines must be administrated by intramuscular route. Three injections should be performed, at M0, M2 and M6 for Gardasil® and M0, M1 and M6 for Cervarix®. Gardasil® and Cervarix® have been commercialized worldwide and each country should define their own recommendations.

Phase I trials of Gardasil® were performed with only HPV16 L1 VLP in 300 16 to 23 years old women, who had less than 5 sexual partners and had never been exposed to HPV16 (Harro et al, 2001). The immunogenicity of the vaccine was excellent with the induction of very high levels of blood anti-L1 antibodies, 50 to 100 times those observed after natural HPV infection. The tolerance of the vaccine was good with only a slight pain, swelling and erythema at the injection sites. Phase II trials included about 2 000 subjects, they showed preliminary proof of efficacy using also HPV16 VLP versus a placebo (Koutsky et al, 2002). Subsequent phase III trial were carried out on more than 25 000 subjects, using the quadrivalent vaccine containing VLP from HPV 6, 11, 16 and 18. 98 to 100% protection was obtained against HPV -6, 11, 16, and 18 related diseases such as CIN2/3, vulvar and vaginal condyloma, usual VIN and VaIN3 (Garland et al, 2007; Joura et al, 2007; Munoz et al, 2010). Protection against persistent infection (for 6 months) by HPV16 or 18 was obtained in 99% of cases. Gardasil® obtained an FDA approval for the vaccination of girls and women aged 9 to 26 years to prevent cervical cancer, precancerous genital lesions and genital warts. Recently, 90% protection was obtained against extragenital warts in males (Giuliano et al, 2011). Efficacy of Gardasil® obtained against HPV31-induced CIN2/3 is around 55%. Finally, 43% protection was obtained against CIN2/3 induced by 14 oncogenic and non oncogenic genotypes of HPV (HPV 6, 11, 16, 18, 31, 33, 35, 39, 45, 51, 52, 56, 58, 59) 3.7 years after vaccination.

As for Cervarix®, phases I and II (Harper et al, 2004, 2006) studies showed 98 to 100% protection against CIN 2/3 similar to that of Gardasil®. The phase III trial involved more than 20 000 subjects (Paavonen et al, 2007) and was approved by the FDA and European Medical Agency. 70% protection was obtained against CIN2/3 related to 14 oncogenic HPV genotypes (HPV 16, 18, 31, 33, 35, 39, 45, 51, 52, 56, 58, 59, 66, 68) 3 years following vaccination (Paavonen et al, 2009). The efficacy of Cervarix® against HPV31-induced CIN2/3 is around 92%. Protection against persistent infection (for 6 months) by HPV33 and 45 was obtained in 76 and 77% of cases respectively.

Nevertheless, many questions remain unanswered. How long will the protection last ? Does thresholds of antibodies exist to allow the protection ? What will be the impact of the vaccination on the ecology of other HPVs, HPV screening by Pap smears and on adolescent sexual behavior and their use of condoms for HIV protection ? Will parents, preteens, physicians and the public at large, accept vaccination of young girls ? Will it be interesting to vaccinate young men to decrease HPV16 infection in men, viral transmission from men to women and more importantly spread of mucosal HPV diseases in the population ? Are MSM the future candidates for vaccination against anal cancer ?

### **12. Protection by the quadrivalent prophylactic vaccine against cutaneous external genital warts**

A paradox exits between the protection by prophylactic vaccines against cutaneous EGW (related to HPV6 and 11 replicative viruses) and the absence of detectable antibodies on the

Current Insight into Anti-HPV Immune Responses

viruses for example), DNA or peptides.

new trial with a placebo group is currently under way.

presently undertaken.

cells.

cells. Complete remission was obtained in 58% of vaccinated women.

and Lessons for Prophylactic and Therapeutic Vaccines 133

class II molecules before migrating at the surface of dendritic cells. All these therapeutic vaccines must target E6 and E7 viral proteins and contain recombinant viruses (vaccinia

Peptidic or lipopeptidic vaccines were tested within phases I-II for treatment of women having CIN3 or metastatic cervical cancer. The chosen peptides were E7 11-20 and E7 86-93, two peptides able to bind HLA-A2 molecules in association with a CD4+ epitope (PADRE) able to bind numerous HLA-DR molecules (Ressing et al, 2000; Steller et al, 1998; van Driel et al, 1999). In women with invasive cervical cancer, 25 to 30% of cellular immune responses were observed without any clinical improvement. Another trial in 18 women with CIN3 has shown a clinical improvement in 50% of them (Muderspach et al, 2000). Recently, an open clinical trial was performed by the Melief's group (Kenter et al, 2009) in twenty women presenting with usual VIN using 13 large peptides spanning the whole E6 and E7 proteins. Forty five percent of complete (9/20 women) and 25 % (5/20) of partial remission were observed 12 months after immunization. These important results would be even more interesting if the investigators had included a placebo group (Bourgault Villada, 2010a). A

Vaccinia virus was used in a recombinant vaccine containing E6 and E7 genes from HPV16 and HPV18 (TA-HPV) to vaccinate usual VIN patients. A clinical complete or partial response was observed in 8/18 treated women (Davidson et al, 2003). More recently, vaccination against usual VIN was also performed with another recombinant vaccinia virus, TA-L2E6E7 from HPV16 (Daayana et al, 2010). Two months before vaccination, 19 women were treated by topical imiquimod and then vaccinated by intramuscular route with 3 doses of recombinant vaccinia virus. Imiquimod is an immunomodulator that increases the synthesis of type I IFN by dendritic cells after its fixation to the TLR7 in human dendritic

Vaccination against CIN 2/3 was also performed by Transgene using a recombinant vaccinia virus, MVA, associated with the genes coding for E6 and E7 proteins and IL2 cytokine in 18 women. The disappearance of the lesions was observed by colposcopy 6 months later in 10 patients, without any CIN at biopsy in 9 cases. The important conclusion of this trial was that the vaccine was clinically effective, thus avoiding conization for 50% of the women with HPV16-related CIN2/3. A phase II trial including a placebo group is

A phase II clinical trial has also been performed to evaluate the potential use of the MVA-E2 in treating CIN 2/3 (Garcia-Hernandez et al, 2006). Thirty-four women received the therapeutic vaccine injected directly into the cervix once every week over a 6-week period. Nineteen patients (59%) showed no lesion nine weeks later and histological analysis showed total elimination of high-grade lesions in 20 patients. All patients developed Ab against the MVA-E2 vaccine and showed a specific cytotoxic response against papilloma-transformed

DNA containing E6 and E7 genes from HPV 16 and 18 (ZYC101a) was administered on 86 women having CIN2/3 (Garcia et al, 2004). Conization was performed 6 months later. Resolution of CIN was observed in 73% of the younger (less than 25 years old) women with a significant difference compared to a control group. This therapeutic vaccine is also very

keratinized skin surface. Following a breach in the epithelium, HPVs bind via L1 first to the basement membrane and then to the cellular receptor on the basal stem keratinocytes (Kines et al, 2009). Anti-L1 antibodies induced by prophylactic vaccines could block both of these interactions (Day et al, 2007). Indeed, this process of virus entry is slow, between 12 to 14 hours (Sapp et al, 2009) and, since the breach is accompanied by a serum exudate, exposure to serum antibodies is rapid. Another explanation for protection could be a stronger stimulation of anti-HPV CD4+ and CD8+ T-cells after infection. Indeed, in the presence of memory anti-L1 CD4+ T-cell, the CD8+ cytotoxic T-lymphocytes could be more strongly stimulated, with multiple specificities and higher affinity (Sauzet et al, 1995). The killing of infected keratinocytes could be then more effective.

### **13. Prevention of infection by other oncogenic HPVs by divalent prophylactic vaccine**

Recently, it has been demonstrated that Cervarix® is able to prevent CIN2/3 induced by HPV 16 and 18 and also by HPV 31, 33 and 45 (http://www.ema.europa.eu/, cervarix®, summary of product characteristics). An efficacy of 70% and 43% was obtained against CIN2/3 related to 14 oncogenic HPVs (16, 18, 31, 33, 35, 39, 45, 51, 52, 56, 58, 59, 66, 68) with Cervarix® and 12 oncogenic HPVs (16, 18, 31, 33, 35, 39, 45, 51, 52, 56, 58, 59) with Gardasil®, respectively (http://www.ema.europa.eu/, gardasil®, summary of product characteristics). A high level of anti-HPV antibodies usually correlates with a broad recognition of B-cell epitopes. Such epitopes can be shared by several other closely related HPVs. In Cervarix®, the use of ASO4 adjuvant allows to obtain high anti-HPV16 and 18 antibodies levels, that are able to prevent infection by numerous other oncogenic HPVs (McKeage et al, 2011).

### **14. Alternative to L1 VLP vaccines**

A particularly attractive strategy is to vaccinate with a linear N-terminal highly conserved sequence of the viral capsid L2 protein. In a properly immunogenic context, neutralizing antibodies to this B cell epitope-containing region are elicited and they have broadly neutralizing capacities against a wide range of HPVs (Conway et al, 2011). Immunization with adjuvanted chimeric HPV16L1-HPV16L2 VLP have also induced neutralization or cross-neutralization of HPV16, -18, -31, -45, -52, and -58; HPV6 and -11; and HPV5 (Schellenbacher et al, 2009). These new types of vaccine are very promising.

### **15. How to cure infection / tumorigenesis? Therapeutic vaccines**

Preventive vaccines do not address the current need for better treatment for women previously infected by HPV 16 or 18. Other types of vaccines must be used to increase or induce new specific anti-HPV cellular immunity (CD4+ and CD8+ T lymphocytes) in order to kill transformed epithelial cells. Several approaches can be used in this aim. To stimulate cytotoxic or antiviral CD8+ T lymphocytes, the vaccines must target the cytoplasm of dendritic cells. The degradation of vaccine antigens by proteasomes results in short peptides that can bind to HLA class I molecules and migrate at the surface of dendritic cells. To stimulate CD4+ T lymphocytes, endocytosis of vaccinal antigens is essential, followed by degradation of antigens by lysosome/endosome in large peptides that associate with HLA Human Papillomavirus and Related Diseases 132 – From Bench to Bedside – A Clinical Perspective

keratinized skin surface. Following a breach in the epithelium, HPVs bind via L1 first to the basement membrane and then to the cellular receptor on the basal stem keratinocytes (Kines et al, 2009). Anti-L1 antibodies induced by prophylactic vaccines could block both of these interactions (Day et al, 2007). Indeed, this process of virus entry is slow, between 12 to 14 hours (Sapp et al, 2009) and, since the breach is accompanied by a serum exudate, exposure to serum antibodies is rapid. Another explanation for protection could be a stronger stimulation of anti-HPV CD4+ and CD8+ T-cells after infection. Indeed, in the presence of memory anti-L1 CD4+ T-cell, the CD8+ cytotoxic T-lymphocytes could be more strongly stimulated, with multiple specificities and higher affinity (Sauzet et al, 1995). The killing of

**13. Prevention of infection by other oncogenic HPVs by divalent prophylactic** 

Recently, it has been demonstrated that Cervarix® is able to prevent CIN2/3 induced by HPV 16 and 18 and also by HPV 31, 33 and 45 (http://www.ema.europa.eu/, cervarix®, summary of product characteristics). An efficacy of 70% and 43% was obtained against CIN2/3 related to 14 oncogenic HPVs (16, 18, 31, 33, 35, 39, 45, 51, 52, 56, 58, 59, 66, 68) with Cervarix® and 12 oncogenic HPVs (16, 18, 31, 33, 35, 39, 45, 51, 52, 56, 58, 59) with Gardasil®, respectively (http://www.ema.europa.eu/, gardasil®, summary of product characteristics). A high level of anti-HPV antibodies usually correlates with a broad recognition of B-cell epitopes. Such epitopes can be shared by several other closely related HPVs. In Cervarix®, the use of ASO4 adjuvant allows to obtain high anti-HPV16 and 18 antibodies levels, that are able to prevent infection by numerous other oncogenic HPVs

A particularly attractive strategy is to vaccinate with a linear N-terminal highly conserved sequence of the viral capsid L2 protein. In a properly immunogenic context, neutralizing antibodies to this B cell epitope-containing region are elicited and they have broadly neutralizing capacities against a wide range of HPVs (Conway et al, 2011). Immunization with adjuvanted chimeric HPV16L1-HPV16L2 VLP have also induced neutralization or cross-neutralization of HPV16, -18, -31, -45, -52, and -58; HPV6 and -11; and HPV5

Preventive vaccines do not address the current need for better treatment for women previously infected by HPV 16 or 18. Other types of vaccines must be used to increase or induce new specific anti-HPV cellular immunity (CD4+ and CD8+ T lymphocytes) in order to kill transformed epithelial cells. Several approaches can be used in this aim. To stimulate cytotoxic or antiviral CD8+ T lymphocytes, the vaccines must target the cytoplasm of dendritic cells. The degradation of vaccine antigens by proteasomes results in short peptides that can bind to HLA class I molecules and migrate at the surface of dendritic cells. To stimulate CD4+ T lymphocytes, endocytosis of vaccinal antigens is essential, followed by degradation of antigens by lysosome/endosome in large peptides that associate with HLA

(Schellenbacher et al, 2009). These new types of vaccine are very promising.

**15. How to cure infection / tumorigenesis? Therapeutic vaccines** 

infected keratinocytes could be then more effective.

**vaccine** 

(McKeage et al, 2011).

**14. Alternative to L1 VLP vaccines** 

class II molecules before migrating at the surface of dendritic cells. All these therapeutic vaccines must target E6 and E7 viral proteins and contain recombinant viruses (vaccinia viruses for example), DNA or peptides.

Peptidic or lipopeptidic vaccines were tested within phases I-II for treatment of women having CIN3 or metastatic cervical cancer. The chosen peptides were E7 11-20 and E7 86-93, two peptides able to bind HLA-A2 molecules in association with a CD4+ epitope (PADRE) able to bind numerous HLA-DR molecules (Ressing et al, 2000; Steller et al, 1998; van Driel et al, 1999). In women with invasive cervical cancer, 25 to 30% of cellular immune responses were observed without any clinical improvement. Another trial in 18 women with CIN3 has shown a clinical improvement in 50% of them (Muderspach et al, 2000). Recently, an open clinical trial was performed by the Melief's group (Kenter et al, 2009) in twenty women presenting with usual VIN using 13 large peptides spanning the whole E6 and E7 proteins. Forty five percent of complete (9/20 women) and 25 % (5/20) of partial remission were observed 12 months after immunization. These important results would be even more interesting if the investigators had included a placebo group (Bourgault Villada, 2010a). A new trial with a placebo group is currently under way.

Vaccinia virus was used in a recombinant vaccine containing E6 and E7 genes from HPV16 and HPV18 (TA-HPV) to vaccinate usual VIN patients. A clinical complete or partial response was observed in 8/18 treated women (Davidson et al, 2003). More recently, vaccination against usual VIN was also performed with another recombinant vaccinia virus, TA-L2E6E7 from HPV16 (Daayana et al, 2010). Two months before vaccination, 19 women were treated by topical imiquimod and then vaccinated by intramuscular route with 3 doses of recombinant vaccinia virus. Imiquimod is an immunomodulator that increases the synthesis of type I IFN by dendritic cells after its fixation to the TLR7 in human dendritic cells. Complete remission was obtained in 58% of vaccinated women.

Vaccination against CIN 2/3 was also performed by Transgene using a recombinant vaccinia virus, MVA, associated with the genes coding for E6 and E7 proteins and IL2 cytokine in 18 women. The disappearance of the lesions was observed by colposcopy 6 months later in 10 patients, without any CIN at biopsy in 9 cases. The important conclusion of this trial was that the vaccine was clinically effective, thus avoiding conization for 50% of the women with HPV16-related CIN2/3. A phase II trial including a placebo group is presently undertaken.

A phase II clinical trial has also been performed to evaluate the potential use of the MVA-E2 in treating CIN 2/3 (Garcia-Hernandez et al, 2006). Thirty-four women received the therapeutic vaccine injected directly into the cervix once every week over a 6-week period. Nineteen patients (59%) showed no lesion nine weeks later and histological analysis showed total elimination of high-grade lesions in 20 patients. All patients developed Ab against the MVA-E2 vaccine and showed a specific cytotoxic response against papilloma-transformed cells.

DNA containing E6 and E7 genes from HPV 16 and 18 (ZYC101a) was administered on 86 women having CIN2/3 (Garcia et al, 2004). Conization was performed 6 months later. Resolution of CIN was observed in 73% of the younger (less than 25 years old) women with a significant difference compared to a control group. This therapeutic vaccine is also very

Current Insight into Anti-HPV Immune Responses

1996; Nakagawa et al, 1996).

stimulating T lymphocytes.

**17. Conclusion** 

and Lessons for Prophylactic and Therapeutic Vaccines 135

CD4+ T cells. Among them, peptide E6 42-57 that is restricted by HLA-DR7 has already been identified (Strang et al, 1990). Regions E6 1-31, 22-51 and 24-45 can be also immunogenic for CD4+ T cells as shown in CIN or sexually active healthy women (Kadish et al, 1997). The region E6 42-71, which includes peptide E6/4 (aa 45-68), has also been described as a target of proliferative responses in CIN patients (Kadish et al, 1997). Another E6 111-158 region was previously described as inducing proliferative responses in infected asymptomatic subjects or in patients with CIN3 (Kadish et al, 1997; Strang et al, 1990) as well as E6 127-141 peptide in healthy young women (Gallagher et al, 2007). Similarly, peptides E7 43-77, E7 50-62 and E7 58-68 which are restricted by DR3, DR15 and DR17, respectively, were defined as epitopic peptides for CD4 + T cells (Strang et al, 1990; van der Burg et al, 2001; Wang et al, 2009). E7 region 51-98, including our E7/7 (aa 65-87) peptide, is also very immunogenic for proliferating T lymphocytes (de Gruijl et al, 1998; Luxton et al,

The characterization of E6 and E7 HPV-16 epitopes and the HLA restriction of their recognition by CD8+ T lymphocytes are more precise: E6 29-38, E7 11-20, E7 82-90 and E7 86-93 epitopes are presented by HLA-A2 (Evans et al, 2001; Ressing et al, 1995, 1996), E6 80- 88 and E7 44-52 by HLA-B18 (Bourgault Villada et al, 2000) and E6 49-57 by HLA-A24 (Morishima et al, 2007). In women who cleared HPV 16 infection, cytotoxic T lymphocytes (CTL) responses are directed against epitopes preferentially located in the N-terminal half of the E6 protein (region 16-40) (Nakagawa et al, 2005). In this fragment, the dominant epitope E6 29-37 is restricted by HLA-B48, E6 31-38 by HLA-B4002 and the subdominant epitope E6 52-61 by HLA-B35 (Nakagawa et al, 2007). The same group had also shown that the peptide E6 33-42 61 is recognized by CD8+ T lymphocytes in association with HLA-A68, peptide E6 52-61 in association with HLA-B57 and –B35, peptide E6 75-83 in association with HLA-B62, peptide E7 7-15 in association with HLA-B48 and peptide E7 79-87 in association with HLA-B60 (Nakagawa et al, 2004, 2007; Wang et al, 2008). In addition, E7 7-15 is also able to bind HLA-A2 and -B8 to be recognized by CTL (Oerke et al, 2005; Ressing et al, 1995). From the latter results, two hot spots of CD8+ T-cell epitopes in protein E6 may be located in the regions E6 29-38 and 52-61 and another one in protein E7 (E7 7-15) (Nakagawa et al, 2007). Nevertheless, a poor immunogenicity of E7 protein was observed in many studies during both HPV 16 infection and after peptidic vaccination using long peptides spanning both E6

and E7 (Kenter et al, 2008; Welters et al, 2008) such as those used in our study.

The epitopes E6/2 (aa 14-34) and E6/4 (aa 45-68) hence could be strongly recognized by CD4+ and / or CD8+ T lymphocytes and could be particularly relevant in the design of a peptide vaccination. We may hypothesize that the T cell responses that we observed were able to contain the tumor cells into the epithelium. Therefore, E6/2 (aa 14-34) and E6/4 (aa 45-68) peptides could play a major role in the protection against invasive cancer by

HPV infections are very frequent. Eighty percent of women more than 25 years old have been infected. Two third of them have been infected by a oncogenic HPV and 10% of them will develop an intraepithelial neoplasia, mainly CIN. Preventive vaccines are very effective

promising as CIN 2/3 treatment. New phase II trial is currently under way, testing DNA from E6 and E7 genes versus placebo.

All these results are very important and encouraging for the development of therapeutic vaccines for HPV induced cancers. Nevertheless the proof of efficacy in CIN 2/3 should be carefully demonstrated because therapeutic vaccine should be more efficient that surgery. It is important to note that these therapeutic vaccines should avoid relapse of HPV infection after treatment by increasing HPV-specific cellular immunity.

Other vaccines were tested to fight high grade anal intraepithelial neoplasia (AIN3) in HIV+ patients. HSPE7 including Mycobacterium bovis BCG heat-shock protein 65 (Hsp65) and HPV16 E7 protein was tested. Clinical complete and partial responses were observed in 5 vaccinated patients out of 15 (33% of efficacy) (Palefski et al, 2006). A better vaccine with adjuvant is presently developed.

The safety and immunogenicity of the human papillomavirus type 16 (HPV16) or HPV18 (HPV16/18) E7 protein-pulsed mature dendritic cell vaccination (phase I) were evaluated as adjuvant therapy for 10 patients with stage IB cervical cancer treated by radical hysterectomy (Santin et al, 2008). All patients developed CD4+ T-cell and Ab responses to DC vaccination and 8 of them E7-specific CD8+ T-cells. DC vaccination was well tolerated and no significant toxicity was recorded. New trials (phase II) in cervical cancer patients harboring a limited tumor burden or who are at significant risk of tumor recurrence are warranted to show an efficacy of this immunotherapy.

Condyloma have been also treated by immunotherapy. Two trials were performed using the VLP of HPV6 (Zhang et al, 2000) or the fusion protein L2E7 fron HPV6 (Lacey et al, 1999; Thompson et al, 1999; Vandepapeliere et al, 2005) with a clearance of condyloma obtained in 75 and 20% of cases, respectively. In the absence of control group in these trials, it is too early to make conclusions about the efficacy of these vaccines. In a phase I/II trial, thirty males presenting with intraurethral flat condyloma were treated with either a recombinant vaccinia viral vaccine MVA-E2 (expressing the E2 gene of bovine papillomavirus) (Albarran et al, 2007). 28/30 patients treated with MVAE2 vaccine were free of clinical or histological lesion or HPV at 4 weeks.

### **16. How to determine the epitopic regions for a therapeutic vaccine?**

In a study including 16 women presenting with usual VIN, we have determined the strongly immunogenic regions from HPV16 E6 and E7 proteins for CD4+ and/or CD8+ T lymphocytes (Bourgault Villada et al, 2010b). Among 18 large peptides of the proteins E6 and E7, two were recognized in proliferative assays as immunodominant by T cells from 10 out of 16 women (62%) at the entry in the study, namely E6/2 (aa 14-34) and E6/4 (aa 45-68) peptides. Four other peptides, E6/7 (aa 91-110), E7/2 (aa 7-27), E7/3 (aa 21-40) and E7/7 (aa 65-87) were recognized by only 12% of the women in proliferative or IFNγ ELISPOT tests. The regions of E6 and E7 proteins implicated in T cell recognition during HPV infection were not yet well defined because of the usually low frequency of anti-HPV blood T cell responses and of the difficulties of their study.

In protein E6, some peptides included in, including or overlapping our peptides E6/2 (aa 14-34) and E6/4 (aa 45-68) have already been described as preferentially recognized by Human Papillomavirus and Related Diseases 134 – From Bench to Bedside – A Clinical Perspective

promising as CIN 2/3 treatment. New phase II trial is currently under way, testing DNA

All these results are very important and encouraging for the development of therapeutic vaccines for HPV induced cancers. Nevertheless the proof of efficacy in CIN 2/3 should be carefully demonstrated because therapeutic vaccine should be more efficient that surgery. It is important to note that these therapeutic vaccines should avoid relapse of HPV infection

Other vaccines were tested to fight high grade anal intraepithelial neoplasia (AIN3) in HIV+ patients. HSPE7 including Mycobacterium bovis BCG heat-shock protein 65 (Hsp65) and HPV16 E7 protein was tested. Clinical complete and partial responses were observed in 5 vaccinated patients out of 15 (33% of efficacy) (Palefski et al, 2006). A better vaccine with

The safety and immunogenicity of the human papillomavirus type 16 (HPV16) or HPV18 (HPV16/18) E7 protein-pulsed mature dendritic cell vaccination (phase I) were evaluated as adjuvant therapy for 10 patients with stage IB cervical cancer treated by radical hysterectomy (Santin et al, 2008). All patients developed CD4+ T-cell and Ab responses to DC vaccination and 8 of them E7-specific CD8+ T-cells. DC vaccination was well tolerated and no significant toxicity was recorded. New trials (phase II) in cervical cancer patients harboring a limited tumor burden or who are at significant risk of tumor recurrence are

Condyloma have been also treated by immunotherapy. Two trials were performed using the VLP of HPV6 (Zhang et al, 2000) or the fusion protein L2E7 fron HPV6 (Lacey et al, 1999; Thompson et al, 1999; Vandepapeliere et al, 2005) with a clearance of condyloma obtained in 75 and 20% of cases, respectively. In the absence of control group in these trials, it is too early to make conclusions about the efficacy of these vaccines. In a phase I/II trial, thirty males presenting with intraurethral flat condyloma were treated with either a recombinant vaccinia viral vaccine MVA-E2 (expressing the E2 gene of bovine papillomavirus) (Albarran et al, 2007). 28/30 patients treated with MVAE2 vaccine were free of clinical or histological

**16. How to determine the epitopic regions for a therapeutic vaccine?** 

In a study including 16 women presenting with usual VIN, we have determined the strongly immunogenic regions from HPV16 E6 and E7 proteins for CD4+ and/or CD8+ T lymphocytes (Bourgault Villada et al, 2010b). Among 18 large peptides of the proteins E6 and E7, two were recognized in proliferative assays as immunodominant by T cells from 10 out of 16 women (62%) at the entry in the study, namely E6/2 (aa 14-34) and E6/4 (aa 45-68) peptides. Four other peptides, E6/7 (aa 91-110), E7/2 (aa 7-27), E7/3 (aa 21-40) and E7/7 (aa 65-87) were recognized by only 12% of the women in proliferative or IFNγ ELISPOT tests. The regions of E6 and E7 proteins implicated in T cell recognition during HPV infection were not yet well defined because of the usually low frequency of anti-HPV blood T cell

In protein E6, some peptides included in, including or overlapping our peptides E6/2 (aa 14-34) and E6/4 (aa 45-68) have already been described as preferentially recognized by

from E6 and E7 genes versus placebo.

adjuvant is presently developed.

lesion or HPV at 4 weeks.

after treatment by increasing HPV-specific cellular immunity.

warranted to show an efficacy of this immunotherapy.

responses and of the difficulties of their study.

CD4+ T cells. Among them, peptide E6 42-57 that is restricted by HLA-DR7 has already been identified (Strang et al, 1990). Regions E6 1-31, 22-51 and 24-45 can be also immunogenic for CD4+ T cells as shown in CIN or sexually active healthy women (Kadish et al, 1997). The region E6 42-71, which includes peptide E6/4 (aa 45-68), has also been described as a target of proliferative responses in CIN patients (Kadish et al, 1997). Another E6 111-158 region was previously described as inducing proliferative responses in infected asymptomatic subjects or in patients with CIN3 (Kadish et al, 1997; Strang et al, 1990) as well as E6 127-141 peptide in healthy young women (Gallagher et al, 2007). Similarly, peptides E7 43-77, E7 50-62 and E7 58-68 which are restricted by DR3, DR15 and DR17, respectively, were defined as epitopic peptides for CD4 + T cells (Strang et al, 1990; van der Burg et al, 2001; Wang et al, 2009). E7 region 51-98, including our E7/7 (aa 65-87) peptide, is also very immunogenic for proliferating T lymphocytes (de Gruijl et al, 1998; Luxton et al, 1996; Nakagawa et al, 1996).

The characterization of E6 and E7 HPV-16 epitopes and the HLA restriction of their recognition by CD8+ T lymphocytes are more precise: E6 29-38, E7 11-20, E7 82-90 and E7 86-93 epitopes are presented by HLA-A2 (Evans et al, 2001; Ressing et al, 1995, 1996), E6 80- 88 and E7 44-52 by HLA-B18 (Bourgault Villada et al, 2000) and E6 49-57 by HLA-A24 (Morishima et al, 2007). In women who cleared HPV 16 infection, cytotoxic T lymphocytes (CTL) responses are directed against epitopes preferentially located in the N-terminal half of the E6 protein (region 16-40) (Nakagawa et al, 2005). In this fragment, the dominant epitope E6 29-37 is restricted by HLA-B48, E6 31-38 by HLA-B4002 and the subdominant epitope E6 52-61 by HLA-B35 (Nakagawa et al, 2007). The same group had also shown that the peptide E6 33-42 61 is recognized by CD8+ T lymphocytes in association with HLA-A68, peptide E6 52-61 in association with HLA-B57 and –B35, peptide E6 75-83 in association with HLA-B62, peptide E7 7-15 in association with HLA-B48 and peptide E7 79-87 in association with HLA-B60 (Nakagawa et al, 2004, 2007; Wang et al, 2008). In addition, E7 7-15 is also able to bind HLA-A2 and -B8 to be recognized by CTL (Oerke et al, 2005; Ressing et al, 1995). From the latter results, two hot spots of CD8+ T-cell epitopes in protein E6 may be located in the regions E6 29-38 and 52-61 and another one in protein E7 (E7 7-15) (Nakagawa et al, 2007). Nevertheless, a poor immunogenicity of E7 protein was observed in many studies during both HPV 16 infection and after peptidic vaccination using long peptides spanning both E6 and E7 (Kenter et al, 2008; Welters et al, 2008) such as those used in our study.

The epitopes E6/2 (aa 14-34) and E6/4 (aa 45-68) hence could be strongly recognized by CD4+ and / or CD8+ T lymphocytes and could be particularly relevant in the design of a peptide vaccination. We may hypothesize that the T cell responses that we observed were able to contain the tumor cells into the epithelium. Therefore, E6/2 (aa 14-34) and E6/4 (aa 45-68) peptides could play a major role in the protection against invasive cancer by stimulating T lymphocytes.

### **17. Conclusion**

HPV infections are very frequent. Eighty percent of women more than 25 years old have been infected. Two third of them have been infected by a oncogenic HPV and 10% of them will develop an intraepithelial neoplasia, mainly CIN. Preventive vaccines are very effective

Current Insight into Anti-HPV Immune Responses

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cohort study. *Cancer Res* 69:3828-32.

*Comp Immunol Microbiol Infect Dis* 31:293-315.

64:8761-6.

*Lancet* 2:1010-5.

*PLoS One* 6:e16405.

*Res* 63:6032-41.

and Lessons for Prophylactic and Therapeutic Vaccines 137

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Bourgault Villada, I. (2010a). Vaccination against HPV-16 for vulvar intraepithelial

Bourgault Villada, I., Moyal Barracco, M., Berville, S., Bafounta, M. L., Longvert, C., Premel,

Bousarghin, L., Hubert, P., Franzen, E., Jacobs, N., Boniver, J., & Delvenne, P. (2005). Human

Carter, J. J., Koutsky, L. A., Hughes, J. P., Lee, S. K., Kuypers, J., Kiviat, N., & Galloway, D.

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**7** 

*Czech Republic* 

**A New Perspectives** 

*1Institute of Experimental Botany AS CR, Prague* 

*2Institute of Organic Chemistry and Biochemistry, Prague* 

**Plant Production of Vaccine Against HPV:** 

Markéta Šmídková1,2, Marcela Holá1, Jitka Brouzdová1 and Karel J. Angelis1

Infection by human papilloma virus (HPV) attracted attention in connection with cervical cancer in humans (zur Hausen, 1996). HPV type 16 alone accounts for approximately 50% of all cases of cervical cancer. The virus icosahedral capsid is composed of the L1 major and the L2 minor proteins. L1 alone has the capacity to self-assemble into virus-like particles (VLPs) without participation of L2 or other proteins. Because of similar immunogenicity compared to infectious virions, VLPs can be produced and used as a safe prophylactic vaccine against viral transmission of cervical cancer. During recent years two highly efficient VLP-based HPV vaccines (e.g. Gardasil, *Merck MSD* and Cervarix, *GlaxoSmithKline*) become available. For commercial production of vaccines and recombinant therapeutics, plants are often considered as a cost-effective alternative with several benefits. Firstly, production in plants can be easily scaled up in the case of acute demand for production and secondly, produced proteins are unlikely to be contaminated by human or animal pathogens, toxins and oncogenic sequences. Moreover, plants provide a convenient environment for protein expression and storage including the possibility of direct administration as edible vaccine if expressed in the appropriate plant tissue. In this article, we report recent promising advances in the production of prophylactic and therapeutic vaccines against HPV by expression of the relevant antigens in

plants, and discuss future prospects for the use of such vaccines.

**2.1 Structure of HPV capsid and neutralizing epitopes on its surface** 

Papilloma viruses (PVs) are small tissue specific double-stranded DNA tumor viruses, classified in the taxonomic family of *Papillomaviridae*. The Human Papilloma Viruses (HPVs) are phylogenetically closely related with similar biological properties among each other and with animal papillomaviruses that are host-specific to other vertebrates including amphibians, reptiles, birds and a variety of land and sea mammals. Animal PVs have been studied either as disease carrier and transmitters in animals or as models of human PV infection (Brandsma et al.; 1994; Campo 1997). Due to etiological connection with the high-rate mortality cervical cancer, the main attention is concentrated on the genital high-risk HPV types 16, 18, 33 and 58 as the leading cause of cancer (Munoz et al., 2003). The low-risk types 6 and 11 are associated with benign epithelial papillomas or warts that occur in 5–12% of normal women (Heim et al,

**1. Introduction** 

**2. HPV vaccines** 

Zhang, L. F., Zhou, J., Chen, S., Cai, L. L., Bao, Q. Y., Zheng, F. Y., Lu, J. Q., Padmanabha, J., Hengst, K., Malcolm, K., & Frazer, I. H. (2000). HPV6b virus like particles are potent immunogens without adjuvant in man. *Vaccine* 18:1051-8.

### **Plant Production of Vaccine Against HPV: A New Perspectives**

Markéta Šmídková1,2, Marcela Holá1, Jitka Brouzdová1 and Karel J. Angelis1 *1Institute of Experimental Botany AS CR, Prague 2Institute of Organic Chemistry and Biochemistry, Prague Czech Republic* 

### **1. Introduction**

Human Papillomavirus and Related Diseases 146 – From Bench to Bedside – A Clinical Perspective

Zhang, L. F., Zhou, J., Chen, S., Cai, L. L., Bao, Q. Y., Zheng, F. Y., Lu, J. Q., Padmanabha, J.,

potent immunogens without adjuvant in man. *Vaccine* 18:1051-8.

Hengst, K., Malcolm, K., & Frazer, I. H. (2000). HPV6b virus like particles are

Infection by human papilloma virus (HPV) attracted attention in connection with cervical cancer in humans (zur Hausen, 1996). HPV type 16 alone accounts for approximately 50% of all cases of cervical cancer. The virus icosahedral capsid is composed of the L1 major and the L2 minor proteins. L1 alone has the capacity to self-assemble into virus-like particles (VLPs) without participation of L2 or other proteins. Because of similar immunogenicity compared to infectious virions, VLPs can be produced and used as a safe prophylactic vaccine against viral transmission of cervical cancer. During recent years two highly efficient VLP-based HPV vaccines (e.g. Gardasil, *Merck MSD* and Cervarix, *GlaxoSmithKline*) become available. For commercial production of vaccines and recombinant therapeutics, plants are often considered as a cost-effective alternative with several benefits. Firstly, production in plants can be easily scaled up in the case of acute demand for production and secondly, produced proteins are unlikely to be contaminated by human or animal pathogens, toxins and oncogenic sequences. Moreover, plants provide a convenient environment for protein expression and storage including the possibility of direct administration as edible vaccine if expressed in the appropriate plant tissue. In this article, we report recent promising advances in the production of prophylactic and therapeutic vaccines against HPV by expression of the relevant antigens in plants, and discuss future prospects for the use of such vaccines.

### **2. HPV vaccines**

### **2.1 Structure of HPV capsid and neutralizing epitopes on its surface**

Papilloma viruses (PVs) are small tissue specific double-stranded DNA tumor viruses, classified in the taxonomic family of *Papillomaviridae*. The Human Papilloma Viruses (HPVs) are phylogenetically closely related with similar biological properties among each other and with animal papillomaviruses that are host-specific to other vertebrates including amphibians, reptiles, birds and a variety of land and sea mammals. Animal PVs have been studied either as disease carrier and transmitters in animals or as models of human PV infection (Brandsma et al.; 1994; Campo 1997). Due to etiological connection with the high-rate mortality cervical cancer, the main attention is concentrated on the genital high-risk HPV types 16, 18, 33 and 58 as the leading cause of cancer (Munoz et al., 2003). The low-risk types 6 and 11 are associated with benign epithelial papillomas or warts that occur in 5–12% of normal women (Heim et al,

Plant Production of Vaccine Against HPV: A New Perspectives 149

terminus can be truncated and replaced with heterologous epitopes or short polypeptides up to 60 amino acids without disrupting the assembly of VLPs (Paintsil et al., 1996; Müller et al., 1997; Paz De la Rosa et al., 2009). These chimeric VLPs (cVLPs) can induce strong immune responses against not only the inserted epitopes or polypeptides, but also the VLP shell (Freyschmidt et al., 2004; Varsani et al., 2003a; Xu et al., 2006). Experiments *in vitro* showed that a short N'-terminal segment of the L1 polypeptide chain acts as a switch between T=7 (72 L1-

Structural analysis has revealed that BC, EF, FG, HI and DE hyper variable loops of L1 (Fig. 1D) are exposed on the outer surface of the L1-pentamer and form a broad pocket, which participate in receptor interaction. The rim of the pentamer pocket is extremely variable contrary to its floor. With a few exceptions, all HPV-neutralizing monoclonal antibodies analyzed so far are type-specific and recognize conformational epitopes within these surface-exposed hyper variable loops (Pastrana et al., 2004; Fleury et al., 2006). HPV16 and HPV11 VLPs epitopes recognized by neutralizing mAbs are shown on Fig. 2 (Roden et al.,

Fig. 2. Surface of the HPV 11 and 16 L1 pentamers. The surface loops are colored differently on the surface: BC (orange), DE (violet), EF (yellow), FG (green), and HI (slate). (A) HPV11; (B) HPV16. Neutralizing epitopes are schematically indicated on pentamers. Black squares, H11.F1 and H11.G5; orange square, H11.H3; red ellipse, H16.V5 and H16.E70. (Bishop et al.,

**2.2 HPV vaccines of the first generation. The need for second-generation vaccines**  The first applied strategy for HPV prophylactic vaccination aimed on induction of neutralizing antibodies against L1 capsid proteins. Currently two vaccines composed of HPV-L1 self assembled into VLPs have been developed and are commercially available, a Glaxo-Smith Kline bivalent vaccine Cervarix and a Merck, Sharp and Dohme quadrivalent vaccine Gardasil (also marketed as Gardisil or Silgard). Bivalent vaccine Cervarix protects primarily against HPV 16 and 18 that are produced separately using a recombinant Baculovirus expression system. Purified VLPs of each HPV type are formulated with the AS04 adjuvant system composed of aluminium hydroxide and 3-*O*-desacyl-4. monophosphoryl lipid A (MPL). Cervarix is stored as a sterile turbid liquid suspension for intramuscular injection at 2-8°C with a proposed shelf life 3 years. Gardasil is combination of *Saccharomyces cerevisce* produced HPV 16, 18, 6 and 11 VLPs and has amorphous

pentamer) and T=1 (12 L1-pentamer) VLP assembly (Fig. 1B) (Chen et al., 2000).

1997a; Ludmerer et al., 1997).

2007)

1995), however, HPV6 and 11 are the most commonly diagnosed to coinfect and comorbid in immunosuppressed individuals with malignant HPVs (Jay & Moscicki, 2000).

Papillomavirus infection induces type-specific immune response, directed mainly against the major capsid protein L1, rather than L2 minor protein, which also participates in the formation of the shell of native HPV particles. The viral capsid is primarily composed of 360 copies of L1 protein organized into 72 L1-pentamers (capsomeres) and associated with 12 or more copies of the minor L2 protein. When expressed in various recombinant system, L1 readily selfassembles, even in the absence of L2, into noninfectious virus-like particles (VLPs). VLPs are also organized into 72 capsomeres of L1 protein (Fig. 1C) and are immunologically indistinguishable from the native virions (Fig. 1B). The 504-residue of the L1 protein chain contains 12 β-strands, 6 loops, and 5 α-helices that form "jelly roll" β-sandwich (Fig. 1D).

Fig. 1. Structure of the HPV capsid. (A) Small (T=1) VLPs derived from HPV-L1; (B) Fullsize (T=7) Papillomavirus particles; (C) HPV16 capsomere (L1-pentamer) in the conformation found in small VLPs (Chen et al., 2000). Three subunits are shown in green, blue and red. The C'-terminal arms are in gray, to indicate that these portions of the subunit rearrange when L1-pentamers assemble into virions or into full-sized capsids; (D) The 3D structure of human papillomavirus 16 L1 monomer (HPV16L1). Secondary structural elements are labeled, with letters *B–J* for β-strands and h1–h5 for the 5 α-helices. Loops between strands are labeled *B–C*, *C–D*, etc. The first and the last residues are marked N (20) and C (474), respectively. The two cysteines that participate in the interpentamer disulphide bonding within the virion or in the virion-sized particles are shown in yellow, together with their residue numbers, 175 and 428. (Modis et al., 2002)

Some residues in the L1 protein, such as Asp202, Cys175, and Cys428 of HPV16 L1, are very important for VLP formation (Slupetzky et al., 2001), however some residues at the C'-

Human Papillomavirus and Related Diseases 148 – From Bench to Bedside – A Clinical Perspective

1995), however, HPV6 and 11 are the most commonly diagnosed to coinfect and comorbid in

Papillomavirus infection induces type-specific immune response, directed mainly against the major capsid protein L1, rather than L2 minor protein, which also participates in the formation of the shell of native HPV particles. The viral capsid is primarily composed of 360 copies of L1 protein organized into 72 L1-pentamers (capsomeres) and associated with 12 or more copies of the minor L2 protein. When expressed in various recombinant system, L1 readily selfassembles, even in the absence of L2, into noninfectious virus-like particles (VLPs). VLPs are also organized into 72 capsomeres of L1 protein (Fig. 1C) and are immunologically indistinguishable from the native virions (Fig. 1B). The 504-residue of the L1 protein chain contains 12 β-strands, 6 loops, and 5 α-helices that form "jelly roll" β-sandwich (Fig. 1D).

Fig. 1. Structure of the HPV capsid. (A) Small (T=1) VLPs derived from HPV-L1; (B) Full-

conformation found in small VLPs (Chen et al., 2000). Three subunits are shown in green, blue and red. The C'-terminal arms are in gray, to indicate that these portions of the subunit rearrange when L1-pentamers assemble into virions or into full-sized capsids; (D) The 3D structure of human papillomavirus 16 L1 monomer (HPV16L1). Secondary structural elements are labeled, with letters *B–J* for β-strands and h1–h5 for the 5 α-helices. Loops between strands are labeled *B–C*, *C–D*, etc. The first and the last residues are marked N (20) and C (474), respectively. The two cysteines that participate in the interpentamer disulphide bonding within the virion or in the virion-sized particles are shown in yellow, together with

Some residues in the L1 protein, such as Asp202, Cys175, and Cys428 of HPV16 L1, are very important for VLP formation (Slupetzky et al., 2001), however some residues at the C'-

size (T=7) Papillomavirus particles; (C) HPV16 capsomere (L1-pentamer) in the

their residue numbers, 175 and 428. (Modis et al., 2002)

immunosuppressed individuals with malignant HPVs (Jay & Moscicki, 2000).

terminus can be truncated and replaced with heterologous epitopes or short polypeptides up to 60 amino acids without disrupting the assembly of VLPs (Paintsil et al., 1996; Müller et al., 1997; Paz De la Rosa et al., 2009). These chimeric VLPs (cVLPs) can induce strong immune responses against not only the inserted epitopes or polypeptides, but also the VLP shell (Freyschmidt et al., 2004; Varsani et al., 2003a; Xu et al., 2006). Experiments *in vitro* showed that a short N'-terminal segment of the L1 polypeptide chain acts as a switch between T=7 (72 L1 pentamer) and T=1 (12 L1-pentamer) VLP assembly (Fig. 1B) (Chen et al., 2000).

Structural analysis has revealed that BC, EF, FG, HI and DE hyper variable loops of L1 (Fig. 1D) are exposed on the outer surface of the L1-pentamer and form a broad pocket, which participate in receptor interaction. The rim of the pentamer pocket is extremely variable contrary to its floor. With a few exceptions, all HPV-neutralizing monoclonal antibodies analyzed so far are type-specific and recognize conformational epitopes within these surface-exposed hyper variable loops (Pastrana et al., 2004; Fleury et al., 2006). HPV16 and HPV11 VLPs epitopes recognized by neutralizing mAbs are shown on Fig. 2 (Roden et al., 1997a; Ludmerer et al., 1997).

Fig. 2. Surface of the HPV 11 and 16 L1 pentamers. The surface loops are colored differently on the surface: BC (orange), DE (violet), EF (yellow), FG (green), and HI (slate). (A) HPV11; (B) HPV16. Neutralizing epitopes are schematically indicated on pentamers. Black squares, H11.F1 and H11.G5; orange square, H11.H3; red ellipse, H16.V5 and H16.E70. (Bishop et al., 2007)

### **2.2 HPV vaccines of the first generation. The need for second-generation vaccines**

The first applied strategy for HPV prophylactic vaccination aimed on induction of neutralizing antibodies against L1 capsid proteins. Currently two vaccines composed of HPV-L1 self assembled into VLPs have been developed and are commercially available, a Glaxo-Smith Kline bivalent vaccine Cervarix and a Merck, Sharp and Dohme quadrivalent vaccine Gardasil (also marketed as Gardisil or Silgard). Bivalent vaccine Cervarix protects primarily against HPV 16 and 18 that are produced separately using a recombinant Baculovirus expression system. Purified VLPs of each HPV type are formulated with the AS04 adjuvant system composed of aluminium hydroxide and 3-*O*-desacyl-4. monophosphoryl lipid A (MPL). Cervarix is stored as a sterile turbid liquid suspension for intramuscular injection at 2-8°C with a proposed shelf life 3 years. Gardasil is combination of *Saccharomyces cerevisce* produced HPV 16, 18, 6 and 11 VLPs and has amorphous

Plant Production of Vaccine Against HPV: A New Perspectives 151

and principally could raise safety concerns. This is why convenient dry formulation, meaning at least longer shelf life at higher temperatures for marketing purposes is currently missing.

Several alternative methods of vaccine needle delivery have been developed. The tattoo delivery of DNA has been found as a cost-effective method that may be used in laboratory conditions when more rapid and more robust immune responses are required (Pokorná et al., 2009). The second method, a novel dry-coated densely packed Macroflux® microprojections array skin patch, was established as an alternate delivery system to intramuscular injection for delivering an alum adjuvanted vaccine Gardasil (Shi et al., 2005). Besides the effort to improve the formulation, storing properties and methods of vaccine delivery, the first generation of HPV prophylactic vaccines based on IM delivery of HPV antigens of the recombinant VLPs reached its limits with two vaccines produced in baculovirus and yeast cell culture on the market. In parallel with development of these vaccines there were successful attempts to produce recombinant VLPs also in various plant expression systems (see Section 2.4). Plant expression of HPV vaccines pursues several objectives as the cost efficiency, production of uncontaminated safe product, scale up and potential edible vaccine format. Currently HPV VLPs are readily produced in several plant systems with newly developed technologies for industrial large-scale transient production that can successfully compete with current production of L1 based VLPs vaccines. Nevertheless the cost of clinical trials, of approval and implementation of new technologies is so inhibitory high that there will be hardly any HPV vaccine of the first generation produced in plants that will reach the market. More realistic expectation is that developed plant technologies will compete with established procedures for production of new, improved generation of vaccines, when their advantages will surplus currently marketed vaccines and expected market success will justify the cost of clinical trials and production.

The limitation of current vaccines is that neutralizing antibodies induced by immune response to L1 based VLPs are type-restricted (Wakabayashi et al., 2002). Addition of other HPV types VLPs to the existing vaccines would be viable approach only in the case of a small increase in the overall cost of the vaccination scheme. In contrast to L1, Pastrana et al. (2005) showed in *in vitro* assays that antigen determinant present on the N'-end of L2 coat protein can induce broad range of cross neutralizing antibodies in mouse and rabbit sera. These results raise the possibility that a monovalent vaccine could protect against a broad range of genital HPV types. Unfortunately, neutralizing antibody titers against the papillomavirus type from which the L2 vaccine was derived were generally higher than the titers against heterologous types and lower than those induced by L1 VLPs (Pastrana et al., 2005; Roden et al., 2000). This can be avoided by construction of concatenated multiple L2 fusion proteins derived from known cross-protective epitopes of several divergent HPV types. These fusion proteins, consisting of L2 epitopes of 3-22 HPV types, were able to induce high neutralizing antibody titers against all heterologous HPVs tested at a level comparable to that induced by L1 VLPs. In addition, L2 polypeptides have the advantage that they could be produced in *E. coli*, and therefore manufacturing would be easier and cheaper in comparison to production of VLPs. The most promising approach of the non-VLPs second generation of HPV vaccines includes L1

The examples of the alternative adjuvants to alum are discussed in Section 3.

**2.3 Vaccines of the second generation** 

capsomeres and L2 protein (Stanley, 2010).

**2.3.1 L2 based vaccines** 

aluminum hydroxy-phosphate sulfate (AAHS) as an adjuvant. Administrations of vaccine to HPV naive women have demonstrated almost complete protection against infection by the targeted HPV types. Number of medical trials confirmed the safety of currently used vaccines, their efficiency to induce immune response was equal or even higher than that observed during a natural infection and to maintain protection for 5 and 7.3 years in the case of Gardasil and Cervarix, respectively. (McCormack & Joura, 2010; Schwarz, 2009). The induction of HPV neutralizing antibody reaches maximum titers at month 7 after the first vaccination, i.e. 1 month after administration of the last, third dose. Then the titer decline until month 24 and remain stable thereafter (Dillner et al*.*, 2007). Interestingly, the immune response to the Gardasil, the tetravalent vaccine, inversely correlates with the age. The induction of neutralizing antibody is higher in males and females aged 10 to 15 than in those of an age group 16 to 23 year (Villa et al., 2005). For sexually active women in the general population the efficiency of vaccination is expected to be much lower. Moreover, total period of protection afforded by vaccination is not yet known (Wright et al., 2006).

Along with the questions who should be vaccinated and at what age the vaccination is the most effective (Villa, 2011), issues related to vaccine formulation, production and administration have to be also adequately resolved (Schiller & Nardelli-Haefliger, 2006). Firstly, multispecific VLPs based vaccines are expensive to manufacture, since they are produced in eukaryotic cell culture and extensively purified. Both commercially available vaccines require 3 intramuscular injections over a 6 months course to achieve prophylaxis, and the direct vaccine cost excluding administration and medical visits is about USD 375 per recipient in the United States (Armstrong, 2010), reflecting also costly cold chain handling, distribution and storage of a vaccine. More to it, the protection with current vaccines is predominately type specific, and so they are not expected to protect against the almost 30% of cervical cancers that are HPV16 and 18 independent. Last, but not least, therapeutic activity against external genital lesions has not been reported (Villa, 2011).

Suitable vaccine formulations ensuring VLPs stability in liquid were established for both Gardasil (Shank-Retzlaff et al., 2006) and Cervarix (Le Tallec et al., 2009) vaccines. However during production fibrous aggregates of VLPs were occasionally observed. This is why marketed solutions of concentrated VLPs are protected against aggregation by high concentrations of salt. Many other factors including excipients maintaining pH, storage stability, temperature and time effectively influence VLPs. For example at high pH and low salt concentration, VLPs disassemble into capsomeres with weaker immune response than VLPs (Thönes et al., 2008) and denatured L1 protein does not induce any virus neutralizing antibody response (Shinje et al., 1991). Stabilization of protein antigens against aggregation and degradation in solution is important for antigen purification as well as vaccine formulation. Lyophilized VLPs might be an alternative to aqueous droplets for mucosal delivery in a powder formulation of a vaccine (Schiller & Nardelli-Haefliger, 2006; Gerber et al., 2001). Papillomavirus virions are resistant to desiccation and retain their native conformation after freeze-drying (Roden et. al, 1997b; Šmídková et al., 2010). However, both commercial vaccines contain an alum adjuvant, which during freeze-drying extensively coagulate into gel-like consistency, the state suspected to inhibit the release of antigen upon rehydration (Maa et al., 2006). The loss of efficient immune induction has been reported after freezing or freeze-drying of VLPs in aqueous solutions (Shinje et. al, 1991). The use of nonionic stabilizers, such as methylcellulose (Corbett et al., 2010) or polysorbate PS80 (Shi et al., 2005) helps to avoid this effect. Another solution could be the use of another, physically and chemically more suitable adjuvant(s), but this strategy would further add to the cost of vaccine Human Papillomavirus and Related Diseases 150 – From Bench to Bedside – A Clinical Perspective

aluminum hydroxy-phosphate sulfate (AAHS) as an adjuvant. Administrations of vaccine to HPV naive women have demonstrated almost complete protection against infection by the targeted HPV types. Number of medical trials confirmed the safety of currently used vaccines, their efficiency to induce immune response was equal or even higher than that observed during a natural infection and to maintain protection for 5 and 7.3 years in the case of Gardasil and Cervarix, respectively. (McCormack & Joura, 2010; Schwarz, 2009). The induction of HPV neutralizing antibody reaches maximum titers at month 7 after the first vaccination, i.e. 1 month after administration of the last, third dose. Then the titer decline until month 24 and remain stable thereafter (Dillner et al*.*, 2007). Interestingly, the immune response to the Gardasil, the tetravalent vaccine, inversely correlates with the age. The induction of neutralizing antibody is higher in males and females aged 10 to 15 than in those of an age group 16 to 23 year (Villa et al., 2005). For sexually active women in the general population the efficiency of vaccination is expected to be much lower. Moreover, total period of protection

Along with the questions who should be vaccinated and at what age the vaccination is the most effective (Villa, 2011), issues related to vaccine formulation, production and administration have to be also adequately resolved (Schiller & Nardelli-Haefliger, 2006). Firstly, multispecific VLPs based vaccines are expensive to manufacture, since they are produced in eukaryotic cell culture and extensively purified. Both commercially available vaccines require 3 intramuscular injections over a 6 months course to achieve prophylaxis, and the direct vaccine cost excluding administration and medical visits is about USD 375 per recipient in the United States (Armstrong, 2010), reflecting also costly cold chain handling, distribution and storage of a vaccine. More to it, the protection with current vaccines is predominately type specific, and so they are not expected to protect against the almost 30% of cervical cancers that are HPV16 and 18 independent. Last, but not least, therapeutic

Suitable vaccine formulations ensuring VLPs stability in liquid were established for both Gardasil (Shank-Retzlaff et al., 2006) and Cervarix (Le Tallec et al., 2009) vaccines. However during production fibrous aggregates of VLPs were occasionally observed. This is why marketed solutions of concentrated VLPs are protected against aggregation by high concentrations of salt. Many other factors including excipients maintaining pH, storage stability, temperature and time effectively influence VLPs. For example at high pH and low salt concentration, VLPs disassemble into capsomeres with weaker immune response than VLPs (Thönes et al., 2008) and denatured L1 protein does not induce any virus neutralizing antibody response (Shinje et al., 1991). Stabilization of protein antigens against aggregation and degradation in solution is important for antigen purification as well as vaccine formulation. Lyophilized VLPs might be an alternative to aqueous droplets for mucosal delivery in a powder formulation of a vaccine (Schiller & Nardelli-Haefliger, 2006; Gerber et al., 2001). Papillomavirus virions are resistant to desiccation and retain their native conformation after freeze-drying (Roden et. al, 1997b; Šmídková et al., 2010). However, both commercial vaccines contain an alum adjuvant, which during freeze-drying extensively coagulate into gel-like consistency, the state suspected to inhibit the release of antigen upon rehydration (Maa et al., 2006). The loss of efficient immune induction has been reported after freezing or freeze-drying of VLPs in aqueous solutions (Shinje et. al, 1991). The use of nonionic stabilizers, such as methylcellulose (Corbett et al., 2010) or polysorbate PS80 (Shi et al., 2005) helps to avoid this effect. Another solution could be the use of another, physically and chemically more suitable adjuvant(s), but this strategy would further add to the cost of vaccine

afforded by vaccination is not yet known (Wright et al., 2006).

activity against external genital lesions has not been reported (Villa, 2011).

and principally could raise safety concerns. This is why convenient dry formulation, meaning at least longer shelf life at higher temperatures for marketing purposes is currently missing. The examples of the alternative adjuvants to alum are discussed in Section 3.

Several alternative methods of vaccine needle delivery have been developed. The tattoo delivery of DNA has been found as a cost-effective method that may be used in laboratory conditions when more rapid and more robust immune responses are required (Pokorná et al., 2009). The second method, a novel dry-coated densely packed Macroflux® microprojections array skin patch, was established as an alternate delivery system to intramuscular injection for delivering an alum adjuvanted vaccine Gardasil (Shi et al., 2005).

Besides the effort to improve the formulation, storing properties and methods of vaccine delivery, the first generation of HPV prophylactic vaccines based on IM delivery of HPV antigens of the recombinant VLPs reached its limits with two vaccines produced in baculovirus and yeast cell culture on the market. In parallel with development of these vaccines there were successful attempts to produce recombinant VLPs also in various plant expression systems (see Section 2.4). Plant expression of HPV vaccines pursues several objectives as the cost efficiency, production of uncontaminated safe product, scale up and potential edible vaccine format. Currently HPV VLPs are readily produced in several plant systems with newly developed technologies for industrial large-scale transient production that can successfully compete with current production of L1 based VLPs vaccines. Nevertheless the cost of clinical trials, of approval and implementation of new technologies is so inhibitory high that there will be hardly any HPV vaccine of the first generation produced in plants that will reach the market. More realistic expectation is that developed plant technologies will compete with established procedures for production of new, improved generation of vaccines, when their advantages will surplus currently marketed vaccines and expected market success will justify the cost of clinical trials and production.

### **2.3 Vaccines of the second generation**

### **2.3.1 L2 based vaccines**

The limitation of current vaccines is that neutralizing antibodies induced by immune response to L1 based VLPs are type-restricted (Wakabayashi et al., 2002). Addition of other HPV types VLPs to the existing vaccines would be viable approach only in the case of a small increase in the overall cost of the vaccination scheme. In contrast to L1, Pastrana et al. (2005) showed in *in vitro* assays that antigen determinant present on the N'-end of L2 coat protein can induce broad range of cross neutralizing antibodies in mouse and rabbit sera. These results raise the possibility that a monovalent vaccine could protect against a broad range of genital HPV types. Unfortunately, neutralizing antibody titers against the papillomavirus type from which the L2 vaccine was derived were generally higher than the titers against heterologous types and lower than those induced by L1 VLPs (Pastrana et al., 2005; Roden et al., 2000). This can be avoided by construction of concatenated multiple L2 fusion proteins derived from known cross-protective epitopes of several divergent HPV types. These fusion proteins, consisting of L2 epitopes of 3-22 HPV types, were able to induce high neutralizing antibody titers against all heterologous HPVs tested at a level comparable to that induced by L1 VLPs. In addition, L2 polypeptides have the advantage that they could be produced in *E. coli*, and therefore manufacturing would be easier and cheaper in comparison to production of VLPs. The most promising approach of the non-VLPs second generation of HPV vaccines includes L1 capsomeres and L2 protein (Stanley, 2010).

Plant Production of Vaccine Against HPV: A New Perspectives 153

that any of the current therapeutic vaccines will have a substantial public health impact in

Therapeutic recombinant proteins are produced in many hosts from prokaryotes to human cells. When the protein of interest is of eukaryotic origin, one of the production objectives besides yield, solubility and stability is a posttranslational modifications (PTM) required for structural integrity and biological activity of the protein. Microbial expression systems are generally used for expression of simple proteins, because, PTM, including signal peptide cleavage, propeptide processing, protein folding, disulfide bond formation and glycosylation, might not be achieved in prokaryotes. Contrary to prokaryotes, plants are capable of PTM as other higher eukaryotes for safe and low cost production biologically active proteins (Dieryck et al., 1997; Ma et al., 1995). The correct folding and assembly of plant-produced antibody molecules, which requires interactions with several chaperones and with processing and glycosylation enzymes, illustrates that most co- and

Protein glycosylation is assumed as the most important PTM with significant effects on protein folding, conformation, distribution, stability and activity. In plant cells, as in other eukaryotic cells, N-glycosylation starts during co-translation in ER, when an oligosaccharide precursor is added to Asn residues that is constituent of the N-glycosylation-specific sequences Asn-X-Ser/Thr. The differences in the maturation of plant and mammalian Nglycans appear during the late processing in Golgi apparatus, when core alpha(1,6)-linked fucose residues and terminal sialic acid are attached in mammals, whereas beta(1,2)-xylose

Fig. 4. N-glycan structures in human and plant. N-glycosylation patterns processed in plant

**2.4.1 Posttranslational modification of the therapeutic proteins in plants** 

posttranslational events are similar in plants and mammals (Table 1).

and core alpha(1,3)-fucose residues in plants (Fig.4).

cells differ from those of mammal

the near future (Ma et al., 2010).

**2.4 Vaccine production in plants** 

### **2.3.2 Therapeutical vaccines**

The therapeutic vaccines reduce or eradicate existing disease or infections by targeting cells expressing tumor-associated or tumor-specific antigens on their surface (Ma et al., 2010). There are many different types of therapeutic vaccine candidates based on viral gene peptides and proteins (Xie et al., 2011; Kenter et al., 2008; Melief et al., 2007; Fiander et al., 2006), DNA (Alvarez-Salas et al.; 2008, Sheets et al., 2003) and various viral and bacterial vectors (Brandsma et al, 2009, Davison et al, 2003). They all aim to induce specific cellmediated immunity and in most cases the targets are the E6 and E7 proteins. Whereas L1 and L2 are expressed only in terminally differentiated keratinocytes, E6 and E7 are constitutively expressed at all layers of epithelium-infected cells (Fig. 3).

Fig. 3. Cervical stratified squamous epithelial cell architecture and the expression of HPV proteins after infection. Daughter cells of epithelial stem cells divide along the basement membrane and then mature vertically through the epithelium without further division. After introduction of HPV into stem cells in the basal layer of the epithelium, expression of viral non-structural proteins E1-E7 occurs. Under the regulation of these proteins, the dividing-cell population expands vertically and epithelial cell differentiation is delayed and is less complete. Viral proteins are expressed sequentially with differentiation as shown, and mature virions are produced only in the most superficial layers of the epithelium. Intraepithelial antigen-presenting cells (APCs) are depleted in the HPV-infected epithelium. (http://www.ircm.qc.ca/LARECHERCHE/axes/Biologie/Virologie/Pages/Projets.aspx)

E6 and E7 bind p53 and pRB human tumor suppressor genes (Duensing et al., 2000). These oncoproteins are involved in the malignant transformation of HPV-infected cells and are thought to be required for continued tumor growth. They are the primary targets of therapeutic vaccines, most of which have been designed to treat later stages of the disease. The E1 and E2 proteins are necessary for HPV replication within the cell before the virus is integrated into the host DNA (Doorbar et al., 1991). Because E1 and E2 are expressed already early in the progress of at HPV infection and at higher levels than E6 and E7, they may be the best targets for a therapeutic vaccine designed to treat early stages of the disease, such as low-grade dysplasia (Carvajal et al., 2007). Many candidate vaccines with therapeutic potential are currently tested in ongoing trials; however, there is low expectation that any of the current therapeutic vaccines will have a substantial public health impact in the near future (Ma et al., 2010).

### **2.4 Vaccine production in plants**

Human Papillomavirus and Related Diseases 152 – From Bench to Bedside – A Clinical Perspective

The therapeutic vaccines reduce or eradicate existing disease or infections by targeting cells expressing tumor-associated or tumor-specific antigens on their surface (Ma et al., 2010). There are many different types of therapeutic vaccine candidates based on viral gene peptides and proteins (Xie et al., 2011; Kenter et al., 2008; Melief et al., 2007; Fiander et al., 2006), DNA (Alvarez-Salas et al.; 2008, Sheets et al., 2003) and various viral and bacterial vectors (Brandsma et al, 2009, Davison et al, 2003). They all aim to induce specific cellmediated immunity and in most cases the targets are the E6 and E7 proteins. Whereas L1 and L2 are expressed only in terminally differentiated keratinocytes, E6 and E7 are

Fig. 3. Cervical stratified squamous epithelial cell architecture and the expression of HPV proteins after infection. Daughter cells of epithelial stem cells divide along the basement membrane and then mature vertically through the epithelium without further division. After introduction of HPV into stem cells in the basal layer of the epithelium, expression of viral non-structural proteins E1-E7 occurs. Under the regulation of these proteins, the dividing-cell population expands vertically and epithelial cell differentiation is delayed and is less complete. Viral proteins are expressed sequentially with differentiation as shown, and

mature virions are produced only in the most superficial layers of the epithelium.

Intraepithelial antigen-presenting cells (APCs) are depleted in the HPV-infected epithelium. (http://www.ircm.qc.ca/LARECHERCHE/axes/Biologie/Virologie/Pages/Projets.aspx) E6 and E7 bind p53 and pRB human tumor suppressor genes (Duensing et al., 2000). These oncoproteins are involved in the malignant transformation of HPV-infected cells and are thought to be required for continued tumor growth. They are the primary targets of therapeutic vaccines, most of which have been designed to treat later stages of the disease. The E1 and E2 proteins are necessary for HPV replication within the cell before the virus is integrated into the host DNA (Doorbar et al., 1991). Because E1 and E2 are expressed already early in the progress of at HPV infection and at higher levels than E6 and E7, they may be the best targets for a therapeutic vaccine designed to treat early stages of the disease, such as low-grade dysplasia (Carvajal et al., 2007). Many candidate vaccines with therapeutic potential are currently tested in ongoing trials; however, there is low expectation

constitutively expressed at all layers of epithelium-infected cells (Fig. 3).

**2.3.2 Therapeutical vaccines** 

### **2.4.1 Posttranslational modification of the therapeutic proteins in plants**

Therapeutic recombinant proteins are produced in many hosts from prokaryotes to human cells. When the protein of interest is of eukaryotic origin, one of the production objectives besides yield, solubility and stability is a posttranslational modifications (PTM) required for structural integrity and biological activity of the protein. Microbial expression systems are generally used for expression of simple proteins, because, PTM, including signal peptide cleavage, propeptide processing, protein folding, disulfide bond formation and glycosylation, might not be achieved in prokaryotes. Contrary to prokaryotes, plants are capable of PTM as other higher eukaryotes for safe and low cost production biologically active proteins (Dieryck et al., 1997; Ma et al., 1995). The correct folding and assembly of plant-produced antibody molecules, which requires interactions with several chaperones and with processing and glycosylation enzymes, illustrates that most co- and posttranslational events are similar in plants and mammals (Table 1).

Protein glycosylation is assumed as the most important PTM with significant effects on protein folding, conformation, distribution, stability and activity. In plant cells, as in other eukaryotic cells, N-glycosylation starts during co-translation in ER, when an oligosaccharide precursor is added to Asn residues that is constituent of the N-glycosylation-specific sequences Asn-X-Ser/Thr. The differences in the maturation of plant and mammalian Nglycans appear during the late processing in Golgi apparatus, when core alpha(1,6)-linked fucose residues and terminal sialic acid are attached in mammals, whereas beta(1,2)-xylose and core alpha(1,3)-fucose residues in plants (Fig.4).

Fig. 4. N-glycan structures in human and plant. N-glycosylation patterns processed in plant cells differ from those of mammal

Plant Production of Vaccine Against HPV: A New Perspectives 155

Plant specific residues were described to be constituents of the glycol-epitopes of some plant allergens, showing IgE binding and causing mediator release by human basofils (van Ree et al., 2000). Moreover, the injection of a plant glycoproteins or plant-made antibodies containing plant-specific N-glycans was found to elicit production of antibodies specific for beta(1,2)-xylose and alpha(1,3)-fucose-containing glyco-epitopes in most laboratory mammals and non-allergic human blood donors. Their presence may induce a rapid immune clearance of plant-glycosylated therapeutics from the blood steam (Bardor et al., 2003). One strategy to prevent the addition of immunogenic glycans is to store therapeutic proteins carrying KDEL signal within ER (Ko et al., 2003). Second strategy is based on the inhibition of Golgi glycosyltransferases of plants. The moss *Physcomitrella patens* is the only known plant with high frequency of homologous recombination, thus allowing relatively easy knockouting of target genes. The knockout of alpha(1,3)-fucosyltransferase and beta(1,2)-xylosyltransferase genes in the moss *Physcomitrella patens* prevents the production of plant-specific glyco-epitopes without effecting the secretion of the protein (Koprivova et al., 2004). Third attractive strategy to "humanize" plant N-glycans is expressing of mammalian glycosyltransferases in plants. Like N-glycosylation, O-glycosylation is important for protein function. Surprisingly, little attention is paid so far to O-glycosylation

**2.4.2 L1 based prophylactic vaccines and the yields of L1 produced in different plant** 

L1 when expressed in plants readily assemble into VLPs indistinguishable in size from baculovirus expressed VLPs in insect cells (Fig. 5). Sucrose sedimentation analysis also showed that there is a large amount of not, or only partially assembled molecules, presumably capsomeres (fractions 18–24), as well as other larger aggregates (fractions 1–8) when compared to the insect cell-produced protein (Maclean et al., 2007). L1VLPs can be produced either in transgenic plants stably transformed with an expression cassette or transiently using one of several available plant-virus derived expression systems. Initially published yields of L1 expression was low, in a range of 1% of the total soluble protein, which is far lower than industrial demand of more than 5% (Rybicky, 2010). For example, Warzecha et al. (2003) obtained approximately 20 ng HPV-11 L1 per g in transgenic potato tubers; Varsani et al., 2003b, 2006 obtained 4 ng HPV-16 L1 per g of leaf tissue in transgenic tobacco and approximately 40 ng per g of *Nicotiana benthamiana* leaves transiently transformed with a tobacco mosaic virus vector and Kohl et al. (2006) and Liu et al. (2005) achieved approximate yield of L1 at the range 0.05% TSP in transgenic

Nevertheless, during passed years, necessary steps to improve *L1* gene expression were recognized and applied. Firstly it was removal of the carboxy-terminal nuclear localization signal sequence (NLS) of L1 that has been shown to enhance expression in transgenic plants. Moreover, the results indicated that full-length L1 is localized essentially entirely within the nucleus (Fig. 6A), whereas cells that express truncated form of L1 in a diffuse pattern within entire cell (Fig. 6B.) (Warzecha et al., 2003). Transient expression of full-length L1 protein in cytoplasm of tobacco leaf cells after agroinfection

status of plant produced therapeutic proteins.

was described by Šmídková et al. (2010) (Fig. 6C).

**systems** 

tobacco.


Table 1. Protein modifications in plant and animal cells. (Gomord & Faye, 2004, modified)

Human Papillomavirus and Related Diseases 154 – From Bench to Bedside – A Clinical Perspective

N-glycosylation Secretory pathway Yes. Minor differences in modification

Phosphorylation Cytosol, secretory pathway Yes. No mannose-6-phosphate in plant

Sulfatation Secretory pathway Not identified in secretory pathway

Acetylation Secretory pathway and cytosol Yes. Function not yet understood in

Selenoprotein Cytosol Not identified in higher plants,

Glycation Yes Proteoglycan Secretory pathway Yes

S-acylation Cytosol Yes N-myristoylation Cytosol Yes Prenylation Cytosol Yes Glypiation Cytosol Yes Cholesterol link Cytosol Not identified.

Gamma-carboxylation ER Not identified.

Cleavage of propeptide ER/Golgi Yes. ER, Golgi, vacuole

Hydroxylation ER Yes. ER, Golgi

Cross-linking modifications ER Yes. ER, cytosol

Oligomerization ER Yes. ER

Deamidation Intra- and extracellular Yes Oxidation Intra- and extracellular Yes

Table 1. Protein modifications in plant and animal cells. (Gomord & Faye, 2004, modified)

Cleavage of signal peptide ER Yes. ER

**Other posttranslational modifications** 

animal cell Identification in plants and location

and cytosol Yes. Sugar addition on Hyp, Ser, Thr

N-glycans

plants

described in *C. reinhardtii*

Posttranslational modification Location of the reaction in

O-glycosylation Secretory pathway, nucleus

**Glycosylation** 

**Attachment of fatty acids** 

**Attachment of ions** 

**Proteolysis** 

Plant specific residues were described to be constituents of the glycol-epitopes of some plant allergens, showing IgE binding and causing mediator release by human basofils (van Ree et al., 2000). Moreover, the injection of a plant glycoproteins or plant-made antibodies containing plant-specific N-glycans was found to elicit production of antibodies specific for beta(1,2)-xylose and alpha(1,3)-fucose-containing glyco-epitopes in most laboratory mammals and non-allergic human blood donors. Their presence may induce a rapid immune clearance of plant-glycosylated therapeutics from the blood steam (Bardor et al., 2003). One strategy to prevent the addition of immunogenic glycans is to store therapeutic proteins carrying KDEL signal within ER (Ko et al., 2003). Second strategy is based on the inhibition of Golgi glycosyltransferases of plants. The moss *Physcomitrella patens* is the only known plant with high frequency of homologous recombination, thus allowing relatively easy knockouting of target genes. The knockout of alpha(1,3)-fucosyltransferase and beta(1,2)-xylosyltransferase genes in the moss *Physcomitrella patens* prevents the production of plant-specific glyco-epitopes without effecting the secretion of the protein (Koprivova et al., 2004). Third attractive strategy to "humanize" plant N-glycans is expressing of

mammalian glycosyltransferases in plants. Like N-glycosylation, O-glycosylation is important for protein function. Surprisingly, little attention is paid so far to O-glycosylation status of plant produced therapeutic proteins.

### **2.4.2 L1 based prophylactic vaccines and the yields of L1 produced in different plant systems**

L1 when expressed in plants readily assemble into VLPs indistinguishable in size from baculovirus expressed VLPs in insect cells (Fig. 5). Sucrose sedimentation analysis also showed that there is a large amount of not, or only partially assembled molecules, presumably capsomeres (fractions 18–24), as well as other larger aggregates (fractions 1–8) when compared to the insect cell-produced protein (Maclean et al., 2007). L1VLPs can be produced either in transgenic plants stably transformed with an expression cassette or transiently using one of several available plant-virus derived expression systems. Initially published yields of L1 expression was low, in a range of 1% of the total soluble protein, which is far lower than industrial demand of more than 5% (Rybicky, 2010). For example, Warzecha et al. (2003) obtained approximately 20 ng HPV-11 L1 per g in transgenic potato tubers; Varsani et al., 2003b, 2006 obtained 4 ng HPV-16 L1 per g of leaf tissue in transgenic tobacco and approximately 40 ng per g of *Nicotiana benthamiana* leaves transiently transformed with a tobacco mosaic virus vector and Kohl et al. (2006) and Liu et al. (2005) achieved approximate yield of L1 at the range 0.05% TSP in transgenic tobacco.

Nevertheless, during passed years, necessary steps to improve *L1* gene expression were recognized and applied. Firstly it was removal of the carboxy-terminal nuclear localization signal sequence (NLS) of L1 that has been shown to enhance expression in transgenic plants. Moreover, the results indicated that full-length L1 is localized essentially entirely within the nucleus (Fig. 6A), whereas cells that express truncated form of L1 in a diffuse pattern within entire cell (Fig. 6B.) (Warzecha et al., 2003). Transient expression of full-length L1 protein in cytoplasm of tobacco leaf cells after agroinfection was described by Šmídková et al. (2010) (Fig. 6C).

Plant Production of Vaccine Against HPV: A New Perspectives 157

*Solanace* plants expression (39% GC) and from canonic human cell optimized sequence *L1h* (61% GC); B) In three plants: tomato and *Nicotiana benhamiana* and *Nicotiana tabacum*  tobaccos; C) In two plant viral expression vectors: PVX and TRV and by D) Two transformation methods: agroinfection (method in which a virus infects a host as a part of T-DNA of Ti plasmid carried by *Agrobacterium tumefaciens*) and *Agrobacterium* mediated transfer of expression cassette into cells after infiltration of leaves. The optimization of L1h transient expressed from pTRV vector after *Agrobacterium* infiltration of tomato host plants yielded 45 mg of VLPs per kilo of fresh leaves, the yield that is close to industrial acceptable

Fig. 7. Time course of the L1 transient expression. (A) Expression of original native HPV *L1* gene sequence *L1ori* and sequences optimized for expression either in plants *L1p* or in mammalian cells *L1h* from plant TRV-based vector pTV00; (B) Expression of *L1h* from pTV00 vector in leaves of *Nicotiana benthamiana, Nicotiana tabacum* and *Solanum lycopersicum L.* (tomato); (C) Comparison of the expression of *L1h* gene from plant tobamo virus (TRV) based expression vector pTV00 and from potato virus X (PVX) based vector pGR106; (D) The yield of L1protein reached by viral agroinfection or by *Agrobacterium* mediated transfer

Nevertheless the highest yield (3 g/ kg fresh leaves; 24% TSP) of plant-produced L1 ever was achieved by Fernández-San Millán et al. (2008) when expressing unmodified *L1* sequence of primary HPV16 virus isolate from expression cassette stably integrated in tobacco chloroplasts genome. Expression in plant chloroplasts is an emerging system when compared to nuclear transformation. Plastid genome engineering offers many advantages over nuclear genome, including targeted recombination based integration, high levels of transgene expression due to high copy number, absence of epigenetic effects, transgene

of expression cassette into leaf cells of *Nicotiana bentamiana* (Šmídková et al., 2010).

level.

Fig. 5. Sedimentation analysis of transiently expressed HPV-16 L1 protein isolated from *Nicotiana benthamiana* plants (left panel) and insect cells (right panel) in sucrose gradient. The concentration of L1 in fractions was estimated by capture ELISA (closed circles); open squares – ELISA analysis of control, no expressing plants; open circles and right axis refractive index. Fraction 1 corresponds to the bottom of the centrifuge tube (Maclean et al., 2007).

Fig. 6. Expression of HPV L1 proteins in tobacco cells. Transgenic tobacco expressing either full-length (A) or truncated (B) L1 coding sequence fused in frame at the carboxy terminus of GFP. Fluorescence appears as bright areas (Warzecha et al., 2003) (C) Localization of L1 in cryosections of *Nicotiana benthamiana* leaves agroinfected with plant TRV viral vector expressing optimized *L1h* gene (pTVL1h). The protein was detected by immunofluorescence microscopy at 400X magnification. Nuclei were counterstained with DAPI (Šmídková et al., 2010).

Biemelt et al. (2003) after failure to express L1 in transgenic potatos, changed amino-acid codon usage of *L1* gene to that of potato (*L1p*) and of canonic human cells (*L1h*). Despite the presence of codons rarely used by plant cells and for plant genes atypical high GC content, expression of *L1h* led to high accumulation of L1 protein in transgenic plants, even higher than expression of *L1p*. The effect of increased GC content on expression efficiency of *L1* in plants has been confirmed by several groups (Maclean et al., 2007; Šmídková et al., 2010), nevertheless the published yields of L1 differ significantly one from each other, depending on the plant expression system used. For example the change of tobacco cultivar used for transgenic expression from *Nicotiana tabacum* cv. Xanthi to cv. SR1 allowed a 100-fold increase in expression of the native *L1* from viral isolate (Rybicky, 2010). The transient expression of the same *L1* using TMV plant viral expression vector resulted in further, one order of magnitude, increase of L1 over the expression in transgenic tobacco (Varsani et al., 2006). A strategy of optimization procedure for L1 transient expression described recently Šmídková et al. (2010). The results are summarized on Fig. 7, depicting A) The course of L1 expression from original virus isolate sequence (41% GC) and *L1p* sequences optimized for Human Papillomavirus and Related Diseases 156 – From Bench to Bedside – A Clinical Perspective

Fig. 5. Sedimentation analysis of transiently expressed HPV-16 L1 protein isolated from *Nicotiana benthamiana* plants (left panel) and insect cells (right panel) in sucrose gradient. The concentration of L1 in fractions was estimated by capture ELISA (closed circles); open squares – ELISA analysis of control, no expressing plants; open circles and right axis refractive index. Fraction 1 corresponds to the bottom of the centrifuge tube (Maclean et al.,

Fig. 6. Expression of HPV L1 proteins in tobacco cells. Transgenic tobacco expressing either full-length (A) or truncated (B) L1 coding sequence fused in frame at the carboxy terminus of GFP. Fluorescence appears as bright areas (Warzecha et al., 2003) (C) Localization of L1 in

expressing optimized *L1h* gene (pTVL1h). The protein was detected by immunofluorescence microscopy at 400X magnification. Nuclei were counterstained with DAPI (Šmídková et al.,

Biemelt et al. (2003) after failure to express L1 in transgenic potatos, changed amino-acid codon usage of *L1* gene to that of potato (*L1p*) and of canonic human cells (*L1h*). Despite the presence of codons rarely used by plant cells and for plant genes atypical high GC content, expression of *L1h* led to high accumulation of L1 protein in transgenic plants, even higher than expression of *L1p*. The effect of increased GC content on expression efficiency of *L1* in plants has been confirmed by several groups (Maclean et al., 2007; Šmídková et al., 2010), nevertheless the published yields of L1 differ significantly one from each other, depending on the plant expression system used. For example the change of tobacco cultivar used for transgenic expression from *Nicotiana tabacum* cv. Xanthi to cv. SR1 allowed a 100-fold increase in expression of the native *L1* from viral isolate (Rybicky, 2010). The transient expression of the same *L1* using TMV plant viral expression vector resulted in further, one order of magnitude, increase of L1 over the expression in transgenic tobacco (Varsani et al., 2006). A strategy of optimization procedure for L1 transient expression described recently Šmídková et al. (2010). The results are summarized on Fig. 7, depicting A) The course of L1 expression from original virus isolate sequence (41% GC) and *L1p* sequences optimized for

cryosections of *Nicotiana benthamiana* leaves agroinfected with plant TRV viral vector

2007).

2010).

*Solanace* plants expression (39% GC) and from canonic human cell optimized sequence *L1h* (61% GC); B) In three plants: tomato and *Nicotiana benhamiana* and *Nicotiana tabacum*  tobaccos; C) In two plant viral expression vectors: PVX and TRV and by D) Two transformation methods: agroinfection (method in which a virus infects a host as a part of T-DNA of Ti plasmid carried by *Agrobacterium tumefaciens*) and *Agrobacterium* mediated transfer of expression cassette into cells after infiltration of leaves. The optimization of L1h transient expressed from pTRV vector after *Agrobacterium* infiltration of tomato host plants yielded 45 mg of VLPs per kilo of fresh leaves, the yield that is close to industrial acceptable level.

Fig. 7. Time course of the L1 transient expression. (A) Expression of original native HPV *L1* gene sequence *L1ori* and sequences optimized for expression either in plants *L1p* or in mammalian cells *L1h* from plant TRV-based vector pTV00; (B) Expression of *L1h* from pTV00 vector in leaves of *Nicotiana benthamiana, Nicotiana tabacum* and *Solanum lycopersicum L.* (tomato); (C) Comparison of the expression of *L1h* gene from plant tobamo virus (TRV) based expression vector pTV00 and from potato virus X (PVX) based vector pGR106; (D) The yield of L1protein reached by viral agroinfection or by *Agrobacterium* mediated transfer of expression cassette into leaf cells of *Nicotiana bentamiana* (Šmídková et al., 2010).

Nevertheless the highest yield (3 g/ kg fresh leaves; 24% TSP) of plant-produced L1 ever was achieved by Fernández-San Millán et al. (2008) when expressing unmodified *L1* sequence of primary HPV16 virus isolate from expression cassette stably integrated in tobacco chloroplasts genome. Expression in plant chloroplasts is an emerging system when compared to nuclear transformation. Plastid genome engineering offers many advantages over nuclear genome, including targeted recombination based integration, high levels of transgene expression due to high copy number, absence of epigenetic effects, transgene

Plant Production of Vaccine Against HPV: A New Perspectives 159

The assembly of VLPs in plants after transient (Fig. 8 A, C) or stable (Fig. 8D) L1 expression

Fig. 8. Electron microscope images of uranyl acetate negatively stained HPV VLPs expressed in various systems: (A) Extracts prepared from freeze-dried leaves of *Nicotiana benthamiana* transiently expressing L1. V - HPV16L1 55-nm VLPs particles, C - HPV16 L1 capsomeres, T flexible rods of plant TRV virus (Šmídková et al., 2010); (B) CsCl-purified baculovirus expressed VLPs in insect cells; (C) Crude extracts from top leaves of *Nicotiana benthamiana* expressing HPV VLPs from plant TMV virus. Two rods of TMV are shown together with VLPs (Varsani et al., 2006); (D) CsCl-purified VLPs from transgenic potato plants. VLPs have

The structure of VLPs is not stable upon freezing and thawing, but plant expressed VLPs retain their structure during freeze-drying in both, the plant extracts and the plant tissue

Fig. 9. Stability of L1 VLPs transiently expressed from pTV00 vector in *Nicotiana benthamiana*  leaves: (A) after freezing and thawing extract from fresh leaves. Approximately 50% of VLPs loses 3D structure when extract is stored at -20°C or –70°C, respectively; (B) Upon freezedrying of leaves and extraction cycle. More than 90 % of L1 retains conformation in extracts from freeze-dried leaves (*third column*) in comparison to extract prepared from fresh leaves (first column). Controls are extracts from leaves prepared the same way, but from plants

**2.4.3 The structure and stability of plant derived L1** 

band density 1.32g/ml (Biemelt et al., 2003).

Fig. 8 and 9 (Maclean et al, 2007).

inoculated with an empty pTV00 vector.

was confirmed by electron microscopy of leaf crude extracts.

containment via maternal inheritance and multi-gene expression in a single transformation event (Chebolu and Daniell, 2009). Recently the expressions of transgenes in plastids as high as 70% and 72% of total leaf protein was reported by Oey et al. (2009) and Ruhlman et al. (2010), respectively.

Results of L1 expression in various plant systems up to date are summarized in Table2.


Table 2. Plant-derived HPV antigens for the development of prophylactic vaccines. HPV: Human papillomavirus; ND: No data; PVA: Potato virus A; PVX: Potato virus X; rTMV: Recombinant tobacco mosaic virus; TMV: Tobacco mosaic virus; VLP: Virus-like particle; ww: Wet weight. (Giorgi et al., 2010)

Human Papillomavirus and Related Diseases 158 – From Bench to Bedside – A Clinical Perspective

containment via maternal inheritance and multi-gene expression in a single transformation event (Chebolu and Daniell, 2009). Recently the expressions of transgenes in plastids as high as 70% and 72% of total leaf protein was reported by Oey et al. (2009) and Ruhlman et al.

Results of L1 expression in various plant systems up to date are summarized in Table2.

**Antigen Production system and yield Efficacy data** 

Weakly immunogenic in rabbit

Weakly immunogenic in orally vaccinated mice

Weakly immunogenic in orally vaccinated mice

Highly immunogenic in mice injected with purified product

ND

ND

Antibodies elicited in mice by injection of crudely purified extracts neutralized HPV-16 pseudovirion transfection of HEK293TT cells

ND

Mice injected intraperitoneally with partially purified VLPs with Freund's or aluminium hydroxide adjuvants produced neutralizing antibodies

*Agrobacterium*-transformed *Nicotiana tabacum* cv. Xanthi plants Assembled in VLPs 4 μg/kg ww

> Transgenic potato tubers Assembled in VLPs 20 μg/kg

> Transgenic potato tubers Assembled in VLPs 12 mg/kg

Transgenic tobacco plants Assembled in VLPs 20 mg/kg ww

Protein expressed in *Nicotiana benthamiana* by TMV-derived vector 40 μg/kg wet leaves

Transgenic *N. tabacum* 2 mg/kg ww Transgenic *Arabidopsis thaliana* 12 mg/kg ww *N. benthamiana* via rTMV 10 mg/kg ww

Agroinfiltrated *N. benthamiana*, human codon usage-optimized gene; protein targeted to chloroplasts, assembled in VLPs 500 mg/kg ww

Protein produced in chloroplasts of transplantomic tobacco plants from native or chloroplast-optimized genes 60 mg/kg ww

Protein produced from unmodified genes in chloroplasts of transplantomic tobacco plants 3 g/kg ww

Table 2. Plant-derived HPV antigens for the development of prophylactic vaccines. HPV: Human papillomavirus; ND: No data; PVA: Potato virus A; PVX: Potato virus X; rTMV: Recombinant tobacco mosaic virus; TMV: Tobacco mosaic virus; VLP: Virus-like particle;

(2010), respectively.

HPV-16 L1

HPV-11 L1

HPV-16 L1

HPV-16 L1

HPV-16 L1

HPV-11 L1

HPV-16 L1

HPV-16 L1- Rubisco/ ATPase peptide fusion

HPV-16 L1

ww: Wet weight. (Giorgi et al., 2010)

### **2.4.3 The structure and stability of plant derived L1**

The assembly of VLPs in plants after transient (Fig. 8 A, C) or stable (Fig. 8D) L1 expression was confirmed by electron microscopy of leaf crude extracts.

Fig. 8. Electron microscope images of uranyl acetate negatively stained HPV VLPs expressed in various systems: (A) Extracts prepared from freeze-dried leaves of *Nicotiana benthamiana* transiently expressing L1. V - HPV16L1 55-nm VLPs particles, C - HPV16 L1 capsomeres, T flexible rods of plant TRV virus (Šmídková et al., 2010); (B) CsCl-purified baculovirus expressed VLPs in insect cells; (C) Crude extracts from top leaves of *Nicotiana benthamiana* expressing HPV VLPs from plant TMV virus. Two rods of TMV are shown together with VLPs (Varsani et al., 2006); (D) CsCl-purified VLPs from transgenic potato plants. VLPs have band density 1.32g/ml (Biemelt et al., 2003).

The structure of VLPs is not stable upon freezing and thawing, but plant expressed VLPs retain their structure during freeze-drying in both, the plant extracts and the plant tissue Fig. 8 and 9 (Maclean et al, 2007).

Fig. 9. Stability of L1 VLPs transiently expressed from pTV00 vector in *Nicotiana benthamiana*  leaves: (A) after freezing and thawing extract from fresh leaves. Approximately 50% of VLPs loses 3D structure when extract is stored at -20°C or –70°C, respectively; (B) Upon freezedrying of leaves and extraction cycle. More than 90 % of L1 retains conformation in extracts from freeze-dried leaves (*third column*) in comparison to extract prepared from fresh leaves (first column). Controls are extracts from leaves prepared the same way, but from plants inoculated with an empty pTV00 vector.

Plant Production of Vaccine Against HPV: A New Perspectives 161

Fig. 10. Analysis of different L1 assembly forms by electron microscopy. Capsomeres (L1 pentamers), T1-particles (12 L1-pentamers) and VLPs (T7 particles of 71 L1-pentamers) purified from infected insect cells expressing the wild-type HPV 16 L1 gene (L1wt) or mutated L1 (L1\_2xCysM) were analyzed by electron microscopy after uranyl acetate

Fig. 11. Antibody (A) and cytotoxic T-lymphocytes (B) induction by L1-VPLs. Response elicited by control plant extracts (mice 1 - 5), control plant extract from *Nicotiana benthamiana*  containing purified VLPs from insect cells (mice 6 - 10) and crude plant extracts from leaves expressing L1 (mice 11 - 25) in C57BL/6 mice. Collected sera from individual mice were tested by ELISA for induction of specific antibody (y-axis in OD 450 units). CTLs induction was measured by ELISPOT analysis of splenocytes recovered from scarified animals. The number of CTLs spots was recorded by an ELISPOT reader and expressed as a mean per 106

negative staining (Thönes & Müller, 2007).

splenocytes

### **2.4.4 Immunogenicity of plant derived L1**

The first report on production of HPV VLPs in plants and testing of their immunogenicity appeared in literature in 2003. Varsani et al. (2003b) was the first to express full-length native *HPV-16 L1* gene in transgenic *Nicotiana tabacum* cv. Xanthi. This plant-produced protein assembled into recognizable VLPs and was immunogenic, when injected into rabbits with Freund's incomplete adjuvant. Since then, several groups has observed induction of specific antibodies after subcutaneous injection of either purified plant-derived HPV16 L1 VLPs (Biemelt et al., 2003) or of the crude extract from the tobacco leaves expressing HPV16 L1 protein (Fig. 11A) (Maclean et al., 2007; Šmídková et al., 2010). Despite the fact that in plant extracts majority of expressed L1 protein was present as capsomeres besides VLPs Fig. 8A, the extracts were highly immunogenic without any additional adjuvant (Maclean et al., 2007, Šmídková et al., 2010). The antibodies induced by immunization with plant extract depicted on Fig. 8A preferentially recognized fully assembled L1 VLPs (Fig. 12A) and neutralized in vitro HPV16 virions (Fig. 12B). Plant expressed L1 in crude extract also induces CTL (Fig. 11B).

These findings suggests that principal antigenic determinant is either entire VLP or 3D structure specific for fully assembled VLPs and these antigens are present in crude extracts from plants transiently expressing L1 in enough quantity to elicit immune response equal or higher than purified VLPs from insect cells. Moreover immunization with plant L1 crude extracts induce cellular responses characteristic for active vaccine (Šmídková et al., 2010).

Mucosal delivery has several advantages over needle administration. Immune response is best achieved by direct application of a vaccine to mucosal surfaces and in addition mucosal application of a vaccine can also induce humoral, cell-mediated and systemic immune responses (Rigano & Walmsley, 2005). HPV VLPs are immunogenic when administered orally and stable in the environment of the gastrointestinal tract. Rose et al (1999) and Gerber et al. (2001) reported that as little as 1-10 micrograms are sufficient to induce high titers of L1 specific antibodies after oral application when administered with LT or CpG DNA adjuvants. Besides VLPs also capsomeres (L1-pentamers) and T=1 particles (12 L1 pentamers) depicted on Fig. 10 were investigated for oral immunogenicity in mice. Mutated L1 gene (L1\_2xCysM) with two cysteines replaced by serines was used to generate capsomeres and T=1 particles. Compared to capsomeres, VLPs induced higher titers of neutralizing and IgA secreted antibodies, while cytotoxic T cell responses was comparable. The induction of secreted IgA antibodies was observed after oral but not after subcutaneous immunization (Thönes & Müller, 2007).

The concept of using tissue of plants expressing vaccine antigens as an edible vaccines attracted already a lot of attention and is still of special interest. A number of clinical studies demonstrated the induction of specific antibodies after oral immunization using crude plant material containing, for example, hepatitis B or Norwalk virus antigens (Lal et al., 2007). Likewise, oral immunization using crude potato tubers expressing L1 protein can induce specific antibody (Warzecha et al., 2003, Biemelt et al., 2003). Moreover, HPV L1-E6/E7 based chimeric VLPs have been successfully expressed in tomato fruits, which were able to elicit humoral and cytotoxic T-cell activity in mice (Paz De la Rosa et al., 2009).

Human Papillomavirus and Related Diseases 160 – From Bench to Bedside – A Clinical Perspective

The first report on production of HPV VLPs in plants and testing of their immunogenicity appeared in literature in 2003. Varsani et al. (2003b) was the first to express full-length native *HPV-16 L1* gene in transgenic *Nicotiana tabacum* cv. Xanthi. This plant-produced protein assembled into recognizable VLPs and was immunogenic, when injected into rabbits with Freund's incomplete adjuvant. Since then, several groups has observed induction of specific antibodies after subcutaneous injection of either purified plant-derived HPV16 L1 VLPs (Biemelt et al., 2003) or of the crude extract from the tobacco leaves expressing HPV16 L1 protein (Fig. 11A) (Maclean et al., 2007; Šmídková et al., 2010). Despite the fact that in plant extracts majority of expressed L1 protein was present as capsomeres besides VLPs Fig. 8A, the extracts were highly immunogenic without any additional adjuvant (Maclean et al., 2007, Šmídková et al., 2010). The antibodies induced by immunization with plant extract depicted on Fig. 8A preferentially recognized fully assembled L1 VLPs (Fig. 12A) and neutralized in vitro HPV16 virions (Fig. 12B). Plant expressed L1 in crude extract also

These findings suggests that principal antigenic determinant is either entire VLP or 3D structure specific for fully assembled VLPs and these antigens are present in crude extracts from plants transiently expressing L1 in enough quantity to elicit immune response equal or higher than purified VLPs from insect cells. Moreover immunization with plant L1 crude extracts induce cellular responses characteristic for active vaccine

Mucosal delivery has several advantages over needle administration. Immune response is best achieved by direct application of a vaccine to mucosal surfaces and in addition mucosal application of a vaccine can also induce humoral, cell-mediated and systemic immune responses (Rigano & Walmsley, 2005). HPV VLPs are immunogenic when administered orally and stable in the environment of the gastrointestinal tract. Rose et al (1999) and Gerber et al. (2001) reported that as little as 1-10 micrograms are sufficient to induce high titers of L1 specific antibodies after oral application when administered with LT or CpG DNA adjuvants. Besides VLPs also capsomeres (L1-pentamers) and T=1 particles (12 L1 pentamers) depicted on Fig. 10 were investigated for oral immunogenicity in mice. Mutated L1 gene (L1\_2xCysM) with two cysteines replaced by serines was used to generate capsomeres and T=1 particles. Compared to capsomeres, VLPs induced higher titers of neutralizing and IgA secreted antibodies, while cytotoxic T cell responses was comparable. The induction of secreted IgA antibodies was observed after oral but not after subcutaneous

The concept of using tissue of plants expressing vaccine antigens as an edible vaccines attracted already a lot of attention and is still of special interest. A number of clinical studies demonstrated the induction of specific antibodies after oral immunization using crude plant material containing, for example, hepatitis B or Norwalk virus antigens (Lal et al., 2007). Likewise, oral immunization using crude potato tubers expressing L1 protein can induce specific antibody (Warzecha et al., 2003, Biemelt et al., 2003). Moreover, HPV L1-E6/E7 based chimeric VLPs have been successfully expressed in tomato fruits, which were able to

elicit humoral and cytotoxic T-cell activity in mice (Paz De la Rosa et al., 2009).

**2.4.4 Immunogenicity of plant derived L1** 

induces CTL (Fig. 11B).

(Šmídková et al., 2010).

immunization (Thönes & Müller, 2007).

Fig. 10. Analysis of different L1 assembly forms by electron microscopy. Capsomeres (L1 pentamers), T1-particles (12 L1-pentamers) and VLPs (T7 particles of 71 L1-pentamers) purified from infected insect cells expressing the wild-type HPV 16 L1 gene (L1wt) or mutated L1 (L1\_2xCysM) were analyzed by electron microscopy after uranyl acetate negative staining (Thönes & Müller, 2007).

Fig. 11. Antibody (A) and cytotoxic T-lymphocytes (B) induction by L1-VPLs. Response elicited by control plant extracts (mice 1 - 5), control plant extract from *Nicotiana benthamiana*  containing purified VLPs from insect cells (mice 6 - 10) and crude plant extracts from leaves expressing L1 (mice 11 - 25) in C57BL/6 mice. Collected sera from individual mice were tested by ELISA for induction of specific antibody (y-axis in OD 450 units). CTLs induction was measured by ELISPOT analysis of splenocytes recovered from scarified animals. The number of CTLs spots was recorded by an ELISPOT reader and expressed as a mean per 106 splenocytes

Plant Production of Vaccine Against HPV: A New Perspectives 163

40% of mice immunized with E7 containing crude leaf extract were protected from growth of cancer induced by E7-expressing C3 cells

80% of mice immunized with E7 containing crude leaf extract were protected from growth of cancer induced by E7-expressing C3 cells

Mice vaccinated orally with freezedried E7-containing leaf extract mixed with feed produced high titer of anti-E7 antibodies

Dendritic cells pulsed with E7 containing leaf extract were able to prime naive lymphocytes to induce E7 specific CTLs

Purified protein injected into mice induced IgG and CTL response and protected them against challenge with E7-expressing tumor cells in both prophylactic and therapeutic vaccination regimen

Mice vaccinated with the protein were protected against tumor cells expressing E7

DNA vaccine was able to protect vaccinated mice from the growth of tumors induced by E7-expressing TC-1 cells

a) DNA vaccine tested in therapeutic setting was able to block tumor growth in the 40% of challenged mice b) Not performed

ND

Mice injected with chimeric VLPs were able to develop neutralizing antibodies and specific CTLs

**Antigen Production system and yield Efficacy data** 

*N. benthamiana* tobacco leaves infected with PVX–E7 3–4 μg/g fresh leaves

*N. benthamiana* tobacco leaves infected with PVX–E7; protein targeted to secretory pathway 15–20 μg/g fresh leaves

*N. benthamiana* tobacco leaves infected with PVX–E7; protein targeted to secretory pathway

infected with PVX–E7

*N. benthamiana* tobacco leaves infected with LicKM–E7GGG, using a launch vector expression system 400 μg purified protein per gram of fresh leaves

PVX CP–HPV-16 E7 Tobacco chloroplast ND

b) Expressed in N. benthamiana

Expressed by PVX in Nicotiana tabacum, N. benthamiana using Agrobacterium tumefaciensmediated inoculation

Tomato seedling cotyledons HPV-16 VLPs carrying L1 fused to string of epitopes from E6 and E7 using A. tumefaciens-mediated inoculation

proteins from *Saponaria officinalis;* VLP: Virus-like particle. (Giorgi et al., 2010)

Table 3. Plant-derived HPV antigens for the development of therapeutic vaccines. CP: Coat protein; CTL: Cytotoxic T lymphocyte; HPV: Human papillomavirus; ND: No data; PVA: Potato virus A; PVX: Potato virus X; SAP-KQ: Mutagenized type I ribosome inhibiting

The important proof of the L2 plant-produced nonhuman papillomavirus vaccine efficiency was published in connection with the purified rTMV particles displaying cottontail rabbit papillomavirus (CRPV) or rabbit oral papillomavirus (ROPV) L2 protein peptides on their

HPV-16 E7 *N. benthamiana* tobacco leaves

peptide–E7 mut *N. benthamiana* via agroinfiltration

PVX CP–HPV-16 E7GGG DNA vaccine

SAP-KQ–E7GGG a) DNA vaccine

HPV-16 E7

HPV-16 E7

HPV-16 E7

LicKM–E7GGG

11-kDa Zera zein-derived

HPV-16 L2–PVA CP–E7 epitope fused protein

HPV-16 VLPs carrying L1 fused to a string of epitopes from E6 and E7

Fig. 12. (A) The specificity of mAb E2 toward various L1 assembly structures. VLPs, T1 particles (12 L1-pentamers) and capsomeres produced in insect cells were absorbed on the microtiter plates and analyzed by ELISA. Interactions of hybridoma E2 supernatant is compared to antibodies obtained after immunization with insect cell-derived VLPs (1.3.5.15, E10 and 25C). (B) Neutralization assay. Sera of mice and of E2 hybridoma supernatant were tested for neutralization of infection of 293T cells by HPV pseudovirions (Psv). Percent of neutralization obtained by incubation with mice sera diluted 1:50 and that of E2 hybridoma supernatant diluted 1:5, 1:20, 1:100, 1:500. Neutralization activity of mice sera was compared to a high titer rabbit polyclonal anti-L1 antiserum 4543 (100 %) and to the mAb's 1.3.1 and 1.3.2 as additional positive controls.

### **2.4.5 Plant based therapeutic and second-generation vaccines**

Capsomeres can be used as a potential cost-saving substitute of VLPs, as L1-pentameric capsomeres are considered thermo-stable, the advantageous feature for the use in developing countries where cold chain administration and delivery of vaccine is difficult to maintain (Stanley et al., 2008). A promising step towards a capsomeres-based vaccine was described by Yuan et al. (2001) when dogs were completely protected against canine oral papillomavirus (COPV) infection by capsomeres vaccination. Capsomeres have been also reported to induce neutralizing antibodies and L1-specific cytotoxic T-lymphocytes (CTLs) upon oral, intranasal and subcutaneous immunization (Dell et al., 2006; Thönes & Müller, 2007; Schadlich et al., 2009). To increase immunogenicity, L1\_2xCys mutant version of HPV16 L1 protein was fused with LTB as an adjuvant and expressed in chloroplasts (Waheed et al, 2011a, 2011b).

Plant expressed HPV antigens to be used as therapeutic vaccine to date are summarized in Table 3:

Human Papillomavirus and Related Diseases 162 – From Bench to Bedside – A Clinical Perspective

Fig. 12. (A) The specificity of mAb E2 toward various L1 assembly structures. VLPs, T1 particles (12 L1-pentamers) and capsomeres produced in insect cells were absorbed on the microtiter plates and analyzed by ELISA. Interactions of hybridoma E2 supernatant is compared to antibodies obtained after immunization with insect cell-derived VLPs (1.3.5.15, E10 and 25C). (B) Neutralization assay. Sera of mice and of E2 hybridoma supernatant were tested for neutralization of infection of 293T cells by HPV pseudovirions (Psv). Percent of neutralization obtained by incubation with mice sera diluted 1:50 and that of E2 hybridoma supernatant diluted 1:5, 1:20, 1:100, 1:500. Neutralization activity of mice sera was compared to a high titer rabbit polyclonal anti-L1 antiserum 4543 (100 %) and to the mAb's 1.3.1 and

Capsomeres can be used as a potential cost-saving substitute of VLPs, as L1-pentameric capsomeres are considered thermo-stable, the advantageous feature for the use in developing countries where cold chain administration and delivery of vaccine is difficult to maintain (Stanley et al., 2008). A promising step towards a capsomeres-based vaccine was described by Yuan et al. (2001) when dogs were completely protected against canine oral papillomavirus (COPV) infection by capsomeres vaccination. Capsomeres have been also reported to induce neutralizing antibodies and L1-specific cytotoxic T-lymphocytes (CTLs) upon oral, intranasal and subcutaneous immunization (Dell et al., 2006; Thönes & Müller, 2007; Schadlich et al., 2009). To increase immunogenicity, L1\_2xCys mutant version of HPV16 L1 protein was fused with LTB as an adjuvant and expressed in chloroplasts

Plant expressed HPV antigens to be used as therapeutic vaccine to date are summarized in

**2.4.5 Plant based therapeutic and second-generation vaccines** 

1.3.2 as additional positive controls.

(Waheed et al, 2011a, 2011b).

Table 3:


Table 3. Plant-derived HPV antigens for the development of therapeutic vaccines. CP: Coat protein; CTL: Cytotoxic T lymphocyte; HPV: Human papillomavirus; ND: No data; PVA: Potato virus A; PVX: Potato virus X; SAP-KQ: Mutagenized type I ribosome inhibiting proteins from *Saponaria officinalis;* VLP: Virus-like particle. (Giorgi et al., 2010)

The important proof of the L2 plant-produced nonhuman papillomavirus vaccine efficiency was published in connection with the purified rTMV particles displaying cottontail rabbit papillomavirus (CRPV) or rabbit oral papillomavirus (ROPV) L2 protein peptides on their

Plant Production of Vaccine Against HPV: A New Perspectives 165

significant number of compounds tested for adjuvant effect are clearly more effective than alum, albeit usually accompanied with a higher toxicity as e.g. Freund's complete adjuvant. This is the main reason preventing their use as adjuvants in human vaccine formulations. As adjuvants were successfully tested low toxic mutants of the cholera toxin (CT) (Yamamoto et al., 1997) and *E.coli* heat-labile enterotoxin (LT) (Chong et al., 1998). The inactive B-subunits of these toxins proved to be a strong mucosal (oral, nasal, vaginal, etc.) adjuvants (e.g. Salmonella toxin B subunit is used in commercial Cervarix vaccine) for a wide variety of antigens in mice and other animal species so far tested, however their use in humans is limited (Chong et al., 1998). This is why there is a growing interest to develop new adjuvants eliciting high mucosal, humoral and cellular immune response accompanied by

**Antigen delivery systems Immunopotentiators**  Insoluble aluminum compounds MPL and synthetic derivates Calcium phosphate MDP and derivatives

Microparticles (e.g., PLG) Saponins (Quils, QS-21)

Virus-like particles & viral vectors Cytokines & chemokines

resistant products mimicking the effect of LPS in foliar extract (Di Bonito et al, 2009).

Probably the most studied plant compound with adjuvant effect is the saponin fractions isolated from *Quillaja saponaria* (Newman et al., 1992). The mechanism of saponin effect is complex and, apart from direct cellular stimulation, there is also evidence that saponins may

Table 4. Examples of adjuvant classes (O'Hagan & Rappuoli, 2004)

Emulsions (e.g., MF59, Montanides) Small-molecule immune potentiators ( SMIPs)

Plant extracts are known to contain various compounds, which supposedly have immunostimulatory and immunosuppressive effects (Wagner & Proksh, 1985). Plant crude extracts and their components were tested for their adjuvant capacity. The extract from leaves of *Nicotiana bethamiana* co-administrated subcutaneously with HPV16E7 (Franconi et al., 2002) or HPV16L1 VLP´s (Maclean et. al, 2007; Šmídková et al., 2010) enhanced specific humoral and cellular immune response in tested mice. Freund's adjuvant added to the plant extract did not increased noticeably humoral response elicited by HPV16L1 VLP´s in subcutaneously immunized mice and results indicate that the addition of Freund's adjuvant to plant extract might be even deleterious (Maclean et. al, 2007). The study of Isfar et al. (2004) compares adjuvant effect of CT and of aqueous extract of *Solanum torvum* (STE). STE was shown to evoke an increase in IgA titer comparable to that of CT when coadministrated with ovalbumin intraperitoneally. No acute toxic effects were evident with the used dose range. Plant extract has been shown to induce DC maturation of dendritic cells. This effect was not caused by lipopolysaccharide (LPS) but rather by presence of heat-

Liposomes Oligonucleotides (CpG, etc.) Virosomes™ Double-stranded RNA (dsRNA)

> Alternative pathogen-associated Molecular patterns (PAMPs) (*E. coli* heat Labile enterotoxin (LTB); flagellin)

> > (e.g., resiquimod [R848])

negligible or low toxicity.

ISCOMS®

**3.1.2 Adjuvant effect of plant extracts** 

surface (Palmer et al., 2006). This pseudovirion system was also used to express entire native *L1* gene of CRPV. Intramuscular injection with of CRPV L1-containing concentrated plant extract derived from transgenic tobacco protected rabbits against CRPV challenge (Kohl et al., 2006).

Since VLPs based vaccines are not effective in the therapy of diseases, an important goal is development of anti-HPV vaccines with either therapeutic or both prophylactic and therapeutic properties. Few studies were performed with viral oncoproteins expressed in plants. HPV-16 E7 was transiently expressed using a viral vector based on potato virus X (PVX) in the *Nicotiana benthamiana, Nicotiana rustica, Nicotiana tabacum, Chenopodium quinoa*  and the tomato *Solanum lycopersicum L.* cv. Micro-Tom. The highest expression of HPV-16 E7 3–4 μg/g of fresh leaves was achieved in *Nicotiana benthamiana* and the expressed E7 induced specific humoral and cell-mediated immune responses in mice (Franconi et al., 2002, 2006). The efficiency of chimeric constructs when E7 is fused to other proteins and expressed in plants was also reported. The expression of HPV-16 E7 fused with the PVX CP in tobacco chloroplasts has been recently reported. The expression of the fusion protein in this system was higher than E7 alone (Morgenfeld et al., 2009). Mutated E7, E7GGG, which lacks the retinoblastoma binding site, and thus the native transformation potential, was fused to the *Clostridium thermocellum* b-1,3–1,4-glucanase (LicKM) as a carrier molecule for expression in plants. The expression of fusion protein in *Nicotiana benthamiana* yielded 400 μg of purified protein per gram of leaf (Musiychuk et al., 2007). Injection of the purified LicKM–E7GGG fusion protein into mice induced both E7-specific IgG and cytotoxic T-cell responses, and protected mice against challenge with E7-expressing tumor cells (Massa et al., 2007). The successful expression of chimeric HPV-16 L1 protein fused to a string of three E7 and one E6 epitopes in transgenic tomatoes demonstrates that a combination prophylactic therapeutic HPV vaccine could be produced in plants (Paz de la Rosa et al., 2009; Monroy-García et. al, 2011). Unfortunately, while the produced VLPs stimulated both antibody and T-cell responses, yields were low in the range 0.05 – 0.1% of total soluble protein. Similarly, combined vaccine based on minor capsid protein L2 and an epitope of E7 oncoprotein was successfully expressed in plants, when an epitope of the L2 protein and an epitope of E7 oncoprotein were fused to the N'- and C'-end of PVA CP, respectively. The construct was cloned into a PVX-based vector and transiently expressed in plants using *Agrobacterium*-mediated inoculation (Čeřovská et al., 2008).

### **3. Vaccine formulation**

### **3.1 Parenteral administration**

### **3.1.1 Adjuvants**

The goal of vaccination is to generate a strong immune response to the administered antigen. Papillomavirus VLPs themselves are good "inducers" of immune response and antigen determinants present on their surface are able to activate dendritic cells (DCs) for triggering T-cell activation (Bontkes et al., 2005; Yang et al., 2005). Nevertheless, for efficient clinical use additional adjuvants are needed not only to enhance the immune response, but also assuring achievement of appropriate type of protective immunity in each situation.

The aluminum (alum) salts or gel-based adjuvant formulations used e.g. in HPV Gardasil vaccine are currently approved in vaccines licensed for human use in the US. Nevertheless a Human Papillomavirus and Related Diseases 164 – From Bench to Bedside – A Clinical Perspective

surface (Palmer et al., 2006). This pseudovirion system was also used to express entire native *L1* gene of CRPV. Intramuscular injection with of CRPV L1-containing concentrated plant extract derived from transgenic tobacco protected rabbits against CRPV challenge (Kohl et

Since VLPs based vaccines are not effective in the therapy of diseases, an important goal is development of anti-HPV vaccines with either therapeutic or both prophylactic and therapeutic properties. Few studies were performed with viral oncoproteins expressed in plants. HPV-16 E7 was transiently expressed using a viral vector based on potato virus X (PVX) in the *Nicotiana benthamiana, Nicotiana rustica, Nicotiana tabacum, Chenopodium quinoa*  and the tomato *Solanum lycopersicum L.* cv. Micro-Tom. The highest expression of HPV-16 E7 3–4 μg/g of fresh leaves was achieved in *Nicotiana benthamiana* and the expressed E7 induced specific humoral and cell-mediated immune responses in mice (Franconi et al., 2002, 2006). The efficiency of chimeric constructs when E7 is fused to other proteins and expressed in plants was also reported. The expression of HPV-16 E7 fused with the PVX CP in tobacco chloroplasts has been recently reported. The expression of the fusion protein in this system was higher than E7 alone (Morgenfeld et al., 2009). Mutated E7, E7GGG, which lacks the retinoblastoma binding site, and thus the native transformation potential, was fused to the *Clostridium thermocellum* b-1,3–1,4-glucanase (LicKM) as a carrier molecule for expression in plants. The expression of fusion protein in *Nicotiana benthamiana* yielded 400 μg of purified protein per gram of leaf (Musiychuk et al., 2007). Injection of the purified LicKM–E7GGG fusion protein into mice induced both E7-specific IgG and cytotoxic T-cell responses, and protected mice against challenge with E7-expressing tumor cells (Massa et al., 2007). The successful expression of chimeric HPV-16 L1 protein fused to a string of three E7 and one E6 epitopes in transgenic tomatoes demonstrates that a combination prophylactic therapeutic HPV vaccine could be produced in plants (Paz de la Rosa et al., 2009; Monroy-García et. al, 2011). Unfortunately, while the produced VLPs stimulated both antibody and T-cell responses, yields were low in the range 0.05 – 0.1% of total soluble protein. Similarly, combined vaccine based on minor capsid protein L2 and an epitope of E7 oncoprotein was successfully expressed in plants, when an epitope of the L2 protein and an epitope of E7 oncoprotein were fused to the N'- and C'-end of PVA CP, respectively. The construct was cloned into a PVX-based vector and transiently expressed in plants using

The goal of vaccination is to generate a strong immune response to the administered antigen. Papillomavirus VLPs themselves are good "inducers" of immune response and antigen determinants present on their surface are able to activate dendritic cells (DCs) for triggering T-cell activation (Bontkes et al., 2005; Yang et al., 2005). Nevertheless, for efficient clinical use additional adjuvants are needed not only to enhance the immune response, but also assuring achievement of appropriate type of protective immunity in each situation.

The aluminum (alum) salts or gel-based adjuvant formulations used e.g. in HPV Gardasil vaccine are currently approved in vaccines licensed for human use in the US. Nevertheless a

*Agrobacterium*-mediated inoculation (Čeřovská et al., 2008).

**3. Vaccine formulation** 

**3.1.1 Adjuvants** 

**3.1 Parenteral administration** 

al., 2006).

significant number of compounds tested for adjuvant effect are clearly more effective than alum, albeit usually accompanied with a higher toxicity as e.g. Freund's complete adjuvant. This is the main reason preventing their use as adjuvants in human vaccine formulations. As adjuvants were successfully tested low toxic mutants of the cholera toxin (CT) (Yamamoto et al., 1997) and *E.coli* heat-labile enterotoxin (LT) (Chong et al., 1998). The inactive B-subunits of these toxins proved to be a strong mucosal (oral, nasal, vaginal, etc.) adjuvants (e.g. Salmonella toxin B subunit is used in commercial Cervarix vaccine) for a wide variety of antigens in mice and other animal species so far tested, however their use in humans is limited (Chong et al., 1998). This is why there is a growing interest to develop new adjuvants eliciting high mucosal, humoral and cellular immune response accompanied by negligible or low toxicity.


Table 4. Examples of adjuvant classes (O'Hagan & Rappuoli, 2004)

### **3.1.2 Adjuvant effect of plant extracts**

Plant extracts are known to contain various compounds, which supposedly have immunostimulatory and immunosuppressive effects (Wagner & Proksh, 1985). Plant crude extracts and their components were tested for their adjuvant capacity. The extract from leaves of *Nicotiana bethamiana* co-administrated subcutaneously with HPV16E7 (Franconi et al., 2002) or HPV16L1 VLP´s (Maclean et. al, 2007; Šmídková et al., 2010) enhanced specific humoral and cellular immune response in tested mice. Freund's adjuvant added to the plant extract did not increased noticeably humoral response elicited by HPV16L1 VLP´s in subcutaneously immunized mice and results indicate that the addition of Freund's adjuvant to plant extract might be even deleterious (Maclean et. al, 2007). The study of Isfar et al. (2004) compares adjuvant effect of CT and of aqueous extract of *Solanum torvum* (STE). STE was shown to evoke an increase in IgA titer comparable to that of CT when coadministrated with ovalbumin intraperitoneally. No acute toxic effects were evident with the used dose range. Plant extract has been shown to induce DC maturation of dendritic cells. This effect was not caused by lipopolysaccharide (LPS) but rather by presence of heatresistant products mimicking the effect of LPS in foliar extract (Di Bonito et al, 2009).

Probably the most studied plant compound with adjuvant effect is the saponin fractions isolated from *Quillaja saponaria* (Newman et al., 1992). The mechanism of saponin effect is complex and, apart from direct cellular stimulation, there is also evidence that saponins may

Plant Production of Vaccine Against HPV: A New Perspectives 167

A good nonparenteral alternative for vaccine delivery could be nasal immunization, which already proved to be effective in tests with animals. The obstacles imposed by the normal process of mucociliary clearance limiting residence time of applied antigens could be circumvent by presence of an inert *in situ* gelling polysaccharide (GelSite) extracted from Aloe vera for nasal delivery of NV VLP antigen (Hefferon, 2010). The nasal cavity is a promising site for vaccine delivery because it is easy to access, is highly vascularized, has a relatively large surface area, has low proteolytic activity, and is able to induce systemic immunity as well as both local and distal mucosal immunity via the Common Mucosal

The major reason for the vaccine production in plants is that the vaccine antigen production is safe and could be potentially cheap and both transient and transgenic productions are scalable. Biologically active proteins can be produced more easily in plants than in other eukaryotic systems; and that the use of food plants could eventually allow edible and/or oral vaccines to be produced cheaper. The recent reports indicate very high yields of human vaccine candidates to be obtained via plastid transformation or large scale transient expression what could enable to meet the expected requirement of antigen for oral route as is required parenterally for the same immune response. A recent review on human trials of plant-based oral vaccines summarizing human studies of oral transgenic plant derived vaccines against enterotoxigenic *E. coli* infection, norovirus and HBV adds weight to the growing body of evidence that plant-made oral vaccines to these viruses are not only feasible, but could effective (Rybicki, 2010). Nevertheless there is still long way to go from improvement of antigen yields, to formulation of the vaccine including auxiliary factors improving efficacy and stability, to translation of the proposed vaccines into clinical trials

This work was supported by the Grant Agency of the Czech Republic contract 521/01/1418 and 521/04/0971, Grant Agency of the Czech Academy of Sciences A6038201 and S5038304 and by Ministry of Education, Youth and Sports of the Czech Republic projects 1M0505.

Alvarez-Salas, L.M. (2008). Amolimogene bepiplasmid, a DNA-based therapeutic encoding

the E6 and E7 epitopes from HPV, for cervical and anal dysplasia. *Current opinion in molecular therapeutics*, Vol.10, No.6, (December 2008), pp. 622-6288, ISSN 1464-8431 Armstrong, E. P. (2010). Prophylaxis of cervical cancer and related cervical disease: a review

of the cost-effectiveness of vaccination against oncogenic HPV types. *Journal of managed care pharmacy*, Vol.16, No.3, (April 2010), pp. 217-230, ISSN 1083-4087 Bardor, M.; Faveeuw, C.; Fitchette, A.C.; Gilbert, D.; Galas, L.; Trottein, F.; Faye, L. &

Lerouge, P. (2003). Immunoreactivity in mammals of two typical plant glycoepitopes, core alpha(1,3)-fucose and core xylose. *Glycobiology,* Vol.13, No.6, (June

and, not least, governmental and/or regulatory body approvals.

2003), pp.427-434, ISSN 0959-6658

Immune System (CMIS)

**5. Acknowledgements** 

**6. References** 

**4. Conclusions** 

enhance oral immunization by protection of antigen from degradation by digestive enzymes and by increasing permeability of the intestine to macromolecules (Campbell, 1995).

All these findings are promising for development of needle-free administration route of immunization as an alternative to intramuscular vaccine application. For this purposes intranasal, intravaginal, transdermal, sublingual and intramuscular administration routes were tested for systemic immune responses against HPV16L1 using (Cho et al., 2010). The sublingual route provided the most effective mucosal secretory IgA (sIgA) and serum IgG responses, cholera toxin subunit B (CTB) showed the most promising adjuvant activity.

### **3.2 HPV L1 antigens as an edible vaccine?**

The majority of currently licensed vaccines are administered parenterally, even though they have the disadvantages of patient reluctance to tolerate needle sticks and lack of mucosal immune induction (Velasquez et al 2010). Edible vaccine represents further approach to selfadministrated nonparenteral vaccine that could solve the problem of high cost and need for appropriate storage of currently available preventive HPV vaccines.

Thönes & Müller (2007) investigated the oral immunogenicity of different assembly forms of HPV 16 L1: T7-VLPs, T1 particles and capsomeres produced from Baculovirus expression vector in insect cells and showed that all three assembly forms induce humoral and cellular immune responses after oral vaccination of mice. The anti-L1 antibodies were conformationspecific and showed neutralizing activity in a pseudovirion-based assay. They also investigated whether adjuvants have an effect on oral immunogenicity when coadministrated with different L1 forms. Besides saponins, which were significantly toxic if applied orally, co-administration of either CpG DNA or *Escherichia coli* heat-labile enterotoxin LT(R192G) had no apparent enhancing effect on the production of anti-L1 antibodies. Compared to capsomeres, VLPs induced stronger humoral immune responses while the CTL responses were induced at comparable levels.

To establish an edible HPV16 vaccine Sasagawa et al., (2005) constructed a recombinant HPV16 L1-expressing *Schizosaccharomyces pombe* yeast strain to be administrated as freezedried yeast powder orally as an edible vaccine, with or without the mucosal adjuvant heatlabile toxin LT (R192G), to mice. After the third immunization, none of the mice that received the edible HPV16 vaccine showed specific antibody responses, whereas all of the positive controls that were administered intranasally with 5 μg of HPV16-virus-like particles (VLP) had serum IgG, and genital IgA and IgG that reacted with HPV16-VLP in enzymelinked immunosorbent assays (ELISAs).

HPV L1 antigens that proof to be highly immunogenic when administrated parenterally induce only mild or none response when administrated orally. In light of these experiments it seems unlikely that current design of L1 based HPV vaccines will reach the market as an edible replacement of existing vaccines. More research is needed to establish vaccine concentration and formulation to boost its effect. It is also obvious that the highly phrased concept of edible vaccine administrated as plants or fruits for direct consumption in the less developed countries is rather romantic dream than reality and have to be corrected. It is now clear that if there will be an edible vaccine, it will have complex formulation that will be strictly controlled.

A good nonparenteral alternative for vaccine delivery could be nasal immunization, which already proved to be effective in tests with animals. The obstacles imposed by the normal process of mucociliary clearance limiting residence time of applied antigens could be circumvent by presence of an inert *in situ* gelling polysaccharide (GelSite) extracted from Aloe vera for nasal delivery of NV VLP antigen (Hefferon, 2010). The nasal cavity is a promising site for vaccine delivery because it is easy to access, is highly vascularized, has a relatively large surface area, has low proteolytic activity, and is able to induce systemic immunity as well as both local and distal mucosal immunity via the Common Mucosal Immune System (CMIS)

### **4. Conclusions**

Human Papillomavirus and Related Diseases 166 – From Bench to Bedside – A Clinical Perspective

enhance oral immunization by protection of antigen from degradation by digestive enzymes

All these findings are promising for development of needle-free administration route of immunization as an alternative to intramuscular vaccine application. For this purposes intranasal, intravaginal, transdermal, sublingual and intramuscular administration routes were tested for systemic immune responses against HPV16L1 using (Cho et al., 2010). The sublingual route provided the most effective mucosal secretory IgA (sIgA) and serum IgG responses, cholera toxin subunit B (CTB) showed the most promising adjuvant activity.

The majority of currently licensed vaccines are administered parenterally, even though they have the disadvantages of patient reluctance to tolerate needle sticks and lack of mucosal immune induction (Velasquez et al 2010). Edible vaccine represents further approach to selfadministrated nonparenteral vaccine that could solve the problem of high cost and need for

Thönes & Müller (2007) investigated the oral immunogenicity of different assembly forms of HPV 16 L1: T7-VLPs, T1 particles and capsomeres produced from Baculovirus expression vector in insect cells and showed that all three assembly forms induce humoral and cellular immune responses after oral vaccination of mice. The anti-L1 antibodies were conformationspecific and showed neutralizing activity in a pseudovirion-based assay. They also investigated whether adjuvants have an effect on oral immunogenicity when coadministrated with different L1 forms. Besides saponins, which were significantly toxic if applied orally, co-administration of either CpG DNA or *Escherichia coli* heat-labile enterotoxin LT(R192G) had no apparent enhancing effect on the production of anti-L1 antibodies. Compared to capsomeres, VLPs induced stronger humoral immune responses

To establish an edible HPV16 vaccine Sasagawa et al., (2005) constructed a recombinant HPV16 L1-expressing *Schizosaccharomyces pombe* yeast strain to be administrated as freezedried yeast powder orally as an edible vaccine, with or without the mucosal adjuvant heatlabile toxin LT (R192G), to mice. After the third immunization, none of the mice that received the edible HPV16 vaccine showed specific antibody responses, whereas all of the positive controls that were administered intranasally with 5 μg of HPV16-virus-like particles (VLP) had serum IgG, and genital IgA and IgG that reacted with HPV16-VLP in enzyme-

HPV L1 antigens that proof to be highly immunogenic when administrated parenterally induce only mild or none response when administrated orally. In light of these experiments it seems unlikely that current design of L1 based HPV vaccines will reach the market as an edible replacement of existing vaccines. More research is needed to establish vaccine concentration and formulation to boost its effect. It is also obvious that the highly phrased concept of edible vaccine administrated as plants or fruits for direct consumption in the less developed countries is rather romantic dream than reality and have to be corrected. It is now clear that if there will be an edible vaccine, it will have complex formulation that will

and by increasing permeability of the intestine to macromolecules (Campbell, 1995).

**3.2 HPV L1 antigens as an edible vaccine?** 

appropriate storage of currently available preventive HPV vaccines.

while the CTL responses were induced at comparable levels.

linked immunosorbent assays (ELISAs).

be strictly controlled.

The major reason for the vaccine production in plants is that the vaccine antigen production is safe and could be potentially cheap and both transient and transgenic productions are scalable. Biologically active proteins can be produced more easily in plants than in other eukaryotic systems; and that the use of food plants could eventually allow edible and/or oral vaccines to be produced cheaper. The recent reports indicate very high yields of human vaccine candidates to be obtained via plastid transformation or large scale transient expression what could enable to meet the expected requirement of antigen for oral route as is required parenterally for the same immune response. A recent review on human trials of plant-based oral vaccines summarizing human studies of oral transgenic plant derived vaccines against enterotoxigenic *E. coli* infection, norovirus and HBV adds weight to the growing body of evidence that plant-made oral vaccines to these viruses are not only feasible, but could effective (Rybicki, 2010). Nevertheless there is still long way to go from improvement of antigen yields, to formulation of the vaccine including auxiliary factors improving efficacy and stability, to translation of the proposed vaccines into clinical trials and, not least, governmental and/or regulatory body approvals.

### **5. Acknowledgements**

This work was supported by the Grant Agency of the Czech Republic contract 521/01/1418 and 521/04/0971, Grant Agency of the Czech Academy of Sciences A6038201 and S5038304 and by Ministry of Education, Youth and Sports of the Czech Republic projects 1M0505.

### **6. References**


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**8** 

*Venezuela* 

**Development of Vaccines and Gene Therapy** 

*1Instituto de Oncología y Hematología, Laboratorio de Genética Molecular, Ciudad* 

*2Universidad Central de Venezuela, Instituto de Investigaciones Económicas y Sociales,* 

From the establishment of etiologic relationship between HPV and cervical cancer, researchers have emphasized the importance of prevention by education of people, especially teenagers. This virus is associated with diseases of the cutaneous and mucosal human epithelia, including benign warts and invasive cancer that affect different anatomical regions as skin, cervix, vagina, vulva, anus, penis, head and neck. Controversial evidence suggests a relationship between HPV infection and breast cancer (de Villiers et al., 2005;

Verrucae vulgares, verrucae palmares et plantares 1, 2, 4

Epidermodysplasia verruciformis (EV) 3, 5, 8 EV- squamous cell carcinoma 5, 8 Condylomata acuminata 6, 11

carcinomas of the anogenital tract <sup>16</sup>

Buschke-Lowenstein tumor 6, 11 Respiratory Papillomatosis 6, 11 Heck´s disease 13, 32

Breast cancer? 16, 18

Bowenoid papulosis, erythroplasia of Queyrat 16

Head and neck cancers (larynx, tonsils, tongue, sinuse, lung) 16, 18, 6, 11

Table 1. Clinical manifestations and associated HPV types (taken and modified of

Squamous cell carcinoma of the finger, Bowen´s disease 16

High grade-squamous intraepithelial neoplasias and invasive

**Clinical manifestation HPV types often detectable** 

Verrucae planare 3, 10 Butcher´s warts 7

**1. Introduction** 

Handisurya et al., 2009).

Khan et al., 2005; Heng et al., 2009) (Table 1).

**Against HPV Infection and Cervical Cancer** 

Zoraya De Guglielmo Cróquer1 and Armando Rodríguez Bermúdez2

*Universitaria, Calle Minerva, Los Chaguaramos, Caracas* 

*Ciudad Universitaria, Los Chaguaramos, Caracas* 


### **Development of Vaccines and Gene Therapy Against HPV Infection and Cervical Cancer**

Zoraya De Guglielmo Cróquer1 and Armando Rodríguez Bermúdez2 *1Instituto de Oncología y Hematología, Laboratorio de Genética Molecular, Ciudad Universitaria, Calle Minerva, Los Chaguaramos, Caracas 2Universidad Central de Venezuela, Instituto de Investigaciones Económicas y Sociales, Ciudad Universitaria, Los Chaguaramos, Caracas Venezuela* 

### **1. Introduction**

Human Papillomavirus and Related Diseases 176 – From Bench to Bedside – A Clinical Perspective

Waheed, M.T.; Thönes, N.; Müller, M.; Hassan, S.W.; Razavi, M.; Lössl, E.; Kaul, H.P. &

Waheed, M.T.; Thönes, N.; Müller, M.; Hassan, S.W.; Gottschamel, J.; Lössl, E., Kaul H.P. &

Wakabayashi, M.T.; Da Silva, D.M.; Potkul, R.K. & Kast, W.M. (2002). Comparison of human

Warzecha, H.; Mason, H.S.; Lane, C.; Tryggvesson, A.; Rybicki, E.; Williamson, A.L.;

Wright, T.C.; Bosch, F.X.; Franco, E.L.; Cuzick, J.; Schiller, J.T.; Garnett, G.P. & Meheus, A.

Xie Q.; Zhou Z.X.; Li Z.L. & Zeng Y. (2011). Transforming activity of a novel mutant of

Xu, Y.F.; Zhang, Y.Q.; Xu, X.M. & Song, G.X. (2006). Papillomavirus virus like particles as

Yamamoto, S.; Kiyono, H.; Yamamoto, M.; Imaoka, K.; Fujihashi, K.; Van Ginkel, F.W.;

Yang, R.; Murillo, F.M.; Cui, H.; Blosser, R.; Uematsu, S.; Takeda, K.; Akira, S.; Viscidi, R.P.

Yuan, H.; Estes, P.A.; Chen, Y.; Newsome, J.; Olcese, V.A.; Garcea, R.L. & Schlegel, R. (2001).

zur Hausen, H. (1996). Papillomavirus infections – a major cause of human cancers.

http://www.ircm.qc.ca/LARECHERCHE/axes/Biologie/Virologie/Pages/Projets.aspx

(Jun 2011), pp. 271–282, ISSN 0962-8819

,pp. 300–307, ISSN 0300-5526

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3002

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Suppl 3, (August 2006) pp. S3251-261, ISSN 0264-410X

(November 2006) pp. 2133-2148, ISSN 0304-8608

Lössl, A.G. (2011a). Transplastomic expression of a modified human papillomavirus L1 protein leading to the assembly of capsomeres in tobacco: a step towards cost-effective second-generation vaccines. *Transgenic research,* Vol.20, No.2,

Lössl A.G. (2011b). Plastid expression of a double-pentameric vaccine candidate containing human papillomavirus-16 L1 antigen fused with LTB as adjuvant: transplastomic plants show pleiotropic phenotypes. *Plant Biotechnology Journal* ,

papillomavirus type 16 L1 chimeric virus-like particles versus L1/L2 chimeric virus-like particles in tumor prevention. *Intervirology*, Vol.45, No.4-6 , (April 2002)

Clements, J.D. & Rose, R.C. (2003). Oral immunogenicity of human papillomaviruslike particles expressed in potato. *Journal of Viroogy*, Vol.77, No. 16, (August 2003)

(2006). Chapter 30: HPV vaccines and screening in the prevention of cervical cancer; conclusions from a 2006 workshop of international experts. *Vaccine,* Vol. 24,

HPV16 E6E7 fusion gene. *Virologica Sinica*, Vol.26, No.3, (Jun 2011), pp. 206-213,

vehicles for the delivery of epitopes or genes. *Archives of virology*, Vol.151, No.11,

Noda, M.; Takeda, Y. & McGhee, J.R. (1997). A nontoxic mutant of cholera toxin elicits Th2-type responses for enhanced mucosal immunity. *Proceedings of the National Academy of Science USA*, Vol. 94, No.10, (May 1997), pp. 5267–5272, ISSN

& Roden, R.B. (2004). Papillomavirus-like particles stimulate murine bone marrowderived dendritic cells to produce alpha interferon and Th1 immune responses via MyD88. *Journal of Virology,* Vol.78, No.20, (October 2004), pp. 11152–11160, ISSN

Immunization with a pentameric L1 fusion protein protects against papillomavirus infection. *Journal of vorology*, Vol.75, No.17, (September 2001), pp. 7848–7853, ISSN

*Biochimica et biophysica acta*, Vol.1288, No.2, (October 1996), pp. F55-F78, ISSN 0006-

From the establishment of etiologic relationship between HPV and cervical cancer, researchers have emphasized the importance of prevention by education of people, especially teenagers. This virus is associated with diseases of the cutaneous and mucosal human epithelia, including benign warts and invasive cancer that affect different anatomical regions as skin, cervix, vagina, vulva, anus, penis, head and neck. Controversial evidence suggests a relationship between HPV infection and breast cancer (de Villiers et al., 2005; Khan et al., 2005; Heng et al., 2009) (Table 1).


Table 1. Clinical manifestations and associated HPV types (taken and modified of Handisurya et al., 2009).

Development of Vaccines and Gene Therapy Against HPV Infection and Cervical Cancer 179

formation of warts and benign condylomata, and types 16 and 18 of high cancer risk, associated with cancerous and precancerous lesions, which are responsible for approximately 70% of all cervical cancers worldwide (Muñoz et al., 2004).Initially it was suggested to produce a vaccine based on attenuated virus, but its implementation and evaluation in humans was a very high risk due to the presence of oncogenic viral DNA; in addition the growth of virus in *in vitro* culture had been limited until recently when a researchers group managed to establish a reproducible and highly efficient production of HPV type 18 in human keratinocytes, which has a potential value for establishing research

Moreover, although the studies on the immunology of HPV have shown antibodies against many different viral products, the best characterized and most type-specific antibodies are those directed against conformational epitopes of the L1 capsid protein. In the 90's it was possible to produce *in vitro*, genetically engineered virus-like particles or VLPs, which consist of L1 or L1 + L2 recombinant protein, obtained by introducing one or both genes, respectively, in cultures of eukaryotic cells (yeast, insect or bacteria). These recombinant proteins have the ability to self-assemble to form three-dimensional structures that are morphological and antigenically identical to the original HPV virions, but not containing the viral genome, so these structures can not replicate or cause infection or cancer(Muñoz et al.,

There have been studies in experimental animal models and humans, where there was a good tolerance to systemic vaccination with L1- VLPs, and induction of serum antibody titers of at least 40 times higher than the titles produced in an natural infection (Lowy & Frazer, 2003). The first large multicenter, double-blind study, with phase III results, was published in 2002, on a monovalent vaccine developed by Merck Laboratories HPV type 16 (Brull & Carrera, 2005). This company created another quadrivalent vaccine called Gardasil, synthesized in the yeast *Saccharomyces cerevisiae*, based on L1- VLPs of oncogenic types most commonly found in cervical dysplasia (HPV types 16 and 18) and non-oncogenic types responsible for approximately 90% of warts genitals and recurrent respiratory papillomatosis (types 6 and 11), which is considered to act on two different hyperproliferative diseases (Schiller & Lowy, 2006). It was approved by the U.S. Food and Drug Administration (FDA) in 2006 and is administered in 3 doses, spread over 6 months (0, 2 and 6 months). Follow-up studies for 3 ½ years after vaccination showed an effectiveness of 94% in persistent infection with HPV types 16, as well as 100% in preventing high-grade intraepithelial lesions associated with types 16 and 18, and prevention of genital lesions related to HPV types 6 and 11 (Mao et al., 2006; Villa et al., 2005). The efficacy against vulvar and vaginal neoplasia grade II and III was 72-100% (Joura et al., 2007). In well designed clinical trials in young women aged 15-25 years who were HPV 16/18 seronegative and DNA negative to 14 HPV high-risk types, high levels of immunogenicity and protection were sustained for follow-up periods of up to 8.4 years (McKeage & Romanowski, 2011).

Each 0.5-mL dose contains 20 *µ*g HPV 6 L1 protein, 40 *µ*g HPV 11 L1 protein, 40 *µ*g HPV 16 L1 protein, and 20 *µ*g HPV 18 L1 protein. VLPs are adsorbed on an aluminum-containing adjuvant. Each 0.5-mL dose contains 225 *µ*g amorphous aluminum hydroxyphosphate sulfate. The formulation also includes sodium chloride, L-histidine, polysorbate 80, sodium borate, and water for injection. The quadrivalent HPV vaccine contains no thimerosal or

antibiotics. The vaccine should be stored at 2°C--8°C (36°F--46°F) and not frozen.

models of *ex vivo* viral expression (Castellsagué et al., 2006; Wang et al., 2009).

2008).

Noted that a variety of diseases caused by HPV is largely due to viral tropism, i.e., the preference of a certain type of HPV by a tissue or cell group in particular, depending on factors of virus and host, mainly receptors, transcriptional activators, enhancers, and tissuespecific promoters (Graham, 2010). Based on the tropism, HPV has been classified into two main phylogenetic genera, the α-HPV and the β-HPV, which correspond to the mucosal and cutaneous infective HPV, respectively (de Villiers et al., 2004). The temporal organization of the virus replication cycle is also different between different HPV types perhaps reflecting differences in sites of infection and transmission modes.

Traditionally, cancer and associated lesions have been treated with surgery, radiotherapy and chemotherapy, these treatments produced widely known adverse effects (American Cancer Society, 2007; Instituto Nacional del Cáncer, 2008). However, many efforts have been done in order to find effective preventive and curative options less invasive and with minimal or no side effects. These options are mainly based on molecular biology techniques to develop vaccines and the use of molecules that stimulate the immune and cytotoxic response against HPV infection and cervical cancer. The development of these vaccines and therapeutic procedures is based on *in vitro* culture and knowledge of the life cycle, genome and regulation of viral transcription, which has allowed the identification of potential targets to control genes expression in infectious and / or neoplastic processes (Table 2).



### **2. Prophylactic vaccines to prevent HPV infection**

Prophylactic vaccines currently exist to prevent the spread of HPV infections; these vaccines have the objective to create antigens capable to induce neutralizing antibodies that prevent the entry of virus into host cells. They are based on preventing infection of HPV types most prevalent around the world: types 6 and 11, of low oncogenic risk, associated with the Human Papillomavirus and Related Diseases 178 – From Bench to Bedside – A Clinical Perspective

Noted that a variety of diseases caused by HPV is largely due to viral tropism, i.e., the preference of a certain type of HPV by a tissue or cell group in particular, depending on factors of virus and host, mainly receptors, transcriptional activators, enhancers, and tissuespecific promoters (Graham, 2010). Based on the tropism, HPV has been classified into two main phylogenetic genera, the α-HPV and the β-HPV, which correspond to the mucosal and cutaneous infective HPV, respectively (de Villiers et al., 2004). The temporal organization of the virus replication cycle is also different between different HPV types

Traditionally, cancer and associated lesions have been treated with surgery, radiotherapy and chemotherapy, these treatments produced widely known adverse effects (American Cancer Society, 2007; Instituto Nacional del Cáncer, 2008). However, many efforts have been done in order to find effective preventive and curative options less invasive and with minimal or no side effects. These options are mainly based on molecular biology techniques to develop vaccines and the use of molecules that stimulate the immune and cytotoxic response against HPV infection and cervical cancer. The development of these vaccines and therapeutic procedures is based on *in vitro* culture and knowledge of the life cycle, genome and regulation of viral transcription, which has allowed the identification of potential targets to control genes expression in infectious and / or neoplastic processes (Table 2).

site Function

E2 Helps E1 to locate the origin of replication in

E4 Cell Cycle arrest, virion assembly, remodels

E5 Control of cell growth and differentiation,

E6 Inhibits apoptosis and differentiation E7 Cell cycle control, controls centrosome

L2 Minor capsid protein, recruits L1, virus

region (LCR) Binds many cellular transcription activators,

Prophylactic vaccines currently exist to prevent the spread of HPV infections; these vaccines have the objective to create antigens capable to induce neutralizing antibodies that prevent the entry of virus into host cells. They are based on preventing infection of HPV types most prevalent around the world: types 6 and 11, of low oncogenic risk, associated with the

ATP- dependent DNA helicase; unique enzyme expressed by the virus, which is essential for viral replication

LCR, cell cycle and apoptosis regulation

cytokeratin network

immune modulation

duplication

Major capsid protein

assembly

confers keratinocyte specificity to transcription

perhaps reflecting differences in sites of infection and transmission modes.

Expression

Basal, parabasal and intermedia te cells of the host

L1 Superficial

**2. Prophylactic vaccines to prevent HPV infection** 

cells

Genome region

Early

Late

Long control

Table 2. Role of HPV genome regions

Gen/ protein

E1

formation of warts and benign condylomata, and types 16 and 18 of high cancer risk, associated with cancerous and precancerous lesions, which are responsible for approximately 70% of all cervical cancers worldwide (Muñoz et al., 2004).Initially it was suggested to produce a vaccine based on attenuated virus, but its implementation and evaluation in humans was a very high risk due to the presence of oncogenic viral DNA; in addition the growth of virus in *in vitro* culture had been limited until recently when a researchers group managed to establish a reproducible and highly efficient production of HPV type 18 in human keratinocytes, which has a potential value for establishing research models of *ex vivo* viral expression (Castellsagué et al., 2006; Wang et al., 2009).

Moreover, although the studies on the immunology of HPV have shown antibodies against many different viral products, the best characterized and most type-specific antibodies are those directed against conformational epitopes of the L1 capsid protein. In the 90's it was possible to produce *in vitro*, genetically engineered virus-like particles or VLPs, which consist of L1 or L1 + L2 recombinant protein, obtained by introducing one or both genes, respectively, in cultures of eukaryotic cells (yeast, insect or bacteria). These recombinant proteins have the ability to self-assemble to form three-dimensional structures that are morphological and antigenically identical to the original HPV virions, but not containing the viral genome, so these structures can not replicate or cause infection or cancer(Muñoz et al., 2008).

There have been studies in experimental animal models and humans, where there was a good tolerance to systemic vaccination with L1- VLPs, and induction of serum antibody titers of at least 40 times higher than the titles produced in an natural infection (Lowy & Frazer, 2003). The first large multicenter, double-blind study, with phase III results, was published in 2002, on a monovalent vaccine developed by Merck Laboratories HPV type 16 (Brull & Carrera, 2005). This company created another quadrivalent vaccine called Gardasil, synthesized in the yeast *Saccharomyces cerevisiae*, based on L1- VLPs of oncogenic types most commonly found in cervical dysplasia (HPV types 16 and 18) and non-oncogenic types responsible for approximately 90% of warts genitals and recurrent respiratory papillomatosis (types 6 and 11), which is considered to act on two different hyperproliferative diseases (Schiller & Lowy, 2006). It was approved by the U.S. Food and Drug Administration (FDA) in 2006 and is administered in 3 doses, spread over 6 months (0, 2 and 6 months). Follow-up studies for 3 ½ years after vaccination showed an effectiveness of 94% in persistent infection with HPV types 16, as well as 100% in preventing high-grade intraepithelial lesions associated with types 16 and 18, and prevention of genital lesions related to HPV types 6 and 11 (Mao et al., 2006; Villa et al., 2005). The efficacy against vulvar and vaginal neoplasia grade II and III was 72-100% (Joura et al., 2007). In well designed clinical trials in young women aged 15-25 years who were HPV 16/18 seronegative and DNA negative to 14 HPV high-risk types, high levels of immunogenicity and protection were sustained for follow-up periods of up to 8.4 years (McKeage & Romanowski, 2011).

Each 0.5-mL dose contains 20 *µ*g HPV 6 L1 protein, 40 *µ*g HPV 11 L1 protein, 40 *µ*g HPV 16 L1 protein, and 20 *µ*g HPV 18 L1 protein. VLPs are adsorbed on an aluminum-containing adjuvant. Each 0.5-mL dose contains 225 *µ*g amorphous aluminum hydroxyphosphate sulfate. The formulation also includes sodium chloride, L-histidine, polysorbate 80, sodium borate, and water for injection. The quadrivalent HPV vaccine contains no thimerosal or antibiotics. The vaccine should be stored at 2°C--8°C (36°F--46°F) and not frozen.

Development of Vaccines and Gene Therapy Against HPV Infection and Cervical Cancer 181

2005). Some researchers have pointed out as risk of vaccination the possible selection of not included HPV types in vaccines or the increase in the prevalence of rare oncogenic HPV types, which can only be known over time, after the mass vaccination had been effective.

Other weaknesses of the prophylactic vaccine against HPV is that it only protects against specific HPV types, leaving out a wide range of viral types, although rare, are also present, and have also been reported conflicting results regarding the existence of cross protection. In addition, the vaccine is preventive (not cure existing infections or injuries) and there is a low percentage of cervical cancer and precursor lesions in which no association has been established with HPV, existing other factors associated with the development of this malignancy, as exposure to mutagens, genetic susceptibility, hormonal status and immune status (Tirado-Gómez et al., 2005; del Amo et al., 2005); unknown the duration of protection provided by the vaccine, it may be necessary to administer a booster dose (Brull & Carrera, 2005; Diestro Tejeda et al., 2007). In this regard, an evaluation showed that the quadrivalent vaccine provides strong and sustained protection against condiloma and vulvovaginal and cervical low grade neoplasia, related to types 6, 11, 16 and 18, for more than four years. The same study suggests that the effectiveness of the vaccine might be less in cases where

It is important to take into account the high cost of the vaccines listed, however, this is not comparable to the loss of life or money spending for the treatments of lesions associated with HPV infection. Since vaccines are prophylactic and only provide preventive (no therapeutic) effect, most benefits are gained by vaccinating before infection occurs, ideally before the onset of sexual intercourse. In this sense, the ACIP has recommended the introduction of HPV vaccine in national immunization programs of governments worldwide. It is therefore essential to determine the HPV types circulating in each region and assess the potential impact of preventive vaccination in the respective populations.

Various researchers have emphasized that even with the globalization of preventive vaccination, screening schemes should continue due to multifactorial nature of cervical cancer, only 2 of 15 oncogenic HPV types are included in the vaccine and vaccination programs initially cover women into a limited range of ages, anticipating that at least during 2-3 decades unvaccinated sexually active women remain at risk for the disease (Giuliano,

The efficacy of L2 vaccination has been proved in pre-clinical and clinical studies. Natural infection does not induce anti-L2 antibodies and many L2 epitopes are not on the virus surface, but during the infection cellular protease furin removes an L2 N-terminal sequence rendering L2 accessible on the capsid surface and displaying the L2-neutralizing epitopes. The L2-neutralizing epitope was inserted on the surfaces of VLPs increasing the titers of neutralizing antibodies approximately 10-fold. A synthetic L2 lipopeptide with concatenated multitype L2 fusion proteins from different papillomavirus types have already been utilized in inducing cross-neutralizing antibodies against several clinically relevant HPV types. This polymeric L2 approach gives rise to antisera, that neutralize at higher titers, not only the types included in the multimeric immunogen but also other types. So, immunization against L2 could be a candidate prophylactic pan-human papillomaviruses

coinfection with HPV types absent in the vaccine is present (Dillner, 2010).

2007; Stanley, 2008; Hutchinson & Klein, 2008).

vaccine (Alphs et al., 2008; Jagu et al., 2009).

GlaxoSmithKline laboratories developed a bivalent vaccine called Cervarix for HPV types 16 and 18, produced in insect cells with baculovirus as expression system, which is also administered in three doses (0, 1 and 6 months). Studies reported 100% efficacy in preventing infections with involved HPV types, with an almost absolute immunogenicity for 4 ½ years after vaccination and the detection of antibody titers from 16 to 26 times higher than detected after natural infection (McKeage & Romanowski, 2011; Bhatla et al., 2010; Muñoz et al., 2008; Harper et al., 2004; Kahn, 2005).

Both vaccines (Gardasil and Cervarix) use aluminum-based adjuvants, which reduces the dose required to induce antibodies peak titer and helps to stabilize the vaccine during storage (Schiller & Lowy, 2006). Overall adverse effects reported in vaccination protocols are limited and include reactions at the injection site (erythema, pain and swelling) and systemic adverse effects (headache, fever and nausea) which were of middle nature, transitory and common for individuals receiving the vaccine or placebo (Paavonen et al., 2007).

Whereas the onset of sexual activity during adolescence, the FDA approved the vaccine Gardasil for girls and women aged between 9 to 26 years, while the Advisory Committee on Immunization Practices of the USA Center for Disease Control and Prevention (ACIP) recommended vaccination in females aged between 11 to 26 years and added males to the population who can benefit from Gardasil vaccination (FDA, 2010).

There has been controversy regarding the vaccination of women alone or the inclusion of men. In this regard, it has been noted that vaccinating girls aged 12 years old, can reduce cases of cervical cancer associated with types 16 and HPV 18 in about 95% and the introduction of vaccination in children would increase this figure three points (Taira et al., 2004). We must also take into account the potential role of vector that man can exert on the transmission of HPV infection, so the inclusion of the male population in vaccination programs could contribute to optimal control of transmission (Tirado-Gómez et al., 2005).

Currently the vaccine is not recommended for pregnant women. The long-term effects of the vaccine on fertility are not known, but no effects are anticipated. Although studies on the toxicity to the fetus are inconclusive, FDA has classified the HPV vaccine as a pregnancy Category B medication, meaning that the medication does not appear to cause harm to the fetus in animal studies. Initially, the trials for Gardasil and Cervarix excluded pregnant women. Pregnancy was determined by a sensitive human chorionic gonadotropin (HCG) test on the day of expected vaccination. However, some women became pregnant during the few weeks or months following the receipt of a vaccine or placebo injection. Overall, the proportions of pregnancies with an adverse outcome were comparable in subjects who received Gardasil and subjects who received placebo. However, the clinical trials had a relatively small sample size. Though receiving the HPV vaccine while pregnant is generally considered safe, it is still recommended to wait until after pregnancy to get the vaccine (American Cancer Society, 2008).

Vaccination at early age has led to concerns of parents, researchers and health specialists because of the need to talk with children about sexuality and sexually transmitted diseases, the vaccination charges received by children, the possibility that immunization may lead to the adoption of risky sexual behaviors and concerns about the safety of vaccines (Kahn, Human Papillomavirus and Related Diseases 180 – From Bench to Bedside – A Clinical Perspective

GlaxoSmithKline laboratories developed a bivalent vaccine called Cervarix for HPV types 16 and 18, produced in insect cells with baculovirus as expression system, which is also administered in three doses (0, 1 and 6 months). Studies reported 100% efficacy in preventing infections with involved HPV types, with an almost absolute immunogenicity for 4 ½ years after vaccination and the detection of antibody titers from 16 to 26 times higher than detected after natural infection (McKeage & Romanowski, 2011; Bhatla et al., 2010;

Both vaccines (Gardasil and Cervarix) use aluminum-based adjuvants, which reduces the dose required to induce antibodies peak titer and helps to stabilize the vaccine during storage (Schiller & Lowy, 2006). Overall adverse effects reported in vaccination protocols are limited and include reactions at the injection site (erythema, pain and swelling) and systemic adverse effects (headache, fever and nausea) which were of middle nature, transitory and common for individuals receiving the vaccine or placebo (Paavonen et al.,

Whereas the onset of sexual activity during adolescence, the FDA approved the vaccine Gardasil for girls and women aged between 9 to 26 years, while the Advisory Committee on Immunization Practices of the USA Center for Disease Control and Prevention (ACIP) recommended vaccination in females aged between 11 to 26 years and added males to the

There has been controversy regarding the vaccination of women alone or the inclusion of men. In this regard, it has been noted that vaccinating girls aged 12 years old, can reduce cases of cervical cancer associated with types 16 and HPV 18 in about 95% and the introduction of vaccination in children would increase this figure three points (Taira et al., 2004). We must also take into account the potential role of vector that man can exert on the transmission of HPV infection, so the inclusion of the male population in vaccination programs could contribute to optimal control of transmission (Tirado-Gómez et al., 2005).

Currently the vaccine is not recommended for pregnant women. The long-term effects of the vaccine on fertility are not known, but no effects are anticipated. Although studies on the toxicity to the fetus are inconclusive, FDA has classified the HPV vaccine as a pregnancy Category B medication, meaning that the medication does not appear to cause harm to the fetus in animal studies. Initially, the trials for Gardasil and Cervarix excluded pregnant women. Pregnancy was determined by a sensitive human chorionic gonadotropin (HCG) test on the day of expected vaccination. However, some women became pregnant during the few weeks or months following the receipt of a vaccine or placebo injection. Overall, the proportions of pregnancies with an adverse outcome were comparable in subjects who received Gardasil and subjects who received placebo. However, the clinical trials had a relatively small sample size. Though receiving the HPV vaccine while pregnant is generally considered safe, it is still recommended to wait until after pregnancy to get the vaccine

Vaccination at early age has led to concerns of parents, researchers and health specialists because of the need to talk with children about sexuality and sexually transmitted diseases, the vaccination charges received by children, the possibility that immunization may lead to the adoption of risky sexual behaviors and concerns about the safety of vaccines (Kahn,

population who can benefit from Gardasil vaccination (FDA, 2010).

Muñoz et al., 2008; Harper et al., 2004; Kahn, 2005).

(American Cancer Society, 2008).

2007).

2005). Some researchers have pointed out as risk of vaccination the possible selection of not included HPV types in vaccines or the increase in the prevalence of rare oncogenic HPV types, which can only be known over time, after the mass vaccination had been effective.

Other weaknesses of the prophylactic vaccine against HPV is that it only protects against specific HPV types, leaving out a wide range of viral types, although rare, are also present, and have also been reported conflicting results regarding the existence of cross protection. In addition, the vaccine is preventive (not cure existing infections or injuries) and there is a low percentage of cervical cancer and precursor lesions in which no association has been established with HPV, existing other factors associated with the development of this malignancy, as exposure to mutagens, genetic susceptibility, hormonal status and immune status (Tirado-Gómez et al., 2005; del Amo et al., 2005); unknown the duration of protection provided by the vaccine, it may be necessary to administer a booster dose (Brull & Carrera, 2005; Diestro Tejeda et al., 2007). In this regard, an evaluation showed that the quadrivalent vaccine provides strong and sustained protection against condiloma and vulvovaginal and cervical low grade neoplasia, related to types 6, 11, 16 and 18, for more than four years. The same study suggests that the effectiveness of the vaccine might be less in cases where coinfection with HPV types absent in the vaccine is present (Dillner, 2010).

It is important to take into account the high cost of the vaccines listed, however, this is not comparable to the loss of life or money spending for the treatments of lesions associated with HPV infection. Since vaccines are prophylactic and only provide preventive (no therapeutic) effect, most benefits are gained by vaccinating before infection occurs, ideally before the onset of sexual intercourse. In this sense, the ACIP has recommended the introduction of HPV vaccine in national immunization programs of governments worldwide. It is therefore essential to determine the HPV types circulating in each region and assess the potential impact of preventive vaccination in the respective populations.

Various researchers have emphasized that even with the globalization of preventive vaccination, screening schemes should continue due to multifactorial nature of cervical cancer, only 2 of 15 oncogenic HPV types are included in the vaccine and vaccination programs initially cover women into a limited range of ages, anticipating that at least during 2-3 decades unvaccinated sexually active women remain at risk for the disease (Giuliano, 2007; Stanley, 2008; Hutchinson & Klein, 2008).

The efficacy of L2 vaccination has been proved in pre-clinical and clinical studies. Natural infection does not induce anti-L2 antibodies and many L2 epitopes are not on the virus surface, but during the infection cellular protease furin removes an L2 N-terminal sequence rendering L2 accessible on the capsid surface and displaying the L2-neutralizing epitopes. The L2-neutralizing epitope was inserted on the surfaces of VLPs increasing the titers of neutralizing antibodies approximately 10-fold. A synthetic L2 lipopeptide with concatenated multitype L2 fusion proteins from different papillomavirus types have already been utilized in inducing cross-neutralizing antibodies against several clinically relevant HPV types. This polymeric L2 approach gives rise to antisera, that neutralize at higher titers, not only the types included in the multimeric immunogen but also other types. So, immunization against L2 could be a candidate prophylactic pan-human papillomaviruses vaccine (Alphs et al., 2008; Jagu et al., 2009).

Development of Vaccines and Gene Therapy Against HPV Infection and Cervical Cancer 183

After treatment it was possible the elimination of pre-cancerous lesions and even cancer (cancer *in situ*), with an efficiency of 95% in the first and 40% in the latter. All patients developed antibodies to the vaccine and a specific cytotoxic response against HPVtransformed cells. These results were compared with those obtained in a similar group of patients treated with cryosurgery, a technique that is able to eliminate low-grade lesions in

As for of the virus detection, there was no evidence in 50% of the treated sample after treatment and in the remaining 50% was only detected 10% of the original viral load. Assessments of MVAE2 vaccine in women with cervical cancer are in Phase III, consisting of a multicenter study in 250 patients with cancer *in situ* in the Juarez Hospital of the Ministry

This vaccine was also tested in men for the treatment of urethral condilomas, showing the stimulation of the immune response against HPV and regression of lesions in 93% of cases, 4 weeks after therapy. These assessments are in phase II. The results are promising and show that local therapeutic vaccination with MVAE2 is an effective tool for stimulating the immune response to HPV infection and the presence of virus-transformed cells, as well as

On the other hand, researchers have highlighted the potential utility of gene gun used in the administration of DNA-based vaccines as part of the antigenic systems strategy for the control of cancer and infectious diseases, projecting itself as an important tool in antigen-

In the particular case of uterine cancer, Kim et al. (2008b), in a mouse model, used a Helio gun to dispense gold microparticles coated with E6 DNA of HPV type 16 attached to an expression regulator of major histocompatibility complex class I molecules (human calreticulin). They observed an increased cellular and humoral immune response and antitumor effect, from the increased processing and presentation of antigens to T cells, together with the regression of tumors, enhanced antigen-specific memory and prolonged survival of vaccinated mice. The authors highlight the potential clinical benefits of this therapeutic strategy in humans, which may include co-administration of molecules with other properties, e.g. DNA encoding anti-

This vaccine was combined with E7 and L2 proteins of HPV, also observed significant therapeutic effects against E6/E7 expressing tumor cells, and generate a potent L2-antigen specific response, thereby protecting against pseudovirion infection. These results highlight

Ahn et al. (2004) performed in mice, direct intratumoral injection of an adenoviral vaccine carrier *E7* sequence of HPV type 16 and interleukin 12 (IL-12) as adjuvant, which induces cellular immune responses for protection against tumor formation. They observed partial or complete regression of the tumors and long-term immunity against recurrence of the malignancy, and this effect was much greater with the vaccine formed with the all components, compared with the injection of any of the separate components. The IL-12 is one of the most widely used cytokine on gene therapy against cervical cancer, due to its effect in inhibiting tumor growth and experimental metastasis, dependent on the activation of NK cells. However, Sin (2009) reported that IL-12 and *E7* HPV type 16 cDNA-based vaccine lost its antitumor and immunoprotective effect when it was combined with nitric oxide (used and

all patients; but there was not observed cytotoxic activity against cancer cells.

regression of high and low grade cancer lesions (Albarran y Carvajal et al., 2007).

apoptotic or angiogenic proteins (Kim et al., 2004; Kim et al., 2008b).

the potential clinical benefits of this vaccine (Kim et al., 2008b).

of Health of Mexico.

specific immunotherapy (Kim et al., 2008a).

### **3. Therapeutic vaccines and gene therapy for treatment of cervical cancer**

Another line in the study of cervical cancer treatment has pursued in the implementation of therapeutic vaccines and / or gene therapy to cure existing cases, through the transfer of DNA, inserting the normal gene or gene expression regulation.

Therapeutic vaccines are composed of peptides homologous to the viral proteins, as indicated in the treatment of dysplasia and invasive cervical cancer or as adjuvant therapy for locally recurrent or metastatic (Diestro Tejada et al., 2007). DNA vaccines have also been developed, which are considered as stable, safe, can be prepared in large quantities and repeatedly administered without significant adverse effects. In addition, the DNA tends to be preserved in the receptor cells, ensuring long-term expression of the encoded antigen and reinforcing the maintenance of immunological memory.

Generally, the immune response generated from DNA alone is weak, so it has been tested the adjuvant effect of several molecules, and the combination of specific genes (Kim et al., 2004). However, vaccines have been developed based on naked DNA, viral or bacterial vector, tumor cells and dendritic modified cells.

Other molecules in use for gene therapy of cervical cancer are cytokines which has immunoregulatory effect that promotes maturation, activation and migration of effector cells of the immune response to the tumor site. Of particular interest are interferons, interleukin 2 or IL-2 (which activates T cells, NK cells, macrophages and the release of other cytokines) and the aforementioned IL-12 (whose anti-tumor effect individually or in combination with *E6* and *E7* is dependent on the activation of CD8 + cytotoxic T lymphocytes and NK cells at the site of immunization). Intratumoral administration of these molecules significantly reduced the progression of HPV-associated tumors and inhibited recurrent tumor formation after being removed by surgery (Frechtel, 2005; Bubenik et al., 2003).

In 1999, a group of researchers developed and tested the vaccine TA-GW based on the L2 and E7 fusion proteins of HPV type 6, with Alhydrogel as adjuvant, for the treatment of condilomas, reporting immunogenicity and cure in approximately 62% of lesions 8 weeks after vaccination, without considerables adverse effects (Lacey et al., 1999).

In 2002, Kaufmann et al. performed one of the first multicenter and multinational studies with a recombinant vaccine, TA-HPV, consisting of attenuated vaccinia virus genetically engineered to express the E6 and E7 proteins of HPV types 16 and 18. The protocol included two doses of the vaccine in patients with early-stage cervical cancer, and the induction of humoral and cell-mediated response with low side and/or toxic effects was observed.

In 2004, Gutierrez et al. evaluated the effect of the recombinant vaccine MVAE2, consisting of attenuated vaccinia virus and the E2 gene of HPV, in squamous intraepithelial lesions of high and low grade. Treatment consisted in the administration of six doses, one every week, injected directly into the cervix. During the observation of treatment results, the reduction of injuries was monitored by colposcopy and histological analysis. The immune response was determined by measuring of antibodies againts MVAE2 and analysis of cytotoxic lymphocyte activity against cancer cells with oncogenic human papillomavirus. The presence of viral DNA and viral load were determined using the Hybrid Capture method (Digene).

Human Papillomavirus and Related Diseases 182 – From Bench to Bedside – A Clinical Perspective

Another line in the study of cervical cancer treatment has pursued in the implementation of therapeutic vaccines and / or gene therapy to cure existing cases, through the transfer of

Therapeutic vaccines are composed of peptides homologous to the viral proteins, as indicated in the treatment of dysplasia and invasive cervical cancer or as adjuvant therapy for locally recurrent or metastatic (Diestro Tejada et al., 2007). DNA vaccines have also been developed, which are considered as stable, safe, can be prepared in large quantities and repeatedly administered without significant adverse effects. In addition, the DNA tends to be preserved in the receptor cells, ensuring long-term expression of the encoded antigen and

Generally, the immune response generated from DNA alone is weak, so it has been tested the adjuvant effect of several molecules, and the combination of specific genes (Kim et al., 2004). However, vaccines have been developed based on naked DNA, viral or bacterial

Other molecules in use for gene therapy of cervical cancer are cytokines which has immunoregulatory effect that promotes maturation, activation and migration of effector cells of the immune response to the tumor site. Of particular interest are interferons, interleukin 2 or IL-2 (which activates T cells, NK cells, macrophages and the release of other cytokines) and the aforementioned IL-12 (whose anti-tumor effect individually or in combination with *E6* and *E7* is dependent on the activation of CD8 + cytotoxic T lymphocytes and NK cells at the site of immunization). Intratumoral administration of these molecules significantly reduced the progression of HPV-associated tumors and inhibited recurrent tumor formation after being removed by surgery (Frechtel, 2005; Bubenik et al.,

In 1999, a group of researchers developed and tested the vaccine TA-GW based on the L2 and E7 fusion proteins of HPV type 6, with Alhydrogel as adjuvant, for the treatment of condilomas, reporting immunogenicity and cure in approximately 62% of lesions 8 weeks

In 2002, Kaufmann et al. performed one of the first multicenter and multinational studies with a recombinant vaccine, TA-HPV, consisting of attenuated vaccinia virus genetically engineered to express the E6 and E7 proteins of HPV types 16 and 18. The protocol included two doses of the vaccine in patients with early-stage cervical cancer, and the induction of humoral and cell-mediated response with low side and/or toxic effects was observed.

In 2004, Gutierrez et al. evaluated the effect of the recombinant vaccine MVAE2, consisting of attenuated vaccinia virus and the E2 gene of HPV, in squamous intraepithelial lesions of high and low grade. Treatment consisted in the administration of six doses, one every week, injected directly into the cervix. During the observation of treatment results, the reduction of injuries was monitored by colposcopy and histological analysis. The immune response was determined by measuring of antibodies againts MVAE2 and analysis of cytotoxic lymphocyte activity against cancer cells with oncogenic human papillomavirus. The presence of viral DNA and viral load were determined using the Hybrid Capture method

after vaccination, without considerables adverse effects (Lacey et al., 1999).

**3. Therapeutic vaccines and gene therapy for treatment of cervical cancer** 

DNA, inserting the normal gene or gene expression regulation.

reinforcing the maintenance of immunological memory.

vector, tumor cells and dendritic modified cells.

2003).

(Digene).

After treatment it was possible the elimination of pre-cancerous lesions and even cancer (cancer *in situ*), with an efficiency of 95% in the first and 40% in the latter. All patients developed antibodies to the vaccine and a specific cytotoxic response against HPVtransformed cells. These results were compared with those obtained in a similar group of patients treated with cryosurgery, a technique that is able to eliminate low-grade lesions in all patients; but there was not observed cytotoxic activity against cancer cells.

As for of the virus detection, there was no evidence in 50% of the treated sample after treatment and in the remaining 50% was only detected 10% of the original viral load. Assessments of MVAE2 vaccine in women with cervical cancer are in Phase III, consisting of a multicenter study in 250 patients with cancer *in situ* in the Juarez Hospital of the Ministry of Health of Mexico.

This vaccine was also tested in men for the treatment of urethral condilomas, showing the stimulation of the immune response against HPV and regression of lesions in 93% of cases, 4 weeks after therapy. These assessments are in phase II. The results are promising and show that local therapeutic vaccination with MVAE2 is an effective tool for stimulating the immune response to HPV infection and the presence of virus-transformed cells, as well as regression of high and low grade cancer lesions (Albarran y Carvajal et al., 2007).

On the other hand, researchers have highlighted the potential utility of gene gun used in the administration of DNA-based vaccines as part of the antigenic systems strategy for the control of cancer and infectious diseases, projecting itself as an important tool in antigenspecific immunotherapy (Kim et al., 2008a).

In the particular case of uterine cancer, Kim et al. (2008b), in a mouse model, used a Helio gun to dispense gold microparticles coated with E6 DNA of HPV type 16 attached to an expression regulator of major histocompatibility complex class I molecules (human calreticulin). They observed an increased cellular and humoral immune response and antitumor effect, from the increased processing and presentation of antigens to T cells, together with the regression of tumors, enhanced antigen-specific memory and prolonged survival of vaccinated mice. The authors highlight the potential clinical benefits of this therapeutic strategy in humans, which may include co-administration of molecules with other properties, e.g. DNA encoding antiapoptotic or angiogenic proteins (Kim et al., 2004; Kim et al., 2008b).

This vaccine was combined with E7 and L2 proteins of HPV, also observed significant therapeutic effects against E6/E7 expressing tumor cells, and generate a potent L2-antigen specific response, thereby protecting against pseudovirion infection. These results highlight the potential clinical benefits of this vaccine (Kim et al., 2008b).

Ahn et al. (2004) performed in mice, direct intratumoral injection of an adenoviral vaccine carrier *E7* sequence of HPV type 16 and interleukin 12 (IL-12) as adjuvant, which induces cellular immune responses for protection against tumor formation. They observed partial or complete regression of the tumors and long-term immunity against recurrence of the malignancy, and this effect was much greater with the vaccine formed with the all components, compared with the injection of any of the separate components. The IL-12 is one of the most widely used cytokine on gene therapy against cervical cancer, due to its effect in inhibiting tumor growth and experimental metastasis, dependent on the activation of NK cells.

However, Sin (2009) reported that IL-12 and *E7* HPV type 16 cDNA-based vaccine lost its antitumor and immunoprotective effect when it was combined with nitric oxide (used and

Development of Vaccines and Gene Therapy Against HPV Infection and Cervical Cancer 185

The second, based on double-stranded RNA has proven to be more powerful than the first,

The antisense oligonucleotides have shown effectiveness in inhibiting the expression of *E6* and *E7* oncogenes, and also produced the release and / or activation of molecules involved in defense mechanisms (such as cytochrome c and procaspases 3 and 9), the induction of apoptosis and inhibition of telomerase activity. However, it has been reported that these molecules are unstable and design and management are very

RNA interference (RNAi) is a process of RNA-based gene silencing, which relies on nucleotide sequence complementarity and is involved in the mobilization of transposable genetic elements, in defense mechanisms and in different cellular events (such as differentiation, metabolism , stress response, propagation and apoptosis). This natural RNAdependent gene silencing process is controlled by the RNA-induced silencing complex (RISC) and is initiated by short double-RNA molecules in a cell´s cytoplasm, where they interact with the catalytic RISC component, protein argonauta, and the enzyme Dicer

This process occurs through effector molecules identified in many eukaryotes, called microRNAs (miRNAs), highly conserved in orthologous species, indicating their importance in basic cellular processes. miRNAs are endogenous short RNA molecules with space-time independents expression patterns that determine inhibition of translation or degradation of target mRNAs when complementarity is incomplete or perfect, respectively (Raia & Calin, 2011). Hence, this methodology has a potential therapeutic for various diseases, additionally it can be used in the evaluation of molecular and metabolic pathways. MiRNAs originate from populations of non-coding small RNAs (they are one of several small non-coding RNAs, including ribosomal RNA, transfer RNA and small nuclear RNA) resulting from transcription of DNA sequences by RNA polymerase II and form secondary structures hairpin loop type. Several investigators have found alterations of these molecules (particularly single nucleotide polymorphism or SNP) in all cancers studied to date and have indicated that miRNAs are expressed abnormally in these patologies and are involved in predisposition, development and progression of cancer, so they can be used for diagnostic and prognostic purposes. In this regard, miRNAs have been detected in body fluids, which favors its use as biomarkers, because their assessment would be less invasive compared with other conventional markers, such as Pap smears and biopsies. Also, they can become as tumor suppressor, inhibiting cancer development, and as oncogenes, stimulate their development, depending on its expression pattern (Patel & Sauter 2011, Vitale et al.

In the biogenesis of mature miRNAs, act two type III Rnases, Drosha and Dicer, which cut precursor RNAs in double-stranded RNA (dsRNA) molecules with a length of 21 to 25 nucleotides, which will separated to generate single strand molecules (Ketting et al., 2001). In addition to miRNAs, in the RNAi mechanism have also identified other endogenous small RNAs called short interfering RNAs (siRNA) which, like miRNAs, originate from endogenous complementary dsRNA transcripts, but have an exact length of 21 nucleotides and most interesting is that they can derive from mRNA-coding sequences, transposons and

based on single-stranded RNA (Mao et al., 2007).

expensive (Choo et al., 2000).

(Humayun et al., 2008) (figure 1).

heterochromatin (Ghildiyal et al., 2008).

2011).

known for its adjuvant effect in routine protocols for vaccination), which demonstrates an immunosuppressive effect of the compound (nitric oxide) in the system used.

Peng et al. (2010) in a preclinical model about recurrent respiratory papillomatosis (RRP), generated a DNA vaccine that encodes the HPV-11 *E6* and *E7* genes in a pcDNA3 backbone plasmid. Vaccinated mice generated strong CD8+ T cell response against the E6aa44-51 peptide, which is presented by the major histocompatibility complex class I molecule. Results revealed that the E6aa44-51 peptide contains the most immunogenic region for HPV-11 viral type, making it a candidate for the development and evaluation of novel vaccine strategies targeting the RRP patient population.

On the other hand, it has been established that an L1 molecule of various HPV types contains several cysteine residues at markedly similar relative positions, strongly suggesting that these cysteine residues play important roles in the structure and function of the HPV capsids, especially in the viral capsid assembly. Ishii et al. (2007) , in an *in vitro* model (HeLa cells), observed that HPV type 16-pseudovirions lost their infectivity after incubation with thiol-reactive reagents that bound to the free thiol of pseudovirions major capsid protein L1, due to conformational changes that result in the inhibition of the entry and trafficking of this molecules. Therefore, the authors suggest that these reagents might function as practical inhibitors of HPV infection. These reagents could be used in drug design or in combination with preventive and/or therapeutic strategies. It would be necessary further evaluation on this topic.

### **3.1 Antisense molecules and RNA interference in cervical cancer treatment**

Another line of investigation for the treatment of cervical cancer by gene therapy has been successful in testing antisense molecules as the ribozyme R434 (which, through its catalytic activity, specifically destroys the HPV types 16 *E6* and *E7* mRNA and prevents the growth of immortalized cells in the presence of virus), antisense oligonucleotides (AS-ODN) that hybridize with viral messenger blocking viral translation, and interference RNA (RNAi) (Álvarez Salas, 2006; Hamada et al., 1996; Hall & Alexander, 2003) (table 3).

Both technologies, antisense and RNAi, consist of gene silencing (interruption or suppression of the expression of a gene at transcriptional or translational levels).


Table 3. Comparison of different gene silencing strategies.

Human Papillomavirus and Related Diseases 184 – From Bench to Bedside – A Clinical Perspective

known for its adjuvant effect in routine protocols for vaccination), which demonstrates an

Peng et al. (2010) in a preclinical model about recurrent respiratory papillomatosis (RRP), generated a DNA vaccine that encodes the HPV-11 *E6* and *E7* genes in a pcDNA3 backbone plasmid. Vaccinated mice generated strong CD8+ T cell response against the E6aa44-51 peptide, which is presented by the major histocompatibility complex class I molecule. Results revealed that the E6aa44-51 peptide contains the most immunogenic region for HPV-11 viral type, making it a candidate for the development and evaluation of novel vaccine

On the other hand, it has been established that an L1 molecule of various HPV types contains several cysteine residues at markedly similar relative positions, strongly suggesting that these cysteine residues play important roles in the structure and function of the HPV capsids, especially in the viral capsid assembly. Ishii et al. (2007) , in an *in vitro* model (HeLa cells), observed that HPV type 16-pseudovirions lost their infectivity after incubation with thiol-reactive reagents that bound to the free thiol of pseudovirions major capsid protein L1, due to conformational changes that result in the inhibition of the entry and trafficking of this molecules. Therefore, the authors suggest that these reagents might function as practical inhibitors of HPV infection. These reagents could be used in drug design or in combination with preventive and/or therapeutic strategies. It would be necessary further evaluation on

**3.1 Antisense molecules and RNA interference in cervical cancer treatment** 

(Álvarez Salas, 2006; Hamada et al., 1996; Hall & Alexander, 2003) (table 3).

suppression of the expression of a gene at transcriptional or translational levels).

Another line of investigation for the treatment of cervical cancer by gene therapy has been successful in testing antisense molecules as the ribozyme R434 (which, through its catalytic activity, specifically destroys the HPV types 16 *E6* and *E7* mRNA and prevents the growth of immortalized cells in the presence of virus), antisense oligonucleotides (AS-ODN) that hybridize with viral messenger blocking viral translation, and interference RNA (RNAi)

Both technologies, antisense and RNAi, consist of gene silencing (interruption or

**dependent ODNs** Hybridize to target mRNA Degradation of the mRNA

**DNA enzymes** Catalyze cleavage of target mRNA Degradation of the mRNA

Hybridize to target mRNA by its antisense strand and guide it into endoribonuclease enzyme complex RISC

Table 3. Comparison of different gene silencing strategies.

Hybridize to target mRNA Inhibition of translation of

the target protein

by RNase H

Degradation of the mRNA

**Agent Mechanism Result Most drugs** Bind to target protein Protein inhibition

immunosuppressive effect of the compound (nitric oxide) in the system used.

strategies targeting the RRP patient population.

this topic.

**RNase Hindependent ODNs** 

**RNase H-**

**Ribozymes and** 

**siRNA** 

The second, based on double-stranded RNA has proven to be more powerful than the first, based on single-stranded RNA (Mao et al., 2007).

The antisense oligonucleotides have shown effectiveness in inhibiting the expression of *E6* and *E7* oncogenes, and also produced the release and / or activation of molecules involved in defense mechanisms (such as cytochrome c and procaspases 3 and 9), the induction of apoptosis and inhibition of telomerase activity. However, it has been reported that these molecules are unstable and design and management are very expensive (Choo et al., 2000).

RNA interference (RNAi) is a process of RNA-based gene silencing, which relies on nucleotide sequence complementarity and is involved in the mobilization of transposable genetic elements, in defense mechanisms and in different cellular events (such as differentiation, metabolism , stress response, propagation and apoptosis). This natural RNAdependent gene silencing process is controlled by the RNA-induced silencing complex (RISC) and is initiated by short double-RNA molecules in a cell´s cytoplasm, where they interact with the catalytic RISC component, protein argonauta, and the enzyme Dicer (Humayun et al., 2008) (figure 1).

This process occurs through effector molecules identified in many eukaryotes, called microRNAs (miRNAs), highly conserved in orthologous species, indicating their importance in basic cellular processes. miRNAs are endogenous short RNA molecules with space-time independents expression patterns that determine inhibition of translation or degradation of target mRNAs when complementarity is incomplete or perfect, respectively (Raia & Calin, 2011). Hence, this methodology has a potential therapeutic for various diseases, additionally it can be used in the evaluation of molecular and metabolic pathways. MiRNAs originate from populations of non-coding small RNAs (they are one of several small non-coding RNAs, including ribosomal RNA, transfer RNA and small nuclear RNA) resulting from transcription of DNA sequences by RNA polymerase II and form secondary structures hairpin loop type. Several investigators have found alterations of these molecules (particularly single nucleotide polymorphism or SNP) in all cancers studied to date and have indicated that miRNAs are expressed abnormally in these patologies and are involved in predisposition, development and progression of cancer, so they can be used for diagnostic and prognostic purposes. In this regard, miRNAs have been detected in body fluids, which favors its use as biomarkers, because their assessment would be less invasive compared with other conventional markers, such as Pap smears and biopsies. Also, they can become as tumor suppressor, inhibiting cancer development, and as oncogenes, stimulate their development, depending on its expression pattern (Patel & Sauter 2011, Vitale et al. 2011).

In the biogenesis of mature miRNAs, act two type III Rnases, Drosha and Dicer, which cut precursor RNAs in double-stranded RNA (dsRNA) molecules with a length of 21 to 25 nucleotides, which will separated to generate single strand molecules (Ketting et al., 2001). In addition to miRNAs, in the RNAi mechanism have also identified other endogenous small RNAs called short interfering RNAs (siRNA) which, like miRNAs, originate from endogenous complementary dsRNA transcripts, but have an exact length of 21 nucleotides and most interesting is that they can derive from mRNA-coding sequences, transposons and heterochromatin (Ghildiyal et al., 2008).

Development of Vaccines and Gene Therapy Against HPV Infection and Cervical Cancer 187

sequence (Schubert et al., 2005); studies of cervical cancer reported the silencing of the gene of interest and the production of inflammatory cytokines and interferon, simultaneously. This was particularly evident when using high concentrations of siRNA. That is the reason because the researchers recommend dose-response studies on a given system in order to select the lowest concentration of siRNA to observe the desired result, eliminating or reducing non-specific responses (Yamato et al., 2008). These nonspecific responses may also be caused by mismatches present in a siRNA in a tolerable level with its mRNA target (Haley et al., 2004). All these elements must be taken into account to design siRNA sequences and protocols in order to obtain the greatest effectiveness and specificity.

The DNA sequence to silence can also be introduced into a vector that allows the transcription of siRNA. These vectors include siRNA expression plasmids, in which the DNA insert is placed under the control of the promoter of RNA Pol III (H1 gene or U6 gene) and form hairpin secondary structures that are processed by RISC and hybridize to target

Another type of widely used vectors are viruses, because they have a wide capacity of cell infection, especially retroviruses and adenoviruses. The former have the ability to integrate into the genome of replicating cells and therefore are useful for stable transfection of cancer cells. However, it has been reported that the transfection rate is low (de Felipe & Izquierdo, 2000). Adenoviruses have the ability to infect quiescent cells and dividing cells and produce a higher transfection rate than the retroviruses, but are more difficult to handle because of

Noted that the use of this technology in the treatment of cervical cancer is possible because while *E6* and *E7* sequester the activities of p53 and pRb proteins in HPV-induced malignancies, copies of *p53* and *pRb* wild genes are usually conserved, which confers a reversible character of the malignancy, whereas reducing the expression of *E6* and *E7* in HPV-transformed cells could restore the activity of endogenous tumor suppressor and thus

It has also been shown that RNAi technology against *E6* and *E7* genes induces senescence, apoptosis or inhibition of cancer cell growth in cell models (Webster et al., 2000; Butz et al., 2003; Niu et al., 2006) and destroys or suppresses the growth of tumors in mice injected directly with short molecules of RNAi (siRNA) against E6/E7 (Niu et al., 2006; Fujii et al., 2006). The first work on gene silencing by RNAi in uterine cancer was conducted by Jiang and Millner (2002). The researchers, in an *in vitro* model, administered synthetic siRNAs against *E6* and *E7* oncogenes of HPV 16. They observed the degradation of the *E6* and *E7* mRNA, with consequent expression of *p53*, decreased cell proliferation and induction of cell death by apoptosis. In particular, the induction of apoptosis or senescence in tumor cells has been effective since the introduction of the transcriptional regulator *E2* and the reduction or

At the molecular level, it was observed that *E6* silencing induced accumulation of p53 cellular protein and transactivation of *p21* cell cycle control gene (Jiang & Milner, 2005). On the other hand, has been demonstrated the specificity of the technique since it was found that *E6* RNAi of HPV type 16 was less efficient in silencing *E6* gene in cells infected with other HPV types (Niu et al., 2006). These findings support the usefulness of this technique as

Currently there is software that facilitates the design of these molecules.

mRNA for its degradation (Brummelkamp et al., 2002).

prevent the proliferation of these cells (Webster et al., 2000).

inhibition of *E6* and *E7* genes expression (Butz et al., 2003).

the size of its genome (Carette et al., 2004).

Fig. 1. A simplified model for the RNAi pathway.

The model has two steps, each involving ribonuclease enzyme. In the first step, the trigger RNA (either dsRNA or miRNA primary transcript) is processed into an short, interfering RNA (siRNA) by the RNase II enzymes Dicer and Drosha. In the second step, siRNAs are loaded into the effector complex RNA-induced silencing complex (RISC). The siRNA is unwound during RISC assembly and the single-stranded RNA hybridizes with mRNA target. Gene silencing is a result of nucleolytic degradation of the targeted mRNA by the RNase H enzyme Argonaute (Slicer). If the siRNA/mRNA duplex contains mismatches the mRNA is not cleaved. Moreover, gene silencing is a result of translational inhibition. Source: National Center for Biotechnology Information

(http://www.ncbi.nlm.nih.gov/projects/genome/probe/doc/TechRnai.shtml)

siRNAs can be designed and artificially synthesized by chemical methods or by molecular cloning vectors and have been used to induce gene silencing *in vitro* and *in vivo* models, showing that perform the same biological functions as the natural miRNAs. The synthetic siRNAs can be transfected into mammalian cells by cationic lipofection, where they bind to liposomes as transport vehicle. In general, although it has achieved the efficient silencing of target genes, this strategy has a high cost and initially required the administration of multiple dose in mice, because a considerable percentage of the siRNAs is degraded by the action of endogenous endonucleases. Recently, the application of liposomes contained in Biogels, has overcome this limitation. The main disadvantage is that synthetic siRNAs have a short half-life after application (Sioud & Sorensen, 2003; Jiang et al., 2004).

It has been suggested that the efficiency of silencing by RNAi not only depends on the activity of RISC by itself, but also other factors such as accessibility of RISC to the target sequence (which is affected by RNA secondary structure and interaction of target mRNA with other molecules) and cleavage and release of cleaved RNA. Moreover, recent studies have shown that siRNA has nonspecific effects, ie in addition to its complementary target Human Papillomavirus and Related Diseases 186 – From Bench to Bedside – A Clinical Perspective

The model has two steps, each involving ribonuclease enzyme. In the first step, the trigger RNA (either dsRNA or miRNA primary transcript) is processed into an short, interfering RNA (siRNA) by the RNase II enzymes Dicer and Drosha. In the second step, siRNAs are loaded into the effector complex RNA-induced silencing complex (RISC). The siRNA is unwound during RISC assembly and the single-stranded RNA hybridizes with mRNA target. Gene silencing is a result of nucleolytic degradation of the targeted mRNA by the RNase H enzyme Argonaute (Slicer). If the siRNA/mRNA duplex contains mismatches the mRNA is not cleaved. Moreover, gene silencing is a result of translational inhibition.

(http://www.ncbi.nlm.nih.gov/projects/genome/probe/doc/TechRnai.shtml)

a short half-life after application (Sioud & Sorensen, 2003; Jiang et al., 2004).

siRNAs can be designed and artificially synthesized by chemical methods or by molecular cloning vectors and have been used to induce gene silencing *in vitro* and *in vivo* models, showing that perform the same biological functions as the natural miRNAs. The synthetic siRNAs can be transfected into mammalian cells by cationic lipofection, where they bind to liposomes as transport vehicle. In general, although it has achieved the efficient silencing of target genes, this strategy has a high cost and initially required the administration of multiple dose in mice, because a considerable percentage of the siRNAs is degraded by the action of endogenous endonucleases. Recently, the application of liposomes contained in Biogels, has overcome this limitation. The main disadvantage is that synthetic siRNAs have

It has been suggested that the efficiency of silencing by RNAi not only depends on the activity of RISC by itself, but also other factors such as accessibility of RISC to the target sequence (which is affected by RNA secondary structure and interaction of target mRNA with other molecules) and cleavage and release of cleaved RNA. Moreover, recent studies have shown that siRNA has nonspecific effects, ie in addition to its complementary target

Fig. 1. A simplified model for the RNAi pathway.

Source: National Center for Biotechnology Information

sequence (Schubert et al., 2005); studies of cervical cancer reported the silencing of the gene of interest and the production of inflammatory cytokines and interferon, simultaneously. This was particularly evident when using high concentrations of siRNA. That is the reason because the researchers recommend dose-response studies on a given system in order to select the lowest concentration of siRNA to observe the desired result, eliminating or reducing non-specific responses (Yamato et al., 2008). These nonspecific responses may also be caused by mismatches present in a siRNA in a tolerable level with its mRNA target (Haley et al., 2004). All these elements must be taken into account to design siRNA sequences and protocols in order to obtain the greatest effectiveness and specificity. Currently there is software that facilitates the design of these molecules.

The DNA sequence to silence can also be introduced into a vector that allows the transcription of siRNA. These vectors include siRNA expression plasmids, in which the DNA insert is placed under the control of the promoter of RNA Pol III (H1 gene or U6 gene) and form hairpin secondary structures that are processed by RISC and hybridize to target mRNA for its degradation (Brummelkamp et al., 2002).

Another type of widely used vectors are viruses, because they have a wide capacity of cell infection, especially retroviruses and adenoviruses. The former have the ability to integrate into the genome of replicating cells and therefore are useful for stable transfection of cancer cells. However, it has been reported that the transfection rate is low (de Felipe & Izquierdo, 2000). Adenoviruses have the ability to infect quiescent cells and dividing cells and produce a higher transfection rate than the retroviruses, but are more difficult to handle because of the size of its genome (Carette et al., 2004).

Noted that the use of this technology in the treatment of cervical cancer is possible because while *E6* and *E7* sequester the activities of p53 and pRb proteins in HPV-induced malignancies, copies of *p53* and *pRb* wild genes are usually conserved, which confers a reversible character of the malignancy, whereas reducing the expression of *E6* and *E7* in HPV-transformed cells could restore the activity of endogenous tumor suppressor and thus prevent the proliferation of these cells (Webster et al., 2000).

It has also been shown that RNAi technology against *E6* and *E7* genes induces senescence, apoptosis or inhibition of cancer cell growth in cell models (Webster et al., 2000; Butz et al., 2003; Niu et al., 2006) and destroys or suppresses the growth of tumors in mice injected directly with short molecules of RNAi (siRNA) against E6/E7 (Niu et al., 2006; Fujii et al., 2006). The first work on gene silencing by RNAi in uterine cancer was conducted by Jiang and Millner (2002). The researchers, in an *in vitro* model, administered synthetic siRNAs against *E6* and *E7* oncogenes of HPV 16. They observed the degradation of the *E6* and *E7* mRNA, with consequent expression of *p53*, decreased cell proliferation and induction of cell death by apoptosis. In particular, the induction of apoptosis or senescence in tumor cells has been effective since the introduction of the transcriptional regulator *E2* and the reduction or inhibition of *E6* and *E7* genes expression (Butz et al., 2003).

At the molecular level, it was observed that *E6* silencing induced accumulation of p53 cellular protein and transactivation of *p21* cell cycle control gene (Jiang & Milner, 2005). On the other hand, has been demonstrated the specificity of the technique since it was found that *E6* RNAi of HPV type 16 was less efficient in silencing *E6* gene in cells infected with other HPV types (Niu et al., 2006). These findings support the usefulness of this technique as

Development of Vaccines and Gene Therapy Against HPV Infection and Cervical Cancer 189

and long term immune response, reducing metastasis and regression and even producing the elimination of tumors when applied alone or in combination with routine therapies

Ahn WS, Bae SM, Kim TY, Kim TG, Lee JM, Nam Koong S et al. (2004). A therapy modality

Alphs H, Gambhira R, Karanam B, Roberts J, Jagu S et al. (2008). Protection against

Álvarez Salas L (2006). Ácidos nucleicos terapeúticos contra cáncer cervical: una alternativa

American Cancer Society. Chemotherapy: What it is, how it helps, 10. 09. 2007, Online ISSN:

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\_How\_It\_Helps.asp

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**5. References** 

a tool for investigating the mechanisms involved in the establishment and development of malignancy, as for the creation of therapies for treatment and healing.

It is noteworthy that there are studies that report the simultaneous silencing of *E6* and *E7*, while in others there was particular silencing of only one of these oncogenes, when using the mechanism of siRNA. It was explained that this is due to the existence of the bicistronic E6/E7, and simultaneous or individual silencing will depend largely on the particulars sequences of siRNA used and their positions of complementarity with the target mRNA (they may hybridize at a point where affect the expression of both genes or only one). In this sense, it has been suggested that alternative splicing events of *E6* and *E7* oncogenes of HPV preced events of silencing by siRNA (Lea et al., 2007).

Another target in the treatment of cervical cancer with RNAi is the telomerase *hTERT* gene, which has been cloned in several siRNA expression plasmids. This enzyme helps in maintaining the genomic stability by synthesizing the telomeres of eukaryotic chromosomes to protect them from degradation events, fusion and recombination. Overexpression of this enzyme void aging and cell death, as in most somatic cells telomerase activity is very low or absent, whereas in undifferentiated or immortal cells is considerable. Using siRNA plasmids for *hTERT in vivo* and *in vitro* models, it has been observed the target gene silencing, with the consequent decrease of telomerase activity, inhibition of cell proliferation, increased activity of caspase 3 and death of tumor cells by apoptosis (Wang et al., 2007).

It has also been observed that the application of siRNA technology increases the sensitivity of malignant cells to chemotherapy and radiotherapy. This has been demonstrated with cisplatin (study where *E6* and *E7* oncogenes were silenced), which can then be used in lower concentrations with the consequent reduction of its negative effects (Putral et al., 2005). The sensitivity of HeLa cells to radiotherapy increased with the *hTERT* gene silencing by siRNA, which allowed the establishment of a relationship between sensitivity to radiotherapy and telomerase activity in this type of cancer (Wang et al., 2007). This observation can be taken into account when designing treatment protocols for a given patient. Thus, the combination of siRNA with chemotherapy or radiotherapy may be synergistic in reducing cancer resistance to conventional therapies, which may promote recovery and / or survival with these therapies.

### **4. Conclusions**

While it has been estimated the impact that preventive vaccination may have on the transmission of HPV infection and the development of cervical cancer and precursor lesions, is important to note the existence of other factors that may affect or influence the development of this pathology as well as existing cases prior to vaccination, so the effect of a preventive vaccine in the prevalence of cervical cancer may involve several decades. Moreover, prophylactic vaccines do not protect against infection (or malignancy) caused by other HPV types not contained in them, so cases of disease will still arise and require treatment.

Faced with these limitations of preventive vaccines, therapeutic vaccines based primarily on molecular resources and gene therapy are currently being evaluated and could become as an effective tool for the treatment of cervical cancer and low or high grade lesions, contributing together to preventive vaccines for a better control of this disease.

In this regard, studies carried out until to date about the effect of gene therapy on cervical cancer, project this technology as an useful and specific tool for the activation of the short and long term immune response, reducing metastasis and regression and even producing the elimination of tumors when applied alone or in combination with routine therapies (chemotherapy and radiotherapy) and surgery.

### **5. References**

Human Papillomavirus and Related Diseases 188 – From Bench to Bedside – A Clinical Perspective

a tool for investigating the mechanisms involved in the establishment and development of

It is noteworthy that there are studies that report the simultaneous silencing of *E6* and *E7*, while in others there was particular silencing of only one of these oncogenes, when using the mechanism of siRNA. It was explained that this is due to the existence of the bicistronic E6/E7, and simultaneous or individual silencing will depend largely on the particulars sequences of siRNA used and their positions of complementarity with the target mRNA (they may hybridize at a point where affect the expression of both genes or only one). In this sense, it has been suggested that alternative splicing events of *E6* and *E7* oncogenes of HPV

Another target in the treatment of cervical cancer with RNAi is the telomerase *hTERT* gene, which has been cloned in several siRNA expression plasmids. This enzyme helps in maintaining the genomic stability by synthesizing the telomeres of eukaryotic chromosomes to protect them from degradation events, fusion and recombination. Overexpression of this enzyme void aging and cell death, as in most somatic cells telomerase activity is very low or absent, whereas in undifferentiated or immortal cells is considerable. Using siRNA plasmids for *hTERT in vivo* and *in vitro* models, it has been observed the target gene silencing, with the consequent decrease of telomerase activity, inhibition of cell proliferation, increased

It has also been observed that the application of siRNA technology increases the sensitivity of malignant cells to chemotherapy and radiotherapy. This has been demonstrated with cisplatin (study where *E6* and *E7* oncogenes were silenced), which can then be used in lower concentrations with the consequent reduction of its negative effects (Putral et al., 2005). The sensitivity of HeLa cells to radiotherapy increased with the *hTERT* gene silencing by siRNA, which allowed the establishment of a relationship between sensitivity to radiotherapy and telomerase activity in this type of cancer (Wang et al., 2007). This observation can be taken into account when designing treatment protocols for a given patient. Thus, the combination of siRNA with chemotherapy or radiotherapy may be synergistic in reducing cancer resistance to conventional therapies, which may promote recovery and / or survival with these therapies.

While it has been estimated the impact that preventive vaccination may have on the transmission of HPV infection and the development of cervical cancer and precursor lesions, is important to note the existence of other factors that may affect or influence the development of this pathology as well as existing cases prior to vaccination, so the effect of a preventive vaccine in the prevalence of cervical cancer may involve several decades. Moreover, prophylactic vaccines do not protect against infection (or malignancy) caused by other HPV

Faced with these limitations of preventive vaccines, therapeutic vaccines based primarily on molecular resources and gene therapy are currently being evaluated and could become as an effective tool for the treatment of cervical cancer and low or high grade lesions, contributing

In this regard, studies carried out until to date about the effect of gene therapy on cervical cancer, project this technology as an useful and specific tool for the activation of the short

types not contained in them, so cases of disease will still arise and require treatment.

together to preventive vaccines for a better control of this disease.

activity of caspase 3 and death of tumor cells by apoptosis (Wang et al., 2007).

malignancy, as for the creation of therapies for treatment and healing.

preced events of silencing by siRNA (Lea et al., 2007).

**4. Conclusions** 


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**Part 3** 

**Human Papillomavirus in Non-Uterine Disease** 


## **Part 3**

## **Human Papillomavirus in Non-Uterine Disease**

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**9** 

*Brazil* 

**Epidemiology of HPV in Head and Neck Cancer** 

The Human papillomavirus (HPV) is etiologically related to the development of uterine cervical and other genital cancers (Bosch et al., 1995; Frisch et al., 1999; Melbye & Frisch, 1998), and may be involved also in the etiology of cancers of the upper aerodigestive tract comprising the head and neck (HN) tumors (Franceschi et al., 1996). Some molecular and epidemiological studies support such possibility, once that an increased risk of cancer of the oral cavity, pharynx and larynx subsequent to the occurrence of cancer of the cervix has been found. Moreover, the incidence of some head and neck tumors has been increasing around the world and this high prevalence was attributed to the influence of risk factors,

The present chapter aims at investigating epidemiologic features of HPV in head and neck cancer worldwide in order to determine the prevalence and the type distribution of HPV by

The head and neck cancer comprises malignancies arising in the upper respiratory and digestive tracts and is a relatively frequent type of cancer (Parkin et al., 2002). Thus, the term "head and neck cancer" includes lesions at several anatomic sites, such as the lip, oral cavity, nose and paranasal sinuses, naso-pharynx, oro-pharynx, hypo-pharynx, larynx, oesophagus, salivary glands, as well the soft tissues of the neck and ear. Unfortunately, many papers lack the exact location of the head and neck lesions, making the material poorly characterised. The human papillomavirus (HPV) detection rates reported in the socalled head and neck cancer do not give us a detailed view of the association of HPV in

The malignant tumors of the head and neck consist of a rather heterogeneous group of neoplasias arising in the epithelium of the upper aerodigestive tract. The most common histologic type is squamous cell carcinomas (SCC), occurring in the oral cavity, pharynx

Worldwide annually, over 650,000 patients are diagnosed with HNSCC and some 350,000 die from this disease every year (Ferlay et al., 2010; Syrjänen, 2010). Head and neck cancer is

distinct entities, unless detailed anatomic locations are given (Syrjänen, 2005).

(nasopharynx, oropharynx and hypopharynx) and larynx (Lassen, 2010).

being the human papillomavirus important in this role.

means of a literature review of published studies.

**2. Epidemiology of head and neck cancer** 

**1. Introduction** 

Márcio Campos Oliveira, Maria da Conceição Andrade

and Fabrício dos Santos Menezes

*University of Southwest Bahia* 

*State University of Feira de Santana - Bahia/State* 

### **Epidemiology of HPV in Head and Neck Cancer**

Márcio Campos Oliveira, Maria da Conceição Andrade and Fabrício dos Santos Menezes *State University of Feira de Santana - Bahia/State University of Southwest Bahia Brazil* 

### **1. Introduction**

The Human papillomavirus (HPV) is etiologically related to the development of uterine cervical and other genital cancers (Bosch et al., 1995; Frisch et al., 1999; Melbye & Frisch, 1998), and may be involved also in the etiology of cancers of the upper aerodigestive tract comprising the head and neck (HN) tumors (Franceschi et al., 1996). Some molecular and epidemiological studies support such possibility, once that an increased risk of cancer of the oral cavity, pharynx and larynx subsequent to the occurrence of cancer of the cervix has been found. Moreover, the incidence of some head and neck tumors has been increasing around the world and this high prevalence was attributed to the influence of risk factors, being the human papillomavirus important in this role.

The present chapter aims at investigating epidemiologic features of HPV in head and neck cancer worldwide in order to determine the prevalence and the type distribution of HPV by means of a literature review of published studies.

### **2. Epidemiology of head and neck cancer**

The head and neck cancer comprises malignancies arising in the upper respiratory and digestive tracts and is a relatively frequent type of cancer (Parkin et al., 2002). Thus, the term "head and neck cancer" includes lesions at several anatomic sites, such as the lip, oral cavity, nose and paranasal sinuses, naso-pharynx, oro-pharynx, hypo-pharynx, larynx, oesophagus, salivary glands, as well the soft tissues of the neck and ear. Unfortunately, many papers lack the exact location of the head and neck lesions, making the material poorly characterised. The human papillomavirus (HPV) detection rates reported in the socalled head and neck cancer do not give us a detailed view of the association of HPV in distinct entities, unless detailed anatomic locations are given (Syrjänen, 2005).

The malignant tumors of the head and neck consist of a rather heterogeneous group of neoplasias arising in the epithelium of the upper aerodigestive tract. The most common histologic type is squamous cell carcinomas (SCC), occurring in the oral cavity, pharynx (nasopharynx, oropharynx and hypopharynx) and larynx (Lassen, 2010).

Worldwide annually, over 650,000 patients are diagnosed with HNSCC and some 350,000 die from this disease every year (Ferlay et al., 2010; Syrjänen, 2010). Head and neck cancer is

Epidemiology of HPV in Head and Neck Cancer 199

Fig. 1. Global incidence of head and neck tumors (oral cavity and lip, larynx, nasopharynx and other pharynx). Estimated age-standardized incidence rate per 100,000, both sexes, all

Since the first description of a potential link between HPV infection and head and neck cancer (Syrjänen, 1984), several studies have strongly supported an etiologic role for HPV in cancers arising from specific mucosal sites within the head and neck (D'Souza et al., 2007; Gillison et al., 2000; Herrero et al., 2003). Thus, the detection of HPV genomic deoxyribonucleic acid (DNA) has been found in approximately 25.9% of 5,046 HNSCC cancer specimens from 60 studies using sensitive polymerase chain reaction–based methods

Head and neck squamous cell carcinoma (HNSCC) typically affects male smokers older than 55 years. Recently, an increase in the incidence of HNSCC in young adults has been recognized, many of them nonsmokers and females. Functional inactivation of p16 is known to be a common event in HNSCC, mainly by either deletion or epigenetic changes. A previous study by this group has shown that p16 deletions in HNSCC are significantly associated with age. The primary objective of this study was to evaluate additional molecular alterations of p16 in HNSCC, specifically in relation to age, site, and human papillomavirus (HPV) status. Patients ranging in age from 22 to 76 years with HNSCC were prospectively identified (n = 24). Methylation-specific polymerase chain reaction and immunohistochemistry were used to evaluate p16 gene inactivation and p16 protein expression, respectively. HPV 16 status was determined for each case. Overall, p16 inactivation was a frequent event detected in 46% of cases. Methylation of p16 was more often detected in females than males (P = .05). All cases showing p16 methylation were from the anterior tongue, and 75% of them were young patients. The results indicate that p16

ages (Ferlay et al., 2010). GLOBOCAN (IARC).

**3. Head and neck cancer and HPV** 

(Kreimer et al., 2005).


the sixth most common cancer worldwide (Parkin et al., 2002), and the table 1 summarizes the global incidence and mortality of head and neck cancer per anatomic site.

Table 1. Global incidence and mortality of head and neck cancer per anatomic site (Ferlay et al., 2010). GLOBOCAN (IARC).

The rates of incidence and mortality around the world of head and neck squamous cell carcinomas have been broadly varying, with notably high rates in Southeast Asia and Eastern Europe (Franceschi et al., 1996). In addition, there is a considerable global variation in the incidence of the disease due to geographic differences in ethnicity, culture and socioeconomics (Lassen, 2010). Figure 1, obtained through the Globocan project (Ferlay et al., 2010) illustrates the global incidence of head and neck cancer.

Incidence and survival trends have recently been reported in various types of cancer based on 1994–2003 data from cancer registries in a large number of European countries. Oral cavity and pharyngeal cancer were analysed as a group and divergent incidence trends were observed when different countries were compared. For some countries, there was an increase in incidence (England, Wales and Czech Republic), whereas for other countries there was no change (a.o. Switzerland and Denmark) or a decrease (a.o. Finland, France and Germany) (Karim et al., 2008).

Jemal et al. (2008) estimated that 47,500 people were diagnosed with head and neck cancer in the United States, representing approximately 3% of new cancer diagnoses, and an estimated 11,260 people died from this disease, with squamous cell carcinomas in the majority of these cases.

Shiboski et al. (2005) showed, with an analysis of the National Cancer Institute's Surveillance, Epidemiology and End Results (SEER) data from 1973-2001, an annual increase in the incidence of oral tongue, palatine tonsil, and base-of-tongue cancers, by 2.1%, 3.9%, and 1.7%, respectively, in 20- to 44-year-old white patients, while the incidence of HNSCC at other sites declined.

Human Papillomavirus and Related Diseases 198 – From Bench to Bedside – A Clinical Perspective

the sixth most common cancer worldwide (Parkin et al., 2002), and the table 1 summarizes

**Oral cavity and lip**  *Male* 170,496 83,109 *Female* 92,524 44,545 *Total* 263,020 127,654 **Nasopharynx**  *Male* 57,852 35,984 *Female* 26,589 15,625 *Total* 84,441 51,609 **Other pharynx**  *Male* 108,588 76,458 *Female* 28,034 19,092 *Total* 136,622 95,550 **Larynx**  *Male* 129,651 70,336 *Female* 21,026 11,556 *Total* 150,677 81,892

Table 1. Global incidence and mortality of head and neck cancer per anatomic site (Ferlay et

The rates of incidence and mortality around the world of head and neck squamous cell carcinomas have been broadly varying, with notably high rates in Southeast Asia and Eastern Europe (Franceschi et al., 1996). In addition, there is a considerable global variation in the incidence of the disease due to geographic differences in ethnicity, culture and socioeconomics (Lassen, 2010). Figure 1, obtained through the Globocan project (Ferlay et al.,

Incidence and survival trends have recently been reported in various types of cancer based on 1994–2003 data from cancer registries in a large number of European countries. Oral cavity and pharyngeal cancer were analysed as a group and divergent incidence trends were observed when different countries were compared. For some countries, there was an increase in incidence (England, Wales and Czech Republic), whereas for other countries there was no change (a.o. Switzerland and Denmark) or a decrease (a.o. Finland, France and

Jemal et al. (2008) estimated that 47,500 people were diagnosed with head and neck cancer in the United States, representing approximately 3% of new cancer diagnoses, and an estimated 11,260 people died from this disease, with squamous cell carcinomas in the

Shiboski et al. (2005) showed, with an analysis of the National Cancer Institute's Surveillance, Epidemiology and End Results (SEER) data from 1973-2001, an annual increase in the incidence of oral tongue, palatine tonsil, and base-of-tongue cancers, by 2.1%, 3.9%, and 1.7%, respectively, in 20- to 44-year-old white patients, while the incidence of HNSCC at

2010) illustrates the global incidence of head and neck cancer.

al., 2010). GLOBOCAN (IARC).

Germany) (Karim et al., 2008).

majority of these cases.

other sites declined.

**CANCER INCIDENCE MORTALITY** 

the global incidence and mortality of head and neck cancer per anatomic site.

Fig. 1. Global incidence of head and neck tumors (oral cavity and lip, larynx, nasopharynx and other pharynx). Estimated age-standardized incidence rate per 100,000, both sexes, all ages (Ferlay et al., 2010). GLOBOCAN (IARC).

### **3. Head and neck cancer and HPV**

Since the first description of a potential link between HPV infection and head and neck cancer (Syrjänen, 1984), several studies have strongly supported an etiologic role for HPV in cancers arising from specific mucosal sites within the head and neck (D'Souza et al., 2007; Gillison et al., 2000; Herrero et al., 2003). Thus, the detection of HPV genomic deoxyribonucleic acid (DNA) has been found in approximately 25.9% of 5,046 HNSCC cancer specimens from 60 studies using sensitive polymerase chain reaction–based methods (Kreimer et al., 2005).

Head and neck squamous cell carcinoma (HNSCC) typically affects male smokers older than 55 years. Recently, an increase in the incidence of HNSCC in young adults has been recognized, many of them nonsmokers and females. Functional inactivation of p16 is known to be a common event in HNSCC, mainly by either deletion or epigenetic changes. A previous study by this group has shown that p16 deletions in HNSCC are significantly associated with age. The primary objective of this study was to evaluate additional molecular alterations of p16 in HNSCC, specifically in relation to age, site, and human papillomavirus (HPV) status. Patients ranging in age from 22 to 76 years with HNSCC were prospectively identified (n = 24). Methylation-specific polymerase chain reaction and immunohistochemistry were used to evaluate p16 gene inactivation and p16 protein expression, respectively. HPV 16 status was determined for each case. Overall, p16 inactivation was a frequent event detected in 46% of cases. Methylation of p16 was more often detected in females than males (P = .05). All cases showing p16 methylation were from the anterior tongue, and 75% of them were young patients. The results indicate that p16

Epidemiology of HPV in Head and Neck Cancer 201

anatomical site is very variable, probably due to differences in sample size, in the population

The presence of HPV in oral cancers suggests that HPV may play a similar role in transforming the oral epithelia. Persistent infection with high-risk types of HPV plays a critical role in the pathogenesis of cervical cancer, as well as OSCC. HPVs are 8-kb circular DNA viruses that specifically target the basal cells of the epithelial muscosa. The HPV family is comprised of more than 100 genotypes, classified in accordance with the type of epithelial cells infected and the ability to effect cellular transformation. The ability of HPV to transform epithelial cells is divided into high-risk and low-risk types. Low-risk types are associated with benign lesions such as warts, while infections with high-risk types progress to malignant lesions. The HPV genome is comprised of several early (E1 to E7) and late (L1 and L2) genes, as well as a non-coding region, all of which play roles in viral replication,

The primary risk factors for the majority of head and neck cancer worldwide are tobacco and alcohol consumption (Hennessey et al., 2009). In spite of these traditional risk factors, the HPV-positive HNSCC, in particular high-risk HPV type 16, appears more frequently than HPV-negative HNSCC in non-smokers and non-drinkers (Gillison et al., 2000; Hafkamp et al., 2003; Ritchie et al., 2003; Haraf et al., 1996). In case-control researches, the association between tobacco or alcohol use and the development of HPV-positive HNSCC was not found (D'Souza et al., 2007; Gillison et al., 2008). Furthermore, human papillomaviruses have recognized influence in the development of HNSCC in such sites as oropharynx, being considered as an independent risk factor (Schwartz et al., 1998; Gillison et al., 2000; Mork et al., 2001; Wiest et al., 2002; Herrero et al., 2003; Hobbs et al., 2006; Ernster et al., 2007; Andrews et al., 2008). Nevertheless, there is controversy in the literature as to the combination of HPV infection with tobacco and/or alcohol increasing the risk of cancer. Schwartz et al. (1998) and Smith et al. (2004) showed an additive effect between oral HPV infection, tobacco or alcohol use, and oral cancer, but more researches are necessary to evaluate possible interactions among these exposures (Vidal & Gillison,

The two most prevalent HPV types in oral carcinomas are HPV 16 and 18, far exceeding the detection rate of all the other types (Snijders et al., 1996, 1997, Badaracco et al., 2000; Syrjänen and Syrjänen, 2000; Miller and Johnstone, 2001; Ringströmet al., 2002). Interestingly, the low-risk HPV types 6 and 11 can also be identified in some oral carcinomas, similar to laryngeal carcinomas (Yamaguchi et al., 1991; Fife et al., 1996; Chang et al., 2002). A study by Sisk et al. (2000) showed that the incidence of HPV in younger patients is not significantly different from older patients, suggesting a similar role for HPV

Sexual contact has been associated to cervical cancer through high-risk mucosatropic HPVs (IACR, 1995), but the means by which HPV is transmitted to the upper airways are still unclear (Mannarini et al., 2009). Studies showed a rare oral HPV infection in newborn babies of infected mothers (Watts et al. 1998) and children prior to sexual activity (Koch et al., 1997) being the infections rate increased from the first sexual intercourse (Kellokoski et

studied and in the sensitivity of the techniques used.

transcription, and carcinogenesis (Ragin et al., 2007).

2008).

in all age groups.

al., 1992).

methylation is a more common event in those younger than 40 years in contrast to p16 deletions, which are more common in those older than 40 years. Consequently, it appears that specific modes of inactivation of p16 in HNSCC are related to specific patient risk profiles. Interestingly, HPV 16 messenger RNA was detected exclusively in HNSCC from the base of tongue lesions and was only found in males. This differs from the patient profile of HNSCC in the young, which affects the anterior tongue and commonly females, thus, making it highly unlikely that this virus is a primary causative agent of HNSCC in these young adults (O'Regan et al., 2008).

Despite successful efforts to control tobacco and alcohol consumption in the western world, several developed countries report rising oropharyngeal squamous cell carcinoma (OPSCC) incidence figures, specifically in young individuals. Similar to anogenital cancers, a significant proportion of OPSCC (up to 60%) is caused by sexually acquired HPV infection and the rise in OPSCC has been attributed to changing sexual behaviours in the Western World. Accordingly, patients with HPV-positive OPSCC report divergent sexual histories and absence of classical risk factors as tobacco and alcohol exposure compared to patients with HPV-negative OPSCC. The profile of HPV-positive OPSCC differs from HPV-negative OPSCC in several other significant aspects, including a unique molecular biologic tumor characteristics and improved clinical behaviour. Thus, a further increase in HPV-positive OPSCC will impact significantly upon clinical management of OPSCC, unless it is halted by adequate preventive measures aimed at reduction of HPV-associated disease. HPV vaccination has been recently offered to young females in an attempt to reduce HPVinduced cervical cancer and may ultimately result in a decline of OPSCC incidence as well. Until then, close collaboration between otolaryngologists/head and neck surgeons and anogenital/genitourinary specialists is warranted to optimize clinical management of HPVinduced malignancy and improve detection of second primary tumor development (Monsj et al., 2010).

In addition, some researches revealed differences between positive and negative tumors for human papillomavirus being the HPV-positive HNSCC patients approximately 5 years younger than HPV-negative HNSCC patients with equal distribution between the sexes (Haraf et al., 1996; Cruz et al., 1996; Sisk et al., 2002; Strome et al., 2002). For a better understanding, although the epidemiology of HPV in head and neck cancer is the aim in this chapter, a brief explanation on the risk factors in HPV infection is necessary before beginning this approach.

### **3.1 Risk factors**

Over the last two decades, biological agents have been implicated in the etiology of this tumor. Among these agents, human papillomavirus (HPV) is particularly important (Badaracco et al.,2000; Cortezzi et al., 2004; Lo Muzio et al., 2004; Smith et al., 2004; Ibieta et al., 2005). HPV is a DNA virus which encodes two oncoproteins that play an important role in carcinogenesis, i.e., E6 which binds, sequesters and degrades p53, and E7 which binds and degrades pRb; thus facilitating the development of tumors (Badaracco et al.,2000; Cortezzi et al., 2004; Lo Muzio et al., 2004; Remmerbach et al., 2004). Although the relationship between this virus and malignant uterine cervix tumors has been well established in the literature, with more than 90% of these tumors being positive for the virus, the same does not apply to oral carcinogenesis (Miller et al., 2001; Sugiyama et al., 2003). The HPV detection rates at this Human Papillomavirus and Related Diseases 200 – From Bench to Bedside – A Clinical Perspective

methylation is a more common event in those younger than 40 years in contrast to p16 deletions, which are more common in those older than 40 years. Consequently, it appears that specific modes of inactivation of p16 in HNSCC are related to specific patient risk profiles. Interestingly, HPV 16 messenger RNA was detected exclusively in HNSCC from the base of tongue lesions and was only found in males. This differs from the patient profile of HNSCC in the young, which affects the anterior tongue and commonly females, thus, making it highly unlikely that this virus is a primary causative agent of HNSCC in these

Despite successful efforts to control tobacco and alcohol consumption in the western world, several developed countries report rising oropharyngeal squamous cell carcinoma (OPSCC) incidence figures, specifically in young individuals. Similar to anogenital cancers, a significant proportion of OPSCC (up to 60%) is caused by sexually acquired HPV infection and the rise in OPSCC has been attributed to changing sexual behaviours in the Western World. Accordingly, patients with HPV-positive OPSCC report divergent sexual histories and absence of classical risk factors as tobacco and alcohol exposure compared to patients with HPV-negative OPSCC. The profile of HPV-positive OPSCC differs from HPV-negative OPSCC in several other significant aspects, including a unique molecular biologic tumor characteristics and improved clinical behaviour. Thus, a further increase in HPV-positive OPSCC will impact significantly upon clinical management of OPSCC, unless it is halted by adequate preventive measures aimed at reduction of HPV-associated disease. HPV vaccination has been recently offered to young females in an attempt to reduce HPVinduced cervical cancer and may ultimately result in a decline of OPSCC incidence as well. Until then, close collaboration between otolaryngologists/head and neck surgeons and anogenital/genitourinary specialists is warranted to optimize clinical management of HPVinduced malignancy and improve detection of second primary tumor development (Monsj

In addition, some researches revealed differences between positive and negative tumors for human papillomavirus being the HPV-positive HNSCC patients approximately 5 years younger than HPV-negative HNSCC patients with equal distribution between the sexes (Haraf et al., 1996; Cruz et al., 1996; Sisk et al., 2002; Strome et al., 2002). For a better understanding, although the epidemiology of HPV in head and neck cancer is the aim in this chapter, a brief explanation on the risk factors in HPV infection is necessary before

Over the last two decades, biological agents have been implicated in the etiology of this tumor. Among these agents, human papillomavirus (HPV) is particularly important (Badaracco et al.,2000; Cortezzi et al., 2004; Lo Muzio et al., 2004; Smith et al., 2004; Ibieta et al., 2005). HPV is a DNA virus which encodes two oncoproteins that play an important role in carcinogenesis, i.e., E6 which binds, sequesters and degrades p53, and E7 which binds and degrades pRb; thus facilitating the development of tumors (Badaracco et al.,2000; Cortezzi et al., 2004; Lo Muzio et al., 2004; Remmerbach et al., 2004). Although the relationship between this virus and malignant uterine cervix tumors has been well established in the literature, with more than 90% of these tumors being positive for the virus, the same does not apply to oral carcinogenesis (Miller et al., 2001; Sugiyama et al., 2003). The HPV detection rates at this

young adults (O'Regan et al., 2008).

et al., 2010).

beginning this approach.

**3.1 Risk factors** 

anatomical site is very variable, probably due to differences in sample size, in the population studied and in the sensitivity of the techniques used.

The presence of HPV in oral cancers suggests that HPV may play a similar role in transforming the oral epithelia. Persistent infection with high-risk types of HPV plays a critical role in the pathogenesis of cervical cancer, as well as OSCC. HPVs are 8-kb circular DNA viruses that specifically target the basal cells of the epithelial muscosa. The HPV family is comprised of more than 100 genotypes, classified in accordance with the type of epithelial cells infected and the ability to effect cellular transformation. The ability of HPV to transform epithelial cells is divided into high-risk and low-risk types. Low-risk types are associated with benign lesions such as warts, while infections with high-risk types progress to malignant lesions. The HPV genome is comprised of several early (E1 to E7) and late (L1 and L2) genes, as well as a non-coding region, all of which play roles in viral replication, transcription, and carcinogenesis (Ragin et al., 2007).

The primary risk factors for the majority of head and neck cancer worldwide are tobacco and alcohol consumption (Hennessey et al., 2009). In spite of these traditional risk factors, the HPV-positive HNSCC, in particular high-risk HPV type 16, appears more frequently than HPV-negative HNSCC in non-smokers and non-drinkers (Gillison et al., 2000; Hafkamp et al., 2003; Ritchie et al., 2003; Haraf et al., 1996). In case-control researches, the association between tobacco or alcohol use and the development of HPV-positive HNSCC was not found (D'Souza et al., 2007; Gillison et al., 2008). Furthermore, human papillomaviruses have recognized influence in the development of HNSCC in such sites as oropharynx, being considered as an independent risk factor (Schwartz et al., 1998; Gillison et al., 2000; Mork et al., 2001; Wiest et al., 2002; Herrero et al., 2003; Hobbs et al., 2006; Ernster et al., 2007; Andrews et al., 2008). Nevertheless, there is controversy in the literature as to the combination of HPV infection with tobacco and/or alcohol increasing the risk of cancer. Schwartz et al. (1998) and Smith et al. (2004) showed an additive effect between oral HPV infection, tobacco or alcohol use, and oral cancer, but more researches are necessary to evaluate possible interactions among these exposures (Vidal & Gillison, 2008).

The two most prevalent HPV types in oral carcinomas are HPV 16 and 18, far exceeding the detection rate of all the other types (Snijders et al., 1996, 1997, Badaracco et al., 2000; Syrjänen and Syrjänen, 2000; Miller and Johnstone, 2001; Ringströmet al., 2002). Interestingly, the low-risk HPV types 6 and 11 can also be identified in some oral carcinomas, similar to laryngeal carcinomas (Yamaguchi et al., 1991; Fife et al., 1996; Chang et al., 2002). A study by Sisk et al. (2000) showed that the incidence of HPV in younger patients is not significantly different from older patients, suggesting a similar role for HPV in all age groups.

Sexual contact has been associated to cervical cancer through high-risk mucosatropic HPVs (IACR, 1995), but the means by which HPV is transmitted to the upper airways are still unclear (Mannarini et al., 2009). Studies showed a rare oral HPV infection in newborn babies of infected mothers (Watts et al. 1998) and children prior to sexual activity (Koch et al., 1997) being the infections rate increased from the first sexual intercourse (Kellokoski et al., 1992).

Epidemiology of HPV in Head and Neck Cancer 203

results is necessary. Further confirmatory data are needed before any conclusions can be

Oral leukoplakia is considered as a premalignant lesion for the development of oral squamous cell carcinoma (OSCC) and several risk factors have been reported to contribute to this step-wise carcinogenesis, including human papillomavirus (HPV) (Yang et al.,

Syrjänen (2005) observed in the literature 964 leukoplakia biopsies, of which 31.1% contained HPV DNA. The HPV types 6/11 were the most prevalent (55.8%), followed by

However, Yang et al. (2009) analyzed, using PCR in paraffin sections, 167 patients with oral leukoplakia, including 12 who had malignant transformation from the pre-existing oral leukoplakia. The HPV prevalence in patients with oral leukoplakia was approximately 22.8%, and the most prevalent viral strain was HPV-18 (78.9%). This research also suggested that HPV in oral leukoplakia is not a prognostic indicator of

Ostwald et al. (2003) examined 72 oral leukoplakia for the presence of HPV 6/11, 16 and 18 DNA through PCR/Southern blot hybridization. The HPV DNA was found in 16/72 (22.2%) leukoplakias, and HPV 16 and 18 DNA were present in 12/72 (16.7%) leukoplakias,

In a case-control study, the HPV presence was found in 62.5% of the verrucous leukoplakias, 45.5% of the homogeneous leukoplakias and in 12.5% of the nodular leukoplakias (Nielsen

HPV types 16/18 evidenced in 28.2% of the cases (Miller & Johnstone, 2001).

drawn on the possible causal role of HPV in this disease (Syrjänen, 2005).

Fig. 2. Erythroplakia in soft palate

**3.2.1.2 Leukoplakia** 

malignant transformation.

et al., 1996).

being 11.1% the detection rate of HPV 6/11.

2009).

Sexual behavior has an association with HPV-positive cancer in head and neck cancer, as observed by D'Souza et al. (2007) in a case-control study of 100 individuals with oropharyngeal cancer and 200 control persons, which found that the development of oropharyngeal cancer is linked with a high lifetime number of vaginal sex partners (≥ 26) and with a high lifetime number of oral sex partners (≥ 6). Gillison et al. (2008) found with a case-control study of 240 individuals with oropharyngeal cancer that the risk of developing an HPV-16-positive HNSCC increased with increasing numbers of oral sex partners. In addition, oral-anal contacts are very strongly associated with the risk of HPV-positive tumor (Rosenquist et al., 2005; Rajkumar et al., 2003).

In a research, Rintala et al. (2006) observed the natural history of oral and genital HPV infection. The results showed that oral sex had no association to oral HPV infection; however, a persistent oral HPV infection of the spouse increased the risk of persistent oral HPV infection 10-fold in the other spouse.

Although the relation of *cannabis sativa* with HPV infections of head and neck sites is unclear (Mannarini et al., 2009), such behavior has been proposed as a reason for increasing numbers of young patients with head and neck cancer (Báez, 2008). Gillison et al. (2008) observed a strong association between *cannabis sativa* use and HPV-16 – positive HNSCC, with a relation of increasing intensity and duration of use.

Among the risk factors for HPV infection in head and neck tumors, there is the immunosuppression, as observed in human immunodeficiency virus (HIV)-positive cases (Adamopoulou et al., 2008). The genetic susceptibility is also an important risk factor to increase the risk of HPV infection, as noted in Fanconi anemia (Park et al., 2010).

### **3.2 Epidemiology of head and neck cancer with HPV involvement**

### **3.2.1 Premalignant lesions**

According to Axell et al. (1996), premalignant lesions, or pre-cancer lesions, of the oral mucosa are epithelial changes more likely to undergo malignant transformation than normal tissue at other mucosal sites. There are two types of clinical premalignant lesions: white lesions (leukoplakia) and reddish lesions (erythroplakia) (Axell et al., 1996). These two terms are purely clinical, and have no association with the underlying histopathology (Syrjänen, 2005).

### **3.2.1.1 Erythroplakia**

Erythroplakia lesions are defined as a bright red patches that cannot be diagnosed as any other lesions (Axell et al., 1996). There are few researches about erythroplakia lesions involving human papillomavirus in head and neck. Nielsen et al. (1996), in a case-control study with 49 patients with oral premalignant lesions, observed 10 cases of oral erythroplakia (1 man and 9 women). The presence of HPV was examined immunohistochemically, through DNA–DNA *in situ* hybridization and through PCR. The investigations revealed that HPV was found in 50.0% of the erythroplakias and 33.3% of erythroleucoplakias. The authors concluded that HPV may be an etiologic co-factor, because 100% of patients who developed oral cancer within 4–12 years were all positive for HPV, with one being HPV-16-positive. This sample had few cases and a critical analysis of these Human Papillomavirus and Related Diseases 202 – From Bench to Bedside – A Clinical Perspective

Sexual behavior has an association with HPV-positive cancer in head and neck cancer, as observed by D'Souza et al. (2007) in a case-control study of 100 individuals with oropharyngeal cancer and 200 control persons, which found that the development of oropharyngeal cancer is linked with a high lifetime number of vaginal sex partners (≥ 26) and with a high lifetime number of oral sex partners (≥ 6). Gillison et al. (2008) found with a case-control study of 240 individuals with oropharyngeal cancer that the risk of developing an HPV-16-positive HNSCC increased with increasing numbers of oral sex partners. In addition, oral-anal contacts are very strongly associated with the risk of HPV-positive tumor

In a research, Rintala et al. (2006) observed the natural history of oral and genital HPV infection. The results showed that oral sex had no association to oral HPV infection; however, a persistent oral HPV infection of the spouse increased the risk of persistent oral

Although the relation of *cannabis sativa* with HPV infections of head and neck sites is unclear (Mannarini et al., 2009), such behavior has been proposed as a reason for increasing numbers of young patients with head and neck cancer (Báez, 2008). Gillison et al. (2008) observed a strong association between *cannabis sativa* use and HPV-16 – positive HNSCC,

Among the risk factors for HPV infection in head and neck tumors, there is the immunosuppression, as observed in human immunodeficiency virus (HIV)-positive cases (Adamopoulou et al., 2008). The genetic susceptibility is also an important risk factor to

According to Axell et al. (1996), premalignant lesions, or pre-cancer lesions, of the oral mucosa are epithelial changes more likely to undergo malignant transformation than normal tissue at other mucosal sites. There are two types of clinical premalignant lesions: white lesions (leukoplakia) and reddish lesions (erythroplakia) (Axell et al., 1996). These two terms are purely clinical, and have no association with the underlying histopathology

Erythroplakia lesions are defined as a bright red patches that cannot be diagnosed as any other lesions (Axell et al., 1996). There are few researches about erythroplakia lesions involving human papillomavirus in head and neck. Nielsen et al. (1996), in a case-control study with 49 patients with oral premalignant lesions, observed 10 cases of oral erythroplakia (1 man and 9 women). The presence of HPV was examined immunohistochemically, through DNA–DNA *in situ* hybridization and through PCR. The investigations revealed that HPV was found in 50.0% of the erythroplakias and 33.3% of erythroleucoplakias. The authors concluded that HPV may be an etiologic co-factor, because 100% of patients who developed oral cancer within 4–12 years were all positive for HPV, with one being HPV-16-positive. This sample had few cases and a critical analysis of these

increase the risk of HPV infection, as noted in Fanconi anemia (Park et al., 2010).

**3.2 Epidemiology of head and neck cancer with HPV involvement** 

(Rosenquist et al., 2005; Rajkumar et al., 2003).

HPV infection 10-fold in the other spouse.

**3.2.1 Premalignant lesions** 

(Syrjänen, 2005).

**3.2.1.1 Erythroplakia** 

with a relation of increasing intensity and duration of use.

results is necessary. Further confirmatory data are needed before any conclusions can be drawn on the possible causal role of HPV in this disease (Syrjänen, 2005).

Fig. 2. Erythroplakia in soft palate

### **3.2.1.2 Leukoplakia**

Oral leukoplakia is considered as a premalignant lesion for the development of oral squamous cell carcinoma (OSCC) and several risk factors have been reported to contribute to this step-wise carcinogenesis, including human papillomavirus (HPV) (Yang et al., 2009).

Syrjänen (2005) observed in the literature 964 leukoplakia biopsies, of which 31.1% contained HPV DNA. The HPV types 6/11 were the most prevalent (55.8%), followed by HPV types 16/18 evidenced in 28.2% of the cases (Miller & Johnstone, 2001).

However, Yang et al. (2009) analyzed, using PCR in paraffin sections, 167 patients with oral leukoplakia, including 12 who had malignant transformation from the pre-existing oral leukoplakia. The HPV prevalence in patients with oral leukoplakia was approximately 22.8%, and the most prevalent viral strain was HPV-18 (78.9%). This research also suggested that HPV in oral leukoplakia is not a prognostic indicator of malignant transformation.

Ostwald et al. (2003) examined 72 oral leukoplakia for the presence of HPV 6/11, 16 and 18 DNA through PCR/Southern blot hybridization. The HPV DNA was found in 16/72 (22.2%) leukoplakias, and HPV 16 and 18 DNA were present in 12/72 (16.7%) leukoplakias, being 11.1% the detection rate of HPV 6/11.

In a case-control study, the HPV presence was found in 62.5% of the verrucous leukoplakias, 45.5% of the homogeneous leukoplakias and in 12.5% of the nodular leukoplakias (Nielsen et al., 1996).

Epidemiology of HPV in Head and Neck Cancer 205

Cancers involving the oral cavity account for 2–3% of all malignancies and the tongue is the subsite with the highest incidence of cancer in the oral cavity (Silverman Jr, 2001). The tongue may be the first site of exposure to viral microorganisms in the aerodigestive tract and oral tongue cancer could be susceptible to HPV exposure, directly or indirectly. The prevalence of HPV in oral tongue cancer is extremely diverse, ranging from 0% to 100% in the literature, and the prevalence of HPV in HNSCC is not uncommon (Bouda et al., 2000, Gillison et al., 2001, Matzow , 1998, Ringström , 2002). The markedly different reports of prevalence of HPV in oral tongue cancer may be due to: mixed samples with the oropharynx; methodological differences for detecting HPV, including less accurate methods;

various tumour stages and racial and geographical differences between the studies.

each and multiple infections were not found in these cases.

provide prognostic significance in patients with OSCC.

Fig. 4. Oral cancer in tongue.

**3.2.3 Pharynx** 

**3.2.3.1 Oropharynx** 

In a study made in the Republic of Korea for Lee et al. (2010), HPV prevalence in early oral tongue cancer was 36% (13/36). In the HPV-positive tumours, 11 cases (84.8%) were infected with HPV-16 and the others were infected with non-16 highrisk type and low-risk type HPV

Sugiyama et al. (2007) examined 66 oral squamous cell carcinomas (OSCCs) for human papillomavirus-16 (HPV-16) infection to evaluate its prognostic significance. Cox regression analysis of 5-year survival demonstrated that patients without nodal metastasis or with intratumoural HPV-16 showed better prognoses compared with each counterpart. In Kaplan-Meier survival analysis, nodal status but not HPV-16 status was statistically significant. The 5-year survival rate of HPV-16 positive patients without nodal metastasis (94%) was extremely high, compared with that of HPV-16 negative patients with nodal metastasis (25%). These results suggest that HPV-16 status as well as nodal status may

The oropharynx is the predominant site where HPV-induced squamous cell carcinomas develop (Braakhuis et al., 2009). This region of interest for HPV infection comprises

Fig. 3. Leukoplakia in buccal.

### **3.2.2 Oral cavity and lips**

Clinical presentation of oral cancer is highly variable. On clinical examination, oral SCC lesions may be preceded by mucosal alterations with histologically detectable dysplastic changes. However, a malignancy involving a complex genetic process may also occur directly "de novo" without any pre-existing clinically detectable mucosal changes. All head and neck carcinomas tend to be diagnosed late because there is no pain until the late stages. Thus, the overall survival is only 40–50% (Johnson et al., 1991; Berrino et al., 1999; Franceschi et al., 2000).

Studies that support a causal relationship between HPV and OSCC include: a consistent detection of HPV DNA in tumor specimens (Hansson et al., 2005); E6/E7 viral oncogene expression in oral lesions (Braakhuis et al., 2004); the requirement of oral carcinoma cell lines to express E6/E7, to maintain a malignant phenotype; and epidemiological data highlighting HPV infection as a risk factor for the development of OSCC (Ragin et al., 2007). At least three proteins (E5, E6, E7) coded by the high-risk HPVs, which are expressed throughout the viral life cycle, are considered oncogenic, due to their transforming and growth-stimulating properties. These proteins have the ability to deregulate tumor suppressor function by binding to and abrogating the functions of p21 (Tsai & Chen., 2003), p53 (Camus, 2007), and pRb (Huh et al.,2007) proteins, resulting in defects in apoptosis, DNA repair, cell cycle control, and eventually leading to cellular immortalization.

Oliveira et al. (2009) showed that the presence of HPV DNA by PCR was detected in only 29.5% of OSCC cases, 80.8% of which were identified for HPV 18. Although this investigation have detected only 29.5% of HR-HPV DNA in OSCC, it is possible that this virus contribute to the development of some case of this tumor. Furthermore, it seems that the immunohistochemical expression of p53 and bcl-2 and the presence of HPV DNA are independent events in OSCC.

Human Papillomavirus and Related Diseases 204 – From Bench to Bedside – A Clinical Perspective

Clinical presentation of oral cancer is highly variable. On clinical examination, oral SCC lesions may be preceded by mucosal alterations with histologically detectable dysplastic changes. However, a malignancy involving a complex genetic process may also occur directly "de novo" without any pre-existing clinically detectable mucosal changes. All head and neck carcinomas tend to be diagnosed late because there is no pain until the late stages. Thus, the overall survival is only 40–50% (Johnson et al., 1991; Berrino et al., 1999;

Studies that support a causal relationship between HPV and OSCC include: a consistent detection of HPV DNA in tumor specimens (Hansson et al., 2005); E6/E7 viral oncogene expression in oral lesions (Braakhuis et al., 2004); the requirement of oral carcinoma cell lines to express E6/E7, to maintain a malignant phenotype; and epidemiological data highlighting HPV infection as a risk factor for the development of OSCC (Ragin et al., 2007). At least three proteins (E5, E6, E7) coded by the high-risk HPVs, which are expressed throughout the viral life cycle, are considered oncogenic, due to their transforming and growth-stimulating properties. These proteins have the ability to deregulate tumor suppressor function by binding to and abrogating the functions of p21 (Tsai & Chen., 2003), p53 (Camus, 2007), and pRb (Huh et al.,2007) proteins, resulting in defects in apoptosis,

DNA repair, cell cycle control, and eventually leading to cellular immortalization.

Oliveira et al. (2009) showed that the presence of HPV DNA by PCR was detected in only 29.5% of OSCC cases, 80.8% of which were identified for HPV 18. Although this investigation have detected only 29.5% of HR-HPV DNA in OSCC, it is possible that this virus contribute to the development of some case of this tumor. Furthermore, it seems that the immunohistochemical expression of p53 and bcl-2 and the presence of HPV DNA are

Fig. 3. Leukoplakia in buccal.

**3.2.2 Oral cavity and lips** 

Franceschi et al., 2000).

independent events in OSCC.

Cancers involving the oral cavity account for 2–3% of all malignancies and the tongue is the subsite with the highest incidence of cancer in the oral cavity (Silverman Jr, 2001). The tongue may be the first site of exposure to viral microorganisms in the aerodigestive tract and oral tongue cancer could be susceptible to HPV exposure, directly or indirectly. The prevalence of HPV in oral tongue cancer is extremely diverse, ranging from 0% to 100% in the literature, and the prevalence of HPV in HNSCC is not uncommon (Bouda et al., 2000, Gillison et al., 2001, Matzow , 1998, Ringström , 2002). The markedly different reports of prevalence of HPV in oral tongue cancer may be due to: mixed samples with the oropharynx; methodological differences for detecting HPV, including less accurate methods; various tumour stages and racial and geographical differences between the studies.

In a study made in the Republic of Korea for Lee et al. (2010), HPV prevalence in early oral tongue cancer was 36% (13/36). In the HPV-positive tumours, 11 cases (84.8%) were infected with HPV-16 and the others were infected with non-16 highrisk type and low-risk type HPV each and multiple infections were not found in these cases.

Sugiyama et al. (2007) examined 66 oral squamous cell carcinomas (OSCCs) for human papillomavirus-16 (HPV-16) infection to evaluate its prognostic significance. Cox regression analysis of 5-year survival demonstrated that patients without nodal metastasis or with intratumoural HPV-16 showed better prognoses compared with each counterpart. In Kaplan-Meier survival analysis, nodal status but not HPV-16 status was statistically significant. The 5-year survival rate of HPV-16 positive patients without nodal metastasis (94%) was extremely high, compared with that of HPV-16 negative patients with nodal metastasis (25%). These results suggest that HPV-16 status as well as nodal status may provide prognostic significance in patients with OSCC.

Fig. 4. Oral cancer in tongue.

### **3.2.3 Pharynx**

### **3.2.3.1 Oropharynx**

The oropharynx is the predominant site where HPV-induced squamous cell carcinomas develop (Braakhuis et al., 2009). This region of interest for HPV infection comprises

Epidemiology of HPV in Head and Neck Cancer 207

study suggested that the incidence of HPV-positive cancers is still increasing in Stockholm, and also an epidemic of a virus-induced carcinoma, with soon practically all tonsillar SCC

A study developed in the United States in the state of Colorado through PCR observed an increase of oropharyngeal cancer in males from 2.54 per 100,000 to 3.47 or 36.6%. Of the 72 cases, 50 (69%) were positive for HPV subtype 16. The ratio of HPV-positive to HPVnegative cases prior to 1995 was 0.72 (8:11), but it was 3.81 (42:11) afterwards. The survival was positively affected by HPV status, being 83% in the HPV-positive patients and 15% in

A research in Puerto Rico evaluated through PCR 118 head and neck squamous cell carcinoma, and 16 cases were found in the oropharynx. Furthermore, in 52 patients, HPV16 was detected, being 19% or 10 cases in oropharynx that had a slightly higher incidence of

In Australia, a study involving 86 tonsil cancers analyzed the HPV status through PCR and immunohistochemistry. The HPV status could be established in 67 of the tumors, and 31

Overall, the percentage of HPV-positive oropharyngeal carcinomas varies among different reports, which is not only explained by the varying inclusion of tumors from different anatomic sublocations among studies (van Monsjou et al., 2010). Therefore, further

Nasopharyngeal carcinoma (NPC) is a tumor that arises in the epithelium surface of the posterior nasopharynx and shows a peculiar geographic and ethnic distribution (Parkin et al., 1997). Despite the strong association with Epstein-Barr virus (EBV), the human papillomavirus (HPV) has also been linked as a cofactor for the development of

Although NPC is rare in most populations, it is a leading form of cancer in a few welldefined populations, including natives of southern China, Southeast Asia, the Arctic, and the Middle East/North Africa. Thus, the distinctive racial/ethnic and geographic distribution of NPC worldwide suggests that both environmental factors and genetic traits

In North Africa, 70 Moroccan patients with NPC were screened for EBV and HPV. The EBV was detected in all NPC tumors, whereas HPV DNA was revealed in 34% of cases (24/70). Molecular analysis showed that 20.8% (5/24) were infected with HPV31, and the remaining were infected with other oncogenic types (i.e., HPV59, 16, 18, 33, 35 and 45). The mean age of HPV-positive patients was 37.3, whereas the mean age of HPV-negative cases was 43.0 years old. Nonetheless, the statistical analysis showed that there's no association between sex or age and HPV infection. The study revealed that EBV is commonly associated with NPC in Moroccan patients and that NPC tumors from Moroccan patients harbor high-risk

In Iran, a retrospective study analyzed the prevalence of EBV and HPV infection subtypes 6/11 and 16/18 in 20 patients with NPC. Thus, 16 cases were classified as undifferentiated carcinoma (WHO type III) and 4 as non-keratinizing SCC (WHO type II). About the HPV

(46%) of these were HPV-positive, predominantly (28/31) for HPV16 (Li et al., 2003).

standardized seroepidemiologic studies are important to answer some questions.

being HPV positive, as in cervical cancer (Nasman et al., 2009).

the HPV-negative group (Ernster et al., 2007).

nasopharyngeal carcinoma (Punwaney et al., 1999).

contribute to its development (Chang & Adami, 2006).

HPV genotypes (Laantri et al., 2011).

HPV16 DNA (Báez et al., 2004).

**3.2.3.2 Nasopharynx** 

predominantly the vallecula, walls of the oropharynx, and in particular the tonsils (Kreimer et al., 2005).

In some countries, such as the United States and the Netherlands, the incidence of oropharyngeal cancer is increasing (Braakhuis et al., 2009; Ernster et al., 2007), and it represents an emerging public health problem (St Guily et al., 2011). One potential way to explain this increase would be to demonstrate an increasing prevalence of oncogenic HPV in palatine or lingual tonsil tissue over time (Ernster et al., 2009).

Studies found a strong association between oropharynx cancers and HPV infection, with detection rates of 50% or more (Hammarstead et al., 2006; Klussmann et al., 2001; Venuti et al., 2004; Paz et al., 1997). The biological explanation for why the prevalence of HPV is higher in tumors from the oropharynx compared with other sites in the head and neck remains unclear (Kreimer et al., 2005). However, it is possibly explained because of "specific virus-tissue interactions" (Kreimer et al., 2005) that allow a facilitated viral access to basal mucosal cells in the tonsillar crypts and an apparent predilection for this anatomic site for transformation by HPVs, analogous to the cervical transformation zone (Vidal & Gillison, 2008).

In a systematic review of HNSCC biopsies that employed PCR-based methods to detect and genotype HPV, Kreimer et al. (2005) observed a HPV prevalence significantly higher in oropharyngeal squamous cell carcinomas (35.6% of 969) than in oral squamous cell carcinomas (23.5% of 2,642) or laryngeal squamous cell carcinomas (24.0% of 1,435). Furthermore, the human papillomavirus type 16 was found in a larger majority of HPVpositive oropharyngeal squamous cell carcinomas (86.7%). However, the HPV18 infection was rare in HPV-positive oropharyngeal SCCs (2.8%) compared with other head and neck sites. Aside from HPV16 and HPV18, other oncogenic HPVs were rarely detected in oropharynx. This research also found geographic differences in HPV-positivity of oropharyngeal carcinomas possibly linked to differences in HPV exposure or variation in host susceptibility factors among countries.

From a literature review worldwide, Syrjänen (2004) identified 422 tonsillar SCCs and 51% of these tumors contained HPV DNA. The HPV 16 was the most frequent type, identified in 84% of the 216 HPV DNA-positive tumors, but also the low-risk HPV types 6/11 DNA have been detected in 3% of the HPV-positive carcinomas, and the following HPV types have been detected in occasional tonsillar carcinomas: HPV 5, 12, 31, 35, and 59.

In a research developed in France, the overall HPV prevalence was 57% in tonsil cancers, and was significantly higher in female than in male cases (28/35 versus 78/150 in tonsil cases). Among HPV positive samples, HPV 16 was found in 89% of tonsil cases, and all other HPV types had prevalence below 5% (St Guily et al., 2011).

In Norway, a study with 137 patients about the prevalence of HPV with tonsillar carcinomas observed HPV infection in 52% of the tumors being the HPV-16 the most frequent subtype (87%). Furthermore, the study showed that the survival of the HPV-positive group was significantly better in males (Hannisdal et al., 2010).

In Stockholm, 98 pretreatment biopsies of tonsillar squamous cell carcinoma were analyzed. The HPV DNA was present in 83 cases (85%) of the tonsillar SCC biopsies and 77 of these were HPV-16 positive. HPV-16 E6 and E7 RNA were found in 98% of 52 HPV-16 positive cases analyzed. In addition, the incidence rate of HPV-positive tumors almost doubled each decade between 1970 and 2007, in parallel with a decline of HPV-negative tumors. The Human Papillomavirus and Related Diseases 206 – From Bench to Bedside – A Clinical Perspective

predominantly the vallecula, walls of the oropharynx, and in particular the tonsils (Kreimer

In some countries, such as the United States and the Netherlands, the incidence of oropharyngeal cancer is increasing (Braakhuis et al., 2009; Ernster et al., 2007), and it represents an emerging public health problem (St Guily et al., 2011). One potential way to explain this increase would be to demonstrate an increasing prevalence of oncogenic HPV in

Studies found a strong association between oropharynx cancers and HPV infection, with detection rates of 50% or more (Hammarstead et al., 2006; Klussmann et al., 2001; Venuti et al., 2004; Paz et al., 1997). The biological explanation for why the prevalence of HPV is higher in tumors from the oropharynx compared with other sites in the head and neck remains unclear (Kreimer et al., 2005). However, it is possibly explained because of "specific virus-tissue interactions" (Kreimer et al., 2005) that allow a facilitated viral access to basal mucosal cells in the tonsillar crypts and an apparent predilection for this anatomic site for transformation by

In a systematic review of HNSCC biopsies that employed PCR-based methods to detect and genotype HPV, Kreimer et al. (2005) observed a HPV prevalence significantly higher in oropharyngeal squamous cell carcinomas (35.6% of 969) than in oral squamous cell carcinomas (23.5% of 2,642) or laryngeal squamous cell carcinomas (24.0% of 1,435). Furthermore, the human papillomavirus type 16 was found in a larger majority of HPVpositive oropharyngeal squamous cell carcinomas (86.7%). However, the HPV18 infection was rare in HPV-positive oropharyngeal SCCs (2.8%) compared with other head and neck sites. Aside from HPV16 and HPV18, other oncogenic HPVs were rarely detected in oropharynx. This research also found geographic differences in HPV-positivity of oropharyngeal carcinomas possibly linked to differences in HPV exposure or variation in

From a literature review worldwide, Syrjänen (2004) identified 422 tonsillar SCCs and 51% of these tumors contained HPV DNA. The HPV 16 was the most frequent type, identified in 84% of the 216 HPV DNA-positive tumors, but also the low-risk HPV types 6/11 DNA have been detected in 3% of the HPV-positive carcinomas, and the following HPV types have

In a research developed in France, the overall HPV prevalence was 57% in tonsil cancers, and was significantly higher in female than in male cases (28/35 versus 78/150 in tonsil cases). Among HPV positive samples, HPV 16 was found in 89% of tonsil cases, and all

In Norway, a study with 137 patients about the prevalence of HPV with tonsillar carcinomas observed HPV infection in 52% of the tumors being the HPV-16 the most frequent subtype (87%). Furthermore, the study showed that the survival of the HPV-positive group was

In Stockholm, 98 pretreatment biopsies of tonsillar squamous cell carcinoma were analyzed. The HPV DNA was present in 83 cases (85%) of the tonsillar SCC biopsies and 77 of these were HPV-16 positive. HPV-16 E6 and E7 RNA were found in 98% of 52 HPV-16 positive cases analyzed. In addition, the incidence rate of HPV-positive tumors almost doubled each decade between 1970 and 2007, in parallel with a decline of HPV-negative tumors. The

palatine or lingual tonsil tissue over time (Ernster et al., 2009).

host susceptibility factors among countries.

HPVs, analogous to the cervical transformation zone (Vidal & Gillison, 2008).

been detected in occasional tonsillar carcinomas: HPV 5, 12, 31, 35, and 59.

other HPV types had prevalence below 5% (St Guily et al., 2011).

significantly better in males (Hannisdal et al., 2010).

et al., 2005).

study suggested that the incidence of HPV-positive cancers is still increasing in Stockholm, and also an epidemic of a virus-induced carcinoma, with soon practically all tonsillar SCC being HPV positive, as in cervical cancer (Nasman et al., 2009).

A study developed in the United States in the state of Colorado through PCR observed an increase of oropharyngeal cancer in males from 2.54 per 100,000 to 3.47 or 36.6%. Of the 72 cases, 50 (69%) were positive for HPV subtype 16. The ratio of HPV-positive to HPVnegative cases prior to 1995 was 0.72 (8:11), but it was 3.81 (42:11) afterwards. The survival was positively affected by HPV status, being 83% in the HPV-positive patients and 15% in the HPV-negative group (Ernster et al., 2007).

A research in Puerto Rico evaluated through PCR 118 head and neck squamous cell carcinoma, and 16 cases were found in the oropharynx. Furthermore, in 52 patients, HPV16 was detected, being 19% or 10 cases in oropharynx that had a slightly higher incidence of HPV16 DNA (Báez et al., 2004).

In Australia, a study involving 86 tonsil cancers analyzed the HPV status through PCR and immunohistochemistry. The HPV status could be established in 67 of the tumors, and 31 (46%) of these were HPV-positive, predominantly (28/31) for HPV16 (Li et al., 2003).

Overall, the percentage of HPV-positive oropharyngeal carcinomas varies among different reports, which is not only explained by the varying inclusion of tumors from different anatomic sublocations among studies (van Monsjou et al., 2010). Therefore, further standardized seroepidemiologic studies are important to answer some questions.

### **3.2.3.2 Nasopharynx**

Nasopharyngeal carcinoma (NPC) is a tumor that arises in the epithelium surface of the posterior nasopharynx and shows a peculiar geographic and ethnic distribution (Parkin et al., 1997). Despite the strong association with Epstein-Barr virus (EBV), the human papillomavirus (HPV) has also been linked as a cofactor for the development of nasopharyngeal carcinoma (Punwaney et al., 1999).

Although NPC is rare in most populations, it is a leading form of cancer in a few welldefined populations, including natives of southern China, Southeast Asia, the Arctic, and the Middle East/North Africa. Thus, the distinctive racial/ethnic and geographic distribution of NPC worldwide suggests that both environmental factors and genetic traits contribute to its development (Chang & Adami, 2006).

In North Africa, 70 Moroccan patients with NPC were screened for EBV and HPV. The EBV was detected in all NPC tumors, whereas HPV DNA was revealed in 34% of cases (24/70). Molecular analysis showed that 20.8% (5/24) were infected with HPV31, and the remaining were infected with other oncogenic types (i.e., HPV59, 16, 18, 33, 35 and 45). The mean age of HPV-positive patients was 37.3, whereas the mean age of HPV-negative cases was 43.0 years old. Nonetheless, the statistical analysis showed that there's no association between sex or age and HPV infection. The study revealed that EBV is commonly associated with NPC in Moroccan patients and that NPC tumors from Moroccan patients harbor high-risk HPV genotypes (Laantri et al., 2011).

In Iran, a retrospective study analyzed the prevalence of EBV and HPV infection subtypes 6/11 and 16/18 in 20 patients with NPC. Thus, 16 cases were classified as undifferentiated carcinoma (WHO type III) and 4 as non-keratinizing SCC (WHO type II). About the HPV

Epidemiology of HPV in Head and Neck Cancer 209

was called ''larynx cancers'' or laryngeal squamous cell carcinomas (SCCs) in accordance to

Most malignancies in the larynx are squamous cell carcinomas (>90%). Similar to oral and pharyngeal cancers, multiple case series have reported prevalences of HPV DNA in laryngeal cancer (Herrero, 2003). Although the association and clinical significance of human papillomavirus (HPV) infections with a subset of head and neck cancers, particularly for oropharyngeal carcinoma, has recently been well documented, the involvement of HPV

In a systematic review worldwide comprising 1,435 cases (1,222 of larynx and 213 of hypopharynx cancers), the overall HPV prevalence was of 24% in laryngeal SCCs. The HPV was detected in 21.3%, 13.8%, and 38.2% of SCCs of the larynx from Europe, North America, and Asia, respectively. In addition, the HPV16 was the most common type detected in samples accounted for 69.2% of all HPV-positive laryngeal SCCs, followed by HPV18

A study of Syrjänen & Syrjänen (2000) involving 1,252 cases had a detection rate of 25% for HPV DNA in 313 samples. Furthermore, the HPV 16 was the single most common HPV type

In the United States, 21 hypopharynx cases and 86 larynx cases were evaluated through PCR, Southern blot hybridization and *in situ* hybridization. Thus, the HPV positivity was identified in 10% of hypopharynx samples and 19% of larynx samples (Gillison et al., 2000). In Poland, the HPV 16 DNA presence was analyzed using PCR technique in 72 samples of laryngeal carcinoma. The human papillomavirus was detected in 26 (36.1%) of the 72 patients. However, there was no statistically significant correlation HPV positivity and

In France, the human papillomavirus was detected in 5% in larynx squamous cell carcinoma,

In Belgium, the laryngeal squamous cell carcinomas were evaluated for the presence of HPV DNA through E6/E7 type-specific PCR, and 75% of patients (44 out of 59) presented high-

In the Puerto Rican population, of 118 head and neck squamous cell carcinoma evaluated through PCR, the larynx was the most common site affected (52 out of 118). Separately, the HPV 16 detected in larynx was 85.7% and 55.6% in hypopharynx. When aggregated, the hypopharynx and larynx showed 56% (29 cases) of all HPV16 DNA detected in the study

In Northeast China, 102 patients with laryngeal squamous cell carcinomas were examined for HPV DNA. The HPV DNA was found in 60 cases (58.8%), being the HPV-16, -18, -6, -11, and -33 DNA detected in 30 cases, 22 cases, 25 cases, 2 cases and 1 case, respectively. Moreover, co-infection either with HPV-6 and -16 or with HPV-6 and -18 was detected in 20

A retrospective study examining early larynx malignancies from 38 patients detected a rate of 16% in HPV DNA, and the HPV types 16, 26, 31, 39, and 52 were identified. Although the

detected in these lesions, with other high-risk types being occasionally reported.

clinical-pathological features of the group analyzed (Morshed et al., 2005).

risk HPV types with a high prevalence of HPV-16 (Duray et al., 2011).

cases (33.3% of HPV DNA-positive cases) (Ma et al., 1998).

and no patient analyzed had p53 gene mutations in cancer cells (Fouret et al., 1997).

in laryngeal cancer has been inadequately evaluated (Torrente et al., 2011).

detected in 3.9% of cases (Kreimer et al., 2005).

Kreimer et al. (2005). **3.2.3.4 Larynx cancers** 

(Báez et al., 2004).

infection, two of 20 NPC (10%) contained HPV 6/11 sequences and two of 20 NPC (10%) contained HPV 16/18 sequences, and combined EBV and HPV infection was detected in 3 of the 20 (15%) patients (Mirzamani et al., 2006).

A research involving North Americans with NPC showed that five (5.6%) of 89 cases had nasopharyngeal carcinoma, all with non-keratinizing histology. Of the 5 patients with NPC, 4 (80%) were HPV-positive for subtypes 16 (1 patient), 18 (2 patients), and 59 (1 patient). All 4 cases were white North Americans with age ranging between 58-76 years old. Therefore, it suggests that HPV may be the etiologic factor in some EBV-negative, nonkeratinizing NPCs among whites (Maxwell et al., 2010).

An investigation developed by Punwaney et al. (1999) with 30 patients (6 Caucasian Americans, 1 Chinese American, 14 and 9 patients from Korea and China, respectively) found in 7 (23%) HPV sequences. The human papillomavirus appears to be uncommonly (17%) associated with NPC in patients from the Far East and was detected more often (50%) in NPC from American Caucasian patients. There appears to be a broad profile in the relationship between HPV, EBV, and NPC histologic subtype. However, strong conclusions are not possible because of a low number of American Caucasian cases studied.

In Hong Kong Chinese people, 16 of nasopharyngeal were examined for the presence of HPV 16 and 18 using PCR on paraffin-wax-embedded biopsy specimens. However, no DNA of either human papillomavirus subtype was detected. The number of cases in this series was small, and further studies are warranted using fresh biopsy material and including other viral subtypes (Dickens et al., 1992).

Singhi et al. (2011) analyzed 45 carcinomas of the nasopharynx through immunohistochemistry and *in situ* hybridization for EBV and HPV. In this series, only 4 cases (9%) were HPV-positive being all these specimens EBV-negative. The HPV was more likely to be detected in carcinomas from white patients than non-white patients (16% vs 0%), and in 3 HPV-positive patients, there was the finding of an extension into the oropharynx.

Further studies are still required to associate the coexistence of EBV and HPV in the development of nasopharyngeal carcinomas (Mirzamani et al., 2006; Tyan et al., 1993). Moreover, epidemiology studies would also be of interest to determine whether the incidence of HPV-positive NPC is increasing in concert with the increased frequency of HPV-positive oropharyngeal cancers (Maxwell et al., 2010).

### **3.2.3.3 Larynx and hypopharynx**

The larynx is among the most significant anatomic sites in terms of HPV involvement, exceeded in clinical importance perhaps only by the genital tract and skin infections (Syrjänen, 2005). However, the HPV role in anatomic sites in the upper aerodigestive tract such as the larynx is less clear (Herrero, 2003), and data on HPV involvement in preneoplastic and neoplastic lesions of the larynx and other locations are limited and conflicting (Gorgoulis et al., 1999).

The hypopharynx comprises the postcricoid region, hypopharyngeal region of the aryepiglottic fold, and posterior wall of the hypopharynx (Kreimer et al., 2005). Unfortunately, there are few researches involving only hypopharynx in association with HPV presence in the literature. In this chapter, the hypopharynx and larynx were combined because of few reports observed in hypopharynx with HPV involvement and for the reason that some manuscripts aggregated these anatomical sites. Therefore, this group of diseases was called ''larynx cancers'' or laryngeal squamous cell carcinomas (SCCs) in accordance to Kreimer et al. (2005).

### **3.2.3.4 Larynx cancers**

Human Papillomavirus and Related Diseases 208 – From Bench to Bedside – A Clinical Perspective

infection, two of 20 NPC (10%) contained HPV 6/11 sequences and two of 20 NPC (10%) contained HPV 16/18 sequences, and combined EBV and HPV infection was detected in 3 of

A research involving North Americans with NPC showed that five (5.6%) of 89 cases had nasopharyngeal carcinoma, all with non-keratinizing histology. Of the 5 patients with NPC, 4 (80%) were HPV-positive for subtypes 16 (1 patient), 18 (2 patients), and 59 (1 patient). All 4 cases were white North Americans with age ranging between 58-76 years old. Therefore, it suggests that HPV may be the etiologic factor in some EBV-negative, nonkeratinizing NPCs

An investigation developed by Punwaney et al. (1999) with 30 patients (6 Caucasian Americans, 1 Chinese American, 14 and 9 patients from Korea and China, respectively) found in 7 (23%) HPV sequences. The human papillomavirus appears to be uncommonly (17%) associated with NPC in patients from the Far East and was detected more often (50%) in NPC from American Caucasian patients. There appears to be a broad profile in the relationship between HPV, EBV, and NPC histologic subtype. However, strong conclusions

In Hong Kong Chinese people, 16 of nasopharyngeal were examined for the presence of HPV 16 and 18 using PCR on paraffin-wax-embedded biopsy specimens. However, no DNA of either human papillomavirus subtype was detected. The number of cases in this series was small, and further studies are warranted using fresh biopsy material and including

Singhi et al. (2011) analyzed 45 carcinomas of the nasopharynx through immunohistochemistry and *in situ* hybridization for EBV and HPV. In this series, only 4 cases (9%) were HPV-positive being all these specimens EBV-negative. The HPV was more likely to be detected in carcinomas from white patients than non-white patients (16% vs 0%), and in 3 HPV-positive patients, there was the finding of an extension into the oropharynx. Further studies are still required to associate the coexistence of EBV and HPV in the development of nasopharyngeal carcinomas (Mirzamani et al., 2006; Tyan et al., 1993). Moreover, epidemiology studies would also be of interest to determine whether the incidence of HPV-positive NPC is increasing in concert with the increased frequency of

The larynx is among the most significant anatomic sites in terms of HPV involvement, exceeded in clinical importance perhaps only by the genital tract and skin infections (Syrjänen, 2005). However, the HPV role in anatomic sites in the upper aerodigestive tract such as the larynx is less clear (Herrero, 2003), and data on HPV involvement in preneoplastic and neoplastic lesions of the larynx and other locations are limited and

The hypopharynx comprises the postcricoid region, hypopharyngeal region of the aryepiglottic fold, and posterior wall of the hypopharynx (Kreimer et al., 2005). Unfortunately, there are few researches involving only hypopharynx in association with HPV presence in the literature. In this chapter, the hypopharynx and larynx were combined because of few reports observed in hypopharynx with HPV involvement and for the reason that some manuscripts aggregated these anatomical sites. Therefore, this group of diseases

are not possible because of a low number of American Caucasian cases studied.

the 20 (15%) patients (Mirzamani et al., 2006).

among whites (Maxwell et al., 2010).

other viral subtypes (Dickens et al., 1992).

**3.2.3.3 Larynx and hypopharynx** 

conflicting (Gorgoulis et al., 1999).

HPV-positive oropharyngeal cancers (Maxwell et al., 2010).

Most malignancies in the larynx are squamous cell carcinomas (>90%). Similar to oral and pharyngeal cancers, multiple case series have reported prevalences of HPV DNA in laryngeal cancer (Herrero, 2003). Although the association and clinical significance of human papillomavirus (HPV) infections with a subset of head and neck cancers, particularly for oropharyngeal carcinoma, has recently been well documented, the involvement of HPV in laryngeal cancer has been inadequately evaluated (Torrente et al., 2011).

In a systematic review worldwide comprising 1,435 cases (1,222 of larynx and 213 of hypopharynx cancers), the overall HPV prevalence was of 24% in laryngeal SCCs. The HPV was detected in 21.3%, 13.8%, and 38.2% of SCCs of the larynx from Europe, North America, and Asia, respectively. In addition, the HPV16 was the most common type detected in samples accounted for 69.2% of all HPV-positive laryngeal SCCs, followed by HPV18 detected in 3.9% of cases (Kreimer et al., 2005).

A study of Syrjänen & Syrjänen (2000) involving 1,252 cases had a detection rate of 25% for HPV DNA in 313 samples. Furthermore, the HPV 16 was the single most common HPV type detected in these lesions, with other high-risk types being occasionally reported.

In the United States, 21 hypopharynx cases and 86 larynx cases were evaluated through PCR, Southern blot hybridization and *in situ* hybridization. Thus, the HPV positivity was identified in 10% of hypopharynx samples and 19% of larynx samples (Gillison et al., 2000).

In Poland, the HPV 16 DNA presence was analyzed using PCR technique in 72 samples of laryngeal carcinoma. The human papillomavirus was detected in 26 (36.1%) of the 72 patients. However, there was no statistically significant correlation HPV positivity and clinical-pathological features of the group analyzed (Morshed et al., 2005).

In France, the human papillomavirus was detected in 5% in larynx squamous cell carcinoma, and no patient analyzed had p53 gene mutations in cancer cells (Fouret et al., 1997).

In Belgium, the laryngeal squamous cell carcinomas were evaluated for the presence of HPV DNA through E6/E7 type-specific PCR, and 75% of patients (44 out of 59) presented highrisk HPV types with a high prevalence of HPV-16 (Duray et al., 2011).

In the Puerto Rican population, of 118 head and neck squamous cell carcinoma evaluated through PCR, the larynx was the most common site affected (52 out of 118). Separately, the HPV 16 detected in larynx was 85.7% and 55.6% in hypopharynx. When aggregated, the hypopharynx and larynx showed 56% (29 cases) of all HPV16 DNA detected in the study (Báez et al., 2004).

In Northeast China, 102 patients with laryngeal squamous cell carcinomas were examined for HPV DNA. The HPV DNA was found in 60 cases (58.8%), being the HPV-16, -18, -6, -11, and -33 DNA detected in 30 cases, 22 cases, 25 cases, 2 cases and 1 case, respectively. Moreover, co-infection either with HPV-6 and -16 or with HPV-6 and -18 was detected in 20 cases (33.3% of HPV DNA-positive cases) (Ma et al., 1998).

A retrospective study examining early larynx malignancies from 38 patients detected a rate of 16% in HPV DNA, and the HPV types 16, 26, 31, 39, and 52 were identified. Although the

Epidemiology of HPV in Head and Neck Cancer 211

**LOCATION METHOD\* HPV** 

(2004) Puerto Rico PCR HPV-16 10/16 62,5%

(2011) Morocco PCR HPV-31 5/70 7,1%

(1992) Hong Kong PCR none 0/16 0%

al. (2005) Poland PCR HPV-16 26/72 36.1%

(1998) Northeast China PCR, SB, and IHC HPV-16 30/102 29,4%

(2003) Germany PCR, SB HPV-

\*Abbreviations: PCR = Polymerase chain reaction, RT-PCR = Real Time PCR, IHC = Immunohistochemistry, SB = Southern Blotting, ISH = *In situ* hybridization.

Table 2. Prevalence of HPV in lesions of the head and neck.

India, Italy, ??? PCR, ??? HPV-16 9/32 28,1%

PCR-based HPV testing methods

**TYPE\*\***

HPV-6/11; HPV-16/18 **POSITIVE/ CASES %** 

> 2/20; 2/20

HPV-16 238/1,435 16,6%

16/18 12/72 16.7%

10%; 10%

**GEOGRAPHIC** 

al. (2006) Iran ISH

Canada, Cuba, Denmark, Finland, France, Germany, Greece, India, Italy, Japan, Netherlands, Norway, Spain, Slovenia, Sweden, Switzerland, United Kingdom, United States

**AUTHORS (YEAR)** 

Báez et al.

Laantri et al.

Mirzamani et

Dickens et al.

Kreimer et al. (2005)

Morshed et

Ma et al.

D'Costa et al. (1998), Giovannelli et al. (2002), Syrjänen & Syrjänen (2000)

Ostwald et al.

\*\*Most common HPV types found in studies.

**NASOPHARYNX**

**LARYNX AND HYPOPHARYNX**

**ERYTHROPLAKIA**

**LEUKOPLAKIA**

HPV-26 is related to uterine cervical cancer, the research found the first evidence of this subtype in a laryngeal carcinoma (Baumann et al., 2009).

Although several researches support the HPV presence in hypopharynx/larynx cancer with prevalences ranging of 13.8% to 38.2% (Kreimer et al., 2005), Ribeiro et al. (2011) observed in 78 fresh tissue biopsies a low prevalence of 3.8% in cases from Central Europe and Latin America. These wide variations in HPV prevalence which are reported may depend on the HPV diagnostic methodologies, especially in earlier studies (St Guily et al., 2010). Researches for the development of accurate, specific, and confirmatory methods for the detections of HPV in laryngeal squamous cell carcinoma are necessary, being standardized seroepidemiologic studies important to answer some questions.


Table 2. summarizes some researches of head and neck lesions with HPV involvement.

Human Papillomavirus and Related Diseases 210 – From Bench to Bedside – A Clinical Perspective

HPV-26 is related to uterine cervical cancer, the research found the first evidence of this

Although several researches support the HPV presence in hypopharynx/larynx cancer with prevalences ranging of 13.8% to 38.2% (Kreimer et al., 2005), Ribeiro et al. (2011) observed in 78 fresh tissue biopsies a low prevalence of 3.8% in cases from Central Europe and Latin America. These wide variations in HPV prevalence which are reported may depend on the HPV diagnostic methodologies, especially in earlier studies (St Guily et al., 2010). Researches for the development of accurate, specific, and confirmatory methods for the detections of HPV in laryngeal squamous cell carcinoma are necessary, being standardized

Table 2. summarizes some researches of head and neck lesions with HPV involvement.

**LOCATION METHOD\* HPV** 

PCR-based HPV testing methods

(2009) Brazil PCR HPV-18 21/88 23,9%

PCR-based HPV testing methods

INNO-LiPA HPV Genotypingextra test

(2009) Stockholm PCR HPV-16 77/98 78,6%

(2007) United States PCR HPV-16 50/72 69,4%

(2003) Australia PCR and IHC HPV-16 28/67 41,8%

**TYPE\*\***

HPV-16 423/

chip and RT-PCR HPV-16 11/36 30,6%

HPV-16 299/969 30,9%

HPV-16 94/185 50,8%

**POSITIVE/ CASES %** 

2,642 16%

subtype in a laryngeal carcinoma (Baumann et al., 2009).

seroepidemiologic studies important to answer some questions.

**GEOGRAPHIC** 

Australia, Canada, China, Cuba, Finland, France, Germany, India, Ireland, Italy, Japan, Korea, Netherlands, Norway, Poland, Spain, Slovenia, Sudan, Sweden, Switzerland, Taiwan, United Kingdom, United States, Venezuela

(2010) Republic of Korea HPV genotyping

Australia, Canada, Cuba, Finland, France, Germany, India, Ireland, Italy, Japan, Netherlands, Norway, Poland, Spain, Slovenia, Sudan, Sweden, Switzerland, United States

**AUTHORS (YEAR)** 

Kreimer et al. (2005)

Oliveira et al.

Lee et al.

Kreimer et al. (2005)

St Guily et al.

Nasman et al.

Ernster et al.

Li et al.

(2011) France

**ORAL CAVITY AND LIP**

**OROPHARYNX**


\*Abbreviations: PCR = Polymerase chain reaction, RT-PCR = Real Time PCR, IHC = Immunohistochemistry, SB = Southern Blotting, ISH = *In situ* hybridization. \*\*Most common HPV types found in studies.

Table 2. Prevalence of HPV in lesions of the head and neck.

Epidemiology of HPV in Head and Neck Cancer 213

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### **4. Conclusion**

The present review showed heterogeneous prevalence between different anatomical sites in HNSCC with HPV involvement around the world. These results must be interpreted with caution because most researches conducted for data on HPV and HNSCC have been, with rare exception, small (<100 cases). The methods employed for case identification have often been unclear, and it is difficult to differentiate studies that enrolled consecutive patients from studies that used alternative inclusion criteria. Moreover, poor quality of some biopsy specimens may also have affected the prevalence estimates with some false-negative findings (Kreimer et al., 2005).

Further standardized seroepidemiologic studies are important to answer some questions, among them the impact of HPV vaccination on HNSCC. Thus, epidemiology studies are interesting to determine whether the incidence of HPV-positive is increasing, mainly in sites frequently affected such as oropharynx, in particular the tonsils.

In conclusion, with a clear understanding of the prevalence of oncogenic HPV in specific populations, an estimate of the progression rate from HPV infection to HPV-positive carcinoma may be derived. This effort could help guide screening and prevention strategies in the future (Ernster et al., 2009), such as the development of screening programs, new therapeutic approaches and specific methods of prevention, especially in high incidence areas (Laantri et al., 2011).

### **5. Acknowledgements**

The authors are grateful to Mr. Abílio Borghi for the critical reading of the chapter.

### **6. References**


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The present review showed heterogeneous prevalence between different anatomical sites in HNSCC with HPV involvement around the world. These results must be interpreted with caution because most researches conducted for data on HPV and HNSCC have been, with rare exception, small (<100 cases). The methods employed for case identification have often been unclear, and it is difficult to differentiate studies that enrolled consecutive patients from studies that used alternative inclusion criteria. Moreover, poor quality of some biopsy specimens may also have affected the prevalence estimates with some false-negative

Further standardized seroepidemiologic studies are important to answer some questions, among them the impact of HPV vaccination on HNSCC. Thus, epidemiology studies are interesting to determine whether the incidence of HPV-positive is increasing, mainly in sites

In conclusion, with a clear understanding of the prevalence of oncogenic HPV in specific populations, an estimate of the progression rate from HPV infection to HPV-positive carcinoma may be derived. This effort could help guide screening and prevention strategies in the future (Ernster et al., 2009), such as the development of screening programs, new therapeutic approaches and specific methods of prevention, especially in high incidence

The authors are grateful to Mr. Abílio Borghi for the critical reading of the chapter.

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**10** 

**Implications of Human Papillomavirus** 

**Infections in the Biology of** 

 **Head and Neck Cancers** 

Descamps Géraldine1, Duray Anaëlle1, Delvenne Philippe2 and Saussez Sven1

 *University of Mons* 

*Belgium* 

*1Laboratory of Anatomy, Faculty of Medicine and Pharmacy,* 

*2Department of Pathology, CHU Sart-Tilman, University of Liège* 

Head and neck squamous cell carcinomas (HNSCCs) remain a significant cause of morbidity worldwide, with as many as 466831 and 168368 cases diagnosed in 2008 among men and women, respectively (Globocan, 2008; Grandis et al., 2004; Shah et al., 2003). HNSCCs constitute a collection of diseases that, despite their shared location and histology, can become different types of tumors that differ in pathogenesis, biology, sub-location and treatment and that can affect quality of life, including survival (Grandis et al., 2004; Shah et al., 2003). HNSCC patients in the early clinical stages (stages I and II) have similar survival rates, with a five-year survival between 70 and 90%, independent of the sub-location (Forastiere & Trotti, 1999). In contrast, HNSCC patients in the advanced clinical stages (stages III and IV) display completely different survival rates depending on the histological type of the tumor and its sub-location (Denis et al., 2004; Forastiere & Trotti, 1999). In 2008, Globocan data indicated that HNSCCs constituted the sixth and eighth most frequent cancer among men and women, respectively. Their frequency has varied over the last 20 years, with an increasing prevalence in women, which is highest in Europe, and a decreasing prevalence in men, which is highest in the USA. A comparison of global statistics with official data from Belgium reveals a strikingly increased incidence of HNSCCs in both sexes, with important regional differences. Indeed, Belgium has a higher incidence of HNSCC associated with smoking and alcohol consumption compared with other countries. In 2005, HNSCCs were the fourth most common cancer in men after prostate, lung and colorectal cancers and the eighth most common cancer in women after breast, colorectal, uterine, lung, melanoma, ovarian cancers and non-Hodgkin's lymphoma (Filleul et al., 2011). We can also observe inter-regional heterogeneity; in fact, the incidence is higher in men in Wallonia than in the Brussels region where the incidence of HNSCC in women rose. Finally, when we compare Belgian and French data, these cancers seem more frequent in French men than in

**1. Introduction 1.1 Epidemiology** 


### **Implications of Human Papillomavirus Infections in the Biology of Head and Neck Cancers**

Descamps Géraldine1, Duray Anaëlle1, Delvenne Philippe2 and Saussez Sven1 *1Laboratory of Anatomy, Faculty of Medicine and Pharmacy, University of Mons 2Department of Pathology, CHU Sart-Tilman, University of Liège Belgium* 

### **1. Introduction**

Human Papillomavirus and Related Diseases 220 – From Bench to Bedside – A Clinical Perspective

van Monsjou HS, Balm AJ, van den Brekel MM & Wreesmann VB (2010). Oropharyngeal

Venuti A, Badaracco G, Rizzo C, Mafera B, Rahimi S & Vigili M (2004). Presence of HPV in

Vidal L & Gillison ML (2008). Human papillomavirus in HNSCC: recognition of a distinct disease type. *Hematol Oncol Clin North Am. [Review],* Vol. 22, No. 6, pp. 1125-42 Watts DH, Koutsky LA, Holmes KK, Goldman D, Kuypers J, Kiviat NB et al. (1998). Low

Wiest T, Schwarz E, Enders C, Flechtenmacher C, Bosch FX (2002). Involvement of intact

and perturbed pRb cell cycle control. *Oncogene,* Vol. 21, pp.1510-1517 Yang SW, Lee YS, Chen TA, Wu CJ & Tsai CN (2009). Human papillomavirus in oral

cohort study. *Am J Obstet Gynecol*, Vol. 178, pp. 365-73

785

*Res*, Vol. 23, pp. 561-566

*Epidemiol,* Vol. 33, pp. 118-122

squamous cell carcinoma: a unique disease on the rise? *Oral Oncol,* Vol. 46, pp. 780-

head and neck tumours: high prevalence in tonsillar localization. *J Exp Clin Cancer* 

risk of perinatal transmission of human papillomavirus: results from a prospective

HPV16 E6/E7 gene expression in head and neck cancers with unaltered p53 status

leukoplakia is no prognostic indicator of malignant transformation. *Cancer* 

### **1.1 Epidemiology**

Head and neck squamous cell carcinomas (HNSCCs) remain a significant cause of morbidity worldwide, with as many as 466831 and 168368 cases diagnosed in 2008 among men and women, respectively (Globocan, 2008; Grandis et al., 2004; Shah et al., 2003). HNSCCs constitute a collection of diseases that, despite their shared location and histology, can become different types of tumors that differ in pathogenesis, biology, sub-location and treatment and that can affect quality of life, including survival (Grandis et al., 2004; Shah et al., 2003). HNSCC patients in the early clinical stages (stages I and II) have similar survival rates, with a five-year survival between 70 and 90%, independent of the sub-location (Forastiere & Trotti, 1999). In contrast, HNSCC patients in the advanced clinical stages (stages III and IV) display completely different survival rates depending on the histological type of the tumor and its sub-location (Denis et al., 2004; Forastiere & Trotti, 1999). In 2008, Globocan data indicated that HNSCCs constituted the sixth and eighth most frequent cancer among men and women, respectively. Their frequency has varied over the last 20 years, with an increasing prevalence in women, which is highest in Europe, and a decreasing prevalence in men, which is highest in the USA. A comparison of global statistics with official data from Belgium reveals a strikingly increased incidence of HNSCCs in both sexes, with important regional differences. Indeed, Belgium has a higher incidence of HNSCC associated with smoking and alcohol consumption compared with other countries. In 2005, HNSCCs were the fourth most common cancer in men after prostate, lung and colorectal cancers and the eighth most common cancer in women after breast, colorectal, uterine, lung, melanoma, ovarian cancers and non-Hodgkin's lymphoma (Filleul et al., 2011). We can also observe inter-regional heterogeneity; in fact, the incidence is higher in men in Wallonia than in the Brussels region where the incidence of HNSCC in women rose. Finally, when we compare Belgian and French data, these cancers seem more frequent in French men than in

Implications of Human Papillomavirus Infections in the Biology of Head and Neck Cancers 223

(Chung & Gillison, 2009). Since 1983 when Syrjänen published the first study analyzing HPV infection in HNSCCs, the etiological role of HPV has become increasingly accepted. Indeed, although tobacco and alcohol exposure are established risk factors for HNSCCs, HPV infection may act synergistically with these carcinogenic agents. Presently, more than 120 human papillomaviruses have been identified by complete DNA sequence analysis. They are classified by family, genus, species and types according to several criteria. More precisely, types are determined on the basis of sequence homology to the gene encoding the L1 protein, which is the most conserved gene in the HPV genome (Aubin et al., 2007; de Villiers et al., 2004; de Villiers & Gunst, 2009). The genotypes are also more commonly used to refer the different types. However, in clinical practice, distinctions between HPV types include the type of epithelium infected (cutaneous *vs.* mucosal HPV) and the ability to effect cellular transformation. The capacity to transform epithelial cells is divided into high risk and low risk HPV: a benign proliferation is associated with the low-risk (lr) HPV type, and malignancy is associated with the high-risk (hr) HPV type (Nebesio et al., 2001; Syrjänen et

The human papillomavirus belongs to the highly diverse *Papillomaviridae* family. The HPV virion has a diameter of 55 nm and consists of circular double-stranded DNA containing approximately 8000 base pairs (bp). The HPV genome is encapsulated in a proteic capsid of 72 capsomers. Notably, the lack of envelope makes this virus resistant to environmental conditions, infectious for years and resistant to many therapeutics agents. The HPV genome consists of three major regions. The non-coding long control region (LCR) of 1000 bp contains the p97 promoter controlling E6 and E7 transcription, transcriptional regulatory elements and the binding sites for the E2 and E1 gene products (Neufcoeur et al., 2009; Ragin et al., 2007). The 3000bp region encodes two structural capsid proteins, namely, the late proteins L1 and L2. The icosahedral capsid can be constituted of L1 proteins alone or together with L2. The L1 capsid is comprised of 360 L1 molecules assembled as 72 pentameric capsomers, and the L1-L2 capsid contains 12 additional L2 molecules (Ishii et al., 2005). The six early proteins are encoded by a 4000bp region: two of the early proteins, E1 and E2, are regulatory proteins that modulate the replication and transcription of viral DNA and the expression of the other early genes; the early protein E4 acts in association with keratin filaments in host epithelial cells; the remaining three early proteins, E5, E6, and E7, are oncogenes involved in cellular transformation and maintenance of the malignant

**2.1 Life cycle of the human papillomaviruses and molecular mechanisms of head and** 

The HPV life cycle is particularly complex. HPV infection requires abrasion in the stratified epithelium, providing access to the basal layer. Attachment of the virus to the host cell may be achieved through cell surface receptors or glycosaminoglycans, such as heparin sulfate. After this attachment, virions can be internalized via clathrin-dependent endocytosis and, after uncoating, the viral DNA is transported into the nucleus by the cytoskeleton. During this early infection, the virus maintains its genome as a nuclear episome at a low copy number (10-200 copies per cell) in the basal cell of the epithelium. This slight proliferation is limited in the basal cell layers, due to the expression of E1 and E2 proteins, which maintain the viral DNA as an episome (Chung & Gillison, 2009; Doorbar, 2005; Monsonégo, 2007). E1 is an ATP-dependent helicase initiating the viral replication in cooperation with E2 (Hughes & Romanos, 1993).

phenotype (Chung & Gillison, 2009; Doorbar & Myers, 1996).

**neck HPV carcinogenesis** 

al., 2011).

Belgian men, but there is an opposite trend among women, in which carcinomas of the larynx are more frequent in Belgium than in France.

### **1.2 Treatments of HNSCCs**

The treatment of HNSCC patients in advanced disease stages combines surgery, radiation oncology, medical oncology, medical imaging and clinical pathology (Denis et al., 2004; Forastiere & Trotti, 1999; Grandis et al., 2004; Shah et al., 2003). This type of collaborative medical approach was initiated as early as 1970 when Fletcher and Evers reported the first convincing evidence showing the benefits of combining radiotherapy with surgery (Adelstein et al., 2003). In this context, cisplatin was investigated for the treatment of HNSCC in the early 1970s, and, from the late 1970s to the early 1990s, promising results were obtained with the use of various combinations of postoperative chemotherapy with radiotherapy in randomized (Al-Sarraf et al., 1998) and non-randomized studies (Jeremic et al., 2000). In the early 2000s, the Radiation Therapy Oncology Group (Denis et al., 2004) and the European Organization for Research and Treatment of Cancer (EORTC) (Cooper et al., 2004) conducted two randomized studies to test the relative efficacy of concurrent postoperative cisplatin administration and radiotherapy in the treatment of HNSCC. These two studies demonstrated that local control of the disease was significantly higher in the combined therapy group than in the group that received radiotherapy alone. Unfortunately, these combined treatments were frequently associated with adverse side effects. Although significant progress has been observed after combined treatments, a number of statements concerning HNSCCs currently remain valid: (i) almost two-thirds of HNSCC patients have advanced forms (stages III and IV) of the disease at diagnosis, (ii) 50% of HNSCC patients die within the two years following the initial diagnosis, and (iii) every year, 5% of the patients develop additional primary tumors. Therefore, novel approaches seem to be required to provide head and neck oncologists with a more effective armamentarium against this challenging disease (Bernier et al., 2004; Lang et al., 2004).

### **1.3 Risk factors for the development of HNSCC**

Tobacco use and alcohol consumption are now well-established risk factors for the development of HNSCC; however, a proportion of HNSCC patients (15–20%) develop tumors even in the absence of exposure to these agents (Gillison et al., 2000) Moreover, Sturgis and Cinciripini reported that the overall incidence of HNSCC has declined in the United States over the past 20 years, which has been attributed to a decrease in smoking. Nevertheless, the study also demonstrated an increase in the frequency of tongue and pharyngeal cancers (Sturgis & Cinciripini, 2007). These findings suggest the importance of other risk factors, such as human papillomavirus (HPV), in the development of oropharyngeal and oral carcinomas.

### **2. HNSCC and HPV: incidence, biological pathways and impact on prognosis**

Currently, persistent high-risk HPV (hr HPV) infection is widely accepted as the major cause of uterine cervical carcinoma with HPV 16 and 18 being the two most implicated types. These oncogenic papillomaviruses have also been related to others lesions, such as vulvar, vaginal, penile, anal and more recently, head and neck squamous cell carcinomas Human Papillomavirus and Related Diseases 222 – From Bench to Bedside – A Clinical Perspective

Belgian men, but there is an opposite trend among women, in which carcinomas of the

The treatment of HNSCC patients in advanced disease stages combines surgery, radiation oncology, medical oncology, medical imaging and clinical pathology (Denis et al., 2004; Forastiere & Trotti, 1999; Grandis et al., 2004; Shah et al., 2003). This type of collaborative medical approach was initiated as early as 1970 when Fletcher and Evers reported the first convincing evidence showing the benefits of combining radiotherapy with surgery (Adelstein et al., 2003). In this context, cisplatin was investigated for the treatment of HNSCC in the early 1970s, and, from the late 1970s to the early 1990s, promising results were obtained with the use of various combinations of postoperative chemotherapy with radiotherapy in randomized (Al-Sarraf et al., 1998) and non-randomized studies (Jeremic et al., 2000). In the early 2000s, the Radiation Therapy Oncology Group (Denis et al., 2004) and the European Organization for Research and Treatment of Cancer (EORTC) (Cooper et al., 2004) conducted two randomized studies to test the relative efficacy of concurrent postoperative cisplatin administration and radiotherapy in the treatment of HNSCC. These two studies demonstrated that local control of the disease was significantly higher in the combined therapy group than in the group that received radiotherapy alone. Unfortunately, these combined treatments were frequently associated with adverse side effects. Although significant progress has been observed after combined treatments, a number of statements concerning HNSCCs currently remain valid: (i) almost two-thirds of HNSCC patients have advanced forms (stages III and IV) of the disease at diagnosis, (ii) 50% of HNSCC patients die within the two years following the initial diagnosis, and (iii) every year, 5% of the patients develop additional primary tumors. Therefore, novel approaches seem to be required to provide head and neck oncologists with a more effective armamentarium

larynx are more frequent in Belgium than in France.

against this challenging disease (Bernier et al., 2004; Lang et al., 2004).

Tobacco use and alcohol consumption are now well-established risk factors for the development of HNSCC; however, a proportion of HNSCC patients (15–20%) develop tumors even in the absence of exposure to these agents (Gillison et al., 2000) Moreover, Sturgis and Cinciripini reported that the overall incidence of HNSCC has declined in the United States over the past 20 years, which has been attributed to a decrease in smoking. Nevertheless, the study also demonstrated an increase in the frequency of tongue and pharyngeal cancers (Sturgis & Cinciripini, 2007). These findings suggest the importance of other risk factors, such as human papillomavirus (HPV), in the development of

**2. HNSCC and HPV: incidence, biological pathways and impact on prognosis**  Currently, persistent high-risk HPV (hr HPV) infection is widely accepted as the major cause of uterine cervical carcinoma with HPV 16 and 18 being the two most implicated types. These oncogenic papillomaviruses have also been related to others lesions, such as vulvar, vaginal, penile, anal and more recently, head and neck squamous cell carcinomas

**1.3 Risk factors for the development of HNSCC** 

oropharyngeal and oral carcinomas.

**1.2 Treatments of HNSCCs** 

(Chung & Gillison, 2009). Since 1983 when Syrjänen published the first study analyzing HPV infection in HNSCCs, the etiological role of HPV has become increasingly accepted. Indeed, although tobacco and alcohol exposure are established risk factors for HNSCCs, HPV infection may act synergistically with these carcinogenic agents. Presently, more than 120 human papillomaviruses have been identified by complete DNA sequence analysis. They are classified by family, genus, species and types according to several criteria. More precisely, types are determined on the basis of sequence homology to the gene encoding the L1 protein, which is the most conserved gene in the HPV genome (Aubin et al., 2007; de Villiers et al., 2004; de Villiers & Gunst, 2009). The genotypes are also more commonly used to refer the different types. However, in clinical practice, distinctions between HPV types include the type of epithelium infected (cutaneous *vs.* mucosal HPV) and the ability to effect cellular transformation. The capacity to transform epithelial cells is divided into high risk and low risk HPV: a benign proliferation is associated with the low-risk (lr) HPV type, and malignancy is associated with the high-risk (hr) HPV type (Nebesio et al., 2001; Syrjänen et al., 2011).

The human papillomavirus belongs to the highly diverse *Papillomaviridae* family. The HPV virion has a diameter of 55 nm and consists of circular double-stranded DNA containing approximately 8000 base pairs (bp). The HPV genome is encapsulated in a proteic capsid of 72 capsomers. Notably, the lack of envelope makes this virus resistant to environmental conditions, infectious for years and resistant to many therapeutics agents. The HPV genome consists of three major regions. The non-coding long control region (LCR) of 1000 bp contains the p97 promoter controlling E6 and E7 transcription, transcriptional regulatory elements and the binding sites for the E2 and E1 gene products (Neufcoeur et al., 2009; Ragin et al., 2007). The 3000bp region encodes two structural capsid proteins, namely, the late proteins L1 and L2. The icosahedral capsid can be constituted of L1 proteins alone or together with L2. The L1 capsid is comprised of 360 L1 molecules assembled as 72 pentameric capsomers, and the L1-L2 capsid contains 12 additional L2 molecules (Ishii et al., 2005). The six early proteins are encoded by a 4000bp region: two of the early proteins, E1 and E2, are regulatory proteins that modulate the replication and transcription of viral DNA and the expression of the other early genes; the early protein E4 acts in association with keratin filaments in host epithelial cells; the remaining three early proteins, E5, E6, and E7, are oncogenes involved in cellular transformation and maintenance of the malignant phenotype (Chung & Gillison, 2009; Doorbar & Myers, 1996).

### **2.1 Life cycle of the human papillomaviruses and molecular mechanisms of head and neck HPV carcinogenesis**

The HPV life cycle is particularly complex. HPV infection requires abrasion in the stratified epithelium, providing access to the basal layer. Attachment of the virus to the host cell may be achieved through cell surface receptors or glycosaminoglycans, such as heparin sulfate. After this attachment, virions can be internalized via clathrin-dependent endocytosis and, after uncoating, the viral DNA is transported into the nucleus by the cytoskeleton. During this early infection, the virus maintains its genome as a nuclear episome at a low copy number (10-200 copies per cell) in the basal cell of the epithelium. This slight proliferation is limited in the basal cell layers, due to the expression of E1 and E2 proteins, which maintain the viral DNA as an episome (Chung & Gillison, 2009; Doorbar, 2005; Monsonégo, 2007). E1 is an ATP-dependent helicase initiating the viral replication in cooperation with E2 (Hughes & Romanos, 1993).

Implications of Human Papillomavirus Infections in the Biology of Head and Neck Cancers 225

oropharyngeal tumors had the highest HPV prevalence (35.6%). Oral and laryngeal (including hypopharyngeal) carcinomas were infected in 23.5% and 24% of cases, respectively (Kreimer et al., 2005). Note that HPV16 accounted for 86.7% of all HPV-positive oropharyngeal tumors, compared with 68.2% in oral and 69.2% in laryngeal squamous cell carcinomas. Recently, Laco and colleagues also demonstrated this higher proportion in their study: 24 oral SCCs and 22 oropharyngeal SCCs (OPSCCs) were analyzed for HPV presence using the polymerase chain reaction (PCR). The results indicated that 82% of OPSCCs were HPV-positive, compared with 13% of OSCCs (Laco et al., 2011). The biological explanation for this higher HPV prevalence in tumors arising in oropharynx is becoming clearer. Both the tonsils and the base of tongue are lymphoid tissues that produce cytokines, which may affect HPV transcription and promote cell transformation (Klussmann et al., 2001). Furthermore, the tonsil epithelium presents morphological similarities to those of genital epithelia, such as deep invaginations of the tonsil surface that may facilitate viral particle retention. These invaginations, also called crypts, are flanked by stratified squamous epithelium, which facilitate viral access to basal cells. Additionally, both genital and tonsillar epithelia derive from the same endodermal embryonic

As previously mentioned, reported rates of HPV positivity in HNSCCs vary widely. This inconsistency will be discussed with respect to anatomical site in a later chapter. However, this widespread variability must be interpreted with caution, but may be partially explained notably by differences in methodology of HPV detection. Indeed, according to several studies, multiple HPV detection methods are used, such as the polymerase chain reaction (PCR), *in situ* hybridization (ISH) and Southern hybridization. Among these techniques, numerous studies agree that PCR is the most sensitive. In fact, a review of the literature by Miller and White showed that HPV was identified with a higher frequency by using PCR (37.1%) than by using moderate- or low-sensitivity assays, such as Southern hybridization (27.2%) or ISH and immunohistochemistry (25.2%) (Miller & White, 1996). However, despite an increase in the use of PCR to detect HPV, variability in prevalence still exists and may be attributed to differences in the sensitivity of the PCR primer sets. Different consensus primer sets are used to detect and amplify HPV DNA, but the two most frequently used are the GP5+/GP6+ and the MY09/11 primers. Moreover, it seems that GP5+/GP6+ primers are more sensitive than MY09/11 for HPV detection in oral samples. Remmerbarch also recommends the PCR approach with nested GP5+/GP6+ primers (Remmerbach et al., 2004). Other explanations for the varying rates of prevalence could be the sample sources and collection methods (scalpel biopsy, swabs, brushings, and mouthwash). The geographical locations of the studies may also contribute to variations in HPV prevalence. Indeed, HPV prevalence in OSCCs is similar in Europe (16%) and North America (16.1%) but significantly greater in Asia (33%). For OPSCCs, the prevalence is significantly higher in North America (47%) compared with Europe (28.2%) (Kreimer et al., 2005). Finally, patient profiles, such as smokers *vs.* non-smokers and/or drinkers *vs.* non-drinkers, could also contribute to some variations. It turns out that the literature presents conflicting accounts of the association between smoking and/or drinking and HPV in the development of HNSCCs. Indeed, we can distinguish three distinct categories: studies showing that HPV is clearly associated with an increased risk of HNSCC in non-smokers, studies finding no difference in HPV-related carcinoma between smokers and non-smokers and studies providing evidence of an additive or synergistic effect between smoking and HPV-related HNSCC (Sinha et al., 2011). Fouret observed a higher prevalence of HPV in non-smokers, while an additive interaction

layer (Ernoux et al., 2009).

Moreover, E2 can act as a transcriptional repressor of E6 and E7 expression by binding to the non-coding region LCR, and it has a crucial role in the segregation of the viral genome during cell division (Psyrri & Dimaio, 2008; You et al., 2004). This initial infection is followed by a proliferative phase corresponding to an increased number of viral episomes. Indeed, normal epithelial cells differentiate from the basement membrane toward the apical surface. During this proliferative phase, the HPV genome may remain episomal or become integrated into the host genome. Next, the HPV DNA replicates to a high copy number and is encapsidated to produce virions only in terminally differentiated epithelial cells. Integration of the HPV genome into the host chromosome is thought to be a late event and to occur at random with a predilection for fragile chromosomal sites. This integration also leads to the loss of the E1 and E2 genomic sequences, releasing the HPV oncogenes from repression (Ragin et al., 2007). Overexpression of both E6 and E7 stimulate cell cycle progression with S-phase entry, leading to proliferation of squamous epithelial cells of the upper aerodigestive tract. These two oncogenes alter key tumor suppressor pathways. The third oncogene, E5, exerts its carcinogenic effects only during the early stages of infection because its gene sequence is deleted when HPV integrates the host genome (zur Hausen & de Villiers, 1994). However, this protein stimulates cell growth through binding to the epidermal growth factor receptor (EGFR), initiating cascades leading to upregulation of proto-oncogenes. The association of E7 with the retinoblastoma protein (pRb) is now well characterized. The pRb protein is a negative regulator of the cell cycle that prevents S-phase entry under normal conditions by associating with the E2F transcription factor. The association between pRb and E2F is broken upon HPV infection: E7 binds to pRb, leading to its degradation and the subsequent release of E2F, which stimulates cell proliferation. Note that the inactivation of pRb results in a reciprocal overexpression of the p16 protein, which is an inhibitor of cyclin-dependent kinases. Indeed, the Rb gene also regulates p16 by a negative feedback mechanism; consequently, the inactivation of pRb leads to p16 upregulation. The expression of this protein is elsewhere considered as a surrogate marker for HPV infection in both cervical and head and neck cancer (Klozar et al., 2010; Li et al., 1994). The E6 protein of hr HPVs binds simultaneously to a cellular ubiquitin ligase, known as the E6-associated protein (E6-AP), and to the tumor suppressor protein p53, resulting in its ubiquitination and subsequent proteolytic degradation. Normally, p53 regulates growth arrest and apoptosis after DNA damage and, depending on the damage incurred; p53 induces a prolonged cell cycle arrest or triggers apoptosis. Moreover, HPV infected cells avoid this process of cell death by E6-mediated inactivation of p53. This oncogene interferes with other pro-apoptotic proteins of both extrinsic and intrinsic apoptotic pathways, such as Bak, FADD and pro-caspase 8 (Garnett et al., 2006; Narisawa-saito & Kiyono, 2007; Thomas & Bank, 1999). Thus, these two oncoproteins are essential factors for HPV-induced cellular immortalization, transformation and carcinogenesis. Finally, expression of the late proteins L1 and L2 occurs in the upper layer, as cells differentiate and allow the encapsidation of the genome and the production of new infectious virions, which are released into the extracellular environment to re-initiate infection.

### **2.2 Epidemiology and incidence of HPV infection in head and neck region**

In recent years, the relation between the presence of HPV DNA and the development of head and neck tumors from different anatomical sites was analyzed. Differences in prevalence were found from one site to another. For example, the meta-analysis directed by Kreimer considered more than 5000 tumors from 60 studies conducted on five continents; the authors showed that layer (Ernoux et al., 2009).

Human Papillomavirus and Related Diseases 224 – From Bench to Bedside – A Clinical Perspective

Moreover, E2 can act as a transcriptional repressor of E6 and E7 expression by binding to the non-coding region LCR, and it has a crucial role in the segregation of the viral genome during cell division (Psyrri & Dimaio, 2008; You et al., 2004). This initial infection is followed by a proliferative phase corresponding to an increased number of viral episomes. Indeed, normal epithelial cells differentiate from the basement membrane toward the apical surface. During this proliferative phase, the HPV genome may remain episomal or become integrated into the host genome. Next, the HPV DNA replicates to a high copy number and is encapsidated to produce virions only in terminally differentiated epithelial cells. Integration of the HPV genome into the host chromosome is thought to be a late event and to occur at random with a predilection for fragile chromosomal sites. This integration also leads to the loss of the E1 and E2 genomic sequences, releasing the HPV oncogenes from repression (Ragin et al., 2007). Overexpression of both E6 and E7 stimulate cell cycle progression with S-phase entry, leading to proliferation of squamous epithelial cells of the upper aerodigestive tract. These two oncogenes alter key tumor suppressor pathways. The third oncogene, E5, exerts its carcinogenic effects only during the early stages of infection because its gene sequence is deleted when HPV integrates the host genome (zur Hausen & de Villiers, 1994). However, this protein stimulates cell growth through binding to the epidermal growth factor receptor (EGFR), initiating cascades leading to upregulation of proto-oncogenes. The association of E7 with the retinoblastoma protein (pRb) is now well characterized. The pRb protein is a negative regulator of the cell cycle that prevents S-phase entry under normal conditions by associating with the E2F transcription factor. The association between pRb and E2F is broken upon HPV infection: E7 binds to pRb, leading to its degradation and the subsequent release of E2F, which stimulates cell proliferation. Note that the inactivation of pRb results in a reciprocal overexpression of the p16 protein, which is an inhibitor of cyclin-dependent kinases. Indeed, the Rb gene also regulates p16 by a negative feedback mechanism; consequently, the inactivation of pRb leads to p16 upregulation. The expression of this protein is elsewhere considered as a surrogate marker for HPV infection in both cervical and head and neck cancer (Klozar et al., 2010; Li et al., 1994). The E6 protein of hr HPVs binds simultaneously to a cellular ubiquitin ligase, known as the E6-associated protein (E6-AP), and to the tumor suppressor protein p53, resulting in its ubiquitination and subsequent proteolytic degradation. Normally, p53 regulates growth arrest and apoptosis after DNA damage and, depending on the damage incurred; p53 induces a prolonged cell cycle arrest or triggers apoptosis. Moreover, HPV infected cells avoid this process of cell death by E6-mediated inactivation of p53. This oncogene interferes with other pro-apoptotic proteins of both extrinsic and intrinsic apoptotic pathways, such as Bak, FADD and pro-caspase 8 (Garnett et al., 2006; Narisawa-saito & Kiyono, 2007; Thomas & Bank, 1999). Thus, these two oncoproteins are essential factors for HPV-induced cellular immortalization, transformation and carcinogenesis. Finally, expression of the late proteins L1 and L2 occurs in the upper layer, as cells differentiate and allow the encapsidation of the genome and the production of new infectious virions, which are released

into the extracellular environment to re-initiate infection.

**2.2 Epidemiology and incidence of HPV infection in head and neck region** 

In recent years, the relation between the presence of HPV DNA and the development of head and neck tumors from different anatomical sites was analyzed. Differences in prevalence were found from one site to another. For example, the meta-analysis directed by Kreimer considered more than 5000 tumors from 60 studies conducted on five continents; the authors showed that oropharyngeal tumors had the highest HPV prevalence (35.6%). Oral and laryngeal (including hypopharyngeal) carcinomas were infected in 23.5% and 24% of cases, respectively (Kreimer et al., 2005). Note that HPV16 accounted for 86.7% of all HPV-positive oropharyngeal tumors, compared with 68.2% in oral and 69.2% in laryngeal squamous cell carcinomas. Recently, Laco and colleagues also demonstrated this higher proportion in their study: 24 oral SCCs and 22 oropharyngeal SCCs (OPSCCs) were analyzed for HPV presence using the polymerase chain reaction (PCR). The results indicated that 82% of OPSCCs were HPV-positive, compared with 13% of OSCCs (Laco et al., 2011). The biological explanation for this higher HPV prevalence in tumors arising in oropharynx is becoming clearer. Both the tonsils and the base of tongue are lymphoid tissues that produce cytokines, which may affect HPV transcription and promote cell transformation (Klussmann et al., 2001). Furthermore, the tonsil epithelium presents morphological similarities to those of genital epithelia, such as deep invaginations of the tonsil surface that may facilitate viral particle retention. These invaginations, also called crypts, are flanked by stratified squamous epithelium, which facilitate viral access to basal cells. Additionally, both genital and tonsillar epithelia derive from the same endodermal embryonic

As previously mentioned, reported rates of HPV positivity in HNSCCs vary widely. This inconsistency will be discussed with respect to anatomical site in a later chapter. However, this widespread variability must be interpreted with caution, but may be partially explained notably by differences in methodology of HPV detection. Indeed, according to several studies, multiple HPV detection methods are used, such as the polymerase chain reaction (PCR), *in situ* hybridization (ISH) and Southern hybridization. Among these techniques, numerous studies agree that PCR is the most sensitive. In fact, a review of the literature by Miller and White showed that HPV was identified with a higher frequency by using PCR (37.1%) than by using moderate- or low-sensitivity assays, such as Southern hybridization (27.2%) or ISH and immunohistochemistry (25.2%) (Miller & White, 1996). However, despite an increase in the use of PCR to detect HPV, variability in prevalence still exists and may be attributed to differences in the sensitivity of the PCR primer sets. Different consensus primer sets are used to detect and amplify HPV DNA, but the two most frequently used are the GP5+/GP6+ and the MY09/11 primers. Moreover, it seems that GP5+/GP6+ primers are more sensitive than MY09/11 for HPV detection in oral samples. Remmerbarch also recommends the PCR approach with nested GP5+/GP6+ primers (Remmerbach et al., 2004). Other explanations for the varying rates of prevalence could be the sample sources and collection methods (scalpel biopsy, swabs, brushings, and mouthwash). The geographical locations of the studies may also contribute to variations in HPV prevalence. Indeed, HPV prevalence in OSCCs is similar in Europe (16%) and North America (16.1%) but significantly greater in Asia (33%). For OPSCCs, the prevalence is significantly higher in North America (47%) compared with Europe (28.2%) (Kreimer et al., 2005). Finally, patient profiles, such as smokers *vs.* non-smokers and/or drinkers *vs.* non-drinkers, could also contribute to some variations. It turns out that the literature presents conflicting accounts of the association between smoking and/or drinking and HPV in the development of HNSCCs. Indeed, we can distinguish three distinct categories: studies showing that HPV is clearly associated with an increased risk of HNSCC in non-smokers, studies finding no difference in HPV-related carcinoma between smokers and non-smokers and studies providing evidence of an additive or synergistic effect between smoking and HPV-related HNSCC (Sinha et al., 2011). Fouret observed a higher prevalence of HPV in non-smokers, while an additive interaction

Implications of Human Papillomavirus Infections in the Biology of Head and Neck Cancers 227

such as the absence of an inflammatory response against tumor cells, the production of regulatory cytokines and the downregulation of Toll-like receptor 9 (Lepique et al., 2009).

**3. HPV related head and neck carcinomas** *versus* **HPV non-related head and** 

Head and neck tumors are now defined as two separate clinical entities: HPV-positive tumors and HPV-negative tumors. The tumors differ both clinically and molecularly. HPVpositive tumors present distinct histopathological features, including notably nonkeratinizing basal cells and a prominent "koilocytic" morphology. These features were also associated with a basaloid morphology that is a morphologic variant of HNSCC (Williams et al., 1996). These HPV-positive tumors are also known to occur in a younger age group, to originate more frequently in the oropharynx (especially in the palatine tonsils and at the base of tongue), to be poorly differentiated because patients present with later-stage disease and to have a lower T-stage than HPV-negative tumors (Marur & Forastière, 2008). Another particularity concerns the overall survival, which seems to be better for HPV-infected patients. Indeed, the majority of studies agree with that of Gillison and colleagues, who found that the risk of dying from disease was reduced in patients with HPV-positive HNSCC (Gillison et al., 2000). HPV-positive and HPV-negative tumors also exhibit differences in tumor biology with HPV-positive tumors having fewer p53 mutations and displaying reduced association with tobacco and alcohol consumption. In fact, approximately one-third of the tumors harbor p53 mutations, but a marked difference in p53 mutation frequency is generally found when comparing HPV-positive and HPV-negative oropharyngeal tumors. Thus, this inverse association between p53 mutations and HPV detection in the oropharynx further suggests that HPV-positive and HPV-negative HNSCCs should be considered to be two distinct cancers with two parallel pathways: one driven by environmental agents (tobacco and alcohol) and another driven by infectious agents (highrisk HPVs). However, these two pathologic agents may interact and act synergistically to lead to the development of HNSCCs. All these observations frequently focus on the oropharynx, strengthening the etiologic role of HPV in oropharyngeal carcinomas. Nevertheless, the implication of HPV in non-oropharyngeal tumors is less firmly established (Gillison et al., 2000). Indeed, among HNSCC biopsies, the real HPV prevalence remains

uncertain, due to the varying incidence rates reported in different studies.

and neck mucosa in children and adults is shown in Table 1.

**4.1 Incidence of HPV in normal oral mucosa** 

**4. Incidence of HPV in the general population and modalities of transmission**  HPV infection of the oral cavity has not been studied extensively. In fact, the majority of studies on the oral and oropharyngeal cavities considered patients with benign or malignant lesions and did not include healthy patients. However, to establish the etiology and pathogenesis of HPV-associated lesions, it is important to investigate the prevalence of HPV in normal tissues. An overview of the literature describing HPV detection in normal head

The prevalence of HPV DNA in normal oral mucosa ranges from 0% to 56.7% in healthy adults (Table 1). To date, several studies have also evaluated the presence of HPV infection in the healthy oral cavity of children. In fact, it is important to know the prevalence of HPV

**neck carcinomas: two different tumor entities** 

was observed by Smith. HPV-positive smokers presented a greater risk of HNSCC compared with HPV-negative smokers or HPV-positive non-smokers (Fouret et al., 1997; Smith et al., 2004a). On the other hand, Paz found no statistical association between tumor HPV status and tobacco use (Paz et al., 1997). Biologically, smoking and alcohol can cause cellular and structural modifications in oral epithelia, which potentially increase the permeability to viral infection. These environmental agents are also known to suppress mediators of immune functions, facilitating HPV infection persistence (Pannone et al., 2011; Ragin et al., 2007; Sinha et al., 2011).

### **2.3 Prognosis of HPV positive head and neck squamous cell carcinoma**

The significance of hr HPV infection and its impact on patient prognosis remains an important matter of debate, although a majority of studies have now confirmed an improved survival of HPV-positive patients compared with HPV-negative patients (Fakhry et al., 2008; Lindel et al., 2001; Lindquist et al., 2007). However, this strong positive prognostic factor is often confirmed in tonsillar and oropharyngeal carcinomas. Notably, the majority of studies that demonstrated increased survival were reporting on patients with oropharyngeal and/or tonsillar tumors (Ang et al., 2010; Lindel et al., 2001; Sedaghat et al., 2009). The meta-analysis by Ragin et al. examining the relationship between HPV and overall survival did not show any survival differences between HPV-positive and HPVnegative patients with cancer in non-oropharyngeal sites (Ragin et al., 2007). The same observation was made by Gillison et al., suggesting that these tumors may have an etiology distinct from that of tumors in non-oropharyngeal sites (Gillison et al., 2000). In fact, this subset of oropharyngeal HPV-positive cancers possesses distinct clinical features and outcomes, and it is particularly common in individuals who lack the traditional risk factors of tobacco and alcohol abuse. While it is unclear whether tobacco is a risk factor for HPVinduced oropharyngeal tumors, it seems that smoking has a negative impact on the survival of patients with HPV-positive tumors (Hafkamp et al., 2008). Nevertheless, there are reports in the literature on the prognostic significance of HPV infection describing a reduced influence on prognosis and other reports demonstrating no influence on prognosis. Indeed, two Swedish studies demonstrated that oral HPV infection was associated with a dramatically increased risk of OSCC development (Hansson et al., 2005; Rosenquist et al., 2007). Additionally, in 1994, Clayman et al. also showed that HPV detection significantly correlated with decreased survival (Clayman et al., 1994). On the other hand, other studies have failed to demonstrate an association between HPV positivity and prognosis (Duray et al., 2011a; Ernoux et al., 2011; Koskinen et al., 2003; Morshed et al., 2010). From a biological point of view, it is difficult to explain why patients with HPV infections have a worse survival than HPV-negative patients. One possible explanation is that HPV infected cells in locations with inflammatory activity may be stimulated to divide, facilitating tumor development (Dahlgren et al., 2004). Another hypothesis is that immunosuppression may favor HPV infection (Duray et al, 2010). In 2004, Kreimer reported that tonsillar HPV infection was strongly associated with HIV co-infection and immunosuppression (Kreimer et al., 2004). Recently, herpes simplex virus-2 (HSV2) infection was demonstrated to increase the risk of HPV infection (Moscicki et al., 2001). Furthermore, a study performed by Tung et al. reported the presence of HPV-16 or -18 and Epstein-Barr virus (EBV) in 80% of nasopharyngeal carcinoma samples (Tung et al., 1999). These co-infections might play an important role in the initiation of neoplastic transformation in human oral epithelial cells. HPV infections have also been implicated in several tumor cell immune escape mechanisms, Human Papillomavirus and Related Diseases 226 – From Bench to Bedside – A Clinical Perspective

was observed by Smith. HPV-positive smokers presented a greater risk of HNSCC compared with HPV-negative smokers or HPV-positive non-smokers (Fouret et al., 1997; Smith et al., 2004a). On the other hand, Paz found no statistical association between tumor HPV status and tobacco use (Paz et al., 1997). Biologically, smoking and alcohol can cause cellular and structural modifications in oral epithelia, which potentially increase the permeability to viral infection. These environmental agents are also known to suppress mediators of immune functions, facilitating HPV infection persistence (Pannone et al., 2011;

The significance of hr HPV infection and its impact on patient prognosis remains an important matter of debate, although a majority of studies have now confirmed an improved survival of HPV-positive patients compared with HPV-negative patients (Fakhry et al., 2008; Lindel et al., 2001; Lindquist et al., 2007). However, this strong positive prognostic factor is often confirmed in tonsillar and oropharyngeal carcinomas. Notably, the majority of studies that demonstrated increased survival were reporting on patients with oropharyngeal and/or tonsillar tumors (Ang et al., 2010; Lindel et al., 2001; Sedaghat et al., 2009). The meta-analysis by Ragin et al. examining the relationship between HPV and overall survival did not show any survival differences between HPV-positive and HPVnegative patients with cancer in non-oropharyngeal sites (Ragin et al., 2007). The same observation was made by Gillison et al., suggesting that these tumors may have an etiology distinct from that of tumors in non-oropharyngeal sites (Gillison et al., 2000). In fact, this subset of oropharyngeal HPV-positive cancers possesses distinct clinical features and outcomes, and it is particularly common in individuals who lack the traditional risk factors of tobacco and alcohol abuse. While it is unclear whether tobacco is a risk factor for HPVinduced oropharyngeal tumors, it seems that smoking has a negative impact on the survival of patients with HPV-positive tumors (Hafkamp et al., 2008). Nevertheless, there are reports in the literature on the prognostic significance of HPV infection describing a reduced influence on prognosis and other reports demonstrating no influence on prognosis. Indeed, two Swedish studies demonstrated that oral HPV infection was associated with a dramatically increased risk of OSCC development (Hansson et al., 2005; Rosenquist et al., 2007). Additionally, in 1994, Clayman et al. also showed that HPV detection significantly correlated with decreased survival (Clayman et al., 1994). On the other hand, other studies have failed to demonstrate an association between HPV positivity and prognosis (Duray et al., 2011a; Ernoux et al., 2011; Koskinen et al., 2003; Morshed et al., 2010). From a biological point of view, it is difficult to explain why patients with HPV infections have a worse survival than HPV-negative patients. One possible explanation is that HPV infected cells in locations with inflammatory activity may be stimulated to divide, facilitating tumor development (Dahlgren et al., 2004). Another hypothesis is that immunosuppression may favor HPV infection (Duray et al, 2010). In 2004, Kreimer reported that tonsillar HPV infection was strongly associated with HIV co-infection and immunosuppression (Kreimer et al., 2004). Recently, herpes simplex virus-2 (HSV2) infection was demonstrated to increase the risk of HPV infection (Moscicki et al., 2001). Furthermore, a study performed by Tung et al. reported the presence of HPV-16 or -18 and Epstein-Barr virus (EBV) in 80% of nasopharyngeal carcinoma samples (Tung et al., 1999). These co-infections might play an important role in the initiation of neoplastic transformation in human oral epithelial cells. HPV infections have also been implicated in several tumor cell immune escape mechanisms,

**2.3 Prognosis of HPV positive head and neck squamous cell carcinoma** 

Ragin et al., 2007; Sinha et al., 2011).

such as the absence of an inflammatory response against tumor cells, the production of regulatory cytokines and the downregulation of Toll-like receptor 9 (Lepique et al., 2009).

### **3. HPV related head and neck carcinomas** *versus* **HPV non-related head and neck carcinomas: two different tumor entities**

Head and neck tumors are now defined as two separate clinical entities: HPV-positive tumors and HPV-negative tumors. The tumors differ both clinically and molecularly. HPVpositive tumors present distinct histopathological features, including notably nonkeratinizing basal cells and a prominent "koilocytic" morphology. These features were also associated with a basaloid morphology that is a morphologic variant of HNSCC (Williams et al., 1996). These HPV-positive tumors are also known to occur in a younger age group, to originate more frequently in the oropharynx (especially in the palatine tonsils and at the base of tongue), to be poorly differentiated because patients present with later-stage disease and to have a lower T-stage than HPV-negative tumors (Marur & Forastière, 2008). Another particularity concerns the overall survival, which seems to be better for HPV-infected patients. Indeed, the majority of studies agree with that of Gillison and colleagues, who found that the risk of dying from disease was reduced in patients with HPV-positive HNSCC (Gillison et al., 2000). HPV-positive and HPV-negative tumors also exhibit differences in tumor biology with HPV-positive tumors having fewer p53 mutations and displaying reduced association with tobacco and alcohol consumption. In fact, approximately one-third of the tumors harbor p53 mutations, but a marked difference in p53 mutation frequency is generally found when comparing HPV-positive and HPV-negative oropharyngeal tumors. Thus, this inverse association between p53 mutations and HPV detection in the oropharynx further suggests that HPV-positive and HPV-negative HNSCCs should be considered to be two distinct cancers with two parallel pathways: one driven by environmental agents (tobacco and alcohol) and another driven by infectious agents (highrisk HPVs). However, these two pathologic agents may interact and act synergistically to lead to the development of HNSCCs. All these observations frequently focus on the oropharynx, strengthening the etiologic role of HPV in oropharyngeal carcinomas. Nevertheless, the implication of HPV in non-oropharyngeal tumors is less firmly established (Gillison et al., 2000). Indeed, among HNSCC biopsies, the real HPV prevalence remains uncertain, due to the varying incidence rates reported in different studies.

### **4. Incidence of HPV in the general population and modalities of transmission**

HPV infection of the oral cavity has not been studied extensively. In fact, the majority of studies on the oral and oropharyngeal cavities considered patients with benign or malignant lesions and did not include healthy patients. However, to establish the etiology and pathogenesis of HPV-associated lesions, it is important to investigate the prevalence of HPV in normal tissues. An overview of the literature describing HPV detection in normal head and neck mucosa in children and adults is shown in Table 1.

### **4.1 Incidence of HPV in normal oral mucosa**

The prevalence of HPV DNA in normal oral mucosa ranges from 0% to 56.7% in healthy adults (Table 1). To date, several studies have also evaluated the presence of HPV infection in the healthy oral cavity of children. In fact, it is important to know the prevalence of HPV

Implications of Human Papillomavirus Infections in the Biology of Head and Neck Cancers 229

prevalence or no prevalence of oncogenic and non-oncogenic HPV was identified in the specimens studied (Brandsma & Abramson, 1989; Ernster et al., 2009; Klingenberg et al., 2010; Klussmann et al., 2001; Niedobitek et al., 1990; Ribeiro et al., 2006; Sisk et al., 2006; Snijders et al., 1992). In these anatomical sites, HPV-6 and -11 and HPV-16 and -18 were the most common types of lr and hr HPV, respectively (Table 1). According to the literature, prevalence rates of oral HPV in normal individuals vary substantially. It is believed that this great variation in HPV prevalence rates found in head and neck studies may be due to several factors, including the anatomical site, ethnic and geographical differences, the size of the cohorts, the sample collection methods (i.e., biopsy, lavages, scrapes), the materials used for testing (i.e., formalin-fixed biopsies, frozen or fresh biopsies, exfoliated fresh cells), and, probably most importantly, the HPV detection methods used (PCR, in situ hybridization, Southern blot hybridization). For example, using PCR and DNA hybridization techniques, the results showed a prevalence ranging from 0% to 81% (Castro et al., 2009; Ribeiro et al., 2006) in oral mucosa swabs of adults, whereas in biopsies, the rate was less variable with detection of HPV in 0% to 55% (Table 1). The disadvantages of oral rinsing and cytological scraping or brushing are that they collect superficial epithelial cells and that no additional tests were performed for validation (Klingenberg et al., 2010). Moreover, no viruses from latent infections in the basal or suprabasal layer cells are removed (Esquenazi et al.,

It is now well established that, in the case of cervical cancer, HPV infection is a sexually transmitted disease, but little is known about transmission of oral HPV infection in the general population. In the literature, the majority of the studies evaluated the prevalence of HPV and the risk of sexual transmission in HNSCCs, but few studies tried to determine the frequency and the modalities of sexual and nonsexual HPV transmission in other groups, such as normal children and adult. In fact, Gillison and colleagues conducted a case-control study that compared 100 patients with oropharyngeal SCCs and 200 control patients, and they demonstrated that oral HPV infection was strongly associated with oropharyngeal carcinoma among patients who did not have the classical risk factors of tobacco and alcohol use. Moreover, these authors also demonstrated that a high lifetime number of oral sex or vaginal sex partners, engagement in casual sex, an early age at first intercourse, and the infrequent use of condoms were all associated with HPV-16-positive oropharyngeal cancer. These findings suggest that oral HPV infection is sexually acquired and is involved in the carcinogenesis of oropharyngeal cancer (D'Souza et al., 2007). More recently, they explored whether these sexual behaviors were associated with oral HPV infection in two distinct populations (a control patient population and a population of college-aged men). The first population (control group), which was enrolled in two case-control studies nested within a prospective cohort with HNSCC, consisted of patients at the Johns Hopkins outpatient otolaryngology clinic who were ≥ 18 years of age and had no history of cancer. The second population (college-aged men population) included male students who were > 17 years (women were excluded because some might have received the HPV quadrivalent vaccine). Oral HPV infection was detected in 4.8% of 332 control patients

2010).

**4.3 Modalities of transmission of HPV 4.3.1 Sexual mode of transmission** 

infections in childhood because HPV infection early in life could represent a risk factor for the development of head and neck cancer later in life. A prevalence of HPV infection in the oral cavities of children aged 0.3-11.6 years ranging from 0% to 47% has been reported (Syrjänen, 2010). The highest HPV prevalence rates by age group are detected before 1 year of age; the second peak occurs in adolescents aged 13-20 years (Smith et al., 2004b, 2007, 2010; Summersgill et al., 2001). According to the age studied, there are variations in the prevalence rate. In nasopharyngeal aspirates collected immediately after birth, the detection rate of HPV varies from 1.5% to 37% (Cason et al., 1995; Castellsague et al., 2009; Mazzatenta et al., 1996; Puranen et al., 1996, 1997; Rintala et al., 2005a, 2005b; Rombaldi et al., 2008; Sedlacek et al., 1989; Tenti et al., 1997, 1999; Watts et al., 1998). At the age of 1-4 days, Smith et al. in two studies found a low HPV incidence (from 0.9% to 1%) in the buccal swabs of neonates, whereas other studies showed a higher prevalence varying from 40% to 56% (Cason et al., 1995; Kaye et al., 1994; Pakarian et al., 1994; Tseng et al., 1998; Smith et al., 1995, 2004b). Similarly, the detection rate of HPV in infants between 6 weeks and 6 months after delivery varied between 0% and 62% (Cason et al., 2005; Fredericks et al., 1993; Kaye et al., 1994; Pakarian et al., 1994; Watts et al., 1998) and among 3-year-old children varied between 10% and 40% (Kojima et al., 2003; Puranen et al., 1996, 1997; Szydlowski et al., 2004). Mant et al. studied the acquisition and the clearance of HPV in the buccal mucosa of 4- to 9-year-old children and showed that, during a 30-month follow-up, 63% of 19 initially HPV-negative children acquired new HPV16 infection, while 40% of 22 initially HPVpositive children cleared the virus (Mant et al., 2003). In contrast, the Finnish Family HPV study found lower rates, which may be due to the fact that the children were younger and the detection method less sensitive. In fact, they found that, during the three-year follow-up, 42% of the children acquired incident infection, while 11% cleared their infection and 10% had persistent oral HPV infection (Rintala et al., 2005a, 2005b).

### **4.2 Incidence of HPV in normal tonsil**

Regarding the literature, only a few studies have assessed the presence of HPV DNA in normal tonsillar tissues, with HPV detection rates varying from 0% to 24.4% in children/adolescents and 0% to 100% in adults (Table 1). In order to understand the epidemiology of HPV in the healthy population, we detected HPV in the palatine tonsils of children and adults who underwent tonsillectomy (recurrent tonsillitis, n=64) or sleep surgery (apnea: n=9; snoring: n=7). Among our series of 80 disease-free tonsils, 12.5% (10 cases) tested positive for hr HPV types [HPV16 (8 cases), HPV18 (1 case) and HPV31 (1 case)], 15% (12 cases) were positive for lr HPV types and 72.5% (58 cases) were negative. Among the hr HPV-positive tonsils, five were from children/adolescents and five were from adults (Duray et al., 2011b). By the end of 2002, Syrjänen compiled several studies from the United States, Japan, and Western Europe. In total, he determined an 8.5% (17 of 200) HPV positivity rate, either type 16 (12 cases) or type 6/11 (5 cases) (Syrjänen, 2004). A Greek study determined the presence of HPV DNA in children. They found 9 of 106 tonsils to be HPV-positive, with six cases having HPV-16, two cases having HPV-11 and one case having an untyped HPV (Mammas et al., 2006). Another study reported HPV-16 infection in 13 of 206 tonsils (6.3%) with 11 cases from children or young adults aged less than 25 years (Chen et al., 2005). These findings differed from those of several other studies in which low prevalence or no prevalence of oncogenic and non-oncogenic HPV was identified in the specimens studied (Brandsma & Abramson, 1989; Ernster et al., 2009; Klingenberg et al., 2010; Klussmann et al., 2001; Niedobitek et al., 1990; Ribeiro et al., 2006; Sisk et al., 2006; Snijders et al., 1992). In these anatomical sites, HPV-6 and -11 and HPV-16 and -18 were the most common types of lr and hr HPV, respectively (Table 1). According to the literature, prevalence rates of oral HPV in normal individuals vary substantially. It is believed that this great variation in HPV prevalence rates found in head and neck studies may be due to several factors, including the anatomical site, ethnic and geographical differences, the size of the cohorts, the sample collection methods (i.e., biopsy, lavages, scrapes), the materials used for testing (i.e., formalin-fixed biopsies, frozen or fresh biopsies, exfoliated fresh cells), and, probably most importantly, the HPV detection methods used (PCR, in situ hybridization, Southern blot hybridization). For example, using PCR and DNA hybridization techniques, the results showed a prevalence ranging from 0% to 81% (Castro et al., 2009; Ribeiro et al., 2006) in oral mucosa swabs of adults, whereas in biopsies, the rate was less variable with detection of HPV in 0% to 55% (Table 1). The disadvantages of oral rinsing and cytological scraping or brushing are that they collect superficial epithelial cells and that no additional tests were performed for validation (Klingenberg et al., 2010). Moreover, no viruses from latent infections in the basal or suprabasal layer cells are removed (Esquenazi et al., 2010).

### **4.3 Modalities of transmission of HPV**

#### **4.3.1 Sexual mode of transmission**

Human Papillomavirus and Related Diseases 228 – From Bench to Bedside – A Clinical Perspective

infections in childhood because HPV infection early in life could represent a risk factor for the development of head and neck cancer later in life. A prevalence of HPV infection in the oral cavities of children aged 0.3-11.6 years ranging from 0% to 47% has been reported (Syrjänen, 2010). The highest HPV prevalence rates by age group are detected before 1 year of age; the second peak occurs in adolescents aged 13-20 years (Smith et al., 2004b, 2007, 2010; Summersgill et al., 2001). According to the age studied, there are variations in the prevalence rate. In nasopharyngeal aspirates collected immediately after birth, the detection rate of HPV varies from 1.5% to 37% (Cason et al., 1995; Castellsague et al., 2009; Mazzatenta et al., 1996; Puranen et al., 1996, 1997; Rintala et al., 2005a, 2005b; Rombaldi et al., 2008; Sedlacek et al., 1989; Tenti et al., 1997, 1999; Watts et al., 1998). At the age of 1-4 days, Smith et al. in two studies found a low HPV incidence (from 0.9% to 1%) in the buccal swabs of neonates, whereas other studies showed a higher prevalence varying from 40% to 56% (Cason et al., 1995; Kaye et al., 1994; Pakarian et al., 1994; Tseng et al., 1998; Smith et al., 1995, 2004b). Similarly, the detection rate of HPV in infants between 6 weeks and 6 months after delivery varied between 0% and 62% (Cason et al., 2005; Fredericks et al., 1993; Kaye et al., 1994; Pakarian et al., 1994; Watts et al., 1998) and among 3-year-old children varied between 10% and 40% (Kojima et al., 2003; Puranen et al., 1996, 1997; Szydlowski et al., 2004). Mant et al. studied the acquisition and the clearance of HPV in the buccal mucosa of 4- to 9-year-old children and showed that, during a 30-month follow-up, 63% of 19 initially HPV-negative children acquired new HPV16 infection, while 40% of 22 initially HPVpositive children cleared the virus (Mant et al., 2003). In contrast, the Finnish Family HPV study found lower rates, which may be due to the fact that the children were younger and the detection method less sensitive. In fact, they found that, during the three-year follow-up, 42% of the children acquired incident infection, while 11% cleared their infection and 10%

Regarding the literature, only a few studies have assessed the presence of HPV DNA in normal tonsillar tissues, with HPV detection rates varying from 0% to 24.4% in children/adolescents and 0% to 100% in adults (Table 1). In order to understand the epidemiology of HPV in the healthy population, we detected HPV in the palatine tonsils of children and adults who underwent tonsillectomy (recurrent tonsillitis, n=64) or sleep surgery (apnea: n=9; snoring: n=7). Among our series of 80 disease-free tonsils, 12.5% (10 cases) tested positive for hr HPV types [HPV16 (8 cases), HPV18 (1 case) and HPV31 (1 case)], 15% (12 cases) were positive for lr HPV types and 72.5% (58 cases) were negative. Among the hr HPV-positive tonsils, five were from children/adolescents and five were from adults (Duray et al., 2011b). By the end of 2002, Syrjänen compiled several studies from the United States, Japan, and Western Europe. In total, he determined an 8.5% (17 of 200) HPV positivity rate, either type 16 (12 cases) or type 6/11 (5 cases) (Syrjänen, 2004). A Greek study determined the presence of HPV DNA in children. They found 9 of 106 tonsils to be HPV-positive, with six cases having HPV-16, two cases having HPV-11 and one case having an untyped HPV (Mammas et al., 2006). Another study reported HPV-16 infection in 13 of 206 tonsils (6.3%) with 11 cases from children or young adults aged less than 25 years (Chen et al., 2005). These findings differed from those of several other studies in which low

had persistent oral HPV infection (Rintala et al., 2005a, 2005b).

**4.2 Incidence of HPV in normal tonsil** 

It is now well established that, in the case of cervical cancer, HPV infection is a sexually transmitted disease, but little is known about transmission of oral HPV infection in the general population. In the literature, the majority of the studies evaluated the prevalence of HPV and the risk of sexual transmission in HNSCCs, but few studies tried to determine the frequency and the modalities of sexual and nonsexual HPV transmission in other groups, such as normal children and adult. In fact, Gillison and colleagues conducted a case-control study that compared 100 patients with oropharyngeal SCCs and 200 control patients, and they demonstrated that oral HPV infection was strongly associated with oropharyngeal carcinoma among patients who did not have the classical risk factors of tobacco and alcohol use. Moreover, these authors also demonstrated that a high lifetime number of oral sex or vaginal sex partners, engagement in casual sex, an early age at first intercourse, and the infrequent use of condoms were all associated with HPV-16-positive oropharyngeal cancer. These findings suggest that oral HPV infection is sexually acquired and is involved in the carcinogenesis of oropharyngeal cancer (D'Souza et al., 2007). More recently, they explored whether these sexual behaviors were associated with oral HPV infection in two distinct populations (a control patient population and a population of college-aged men). The first population (control group), which was enrolled in two case-control studies nested within a prospective cohort with HNSCC, consisted of patients at the Johns Hopkins outpatient otolaryngology clinic who were ≥ 18 years of age and had no history of cancer. The second population (college-aged men population) included male students who were > 17 years (women were excluded because some might have received the HPV quadrivalent vaccine). Oral HPV infection was detected in 4.8% of 332 control patients

Implications of Human Papillomavirus Infections in the Biology of Head and Neck Cancers 231

type matches the HPV type isolated from the newborn/child. In 1989, Sedlacek et al. were the first to demonstrate HPV DNA in the nasopharyngeal secretions of infants delivered vaginally by mothers with genital HPV infection (Sedlacek et al., 1989). Since then, several authors evaluated the rate at which HPV is transmitted from mother to newborn/child, but this rate is extremely variable among studies. Medeiros and colleagues proposed the first systematic review on vertical HPV transmission, which included 2111 pregnant women and their 2113 newborns. They showed that pooled mother-to-child HPV transmission was 6.5% and was higher after vaginal delivery than after cesarean section. The authors also showed that the combined relative risk of mother-to-child HPV transmission was 7.3 (Medeiros et al., 2005). Rombaldi et al. determined the rate of maternal HPV transmission using PCR and nested multiple PCR on maternal cervical swabs and neonatal nasopharyngeal specimens. They reported that the perinatal transmission of HPV DNA occurred in 24.5% of the cases studied (Rombaldi et al., 2009). Other studies also suggest that vertical transmission is common, occurring in 40% to 80% of cases (Puranen et al., 1996; Rintala et al., 2005b; Tseng et al., 1998). These high rates of vertical HPV transmission were not confirmed by several studies, which found that the risk of vertical transmission to the oral or genital mucosa of newborns was rare (1-5%) (Smith et al., 1995, 2004b, 2010; Syrjänen & Puranen, 2000 Tenti et al., 1999; Watts et al., 1998). In two previous studies by Smith et al., only one mother/newborn pair was concordant for an HPV type, and among 203 infants, two had detectable HPV in oral or genital swabs (Smith et al., 1995, 2004b). Studies on persistent HPV infection showed that the concordance between mother/newborn infections was maintained between 37% to 83% at six weeks to six months after birth (Cason et al., 1995; Fredericks et al., 1993; Kaye et al., 1996), whereas Rintala et al. found that the prevalence declined to 10% in infants at 24 months of follow-up. This prospective cohort study assessed the dynamics of HPV transmission between parents and infants. They showed that the most common HPV profile was hr HPV in all family members, followed by HPV-positive mother-infant pairs, whereas HPV-positive father-infant pairs were less frequent. No such independent risk could be attributed to subclinical HPV infection in the father, but oral and genital HPV in the mother affected the risk of infant HPV (Rintala et al., 2005b). Thus, our results support the possibility of vertical transmission during pregnancy or perinatal transmission at the time of delivery. In other studies, the non-concordance of type-specific HPV between mother and newborn or the presence of oral HPV DNA in young children who were born to HPV-negative mothers suggest the existence of other transmission routes, such as the horizontal transmission of HPV. In these cases, HPV infection can be transmitted by milk during breastfeeding, by siblings via kissing, and by householders and friends via digital contacts (Syrjänen, 2010). There is one recent article showing the presence of HPV in 4% of 223 breast milk samples 3 days postpartum, regardless of the mother's oral or cervical HPV status (Sarkola et al., 2008b). Transmission via infected surfaces or other fomites, such as clothes, toys or eating utensils, is also possible. Autoinoculation can occur by scratching from one site of the body to another or by bathing (Myhre et al., 2003; Syrjänen & Puranen, 2000). HPV is known to multiply locally at the site of entry on the skin or mucous membranes; by deduction (logically) there is no viremia and no blood spread, but one study showed the presence of HPV in peripheral blood mononuclear cells (PBMCs) from HIV-infected pediatric patients and from healthy blood donors (Bodaghi et al., 2005).

and in 2.9% of 210 college-aged men. Among the control group, the odds of developing oral HPV infection were significantly greater with increases in the lifetime number of oral or vaginal sex partners, whereas among the college-aged men, the odds of developing oral HPV infection were significantly greater with increases in the lifetime number of oral sex or open-mouth kissing partners, but not with increases in the lifetime number of vaginal sex partners. They concluded that oral HPV infection is sexually acquired and is transmitted by behaviors such as oral sex and open-mouth kissing (D'Souza et al., 2009). However, Smith et al. examined the prevalence of HPV in a large series of pregnant women to evaluate the concordance between infection of the cervix and the oral cavity. The lack of concordance in HPV types in either of the mucosal sites in pregnant women, between detection in the cervix and oral contact, and between females and males, suggests that the transmission of infection by auto-inoculation or by oral-genital sex between partners is low, suggesting that a number of issues remain unclear about the mechanisms of HPV transmission (Smith et al., 2004c). Another study also showed that despite a high frequency of oral-penile contact among young adults, the detection of oral HPV was rare, and no association between oral-penile contact and oral HPV infection was found (Winer et al. 2003).

### **4.3.2 Nonsexual mode of transmission**

In children, the modalities of HPV transmission are difficult to explain. Gutman and colleagues described anogenital HPV disease in children after abusive sexual contact (Gutman et al., 1993). However, the high incidence of HPV infection observed in healthy children indicates that the transmission need not be sexual. To explain these pediatric HPV infections, several nonsexual modes of transmission can be proposed, including vertical transmission, horizontal transmission and autoinoculation. It can be due to a vertical transmission, which is divided into three subtypes depending on the assumed time of HPV transmission: (1) peri-conceptual transmission (time around fertilization) occurs theoretically via the infected oocyte or spermatozoon. Several studies showed the presence of HPV DNA in 8 to 64% of semen samples from asymptomatic men and also in seminal plasma and spermatozoa (Syrjänen, 2010). (2) Prenatal transmission (during pregnancy) has been proposed by studies reporting HPV DNA in amniotic fluid, placenta and cord blood samples. In placental samples, the rate of HPV DNA detection varied from 0% to 42.5% (Syrjänen, 2010). Rombaldi et al. observed an HPV infection in 23.3% of the cases studied and transplacental transmission in 12.2%. A significant correlation was also observed between placental HPV and the immunosupressive status of the mother (Rombaldi et al., 2008). Furthermore, Sarkola and colleagues found that HPV DNA was three times more prevalent among women who had smoked compared with neversmokers (Sarkola et al., 2008a). In amniotic fluid and cord blood, the prevalence of HPV varied from 15% to 65% and 0% to 13.5%, respectively. (3) Perinatal transmission occurs during birth and immediately thereafter. HPV transmission may be the result of close contacts between the fetus and infected cervical and vaginal cells of the mother during delivery. Using DNA sequencing, several authors have shown that the mother is the source of infection with evidence of virus transcription in some children (Cason et al., 1995; Kaye et al., 1996). Vertical transmission was considered when the maternal HPV Human Papillomavirus and Related Diseases 230 – From Bench to Bedside – A Clinical Perspective

and in 2.9% of 210 college-aged men. Among the control group, the odds of developing oral HPV infection were significantly greater with increases in the lifetime number of oral or vaginal sex partners, whereas among the college-aged men, the odds of developing oral HPV infection were significantly greater with increases in the lifetime number of oral sex or open-mouth kissing partners, but not with increases in the lifetime number of vaginal sex partners. They concluded that oral HPV infection is sexually acquired and is transmitted by behaviors such as oral sex and open-mouth kissing (D'Souza et al., 2009). However, Smith et al. examined the prevalence of HPV in a large series of pregnant women to evaluate the concordance between infection of the cervix and the oral cavity. The lack of concordance in HPV types in either of the mucosal sites in pregnant women, between detection in the cervix and oral contact, and between females and males, suggests that the transmission of infection by auto-inoculation or by oral-genital sex between partners is low, suggesting that a number of issues remain unclear about the mechanisms of HPV transmission (Smith et al., 2004c). Another study also showed that despite a high frequency of oral-penile contact among young adults, the detection of oral HPV was rare, and no association between oral-penile contact and oral HPV infection was

In children, the modalities of HPV transmission are difficult to explain. Gutman and colleagues described anogenital HPV disease in children after abusive sexual contact (Gutman et al., 1993). However, the high incidence of HPV infection observed in healthy children indicates that the transmission need not be sexual. To explain these pediatric HPV infections, several nonsexual modes of transmission can be proposed, including vertical transmission, horizontal transmission and autoinoculation. It can be due to a vertical transmission, which is divided into three subtypes depending on the assumed time of HPV transmission: (1) peri-conceptual transmission (time around fertilization) occurs theoretically via the infected oocyte or spermatozoon. Several studies showed the presence of HPV DNA in 8 to 64% of semen samples from asymptomatic men and also in seminal plasma and spermatozoa (Syrjänen, 2010). (2) Prenatal transmission (during pregnancy) has been proposed by studies reporting HPV DNA in amniotic fluid, placenta and cord blood samples. In placental samples, the rate of HPV DNA detection varied from 0% to 42.5% (Syrjänen, 2010). Rombaldi et al. observed an HPV infection in 23.3% of the cases studied and transplacental transmission in 12.2%. A significant correlation was also observed between placental HPV and the immunosupressive status of the mother (Rombaldi et al., 2008). Furthermore, Sarkola and colleagues found that HPV DNA was three times more prevalent among women who had smoked compared with neversmokers (Sarkola et al., 2008a). In amniotic fluid and cord blood, the prevalence of HPV varied from 15% to 65% and 0% to 13.5%, respectively. (3) Perinatal transmission occurs during birth and immediately thereafter. HPV transmission may be the result of close contacts between the fetus and infected cervical and vaginal cells of the mother during delivery. Using DNA sequencing, several authors have shown that the mother is the source of infection with evidence of virus transcription in some children (Cason et al., 1995; Kaye et al., 1996). Vertical transmission was considered when the maternal HPV

found (Winer et al. 2003).

**4.3.2 Nonsexual mode of transmission** 

type matches the HPV type isolated from the newborn/child. In 1989, Sedlacek et al. were the first to demonstrate HPV DNA in the nasopharyngeal secretions of infants delivered vaginally by mothers with genital HPV infection (Sedlacek et al., 1989). Since then, several authors evaluated the rate at which HPV is transmitted from mother to newborn/child, but this rate is extremely variable among studies. Medeiros and colleagues proposed the first systematic review on vertical HPV transmission, which included 2111 pregnant women and their 2113 newborns. They showed that pooled mother-to-child HPV transmission was 6.5% and was higher after vaginal delivery than after cesarean section. The authors also showed that the combined relative risk of mother-to-child HPV transmission was 7.3 (Medeiros et al., 2005). Rombaldi et al. determined the rate of maternal HPV transmission using PCR and nested multiple PCR on maternal cervical swabs and neonatal nasopharyngeal specimens. They reported that the perinatal transmission of HPV DNA occurred in 24.5% of the cases studied (Rombaldi et al., 2009). Other studies also suggest that vertical transmission is common, occurring in 40% to 80% of cases (Puranen et al., 1996; Rintala et al., 2005b; Tseng et al., 1998). These high rates of vertical HPV transmission were not confirmed by several studies, which found that the risk of vertical transmission to the oral or genital mucosa of newborns was rare (1-5%) (Smith et al., 1995, 2004b, 2010; Syrjänen & Puranen, 2000 Tenti et al., 1999; Watts et al., 1998). In two previous studies by Smith et al., only one mother/newborn pair was concordant for an HPV type, and among 203 infants, two had detectable HPV in oral or genital swabs (Smith et al., 1995, 2004b). Studies on persistent HPV infection showed that the concordance between mother/newborn infections was maintained between 37% to 83% at six weeks to six months after birth (Cason et al., 1995; Fredericks et al., 1993; Kaye et al., 1996), whereas Rintala et al. found that the prevalence declined to 10% in infants at 24 months of follow-up. This prospective cohort study assessed the dynamics of HPV transmission between parents and infants. They showed that the most common HPV profile was hr HPV in all family members, followed by HPV-positive mother-infant pairs, whereas HPV-positive father-infant pairs were less frequent. No such independent risk could be attributed to subclinical HPV infection in the father, but oral and genital HPV in the mother affected the risk of infant HPV (Rintala et al., 2005b). Thus, our results support the possibility of vertical transmission during pregnancy or perinatal transmission at the time of delivery. In other studies, the non-concordance of type-specific HPV between mother and newborn or the presence of oral HPV DNA in young children who were born to HPV-negative mothers suggest the existence of other transmission routes, such as the horizontal transmission of HPV. In these cases, HPV infection can be transmitted by milk during breastfeeding, by siblings via kissing, and by householders and friends via digital contacts (Syrjänen, 2010). There is one recent article showing the presence of HPV in 4% of 223 breast milk samples 3 days postpartum, regardless of the mother's oral or cervical HPV status (Sarkola et al., 2008b). Transmission via infected surfaces or other fomites, such as clothes, toys or eating utensils, is also possible. Autoinoculation can occur by scratching from one site of the body to another or by bathing (Myhre et al., 2003; Syrjänen & Puranen, 2000). HPV is known to multiply locally at the site of entry on the skin or mucous membranes; by deduction (logically) there is no viremia and no blood spread, but one study showed the presence of HPV in peripheral blood mononuclear cells (PBMCs) from HIV-infected pediatric patients and from healthy blood donors (Bodaghi et al., 2005).






Human Papillomavirus and Related Diseases 236 – From Bench to Bedside – A Clinical Perspective Implications of Human Papillomavirus Infections in the Biology of Head and Neck Cancers 237



LR, low risk HPV type; HR, high risk HPV type; n.a., data not available; PCR, polymerase chain reaction; SB, Southern blotting. Scrapes, term used for scrapes, brushes, swabs and smears. \*Column shows analyzed HPV-types mentioned in study (HPV type in bold represents most frequently found virus DNA). \*\*Data relate to # samples instead of subjects. † Only abstract on free access Table 1. Frequencies of HPV types present in normal head and neck mucosa (oral cavity and tonsils) of children and adults  Implications of Human Papillomavirus Infections in the Biology of Head and Neck Cancers 239

As briefly described previously, HNSCCs are characterized by varying rates of incidence and mortality around the world, such as higher rates in Southeast Asia and Eastern Europe (Kreimer et al., 2005). At present, it is known for certain that HPVs are the etiological agent of many benign and malignant tumors arising from epidermal tissues. Nearly thirty years ago, Gissmann and colleagues were the first team to detect DNA sequences from HPV types 6 and 11 in laryngeal papillomas (Gissmann et al., 1983). Laryngeal papillomatosis, also known as recurrent respiratory papillomatosis (RRP), is characterized by the recurrent growth of exophytic, wart-like lesions called papillomas, along the epithelium of the upper respiratory tract, such as the vocal cords, the arytenoids, the subglottis, the trachea and most commonly, the larynx (Lacey et al., 2006; Mammas et al., 2009). Although the RRPs are benign, their recurrent nature and location in the airways require frequent surgical removal and can cause significant morbidity and occasional mortality secondary to airway obstruction. Smoking and low-risk or high-risk HPV infections have also been proposed to be cofactors in the conversion of laryngeal papillomas into carcinomas (Doyle et al., 1994). These lesions were first described in the late 1800s by Sir Morrell Mackenzie, who recognized papillomas as distinct lesions of the laryngo-pharynx in children. RRPs are mostly caused by the low-risk HPV types 6 and 11, with a more aggressive disease course for the latter type. The disease is also categorized into juvenile onset (JORRP) and adult onset (AORRP) forms based on age at diagnosis. JORRP can be observed immediately during the postnatal period, but it is most commonly diagnosed between two and four years. In AORRP, the peak incidence ranges from 20 to 40 years of age, with dysphonia and hoarseness, and respiratory obstruction being the most common presenting symptoms in children and adults, respectively (Larson & Derkay, 2010). In cases of JORRP, lesions are suspected to originate from a perinatal infection of mothers with condylomatous lesions, which are an overwhelming risk factor. Thus, the virus is generally transmitted during gestation or during birth when the baby passes through the infected birth canal. In a Danish study, Silverberg and colleagues demonstrated that maternal condyloma during pregnancy increased the risk of JORRP in the child more than 200-fold (Silverberg et al., 2003). Moreover, 54% of childhood RRP patients were born to mothers with a history of vulvar condylomata at the time of delivery (Hallden & Majmudar, 1986). Among AORRP patients, the transmission mechanisms clearly vary. The infection probably results from sexual or non-sexual contact with an infected lesion. This evidence has been suggested by a case control study that showed AORRP patients were more likely to have more sexual partners and to have oral sex than controls (Kashima et al., 1992). Additionally, HPV is also able to form latent infections in healthy mucosa, suggesting that AORRP could be due to a reactivation of a latent HPV infection acquired during birth (Goon et al., 2007; Larson and Derkay, 2010). Thus, the relationship between HPV and laryngeal papillomatosis is well established. Indeed, it has been shown that 95% of solitary laryngeal papillomas in adults were positive for HPV (Lindeberg & Johansen, 1990). Moreover, Dickens et al. reported evidence that 59% of laryngeal papillomas showed the presence of the four most common subtypes, including the two low-risk dominant types 6 and 11 (Dickens et al., 1991). In general, the prevalence of RRP was estimated at between four to seven cases per million person-years, and the incidence is about 2 per 100,000 in adults and 4 per 100,000 in children

**5. Characteristics of infected benign and malignant head and neck lesions** 

**and prevalence site by site in head and neck region** 

**5.1 The recurrent respiratory papillomatosis (RRP)** 

### **5. Characteristics of infected benign and malignant head and neck lesions and prevalence site by site in head and neck region**

#### **5.1 The recurrent respiratory papillomatosis (RRP)**

Human Papillomavirus and Related Diseases 238 – From Bench to Bedside – A Clinical Perspective

LR, low risk HPV type; HR, high risk HPV type; n.a., data not available; PCR, polymerase chain reaction; SB, Southern blotti

\*Column shows analyzed HPV-types mentioned in study (HPV type in bold represents most frequently found virus DNA).

Table 1. Frequencies of HPV types present in normal head and neck mucosa (oral cavity and tonsils) of children and

Scrapes, term used for scrapes, brushes, swabs and smears.

\*\*Data relate to # samples instead of subjects.

† Only abstract on free access

adults

ng.

As briefly described previously, HNSCCs are characterized by varying rates of incidence and mortality around the world, such as higher rates in Southeast Asia and Eastern Europe (Kreimer et al., 2005). At present, it is known for certain that HPVs are the etiological agent of many benign and malignant tumors arising from epidermal tissues. Nearly thirty years ago, Gissmann and colleagues were the first team to detect DNA sequences from HPV types 6 and 11 in laryngeal papillomas (Gissmann et al., 1983). Laryngeal papillomatosis, also known as recurrent respiratory papillomatosis (RRP), is characterized by the recurrent growth of exophytic, wart-like lesions called papillomas, along the epithelium of the upper respiratory tract, such as the vocal cords, the arytenoids, the subglottis, the trachea and most commonly, the larynx (Lacey et al., 2006; Mammas et al., 2009). Although the RRPs are benign, their recurrent nature and location in the airways require frequent surgical removal and can cause significant morbidity and occasional mortality secondary to airway obstruction. Smoking and low-risk or high-risk HPV infections have also been proposed to be cofactors in the conversion of laryngeal papillomas into carcinomas (Doyle et al., 1994). These lesions were first described in the late 1800s by Sir Morrell Mackenzie, who recognized papillomas as distinct lesions of the laryngo-pharynx in children. RRPs are mostly caused by the low-risk HPV types 6 and 11, with a more aggressive disease course for the latter type. The disease is also categorized into juvenile onset (JORRP) and adult onset (AORRP) forms based on age at diagnosis. JORRP can be observed immediately during the postnatal period, but it is most commonly diagnosed between two and four years. In AORRP, the peak incidence ranges from 20 to 40 years of age, with dysphonia and hoarseness, and respiratory obstruction being the most common presenting symptoms in children and adults, respectively (Larson & Derkay, 2010). In cases of JORRP, lesions are suspected to originate from a perinatal infection of mothers with condylomatous lesions, which are an overwhelming risk factor. Thus, the virus is generally transmitted during gestation or during birth when the baby passes through the infected birth canal. In a Danish study, Silverberg and colleagues demonstrated that maternal condyloma during pregnancy increased the risk of JORRP in the child more than 200-fold (Silverberg et al., 2003). Moreover, 54% of childhood RRP patients were born to mothers with a history of vulvar condylomata at the time of delivery (Hallden & Majmudar, 1986). Among AORRP patients, the transmission mechanisms clearly vary. The infection probably results from sexual or non-sexual contact with an infected lesion. This evidence has been suggested by a case control study that showed AORRP patients were more likely to have more sexual partners and to have oral sex than controls (Kashima et al., 1992). Additionally, HPV is also able to form latent infections in healthy mucosa, suggesting that AORRP could be due to a reactivation of a latent HPV infection acquired during birth (Goon et al., 2007; Larson and Derkay, 2010). Thus, the relationship between HPV and laryngeal papillomatosis is well established. Indeed, it has been shown that 95% of solitary laryngeal papillomas in adults were positive for HPV (Lindeberg & Johansen, 1990). Moreover, Dickens et al. reported evidence that 59% of laryngeal papillomas showed the presence of the four most common subtypes, including the two low-risk dominant types 6 and 11 (Dickens et al., 1991). In general, the prevalence of RRP was estimated at between four to seven cases per million person-years, and the incidence is about 2 per 100,000 in adults and 4 per 100,000 in children

Implications of Human Papillomavirus Infections in the Biology of Head and Neck Cancers 241

confirm the great prevalence of HPV in benign laryngeal lesions, Arndt et al. assessed the presence of HPV genomes 6, 11, 16, 18, 31, 33 and 35 in 17 juvenile laryngeal papillomas (JLP), 27 adult laryngeal papillomas (ALP), 15 oral papillomas (OP) and 11 laryngeal leukoplakias (LL). The results showed 100% positivity for HPV 6 and 11 in JLP and ALP, 87% in OP and 63% in LL, whereas hr HPV 16, 18 and 33 were found in 22% of ALP, 20% of OP and 36% of LL, suggesting that the role of HPV in malignant transformation is less clear than in benign tumors (Arndt et al., 1997). In 2005, a combination of PCR and nested PCR was applied to improve the detection level of infected samples. Among 27 biopsies from different head and neck regions, such as the larynx, nasal cavities and sinuses, pharynx and oral cavity, 16 showed a positive result in either PCR or nested PCR or both, suggesting that this PCR system is a reliable tool for the detection of HPV DNA in benign lesions of the upper aerodigestive tract (Fisher et al., 2005). Conversely, in a retrospective study, 36 head and neck papillomata were tested for HPV 6, 11, 16 and 18 using PCR, and the results were not consistent with a role for HPV infection in the etiology of head and neck papillomata in adult patients. In fact, only 20% of benign tumors were positive for an HPV type (Campos-Bañales et al., 1995). Finally, in 2011, we assessed the presence of HPV DNA in a series of 39 laryngeal benign lesions (LBLs) from 20 cases of vocal nodules, 13 cases of chronic laryngitis and 6 cases of papillomas. The analysis was performed by PCR using the GP5+/GP6+ primers that amplify a conserved sequence located within the L1 region of the HPV genome. Next, all DNA extracts were tested for the presence of 18 different HPV genotypes using TaqMan-based real-time quantitative PCR. Four out of 39 specimens had insufficient tissue quantities for DNA extraction after pathological evaluation and were, therefore, excluded from further analyses. Note that PCR was also performed using β-globin primers to demonstrate the presence of amplifiable DNA in the tissue extracts. All 35 LBLs gave positive signals for β-globin. Among these 35 cases, we identified 27 lesions (77%) that were positive for HPV 16. In the hr HPV-negative subgroup (n=8), two specimens tested positive for HPV using the GP5+/GP6+ consensus primers and were considered infected with lr HPV types (Fig. 1). Only six benign lesions were negative in both GP5+/GP6+ and type-specific HPV PCR analyses (17%). Among the 27 hr HPV-positive lesions, 12 were both positive for GP5+/GP6+ and type-specific HPV (hr HPV+ group), whereas 15 were negative for GP5+/GP6+ and positive for typespecific HPV, which corresponds to the integrated HPV-positive group (int. hr HPV+)

This discrepancy observed in varying rates of incidence is mainly attributed to a variation in the sensitivity of the methods employed and in the epidemiological factors related to the group of patients examined. Indeed, the different methods have been classified in three categories according to the detection threshold of viral DNA copy number in the cell: techniques having a low sensitivity, such as immunohistochemistry and in situ hybridization; techniques with moderate sensitivity, such as Southern blot, dot blot and reverse dot blot hybridizations; and techniques displaying high sensitivity, such as the polymerase chain reaction, which can detect the virus in less than one copy per cell (Castro & Filho, 2005). Nevertheless, each method is limited by its sensitivity, its specificity, its practice and its cost, among other limiting factors. In conclusion, it is important to assess the efficacy of the different HPV detection techniques in order to establish HPV etiology in oral

(Fig. 1) (Duray et al., 2011a).

lesions.

(Goon et al., 2007). A report in the United States estimated the number of new cases of childhood onset RRP was 1500 to 2500 each year (Derkay, 1995).

### **5.2 Implication of HPV in other benign lesions of the upper aerodigestive area**

As in RRP, HPV is also involved in the development of different benign lesions occurring in the oral cavity, the pharynx, the larynx and the nasopharynx. Numerous studies have been conducted on benign tumors arising in the head and neck to evaluate the possible role of HPV in head and neck neoplasms. However, its implication in carcinogenesis is still controversial because of the different frequencies detected. Kashima et al. examined the diagnostic and prognostic relevance of HPV in 26 squamous papillomas and 29 inverted papillomas. They examined the presence of four HPV types using the PCR amplification technique. The proportion of tissue samples showing HPV infection was 15% and 24% for squamous papillomas and inverted papillomas, respectively, with HPV types 6 and 11 being the only two types detected in these lesions (Kashima et al., 1992). Four years later, HPV was detected with a prevalence of 81.8% in 22 cases of laryngeal squamous papillomas (LP) and 42.5% in 40 cases of nasal inverted papillomas (NIP). HPV types 6 and 11 were again implicated, with a slight bias for HPV 6 in LP and HPV 11 in NIP, suggesting that HPV may play a role in the development of both lesions, and that these viral types may exhibit relative differences in their tissue specificity (Shen et al., 1996). On the other hand, Hoffmann and colleagues had investigated whether HPV was implicated in sinunasal polyposis and found a positive signal in only 1 of the 39 investigated cases (2.6%) (Hoffmann et al., 2000). In oral and oropharyngeal areas, squamous cell papillomas are also benign tumors that occur mainly between 30 and 50 years of age but still represent about 8% of oral tumors in children (Castro & Filho, 2006). Many types of tumors can develop in the oropharynx and oral cavity, such as condiloma acuminata, the common wart and focal epithelial hyperplasia (FEH). Condiloma acuminata (CA) is often considered a sexually transmitted disease, but the trend is to consider that it may also be acquired by auto-inoculation or by maternal transmission (Castro & Filho, 2006; Syrjänen, 2003). HPV was detected in CA with a positivity rate varying between 75% to 85% for the two most frequent lr HPVs, HPV 6 and 11 (Chang et al., 1991; Syrjänen, 2003). Common warts, one of the most common skin lesions, are frequently located on the lips, hard palate, gums and tongue dorsum. HPV detection rates in oral warts have been shown to vary between 43% and 100% (Padayachee, 1994; Praetorius, 1997; Zeuss et al., 1991). Although the near 100% positivity of HPV 6 and 11 is well established for the majority of benign tumors, it has been shown that HPV 2 and HPV 57 were more prevalent in common oral warts (Padayachee, 1994). Finally, oral focal epithelial hyperplasia (FEH), also known as Heck's disease and characterized by multiple nodular elevations, is a third benign oral lesion that may be located in the oral mucosa, lower lips and tongue. Like for oral warts, HPV 6 and 11 are not the major types found in FEH. Indeed, HPV 13 and 32 have been identified in 75% to 100% of the cases (Praetorius, 1997). These two types were considered specific to focal epithelial hyperplasia, while HPV 32 was also found in other oral lesions (de Villiers, 1989). In 2002, Schwenger and colleagues showed that 100% of FEH cases tested were positive for HPV 13 and/or 32 (Schwenger et al., 2002). Moreover, in a recent Brazilian study, of sixteen benign tumors found among 86 examined oral lesions, 100% were positive for HPV (Lira et al., 2009). To Human Papillomavirus and Related Diseases 240 – From Bench to Bedside – A Clinical Perspective

(Goon et al., 2007). A report in the United States estimated the number of new cases of

As in RRP, HPV is also involved in the development of different benign lesions occurring in the oral cavity, the pharynx, the larynx and the nasopharynx. Numerous studies have been conducted on benign tumors arising in the head and neck to evaluate the possible role of HPV in head and neck neoplasms. However, its implication in carcinogenesis is still controversial because of the different frequencies detected. Kashima et al. examined the diagnostic and prognostic relevance of HPV in 26 squamous papillomas and 29 inverted papillomas. They examined the presence of four HPV types using the PCR amplification technique. The proportion of tissue samples showing HPV infection was 15% and 24% for squamous papillomas and inverted papillomas, respectively, with HPV types 6 and 11 being the only two types detected in these lesions (Kashima et al., 1992). Four years later, HPV was detected with a prevalence of 81.8% in 22 cases of laryngeal squamous papillomas (LP) and 42.5% in 40 cases of nasal inverted papillomas (NIP). HPV types 6 and 11 were again implicated, with a slight bias for HPV 6 in LP and HPV 11 in NIP, suggesting that HPV may play a role in the development of both lesions, and that these viral types may exhibit relative differences in their tissue specificity (Shen et al., 1996). On the other hand, Hoffmann and colleagues had investigated whether HPV was implicated in sinunasal polyposis and found a positive signal in only 1 of the 39 investigated cases (2.6%) (Hoffmann et al., 2000). In oral and oropharyngeal areas, squamous cell papillomas are also benign tumors that occur mainly between 30 and 50 years of age but still represent about 8% of oral tumors in children (Castro & Filho, 2006). Many types of tumors can develop in the oropharynx and oral cavity, such as condiloma acuminata, the common wart and focal epithelial hyperplasia (FEH). Condiloma acuminata (CA) is often considered a sexually transmitted disease, but the trend is to consider that it may also be acquired by auto-inoculation or by maternal transmission (Castro & Filho, 2006; Syrjänen, 2003). HPV was detected in CA with a positivity rate varying between 75% to 85% for the two most frequent lr HPVs, HPV 6 and 11 (Chang et al., 1991; Syrjänen, 2003). Common warts, one of the most common skin lesions, are frequently located on the lips, hard palate, gums and tongue dorsum. HPV detection rates in oral warts have been shown to vary between 43% and 100% (Padayachee, 1994; Praetorius, 1997; Zeuss et al., 1991). Although the near 100% positivity of HPV 6 and 11 is well established for the majority of benign tumors, it has been shown that HPV 2 and HPV 57 were more prevalent in common oral warts (Padayachee, 1994). Finally, oral focal epithelial hyperplasia (FEH), also known as Heck's disease and characterized by multiple nodular elevations, is a third benign oral lesion that may be located in the oral mucosa, lower lips and tongue. Like for oral warts, HPV 6 and 11 are not the major types found in FEH. Indeed, HPV 13 and 32 have been identified in 75% to 100% of the cases (Praetorius, 1997). These two types were considered specific to focal epithelial hyperplasia, while HPV 32 was also found in other oral lesions (de Villiers, 1989). In 2002, Schwenger and colleagues showed that 100% of FEH cases tested were positive for HPV 13 and/or 32 (Schwenger et al., 2002). Moreover, in a recent Brazilian study, of sixteen benign tumors found among 86 examined oral lesions, 100% were positive for HPV (Lira et al., 2009). To

**5.2 Implication of HPV in other benign lesions of the upper aerodigestive area** 

childhood onset RRP was 1500 to 2500 each year (Derkay, 1995).

confirm the great prevalence of HPV in benign laryngeal lesions, Arndt et al. assessed the presence of HPV genomes 6, 11, 16, 18, 31, 33 and 35 in 17 juvenile laryngeal papillomas (JLP), 27 adult laryngeal papillomas (ALP), 15 oral papillomas (OP) and 11 laryngeal leukoplakias (LL). The results showed 100% positivity for HPV 6 and 11 in JLP and ALP, 87% in OP and 63% in LL, whereas hr HPV 16, 18 and 33 were found in 22% of ALP, 20% of OP and 36% of LL, suggesting that the role of HPV in malignant transformation is less clear than in benign tumors (Arndt et al., 1997). In 2005, a combination of PCR and nested PCR was applied to improve the detection level of infected samples. Among 27 biopsies from different head and neck regions, such as the larynx, nasal cavities and sinuses, pharynx and oral cavity, 16 showed a positive result in either PCR or nested PCR or both, suggesting that this PCR system is a reliable tool for the detection of HPV DNA in benign lesions of the upper aerodigestive tract (Fisher et al., 2005). Conversely, in a retrospective study, 36 head and neck papillomata were tested for HPV 6, 11, 16 and 18 using PCR, and the results were not consistent with a role for HPV infection in the etiology of head and neck papillomata in adult patients. In fact, only 20% of benign tumors were positive for an HPV type (Campos-Bañales et al., 1995). Finally, in 2011, we assessed the presence of HPV DNA in a series of 39 laryngeal benign lesions (LBLs) from 20 cases of vocal nodules, 13 cases of chronic laryngitis and 6 cases of papillomas. The analysis was performed by PCR using the GP5+/GP6+ primers that amplify a conserved sequence located within the L1 region of the HPV genome. Next, all DNA extracts were tested for the presence of 18 different HPV genotypes using TaqMan-based real-time quantitative PCR. Four out of 39 specimens had insufficient tissue quantities for DNA extraction after pathological evaluation and were, therefore, excluded from further analyses. Note that PCR was also performed using β-globin primers to demonstrate the presence of amplifiable DNA in the tissue extracts. All 35 LBLs gave positive signals for β-globin. Among these 35 cases, we identified 27 lesions (77%) that were positive for HPV 16. In the hr HPV-negative subgroup (n=8), two specimens tested positive for HPV using the GP5+/GP6+ consensus primers and were considered infected with lr HPV types (Fig. 1). Only six benign lesions were negative in both GP5+/GP6+ and type-specific HPV PCR analyses (17%). Among the 27 hr HPV-positive lesions, 12 were both positive for GP5+/GP6+ and type-specific HPV (hr HPV+ group), whereas 15 were negative for GP5+/GP6+ and positive for typespecific HPV, which corresponds to the integrated HPV-positive group (int. hr HPV+) (Fig. 1) (Duray et al., 2011a).

This discrepancy observed in varying rates of incidence is mainly attributed to a variation in the sensitivity of the methods employed and in the epidemiological factors related to the group of patients examined. Indeed, the different methods have been classified in three categories according to the detection threshold of viral DNA copy number in the cell: techniques having a low sensitivity, such as immunohistochemistry and in situ hybridization; techniques with moderate sensitivity, such as Southern blot, dot blot and reverse dot blot hybridizations; and techniques displaying high sensitivity, such as the polymerase chain reaction, which can detect the virus in less than one copy per cell (Castro & Filho, 2005). Nevertheless, each method is limited by its sensitivity, its specificity, its practice and its cost, among other limiting factors. In conclusion, it is important to assess the efficacy of the different HPV detection techniques in order to establish HPV etiology in oral lesions.

Implications of Human Papillomavirus Infections in the Biology of Head and Neck Cancers 243

sometimes include hypopharyngeal cases in their cohort. Based on the literature, we observed a prevalence ranging from 0% to 82% (Ernoux et al., 2011; Hafkamp et al., 2003; Ringström et al., 2002). In fact, some authors failed to show prevalence higher than 10% (Gillison et al., 2000; Hafkamp et al., 2003; Ribeiro et al., 2011; Ringström et al., 2002; Stremlau et al., 1987), whereas others found prevalence greater than 50% (Arndt et al., 1992; Ernoux et al., 2011; Kleist et al., 2000; Koskinen et al., 2003; Tyan et al., 1993). Recently, we examined the presence of HPV DNA in a series of 75 patients with stage IV hypopharyngeal SCC (Ernoux et al., 2011). The same methods used previously to detect the virus in our paraffin-embedded samples (PCR using GP5+/GP6+ primers and subsequent TaqManbased real-time quantitative PCR targeting type-specific sequences of 18 HPV types) were employed in the study. Of the 75 specimens, 8 had insufficient tissue for DNA extraction or quantitative PCR and were, therefore, excluded from further analysis (Fig. 2). Of the remaining 67 cases, another 6 from which were β-globin PCR-negative were also excluded from further analysis. Ultimately, 61 β-globin PCR-positive specimens were typed by

quantitative real-time PCR using primers for 18 different HPV types (Fig. 2).

Fig. 2. HPV PCR results from 75 OSCC cases. Eight samples could not be analyzed due to insufficient material, and β-globin could not be amplified in six additional samples. Therefore, 61 cases in total were analyzed by type-specific real-time PCR and GP5+/GP6+ consensus PCR. Among these patients, 82% tested positive for infection with one or several

types of hr HPV, 7% tested positive for lr HPV and 11% were HPV-negative.

Fig. 1. HPV PCR results from 39 OSCC cases. Four samples could not be analyzed due to insufficient material, and β-globin could be amplified in all samples. Therefore, 35 cases in total were analyzed by type-specific real-time PCR and GP5+/GP6+ consensus PCR. Among these patients, 77% tested positive for infection with one or several types of hr HPV, 6% tested positive for lr HPV and 17% were HPV-negative.

### **5.3 Implication of HPV in malignant tumors of the upper aerodisgestive area**

### **5.3.1 Incidence in hypopharyngeal tumors**

HNSCC represents the sixth most common malignancy with an annual incidence of more than 600,000 cases worldwide and is responsible for approximately 350,000 deaths each year (Parkin et al., 2005). These cancers mainly comprise the hypopharyngeal, laryngeal, oropharyngeal and oral cancers. Depending on the anatomical location of the primary tumor, HNSCCs show an HPV prevalence of between 20% and 30% for hypo-, laryngeal and oral carcinomas and up to over 50% for tonsillar squamous cell carcinomas, especially Waldeyer's tonsillar ring (Deng et al., 2011). Furthermore, there is a persistent controversy on the role of HPV infection in HNSCC progression and on the influence of these infections on the final clinical outcome. Hypopharyngeal carcinoma is one of the less documented head and neck cancers in the literature. Indeed, few studies are exclusively devoted to hypopharyngeal cancers. Thus, the few cases available arise from certain studies that Human Papillomavirus and Related Diseases 242 – From Bench to Bedside – A Clinical Perspective

Fig. 1. HPV PCR results from 39 OSCC cases. Four samples could not be analyzed due to insufficient material, and β-globin could be amplified in all samples. Therefore, 35 cases in total were analyzed by type-specific real-time PCR and GP5+/GP6+ consensus PCR. Among these patients, 77% tested positive for infection with one or several types of hr HPV, 6%

**5.3 Implication of HPV in malignant tumors of the upper aerodisgestive area** 

HNSCC represents the sixth most common malignancy with an annual incidence of more than 600,000 cases worldwide and is responsible for approximately 350,000 deaths each year (Parkin et al., 2005). These cancers mainly comprise the hypopharyngeal, laryngeal, oropharyngeal and oral cancers. Depending on the anatomical location of the primary tumor, HNSCCs show an HPV prevalence of between 20% and 30% for hypo-, laryngeal and oral carcinomas and up to over 50% for tonsillar squamous cell carcinomas, especially Waldeyer's tonsillar ring (Deng et al., 2011). Furthermore, there is a persistent controversy on the role of HPV infection in HNSCC progression and on the influence of these infections on the final clinical outcome. Hypopharyngeal carcinoma is one of the less documented head and neck cancers in the literature. Indeed, few studies are exclusively devoted to hypopharyngeal cancers. Thus, the few cases available arise from certain studies that

tested positive for lr HPV and 17% were HPV-negative.

**5.3.1 Incidence in hypopharyngeal tumors** 

sometimes include hypopharyngeal cases in their cohort. Based on the literature, we observed a prevalence ranging from 0% to 82% (Ernoux et al., 2011; Hafkamp et al., 2003; Ringström et al., 2002). In fact, some authors failed to show prevalence higher than 10% (Gillison et al., 2000; Hafkamp et al., 2003; Ribeiro et al., 2011; Ringström et al., 2002; Stremlau et al., 1987), whereas others found prevalence greater than 50% (Arndt et al., 1992; Ernoux et al., 2011; Kleist et al., 2000; Koskinen et al., 2003; Tyan et al., 1993). Recently, we examined the presence of HPV DNA in a series of 75 patients with stage IV hypopharyngeal SCC (Ernoux et al., 2011). The same methods used previously to detect the virus in our paraffin-embedded samples (PCR using GP5+/GP6+ primers and subsequent TaqManbased real-time quantitative PCR targeting type-specific sequences of 18 HPV types) were employed in the study. Of the 75 specimens, 8 had insufficient tissue for DNA extraction or quantitative PCR and were, therefore, excluded from further analysis (Fig. 2). Of the remaining 67 cases, another 6 from which were β-globin PCR-negative were also excluded from further analysis. Ultimately, 61 β-globin PCR-positive specimens were typed by quantitative real-time PCR using primers for 18 different HPV types (Fig. 2).

Fig. 2. HPV PCR results from 75 OSCC cases. Eight samples could not be analyzed due to insufficient material, and β-globin could not be amplified in six additional samples. Therefore, 61 cases in total were analyzed by type-specific real-time PCR and GP5+/GP6+ consensus PCR. Among these patients, 82% tested positive for infection with one or several types of hr HPV, 7% tested positive for lr HPV and 11% were HPV-negative.

Implications of Human Papillomavirus Infections in the Biology of Head and Neck Cancers 245

were HPV-positive (Morgan et al., 1991). Another study found a lower HPV positivity rate (46%) in tumors from 78 previously untreated patients with laryngeal and hypopharyngeal carcinomas (Clayman et al., 1994). The authors concluded that HPV-positive tumors represented a biologically distinct subset of tumors that had a worse prognosis than HPV negative tumors (Clayman et al., 1994). In contrast to our results, Paz et al. did not identify any HPV-positive tumors in a small series of seven hypopharyngeal carcinoma patients (Paz et al., 1997). Indeed, conclusions are difficult to draw, given the lack of interest in the prognostic outcomes of these cancers, but it would seem that HPV-associated hypopharyngeal carcinomas are characterized by a poorer prognosis, or a tendency towards having a poorer prognosis, than HPV-negative hypopharyngeal carcinomas (Clayman et al., 1994; Ernoux et al., 2011). Thus, HPV infection may be closely associated with the

Laryngeal squamous cell carcinoma (LSCC) is the most frequent malignant tumor in the upper aerodigestive tract and is found predominantly in males. Although the relationship of HPV with SCC in the larynx is not well established, oncogenic HPVs have been proposed to be potential pathogenic factors. Studies focusing on HPV infections in LSCCs have reported wide variations in infection frequency that range from 0% to 85% (Almadori et al., 1996; Boscolo-Rizzo et al., 2009; Gallo et al., 2009; García-Milián et al., 1998; Koskinen et al., 2007; Lindeberg & Krogdahl, 1999; Rees et al., 2004). The prevalence varied widely with individual investigations. More than ten years ago, Brandwein et al. and Lie et al. reported that only 8% of LSCCs in the USA and Norway contained HPV DNA (Brandwein et al., 1993; Lie et al., 1996). Other authors also showed prevalence lower than 10%. In 1999, Lindeberg and Krogdahl demonstrated HPV infection in only one of 30 laryngeal carcinomas (Lindeberg & Krogdahl, 1999). More recently, in a cohort of 69 LSCC patients, 3 (4.4%) had HPV-positive samples, whereas other investigators did not find any HPVpositive samples among 68 LSCCs (Gallo et al., 2009; Koskinen et al., 2007). These findings support the view that the role of HPV in LSCC is less important in the larynx and also suggest the existence of other factors that play a more important role than viral infection in the carcinogenesis of these lesions. However, when we examine the few studies considering more than 80 patients with PCR-based analytical techniques, we observe higher percentages than previously demonstrated. Reports that include small sample sizes are subject to a potential selection bias. Indeed, the prevalence detected by Morshed et al. rose to 35.5%, but they did not find any significantly improved overall or disease-specific survival compared to patients with HPV-negative tumors (Morshed et al., 2008). In the same manner, high-risk HPV was found in 41 out of 110 LSCCs (37.3%) in a Brazilian study (de Oliveira et al., 2006). Larger samples being better, Syrjänen analyzed 116 LSCCs using *in situ* hybridization to demonstrate the presence of HPV DNA from types 6, 11, 16 and 30 in paraffin-embedded biopsies. A total of 15 of 116 (12.9%) tumors were shown to contain HPV DNA of at least one type (Syrjänen et al., 1987). This low prevalence can be explained by the use of a technique with lower sensitivity than PCR, which has the greatest sensitivity. Additionally, our study focused on HPV detection in a sample of 67 laryngeal SCCs revealed a 75% prevalence of high-risk HPV, as shown in Figure 4 (Duray et al., 2011a). To prevent false positives, precautions were taken to prevent tissue contamination. Our results may be explained by the fact that we used a sensitive (10-100 copies per PCR reaction) and type-

development of some hypopharyngeal carcinomas.

**5.3.2 Incidence in laryngeal tumors** 

From this homogeneous group of 61 HSCC tumor specimens, we identified 50 samples (82%) that tested positive for the following hr HPV types: HPV 16 (37 cases), 18 (4 cases), 33 (11 cases), 39 (1 case), 51 (5 cases), 53 (1 case), 58 (2 cases), 59 (1 case) and 66 (4 cases), four (7%) were positive for lr HPV types and seven (11%) were negative. Twelve samples were infected with multiple types of hr HPV. Among the 50 hr HPV-positive tumors, 38 were both GP5+/GP6+ positive and type-specific HPV-positive (hr HPV+ group). However, 12 tumors were GP5+/GP6+ negative and type-specific HPV-positive, corresponding to an integrated HPV+ group (int. hr HPV+) (Fig. 2).

This disagreement over HPV prevalence may be explained by the sensitivity of the methods used and the number of cases enrolled. Indeed, the use of different detection methods and HPV-specific probes, as well as varying numbers of tissue samples from different locations, has caused confusion over the frequency of HPV-positive lesions. Despite using the most sensitive method (PCR), we still observed a large variation in HPV detection rates, which can be explained by the relationship between results and sample sizes. In fact, the Kleist et al. study observed an 80% positivity among 5 samples, while Ribeiro et al. only detected HPV in 3.8% of cases among 78 tumors (Kleist et al., 2000; Ribeiro et al., 2011).

Concerning prognosis, statistical analysis did not reveal a significant correlation between hr HPV positivity and the proportion of disease-free patients. However, 32% (16/50 cases) of patients with hr HPV-positive tumors experienced relapse, compared with 8% of patients with HPV or lr HPV-positive tumors. The five-year disease-free survival was 88% in HPV negative and lr HPV-positive tumors *versus* 58% in hr HPV-positive tumors (Fig. 3).

Fig. 3. Disease-free survival curves for high-risk HPV+ (hr HPV+) *versus* HPV negative and low-risk HPV+ (lr HPV+) patients. The *p*-value is not significant (NS)

As mentioned above, few publications have focused on HPV positivity in hypopharyngeal cancers. Evidently, our results are in accordance with a previous study by Morgan et al, who described for the first time that 75% of the 16 pharyngolaryngeal carcinomas in their series were HPV-positive (Morgan et al., 1991). Another study found a lower HPV positivity rate (46%) in tumors from 78 previously untreated patients with laryngeal and hypopharyngeal carcinomas (Clayman et al., 1994). The authors concluded that HPV-positive tumors represented a biologically distinct subset of tumors that had a worse prognosis than HPV negative tumors (Clayman et al., 1994). In contrast to our results, Paz et al. did not identify any HPV-positive tumors in a small series of seven hypopharyngeal carcinoma patients (Paz et al., 1997). Indeed, conclusions are difficult to draw, given the lack of interest in the prognostic outcomes of these cancers, but it would seem that HPV-associated hypopharyngeal carcinomas are characterized by a poorer prognosis, or a tendency towards having a poorer prognosis, than HPV-negative hypopharyngeal carcinomas (Clayman et al., 1994; Ernoux et al., 2011). Thus, HPV infection may be closely associated with the development of some hypopharyngeal carcinomas.

### **5.3.2 Incidence in laryngeal tumors**

Human Papillomavirus and Related Diseases 244 – From Bench to Bedside – A Clinical Perspective

From this homogeneous group of 61 HSCC tumor specimens, we identified 50 samples (82%) that tested positive for the following hr HPV types: HPV 16 (37 cases), 18 (4 cases), 33 (11 cases), 39 (1 case), 51 (5 cases), 53 (1 case), 58 (2 cases), 59 (1 case) and 66 (4 cases), four (7%) were positive for lr HPV types and seven (11%) were negative. Twelve samples were infected with multiple types of hr HPV. Among the 50 hr HPV-positive tumors, 38 were both GP5+/GP6+ positive and type-specific HPV-positive (hr HPV+ group). However, 12 tumors were GP5+/GP6+ negative and type-specific HPV-positive, corresponding to an

This disagreement over HPV prevalence may be explained by the sensitivity of the methods used and the number of cases enrolled. Indeed, the use of different detection methods and HPV-specific probes, as well as varying numbers of tissue samples from different locations, has caused confusion over the frequency of HPV-positive lesions. Despite using the most sensitive method (PCR), we still observed a large variation in HPV detection rates, which can be explained by the relationship between results and sample sizes. In fact, the Kleist et al. study observed an 80% positivity among 5 samples, while Ribeiro et al. only detected

Concerning prognosis, statistical analysis did not reveal a significant correlation between hr HPV positivity and the proportion of disease-free patients. However, 32% (16/50 cases) of patients with hr HPV-positive tumors experienced relapse, compared with 8% of patients with HPV or lr HPV-positive tumors. The five-year disease-free survival was 88% in HPV

Fig. 3. Disease-free survival curves for high-risk HPV+ (hr HPV+) *versus* HPV negative and

As mentioned above, few publications have focused on HPV positivity in hypopharyngeal cancers. Evidently, our results are in accordance with a previous study by Morgan et al, who described for the first time that 75% of the 16 pharyngolaryngeal carcinomas in their series

low-risk HPV+ (lr HPV+) patients. The *p*-value is not significant (NS)

HPV in 3.8% of cases among 78 tumors (Kleist et al., 2000; Ribeiro et al., 2011).

negative and lr HPV-positive tumors *versus* 58% in hr HPV-positive tumors (Fig. 3).

integrated HPV+ group (int. hr HPV+) (Fig. 2).

Laryngeal squamous cell carcinoma (LSCC) is the most frequent malignant tumor in the upper aerodigestive tract and is found predominantly in males. Although the relationship of HPV with SCC in the larynx is not well established, oncogenic HPVs have been proposed to be potential pathogenic factors. Studies focusing on HPV infections in LSCCs have reported wide variations in infection frequency that range from 0% to 85% (Almadori et al., 1996; Boscolo-Rizzo et al., 2009; Gallo et al., 2009; García-Milián et al., 1998; Koskinen et al., 2007; Lindeberg & Krogdahl, 1999; Rees et al., 2004). The prevalence varied widely with individual investigations. More than ten years ago, Brandwein et al. and Lie et al. reported that only 8% of LSCCs in the USA and Norway contained HPV DNA (Brandwein et al., 1993; Lie et al., 1996). Other authors also showed prevalence lower than 10%. In 1999, Lindeberg and Krogdahl demonstrated HPV infection in only one of 30 laryngeal carcinomas (Lindeberg & Krogdahl, 1999). More recently, in a cohort of 69 LSCC patients, 3 (4.4%) had HPV-positive samples, whereas other investigators did not find any HPVpositive samples among 68 LSCCs (Gallo et al., 2009; Koskinen et al., 2007). These findings support the view that the role of HPV in LSCC is less important in the larynx and also suggest the existence of other factors that play a more important role than viral infection in the carcinogenesis of these lesions. However, when we examine the few studies considering more than 80 patients with PCR-based analytical techniques, we observe higher percentages than previously demonstrated. Reports that include small sample sizes are subject to a potential selection bias. Indeed, the prevalence detected by Morshed et al. rose to 35.5%, but they did not find any significantly improved overall or disease-specific survival compared to patients with HPV-negative tumors (Morshed et al., 2008). In the same manner, high-risk HPV was found in 41 out of 110 LSCCs (37.3%) in a Brazilian study (de Oliveira et al., 2006). Larger samples being better, Syrjänen analyzed 116 LSCCs using *in situ* hybridization to demonstrate the presence of HPV DNA from types 6, 11, 16 and 30 in paraffin-embedded biopsies. A total of 15 of 116 (12.9%) tumors were shown to contain HPV DNA of at least one type (Syrjänen et al., 1987). This low prevalence can be explained by the use of a technique with lower sensitivity than PCR, which has the greatest sensitivity. Additionally, our study focused on HPV detection in a sample of 67 laryngeal SCCs revealed a 75% prevalence of high-risk HPV, as shown in Figure 4 (Duray et al., 2011a). To prevent false positives, precautions were taken to prevent tissue contamination. Our results may be explained by the fact that we used a sensitive (10-100 copies per PCR reaction) and type-

Implications of Human Papillomavirus Infections in the Biology of Head and Neck Cancers 247

with HPV-negative tumors (Boscolo-Rizzo et al., 2008). Although there is strong support in the literature for the association between HPV-positive tumors and better prognosis, especially in oropharyngeal carcinomas, other studies did not find an improved prognosis for HPV-associated tumors (Clayman et al., 1994; Dahlstrand et al., 2008; Ernoux et al., 2011).

Fig. 5. Disease-free survival curves for high-risk HPV+ (hr HPV+) versus HPV- and low-risk HPV+ (lr HPV+) patients with low- (A) and high-stage (B) laryngeal carcinoma. (C) Disease-

free survival curves for all stages together. The *p*-values were not significant (NS).

specific real-time quantitative PCR analysis with a short amplification product (60-80 bp) that is more sensitive to the presence of degraded DNA, which is typically found in paraffin-embedded specimens.

Fig. 4. HPV PCR results from 67 LSCC cases. Six samples could not be analyzed due to insufficient material, and β-globin could not be amplified in two additional samples. Therefore, 59 cases in total were analyzed by type-specific real-time PCR and GP5+/GP6+ consensus PCR. Among these patients, 75% tested positive for infection with one or several types of hr HPV, 5% tested positive for lr HPV and 20% were HPV-negative.

In this study, we also considered the prognostic value of the presence of hr HPV DNA in laryngeal carcinomas. We observed that positive hr HPV status did not correlate with the proportion of disease-free patients (Fig. 5). The five-year disease-free survival was 87% in HPV-negative or lr HPV-positive early-stage tumors *versus* 76% in hr HPV-positive earlystage tumors (Fig. 5A). The five-year disease-free survival was 60% in HPV-negative or lr HPV-positive late-stage tumors versus 58% in hr HPV-positive high-stage tumors (Fig. 5B). After grouping the early and late stages, the five-year disease-free survival was 77% in HPVnegative or lr HPV-positive laryngeal tumors versus 67% in hr HPV-positive laryngeal tumors (Fig. 5C). Similarly, Boscolo-Rizzo et al. found no significant differences in overall survival and disease-free survival between patients with HPV-positive tumors and patients Human Papillomavirus and Related Diseases 246 – From Bench to Bedside – A Clinical Perspective

specific real-time quantitative PCR analysis with a short amplification product (60-80 bp) that is more sensitive to the presence of degraded DNA, which is typically found in

Fig. 4. HPV PCR results from 67 LSCC cases. Six samples could not be analyzed due to insufficient material, and β-globin could not be amplified in two additional samples. Therefore, 59 cases in total were analyzed by type-specific real-time PCR and GP5+/GP6+ consensus PCR. Among these patients, 75% tested positive for infection with one or several

In this study, we also considered the prognostic value of the presence of hr HPV DNA in laryngeal carcinomas. We observed that positive hr HPV status did not correlate with the proportion of disease-free patients (Fig. 5). The five-year disease-free survival was 87% in HPV-negative or lr HPV-positive early-stage tumors *versus* 76% in hr HPV-positive earlystage tumors (Fig. 5A). The five-year disease-free survival was 60% in HPV-negative or lr HPV-positive late-stage tumors versus 58% in hr HPV-positive high-stage tumors (Fig. 5B). After grouping the early and late stages, the five-year disease-free survival was 77% in HPVnegative or lr HPV-positive laryngeal tumors versus 67% in hr HPV-positive laryngeal tumors (Fig. 5C). Similarly, Boscolo-Rizzo et al. found no significant differences in overall survival and disease-free survival between patients with HPV-positive tumors and patients

types of hr HPV, 5% tested positive for lr HPV and 20% were HPV-negative.

paraffin-embedded specimens.

with HPV-negative tumors (Boscolo-Rizzo et al., 2008). Although there is strong support in the literature for the association between HPV-positive tumors and better prognosis, especially in oropharyngeal carcinomas, other studies did not find an improved prognosis for HPV-associated tumors (Clayman et al., 1994; Dahlstrand et al., 2008; Ernoux et al., 2011).

Fig. 5. Disease-free survival curves for high-risk HPV+ (hr HPV+) versus HPV- and low-risk HPV+ (lr HPV+) patients with low- (A) and high-stage (B) laryngeal carcinoma. (C) Diseasefree survival curves for all stages together. The *p*-values were not significant (NS).

Implications of Human Papillomavirus Infections in the Biology of Head and Neck Cancers 249

factors, such as histological grade, TNM stage and tobacco use. Another characteristic was the significant correlation with improved survival in OSCC patients (Zhao et al., 2009). In 2001, Schwartz et al. also demonstrated that HPV16 presence was independently related to a favorable prognosis in a population of 254 OSCC patients (Schwartz et al., 2001). Gillison's well-controlled study found that oral cancers containing oncogenic HPV types had 74% less risk of disease-specific mortality (Gillison et al., 2000). On the other hand, many studies have also demonstrated that the prevalence of high-risk HPV types was low in OSCCs. Indeed, recently, only 2% of the PE tissues analyzed tested positive in Lopes study (Lopes et al., 2011). Almost the same observation was made by several studies using qPCR techniques (Boy et al., 2006; Ha et al., 2002; Koskinen et al., 2003). Furthermore, a meta-analysis suggested that the association between HPV and cancer was strongest for the tonsils, intermediate for the oropharynx and weakest for the mouth and larynx (Hobbs et al., 2006). In contrast, a Hungarian study demonstrated that 31 of 65 (48%) oral cancer cases had evidence of HPV using qPCR methods, reflecting the impact of geographical variation (Szarka et al., 2009). In fact, geographical origin is a well-known variability factor regarding HPV prevalence, with Asia having the highest worldwide frequency and Africa having the lowest (Termine et al., 2008). A hypothesis was suggested that OSCC HPV prevalence could be biased and overestimated because of a non-precise assignment of the anatomical site resulting in a "contamination" of the OSCC cohort with oropharyngeal cancers (Lopes et al., 2011). Once again, the detection methods remain the argument of choice to compare the different results obtained. In fact, two teams recently proposed two methods for HPV detection: *in situ* PCR and *in situ* PCR ISH. These methods combine the sensitivity of solution PCR with the subcellular localization provided by traditional ISH (Koyama et al., 2007; Uobe et al., 2001). Nevertheless, there are currently insufficient data in the literature to support the adequacy of these techniques. Finally, in our study, the prevalence of HPV infection reached 70%, with 44% being hr HPV-positive and 26% being lr HPV-positive (Fig. 6) (Duray & Descamps et al., in revision). The high incidence of HPV in our samples may also be explained by the fact that a very sensitive PCR (GP5+/GP6+ primers: 10–100 copies per reaction) was combined with a type-specific real-time quantitative PCR analysis and a short amplification product (60–80 bp). To a similar end, Termine et al. demonstrated that PCR-based studies resulted in higher prevalence rates compared with studies using *in situ* hybridization (Termine et al., 2008). Our results confirmed this finding because almost 65% of HPV+ specimens where also positive using ISH, whereas the ISH/PCR correspondence

Moreover, high-risk HPV positivity was associated with shorter disease-free survival in our cohort of 147 OSCC patients. The five-year disease-free survival was 76% for patients with HPV-negative tumors versus 40% for patients with HPV-positive tumors (*p*=0.007) (Fig. 7A). Furthermore, the five-year disease-free survival was 48% for patients with lr HPV-positive tumors versus 37% for patients with hr HPV-positive tumors (*p*=0.015) (Fig. 7B). These data suggest that HPV infection was significantly associated with a worse prognosis. Moreover, Cox multivariate analyses combining the HPV status with clinical variables (TNM staging and node status) demonstrated that only HPV status had an independent impact on patient prognosis (*p*=0.01; hazard ratio=2.81). An analysis of viral loads in infected patients did not show any statistically significant relationship between

was excellent for the negative specimens.

TNM staging and risk of recurrence.

Although preliminary results may suggest biological oncogenic activity, the role of HPV infection in LSCCs has not been clearly established. Thus, in view of conflicting results, reports of the frequency of HPV infection in laryngeal carcinomas should be interpreted with caution, and despite low prevalence, there is no doubt that HPV is present in a subset of laryngeal carcinomas. Thus, we should not exclude the possibility of a causal relationship between HPV and some laryngeal tumors. Prospective studies with large numbers of patients and controls are required to confirm this hypothesis.

### **5.3.3 Incidence in oral tumors**

Questions remain as to whether HPV is causally associated with cancer development at other sites in the upper aerodigestive tract. Its role continues to be a topic of debate, as a link with HNSCC was suggested more than 20 years ago (Syrjänen et al., 1983). Based on light microscopy examination, they observed koilocytosis, which is the presence of cytopathic HPV-induced alterations, in 35% of oral squamous cell carcinoma (OSCC) biopsies that were identical to those found in precancerous lesions and in uterine cervical carcinoma. Several meta-analyses have been dedicated to the relationship between HPV and OSCC (Kreimer et al., 2005; Miller & Johnstone, 2001; Syrjänen et al., 2011; Termine et al., 2008). The prevalence reported by these studies is quite different (23.5%, 33.7%, 38.1%, and 46.5%). This variability could be explained by different manner: Termine et al. included studies examining more than 40 specimens, and they calculated their prevalence exclusively on the basis of paraffin embedded (PE) specimens. On the other hand, Miller and Johnstone, similar to Kreimer et al., did not report HPV prevalence in PE and fresh frozen (FF) specimens separately. Miller and Johnstone were the first to publish a meta-analysis on HPV prevalence in normal and cancerous oral lesions. Pooled data from non-controlled studies published between 1982 and 1997 showed that HPV was 4.7 times more likely to be present in oral carcinomas when compared with normal mucosa (Miller & Johnstone, 2001). More recently, the interesting systematic review by Syrjänen et al. observed a pooled HPV detection rate of 33.7% in the OSCC group compared with 12% in the control group. The authors concluded that HPV infection significantly increases the risk for OSCC. It is important to note that the association of HPV with OSCC was significant only when HPV was detected in biopsy samples and that this significant association was completely lost when only exfoliated cells were used to analyze HPV in both cases and controls. Herrero et al. also showed that HPV DNA in exfoliated cells was not associated with HPV DNA detection in OSCC samples (Herrero et al., 2003). Thus, to obtain the most accurate results for the relationship between HPV and OSCC, future studies should only select biopsied tissues for HPV testing. In addition to the previously mentioned reviews, studies examining HPV infection in OSCC reported a wide range of detection rates from 0 to 61% (Herrero et al., 2003; Koskinen et al., 2003; Mishra et al., 2006; Ribeiro et al., 2011; Smith et al., 2004a). Varying sampling techniques together with widely divergent PCR methods across the studies explain most of this variability. Other criteria have also been considered: i) the specificity and size of PCR primers (e.g., GP5+/GP6+, MY09/11,…), ii) the geographical demographics, iii) the number of enrolled cases and iv) the prevalence of smoking and alcohol consumption in the studied population. A similar prevalence was detected by Zhao et al, who found 40.4% positivity (21 of 52 samples) with HPV 16 accounting for 63.5% and HPV 18 for 30.8%. Moreover, HPV had an independent prognostic effect on the overall survival of OSCC after adjusting for other Human Papillomavirus and Related Diseases 248 – From Bench to Bedside – A Clinical Perspective

Although preliminary results may suggest biological oncogenic activity, the role of HPV infection in LSCCs has not been clearly established. Thus, in view of conflicting results, reports of the frequency of HPV infection in laryngeal carcinomas should be interpreted with caution, and despite low prevalence, there is no doubt that HPV is present in a subset of laryngeal carcinomas. Thus, we should not exclude the possibility of a causal relationship between HPV and some laryngeal tumors. Prospective studies with large numbers of

Questions remain as to whether HPV is causally associated with cancer development at other sites in the upper aerodigestive tract. Its role continues to be a topic of debate, as a link with HNSCC was suggested more than 20 years ago (Syrjänen et al., 1983). Based on light microscopy examination, they observed koilocytosis, which is the presence of cytopathic HPV-induced alterations, in 35% of oral squamous cell carcinoma (OSCC) biopsies that were identical to those found in precancerous lesions and in uterine cervical carcinoma. Several meta-analyses have been dedicated to the relationship between HPV and OSCC (Kreimer et al., 2005; Miller & Johnstone, 2001; Syrjänen et al., 2011; Termine et al., 2008). The prevalence reported by these studies is quite different (23.5%, 33.7%, 38.1%, and 46.5%). This variability could be explained by different manner: Termine et al. included studies examining more than 40 specimens, and they calculated their prevalence exclusively on the basis of paraffin embedded (PE) specimens. On the other hand, Miller and Johnstone, similar to Kreimer et al., did not report HPV prevalence in PE and fresh frozen (FF) specimens separately. Miller and Johnstone were the first to publish a meta-analysis on HPV prevalence in normal and cancerous oral lesions. Pooled data from non-controlled studies published between 1982 and 1997 showed that HPV was 4.7 times more likely to be present in oral carcinomas when compared with normal mucosa (Miller & Johnstone, 2001). More recently, the interesting systematic review by Syrjänen et al. observed a pooled HPV detection rate of 33.7% in the OSCC group compared with 12% in the control group. The authors concluded that HPV infection significantly increases the risk for OSCC. It is important to note that the association of HPV with OSCC was significant only when HPV was detected in biopsy samples and that this significant association was completely lost when only exfoliated cells were used to analyze HPV in both cases and controls. Herrero et al. also showed that HPV DNA in exfoliated cells was not associated with HPV DNA detection in OSCC samples (Herrero et al., 2003). Thus, to obtain the most accurate results for the relationship between HPV and OSCC, future studies should only select biopsied tissues for HPV testing. In addition to the previously mentioned reviews, studies examining HPV infection in OSCC reported a wide range of detection rates from 0 to 61% (Herrero et al., 2003; Koskinen et al., 2003; Mishra et al., 2006; Ribeiro et al., 2011; Smith et al., 2004a). Varying sampling techniques together with widely divergent PCR methods across the studies explain most of this variability. Other criteria have also been considered: i) the specificity and size of PCR primers (e.g., GP5+/GP6+, MY09/11,…), ii) the geographical demographics, iii) the number of enrolled cases and iv) the prevalence of smoking and alcohol consumption in the studied population. A similar prevalence was detected by Zhao et al, who found 40.4% positivity (21 of 52 samples) with HPV 16 accounting for 63.5% and HPV 18 for 30.8%. Moreover, HPV had an independent prognostic effect on the overall survival of OSCC after adjusting for other

patients and controls are required to confirm this hypothesis.

**5.3.3 Incidence in oral tumors** 

factors, such as histological grade, TNM stage and tobacco use. Another characteristic was the significant correlation with improved survival in OSCC patients (Zhao et al., 2009). In 2001, Schwartz et al. also demonstrated that HPV16 presence was independently related to a favorable prognosis in a population of 254 OSCC patients (Schwartz et al., 2001). Gillison's well-controlled study found that oral cancers containing oncogenic HPV types had 74% less risk of disease-specific mortality (Gillison et al., 2000). On the other hand, many studies have also demonstrated that the prevalence of high-risk HPV types was low in OSCCs. Indeed, recently, only 2% of the PE tissues analyzed tested positive in Lopes study (Lopes et al., 2011). Almost the same observation was made by several studies using qPCR techniques (Boy et al., 2006; Ha et al., 2002; Koskinen et al., 2003). Furthermore, a meta-analysis suggested that the association between HPV and cancer was strongest for the tonsils, intermediate for the oropharynx and weakest for the mouth and larynx (Hobbs et al., 2006). In contrast, a Hungarian study demonstrated that 31 of 65 (48%) oral cancer cases had evidence of HPV using qPCR methods, reflecting the impact of geographical variation (Szarka et al., 2009). In fact, geographical origin is a well-known variability factor regarding HPV prevalence, with Asia having the highest worldwide frequency and Africa having the lowest (Termine et al., 2008). A hypothesis was suggested that OSCC HPV prevalence could be biased and overestimated because of a non-precise assignment of the anatomical site resulting in a "contamination" of the OSCC cohort with oropharyngeal cancers (Lopes et al., 2011). Once again, the detection methods remain the argument of choice to compare the different results obtained. In fact, two teams recently proposed two methods for HPV detection: *in situ* PCR and *in situ* PCR ISH. These methods combine the sensitivity of solution PCR with the subcellular localization provided by traditional ISH (Koyama et al., 2007; Uobe et al., 2001). Nevertheless, there are currently insufficient data in the literature to support the adequacy of these techniques. Finally, in our study, the prevalence of HPV infection reached 70%, with 44% being hr HPV-positive and 26% being lr HPV-positive (Fig. 6) (Duray & Descamps et al., in revision). The high incidence of HPV in our samples may also be explained by the fact that a very sensitive PCR (GP5+/GP6+ primers: 10–100 copies per reaction) was combined with a type-specific real-time quantitative PCR analysis and a short amplification product (60–80 bp). To a similar end, Termine et al. demonstrated that PCR-based studies resulted in higher prevalence rates compared with studies using *in situ* hybridization (Termine et al., 2008). Our results confirmed this finding because almost 65% of HPV+ specimens where also positive using ISH, whereas the ISH/PCR correspondence was excellent for the negative specimens.

Moreover, high-risk HPV positivity was associated with shorter disease-free survival in our cohort of 147 OSCC patients. The five-year disease-free survival was 76% for patients with HPV-negative tumors versus 40% for patients with HPV-positive tumors (*p*=0.007) (Fig. 7A). Furthermore, the five-year disease-free survival was 48% for patients with lr HPV-positive tumors versus 37% for patients with hr HPV-positive tumors (*p*=0.015) (Fig. 7B). These data suggest that HPV infection was significantly associated with a worse prognosis. Moreover, Cox multivariate analyses combining the HPV status with clinical variables (TNM staging and node status) demonstrated that only HPV status had an independent impact on patient prognosis (*p*=0.01; hazard ratio=2.81). An analysis of viral loads in infected patients did not show any statistically significant relationship between TNM staging and risk of recurrence.

Implications of Human Papillomavirus Infections in the Biology of Head and Neck Cancers 251

2004). Recently, herpes simplex virus-2 (HSV2) infection was demonstrated to increase the risk of HPV infection (Moscicki et al., 2001). Furthermore, a study performed by Tung et al. reported the presence of HPV 16 or 18 and Epstein Barr virus (EBV) in 80% of nasopharyngeal carcinoma samples (Tung et al., 1999). These co-infections may play an important role in the initiation of neoplastic transformation in human oral epithelial cells. In conclusion, the effect of HPV on oral cancer remains contentious. Thus, to formally confirm the role of HPV as an etiological agent in OSCC, sample processing and PCR analysis protocols should be standardized to allow a more precise comparison of the results. Furthermore, future studies should report separately the type-specific prevalence rates. This information would be very useful in order to evaluate the long-term effects of the recent

Fig. 7. The HPV+ subgroup (and specifically the hr HPV + subgroup) is associated with a worse prognosis (*p* = 0.007 and *p* = 0.015). Standard survival time analyses were performed

using Kaplan-Meier curves, the Gehan-Wilcoxon text and the Log-rank test.

HPV vaccines.

Fig. 6. HPV PCR results from 162 OSCC cases. Six samples could not be analyzed due to insufficient material, and β-globin could not be amplified in nine additional samples. Therefore, 147 cases in total were analyzed by type-specific real-time PCR and GP5+/GP6+ consensus PCR. Among these patients, 44% tested positive for infection with one or several types of hr HPV, 26% tested positive for lr HPV and 30% were HPV-negative.

Although a majority of studies demonstrated an improved outcome for OSCC patients, the meta-analysis by Ragin and Taioli examining the relationship between HPV and overall survival did not show any survival differences between HPV-positive and HPV-negative patients with cancers at non-oropharyngeal sites (Ragin & Taioli, 2007). The same observation was made by Gillison et al., suggesting that these tumors may have an etiology distinct from that of tumors at non-oropharyngeal sites (Gillison et al., 2008). The poor prognosis reported in the hr HPV-positive population in this study has been demonstrated in other studies. Indeed, two Swedish studies demonstrated that oral HPV infection was associated with a dramatically increased risk of developing OSCC (Hansson et al., 2005; Rosenquist et al., 2007). Additionally, in 1994, Clayman et al. also showed that HPV detection was significantly correlated with decreased survival (Clayman et al., 1994). Other studies have failed to demonstrate an association between HPV positivity and prognosis (Ernoux et al., 2011; Morshed, 2010). We hypothesize that immunosuppression may favor HPV infection (Duray et al., 2010). In 2004, Kreimer reported that tonsillar HPV infection was strongly associated with HIV co-infection and immunosuppression (Kreimer et al., Human Papillomavirus and Related Diseases 250 – From Bench to Bedside – A Clinical Perspective

Fig. 6. HPV PCR results from 162 OSCC cases. Six samples could not be analyzed due to insufficient material, and β-globin could not be amplified in nine additional samples. Therefore, 147 cases in total were analyzed by type-specific real-time PCR and GP5+/GP6+ consensus PCR. Among these patients, 44% tested positive for infection with one or several

Although a majority of studies demonstrated an improved outcome for OSCC patients, the meta-analysis by Ragin and Taioli examining the relationship between HPV and overall survival did not show any survival differences between HPV-positive and HPV-negative patients with cancers at non-oropharyngeal sites (Ragin & Taioli, 2007). The same observation was made by Gillison et al., suggesting that these tumors may have an etiology distinct from that of tumors at non-oropharyngeal sites (Gillison et al., 2008). The poor prognosis reported in the hr HPV-positive population in this study has been demonstrated in other studies. Indeed, two Swedish studies demonstrated that oral HPV infection was associated with a dramatically increased risk of developing OSCC (Hansson et al., 2005; Rosenquist et al., 2007). Additionally, in 1994, Clayman et al. also showed that HPV detection was significantly correlated with decreased survival (Clayman et al., 1994). Other studies have failed to demonstrate an association between HPV positivity and prognosis (Ernoux et al., 2011; Morshed, 2010). We hypothesize that immunosuppression may favor HPV infection (Duray et al., 2010). In 2004, Kreimer reported that tonsillar HPV infection was strongly associated with HIV co-infection and immunosuppression (Kreimer et al.,

types of hr HPV, 26% tested positive for lr HPV and 30% were HPV-negative.

2004). Recently, herpes simplex virus-2 (HSV2) infection was demonstrated to increase the risk of HPV infection (Moscicki et al., 2001). Furthermore, a study performed by Tung et al. reported the presence of HPV 16 or 18 and Epstein Barr virus (EBV) in 80% of nasopharyngeal carcinoma samples (Tung et al., 1999). These co-infections may play an important role in the initiation of neoplastic transformation in human oral epithelial cells. In conclusion, the effect of HPV on oral cancer remains contentious. Thus, to formally confirm the role of HPV as an etiological agent in OSCC, sample processing and PCR analysis protocols should be standardized to allow a more precise comparison of the results. Furthermore, future studies should report separately the type-specific prevalence rates. This information would be very useful in order to evaluate the long-term effects of the recent HPV vaccines.

Fig. 7. The HPV+ subgroup (and specifically the hr HPV + subgroup) is associated with a worse prognosis (*p* = 0.007 and *p* = 0.015). Standard survival time analyses were performed using Kaplan-Meier curves, the Gehan-Wilcoxon text and the Log-rank test.

Implications of Human Papillomavirus Infections in the Biology of Head and Neck Cancers 253

tumors and that smoking induces additional genetic alterations in these tumors (Ramqvist & Dalianis, 2010, Ang et al., 2010). Some investigators have suggested that the better clinical outcome can be attributed either to higher radiosensitivity of HPV-positive tumors or to active antiviral cellular immune responses in infected patients (Dahlstrand & Dalianis, 2005). Treatment of patients with advanced disease often includes both oncological and surgical treatment, as both carry acute side effects, such as difficulties in swallowing or talking, dry mouth and jawbone necrosis. Oncological treatment has fortunately evolved towards the development of altered fractionation radiotherapy, integration of chemotherapy with radiotherapy and the introduction of targeted biological therapy. The combined modality treatment and the intensified fractionation have improved the outcome for head and neck cancer patients in general (Bourhis et al., 2006; Pignon et al., 2009). As a result of this intensified therapy, patients have substantial chronic side effects. It is therefore important to differentiate patients who do and do not need intensified treatment to increase patient survival times and quality of life. The improved response to oncological treatment for OSCC HPV-positive patients may also be explained by the presence of an intact p53 mediated apoptotic response in HPV-positive tumors and by immunological factors related to HPV infection (Spanos et al., 2009). In conclusion, HPV-positive OSCC is recognized as a distinct subset of head and neck squamous cell carcinomas having a favorable outcome. Patients with HPV-positive tonsillar carcinomas may also benefit from a less aggressive treatment, but this conclusion will need to be validated by further studies in order not to compromise existing, excellent treatment outcomes in patients with HPV-dependent

**6. Impact of HPV on the immune system of head and neck cancers** 

The contradiction between the studies examining the correlation between HPV infection and prognosis may result from differences in immune status among HNSCC patients. In fact, a persistent HPV infection that can lead to the development of cancer requires immune tolerance. Therefore, HPV has developed several mechanisms to avoid detection by the host immune defense system. In the case of infection by a virus, it is important to distinguish between the mechanisms used by tumor cells to evade immune attack and those used by HPV. The infectious cycle of HPV is itself an immune evasion mechanism because viral gene expression and viral protein synthesis are confined to keratinocytes, which are programmed to die; thus, HPV replication does not cause cell death and does not present a danger signal to the immune system (Stanley, 2006, 2009). Without cell lysis, there is little or no release of the proinflammatory cytokines important for the activation and migration of dendritic cells (Stanley, 2006, 2009). Even if there is no cell death, keratinocytes should be activated to induce type I interferon responses, which have anti-viral, anti-proliferative, anti-angiogenic and immune-stimulatory properties. Several data suggest that E6 and E7 oncogenes have evolved mechanisms to interact with components of the interferon pathway and to downregulate the effects of type I IFN (Stanley, 2009). For instance, the virus maintains a low level of viremia, there is no blood-borne phase and only minimal amounts of replicating virus are exposed to the immune system. As a result of these facts, the virus is practically invisible to the host (Kanodia et al., 2007; Stanley, 2009). HPV is able to dysregulate the

**6.1 The escape of HPV in the immune system** 

tumors.

### **5.3.4 Incidence in oropharyngeal tumors**

During the past several years, an increased incidence of oropharyngeal squamous cell carcinoma (OSCC), the head and neck cancer in which HPV is commonly found, was observed. In 2007, Sturgis and Cinciripini proposed a possible emerging epidemic of HPVassociated cancers (Sturgis & Cinciripini, 2007). Indeed, accumulating molecular and epidemiological data now show that hr HPV types are responsible for a subset of OSCCs (D'Souza et al., 2007; Lindquist et al., 2007). Therefore, the International Agency for Research on Cancer (IARC) recognized HPV as a risk factor for oropharyngeal cancer. In the United States, the prevalence of HPV in OSCC has evolved over the last 30 years. Based on data from Colorado, the percentage rose from 33% during the 1980s to 70% in the 1990s and 82% during 2000 to 2004 (Ernster et al., 2007). During the 2000s, different prevalence rates were reported, ranging from 63% to 92% among oropharynx, tongue and tonsil cases (Brown et al., 2011). Tonsillar cancer is the most common oropharyngeal cancer, followed by cancer of the base of the tongue, and these two cancers accounts for 90% of all OSCCs (Dahlstrand & Dalianis, 2005). In Stockholm, as in the USA, HPV prevalence among tonsil cases increased over the years from 23% in 1970 up to 83% in 2003 to 2007 (Nasman et al., 2009). In contrast, in Beijing, the prevalence of tonsillar cancers is particularly low, with rates of 0.1% in men and 0.0 in women. Interestingly, in places with a marked Western influence, such as Hong-Kong and Taiwan, rates of tonsillar cancer were 6 to 12 times higher than in Beijing (Marklund & Hammarstedt, 2011). Large variations in incidence rates are also observed. In Europe, the highest rates were seen in France, particularly in Somme region, where the rates were as high as 6.4% for men (Parkin et al., 2002). Similar to HNSCC, the prognosis for OSCC is generally low in the more advanced stages with an overall five-year survival rate of approximately 25% (Licitra et al., 2002). Nevertheless, in HPV infected OSCC, a major feature noted in almost all studies is that HPV is a favorable prognostic factor for clinical outcome independently of tumor stage, age, gender and grade of differentiation. In fact, patients with HPV DNA-positive tumors appear to have a significant prognostic advantage compared with patients having HPV-negative tumors (Ang et al., 2010). However, previous studies have suggested that the presence of HPV DNA in tumor tissue was not a sufficient factor to indicate an involvement of the viral genes in tonsillar carcinomas. Good indicators reflecting an active involvement of HPV are the levels of viral E6-E7 mRNA (Cuschieri et al., 2008). Thus, E6 and E7 expression are regularly assessed with success, suggesting an active involvement of HPV in the etiology of tumors (Lindquist et al., 2007). Recently, an interesting study provided strong evidence that HPV status was an independent prognostic factor for overall survival among patients with OSCC, which may confirm that HPVpositive and HPV-negative OSCC constitute two distinct clinical entities with different causes, risk factor profiles and survival outcomes. To validate this hypothesis, future clinical trials should be designed specifically for patients with HPV-positive or HPV-negative OSCC (Ang et al., 2010). Concerning this improved survival, Lindquist et al. observed a difference between HPV patients who smoked and did not smoke. In fact, patients with HPV-positive tonsillar cancer who had never smoked had a better prognosis than those who were smokers, which is in accordance with the studies of Ang and Rotnaglova (Ang et al., 2010; Lindquist et al., 2007; Rotnaglova et al., 2010). These observations may be explained by an immune response induced by HPV but abrogated by smoking. A different option, also suggested by Ang et al, is that smoking and HPV are associated with different categories of Human Papillomavirus and Related Diseases 252 – From Bench to Bedside – A Clinical Perspective

During the past several years, an increased incidence of oropharyngeal squamous cell carcinoma (OSCC), the head and neck cancer in which HPV is commonly found, was observed. In 2007, Sturgis and Cinciripini proposed a possible emerging epidemic of HPVassociated cancers (Sturgis & Cinciripini, 2007). Indeed, accumulating molecular and epidemiological data now show that hr HPV types are responsible for a subset of OSCCs (D'Souza et al., 2007; Lindquist et al., 2007). Therefore, the International Agency for Research on Cancer (IARC) recognized HPV as a risk factor for oropharyngeal cancer. In the United States, the prevalence of HPV in OSCC has evolved over the last 30 years. Based on data from Colorado, the percentage rose from 33% during the 1980s to 70% in the 1990s and 82% during 2000 to 2004 (Ernster et al., 2007). During the 2000s, different prevalence rates were reported, ranging from 63% to 92% among oropharynx, tongue and tonsil cases (Brown et al., 2011). Tonsillar cancer is the most common oropharyngeal cancer, followed by cancer of the base of the tongue, and these two cancers accounts for 90% of all OSCCs (Dahlstrand & Dalianis, 2005). In Stockholm, as in the USA, HPV prevalence among tonsil cases increased over the years from 23% in 1970 up to 83% in 2003 to 2007 (Nasman et al., 2009). In contrast, in Beijing, the prevalence of tonsillar cancers is particularly low, with rates of 0.1% in men and 0.0 in women. Interestingly, in places with a marked Western influence, such as Hong-Kong and Taiwan, rates of tonsillar cancer were 6 to 12 times higher than in Beijing (Marklund & Hammarstedt, 2011). Large variations in incidence rates are also observed. In Europe, the highest rates were seen in France, particularly in Somme region, where the rates were as high as 6.4% for men (Parkin et al., 2002). Similar to HNSCC, the prognosis for OSCC is generally low in the more advanced stages with an overall five-year survival rate of approximately 25% (Licitra et al., 2002). Nevertheless, in HPV infected OSCC, a major feature noted in almost all studies is that HPV is a favorable prognostic factor for clinical outcome independently of tumor stage, age, gender and grade of differentiation. In fact, patients with HPV DNA-positive tumors appear to have a significant prognostic advantage compared with patients having HPV-negative tumors (Ang et al., 2010). However, previous studies have suggested that the presence of HPV DNA in tumor tissue was not a sufficient factor to indicate an involvement of the viral genes in tonsillar carcinomas. Good indicators reflecting an active involvement of HPV are the levels of viral E6-E7 mRNA (Cuschieri et al., 2008). Thus, E6 and E7 expression are regularly assessed with success, suggesting an active involvement of HPV in the etiology of tumors (Lindquist et al., 2007). Recently, an interesting study provided strong evidence that HPV status was an independent prognostic factor for overall survival among patients with OSCC, which may confirm that HPVpositive and HPV-negative OSCC constitute two distinct clinical entities with different causes, risk factor profiles and survival outcomes. To validate this hypothesis, future clinical trials should be designed specifically for patients with HPV-positive or HPV-negative OSCC (Ang et al., 2010). Concerning this improved survival, Lindquist et al. observed a difference between HPV patients who smoked and did not smoke. In fact, patients with HPV-positive tonsillar cancer who had never smoked had a better prognosis than those who were smokers, which is in accordance with the studies of Ang and Rotnaglova (Ang et al., 2010; Lindquist et al., 2007; Rotnaglova et al., 2010). These observations may be explained by an immune response induced by HPV but abrogated by smoking. A different option, also suggested by Ang et al, is that smoking and HPV are associated with different categories of

**5.3.4 Incidence in oropharyngeal tumors** 

tumors and that smoking induces additional genetic alterations in these tumors (Ramqvist & Dalianis, 2010, Ang et al., 2010). Some investigators have suggested that the better clinical outcome can be attributed either to higher radiosensitivity of HPV-positive tumors or to active antiviral cellular immune responses in infected patients (Dahlstrand & Dalianis, 2005). Treatment of patients with advanced disease often includes both oncological and surgical treatment, as both carry acute side effects, such as difficulties in swallowing or talking, dry mouth and jawbone necrosis. Oncological treatment has fortunately evolved towards the development of altered fractionation radiotherapy, integration of chemotherapy with radiotherapy and the introduction of targeted biological therapy. The combined modality treatment and the intensified fractionation have improved the outcome for head and neck cancer patients in general (Bourhis et al., 2006; Pignon et al., 2009). As a result of this intensified therapy, patients have substantial chronic side effects. It is therefore important to differentiate patients who do and do not need intensified treatment to increase patient survival times and quality of life. The improved response to oncological treatment for OSCC HPV-positive patients may also be explained by the presence of an intact p53 mediated apoptotic response in HPV-positive tumors and by immunological factors related to HPV infection (Spanos et al., 2009). In conclusion, HPV-positive OSCC is recognized as a distinct subset of head and neck squamous cell carcinomas having a favorable outcome. Patients with HPV-positive tonsillar carcinomas may also benefit from a less aggressive treatment, but this conclusion will need to be validated by further studies in order not to compromise existing, excellent treatment outcomes in patients with HPV-dependent tumors.

### **6. Impact of HPV on the immune system of head and neck cancers**

### **6.1 The escape of HPV in the immune system**

The contradiction between the studies examining the correlation between HPV infection and prognosis may result from differences in immune status among HNSCC patients. In fact, a persistent HPV infection that can lead to the development of cancer requires immune tolerance. Therefore, HPV has developed several mechanisms to avoid detection by the host immune defense system. In the case of infection by a virus, it is important to distinguish between the mechanisms used by tumor cells to evade immune attack and those used by HPV. The infectious cycle of HPV is itself an immune evasion mechanism because viral gene expression and viral protein synthesis are confined to keratinocytes, which are programmed to die; thus, HPV replication does not cause cell death and does not present a danger signal to the immune system (Stanley, 2006, 2009). Without cell lysis, there is little or no release of the proinflammatory cytokines important for the activation and migration of dendritic cells (Stanley, 2006, 2009). Even if there is no cell death, keratinocytes should be activated to induce type I interferon responses, which have anti-viral, anti-proliferative, anti-angiogenic and immune-stimulatory properties. Several data suggest that E6 and E7 oncogenes have evolved mechanisms to interact with components of the interferon pathway and to downregulate the effects of type I IFN (Stanley, 2009). For instance, the virus maintains a low level of viremia, there is no blood-borne phase and only minimal amounts of replicating virus are exposed to the immune system. As a result of these facts, the virus is practically invisible to the host (Kanodia et al., 2007; Stanley, 2009). HPV is able to dysregulate the

Implications of Human Papillomavirus Infections in the Biology of Head and Neck Cancers 255

biologically significant because the absence or low expression of this chain in TILs in patients with stage III or IV HNSCC predicts a poor survival compared with patients expressing a normal ζ chain (Reichert et al., 1998b; Whiteside, 1999). Another study showed that patients with more aggressive tumors or with a recurrence within the preceding two years expressed the lowest levels of the ζ chain (Kuss et al., 1999). Various studies showed an increased abundance of T regulatory cells Tregs in TILs and peripheral blood, and their immunosuppressive action could be another mechanism employed by the tumor cells to escape antitumor immunity. Lau et al. demonstrated an increase of Tregs in patients with nasopharyngeal carcinoma, and their suppression of the proliferation of CD4 positive/CD25-negative T cells could explain the decreased antitumor immunity of T cells

**6.3 Effects of HPV on the immune system of patients with benign or malignant lesions** 

Considering the high HPV prevalence in the population, it remains unclear why a very small fraction of HPV-exposed individuals develop RRP. To better understand this result, Bonagura and colleagues studied the differences between RRP patients infected with HPV-6 or -11 and healthy individuals who were also infected with HPV but never developed RRP. They provided evidence that there are several immune alterations in patients with RRP, such as (i) an adaptative immune response induces a Th2-like/T-regulatory phenotype. In fact, patients with RRP displayed elevated levels of Th2-like chemokines (CCL17, CCL18, CCL22) and cytokines (IL-4, IL-10), whereas levels of TH1-like chemokines (CCL19, CCL21) and cytokines (IL-12, IL-18, IFN-γ) were downregulated. In papillomas, there is an enrichment of Tregs, which suppress Th1-like responses to HPV. (ii) Interestingly, the expression of IL-4 by CD4-positive T cells was increased in papillomas, whereas the expression of IFN-γ was reduced. An expression of IL-10 by CD4-positive T cells was also observed in the blood (PBMCs) of patients with RRP. These findings suggest that CD4 positive T cells express TH2-like cytokines and reduce Th1-like T-cell function. (iii) A decrease of CD4-positive and CD8-positive T cell Vβ repertoires. Moreover, they showed that HPV-11 E6 can suppress T-cell alloreactivity and that natural killer cells are dysfunctional in RRP. Furthermore, they also proposed an inhibitory cycle of immunocytes that support the development of RRP. In response to HPV proteins, memory Th2-like T cells express IL-4 and IL-10, and T-regulatory cells express IL-10 and TGF-β, inducing resting macrophages to become alternatively activated macrophages. These macrophages express TH2-like chemokines (CCL17, CCL18) and cytokine (IL-10) that induce naïve CD4-positive T cells to become Tregs and memory TH2-like T cells. Together, these cells form a cycle of inhibitory immunocytes that block the function of the effector helper type I CD4-positive Tcells (TH1-like). As a result, HPV infection is not cleared, and papillomas will recur (Bonagura et al., 2010). A correlation between the severity of laryngeal papillomas and an increase of CD83-positive dendritic cells exists, and this enhancement may be due to an impaired migration of matured DC (Kovalenko et al., 2009). These observations suggest that patients with RRP have a perturbation in their cellular immune response (or have a defect in their cellular immunity) and are, therefore, unable to eliminate their disease with an effective HPV-specific T-cell response. This immune imbalance may influence the

development and severity of respiratory papillomatosis (Bonagura et al., 1999).

(Lau et al., 2007) (Fig.8).

**of the upper aerodisgestive area** 

antigen processing machinery (APM) by downregulating peptide-MHC complexes, which are essential for recognition of infected cells by T cells. In particular, the E7 oncoprotein of HPV-16 and -18 repress the promoter for MHC class I heavy chain expression, and HPV-18 E7 is also able to repress the promoter that regulates expression of TAP1 (transporter associated with antigen protein 1) and LMP2 genes (Georgopoulos et al., 2000). HPV-16 E5 induces alkalinization of the Golgi complex, leading to disruption of trafficking, including transport of the MHC class I complex (Ashrafi et al., 2005). In HPV-positive benign laryngeal lesions, there is a decrease of MHC class I and TAP-1 expression, and the low expression of TAP-1 was associated with rapid recurrence of the disease (Bonagura et al., 1994; Vambutas et al., 2000). Another way in which HPV may suppress immune responses is via the modulation of chemokine (suppression of MCP-1 expression, downregulation of IL-8 expression) and pro-inflammatory cytokine (downregulation of IL-18 expression) expression and via skewing the cytokine profile in favor of a Th2 response (IL-4, -5, -6, -10, - 13) instead of a Th1 cytokine expression (IL-2, IFN-γ) (Kanodia et al., 2007). Moreover, the E6 and E7 oncoproteins downregulate toll-like receptor 9 (TLR9), which induces proinflammatory genes essential for induction of immune responses (Hasan et al., 2007). The failure of the immune system to recognize HPV may also be explained by the fact that HPV16 E7 protein has widespread similarity to several human proteins, such as xeroderma pigmentosum group G complementing protein (XPGC) and the retinoblastoma binding protein 1 (RBP-1); thus, the immune system does not recognize them as foreign molecules but as self molecules (O'Donovan et al., 1993; Scherly et al., 1993).

### **6.2 Defects in the immune system of HNSCC patients**

Patients suffering from head and neck cancers exhibit deficits in the humoral and cellular immune systems, which have been shown to be correlated with a worse prognosis. The strategies employed by head and neck cancers to escape the immune system are varied: they can directly inhibit the immune response by producing soluble mediators or they can target the APM via downregulation of HLA class I and/or other components of the APM (Duray et al., 2010). In the first steps of carcinogenesis, there is an increase of Langerhans cells, whereas in invasive carcinomas, a decrease was observed (Fig.8). The accumulation of macrophages in the peritumoral area seems to play a protumoral role by secreting VEGF and stimulating angiogenesis (Duray et al., 2010) (Fig.8). Antitumor responses of HNSCC patients are compromised in the presence of functional defects or apoptosis of T-cells, both circulating and tumor-infiltrating. Functional assays with tumor-infiltrating lymphocytes TILs isolated from the tumor bed have identified a number of defects, such as (i) absent or low expression of the CD3 zeta chain (CD3ζ), which is the key signaling molecule in the Tcell receptor pathway (Whiteside, 2005), (ii) decreased proliferation in response to mitogens or IL-2 (Whiteside, 2005), (iii) the inability to kill tumor cell targets (Hathaway et al., 2005; Hoffmann et al., 2004), (iv) an imbalance in the cytokine profile, with a striking absence of IL-2 and/or IFN-γ production (Reichert et al., 1998a), and (v) evidence of pronounced apoptotic features in a considerable proportion of TILs (Whiteside, 2005; Young et al., 1996). Several studies demonstrated the involvement of the Fas/FasL signaling pathway, the mitochondrial pathway, TRAIL, and TNF-α in the apoptosis of T cells in HNSCC patients (Duray et al., 2010). Furthermore, changes in the expression of the ζ chain of TILs are Human Papillomavirus and Related Diseases 254 – From Bench to Bedside – A Clinical Perspective

antigen processing machinery (APM) by downregulating peptide-MHC complexes, which are essential for recognition of infected cells by T cells. In particular, the E7 oncoprotein of HPV-16 and -18 repress the promoter for MHC class I heavy chain expression, and HPV-18 E7 is also able to repress the promoter that regulates expression of TAP1 (transporter associated with antigen protein 1) and LMP2 genes (Georgopoulos et al., 2000). HPV-16 E5 induces alkalinization of the Golgi complex, leading to disruption of trafficking, including transport of the MHC class I complex (Ashrafi et al., 2005). In HPV-positive benign laryngeal lesions, there is a decrease of MHC class I and TAP-1 expression, and the low expression of TAP-1 was associated with rapid recurrence of the disease (Bonagura et al., 1994; Vambutas et al., 2000). Another way in which HPV may suppress immune responses is via the modulation of chemokine (suppression of MCP-1 expression, downregulation of IL-8 expression) and pro-inflammatory cytokine (downregulation of IL-18 expression) expression and via skewing the cytokine profile in favor of a Th2 response (IL-4, -5, -6, -10, - 13) instead of a Th1 cytokine expression (IL-2, IFN-γ) (Kanodia et al., 2007). Moreover, the E6 and E7 oncoproteins downregulate toll-like receptor 9 (TLR9), which induces proinflammatory genes essential for induction of immune responses (Hasan et al., 2007). The failure of the immune system to recognize HPV may also be explained by the fact that HPV16 E7 protein has widespread similarity to several human proteins, such as xeroderma pigmentosum group G complementing protein (XPGC) and the retinoblastoma binding protein 1 (RBP-1); thus, the immune system does not recognize them as foreign molecules

Patients suffering from head and neck cancers exhibit deficits in the humoral and cellular immune systems, which have been shown to be correlated with a worse prognosis. The strategies employed by head and neck cancers to escape the immune system are varied: they can directly inhibit the immune response by producing soluble mediators or they can target the APM via downregulation of HLA class I and/or other components of the APM (Duray et al., 2010). In the first steps of carcinogenesis, there is an increase of Langerhans cells, whereas in invasive carcinomas, a decrease was observed (Fig.8). The accumulation of macrophages in the peritumoral area seems to play a protumoral role by secreting VEGF and stimulating angiogenesis (Duray et al., 2010) (Fig.8). Antitumor responses of HNSCC patients are compromised in the presence of functional defects or apoptosis of T-cells, both circulating and tumor-infiltrating. Functional assays with tumor-infiltrating lymphocytes TILs isolated from the tumor bed have identified a number of defects, such as (i) absent or low expression of the CD3 zeta chain (CD3ζ), which is the key signaling molecule in the Tcell receptor pathway (Whiteside, 2005), (ii) decreased proliferation in response to mitogens or IL-2 (Whiteside, 2005), (iii) the inability to kill tumor cell targets (Hathaway et al., 2005; Hoffmann et al., 2004), (iv) an imbalance in the cytokine profile, with a striking absence of IL-2 and/or IFN-γ production (Reichert et al., 1998a), and (v) evidence of pronounced apoptotic features in a considerable proportion of TILs (Whiteside, 2005; Young et al., 1996). Several studies demonstrated the involvement of the Fas/FasL signaling pathway, the mitochondrial pathway, TRAIL, and TNF-α in the apoptosis of T cells in HNSCC patients (Duray et al., 2010). Furthermore, changes in the expression of the ζ chain of TILs are

but as self molecules (O'Donovan et al., 1993; Scherly et al., 1993).

**6.2 Defects in the immune system of HNSCC patients** 

biologically significant because the absence or low expression of this chain in TILs in patients with stage III or IV HNSCC predicts a poor survival compared with patients expressing a normal ζ chain (Reichert et al., 1998b; Whiteside, 1999). Another study showed that patients with more aggressive tumors or with a recurrence within the preceding two years expressed the lowest levels of the ζ chain (Kuss et al., 1999). Various studies showed an increased abundance of T regulatory cells Tregs in TILs and peripheral blood, and their immunosuppressive action could be another mechanism employed by the tumor cells to escape antitumor immunity. Lau et al. demonstrated an increase of Tregs in patients with nasopharyngeal carcinoma, and their suppression of the proliferation of CD4 positive/CD25-negative T cells could explain the decreased antitumor immunity of T cells (Lau et al., 2007) (Fig.8).

#### **6.3 Effects of HPV on the immune system of patients with benign or malignant lesions of the upper aerodisgestive area**

Considering the high HPV prevalence in the population, it remains unclear why a very small fraction of HPV-exposed individuals develop RRP. To better understand this result, Bonagura and colleagues studied the differences between RRP patients infected with HPV-6 or -11 and healthy individuals who were also infected with HPV but never developed RRP. They provided evidence that there are several immune alterations in patients with RRP, such as (i) an adaptative immune response induces a Th2-like/T-regulatory phenotype. In fact, patients with RRP displayed elevated levels of Th2-like chemokines (CCL17, CCL18, CCL22) and cytokines (IL-4, IL-10), whereas levels of TH1-like chemokines (CCL19, CCL21) and cytokines (IL-12, IL-18, IFN-γ) were downregulated. In papillomas, there is an enrichment of Tregs, which suppress Th1-like responses to HPV. (ii) Interestingly, the expression of IL-4 by CD4-positive T cells was increased in papillomas, whereas the expression of IFN-γ was reduced. An expression of IL-10 by CD4-positive T cells was also observed in the blood (PBMCs) of patients with RRP. These findings suggest that CD4 positive T cells express TH2-like cytokines and reduce Th1-like T-cell function. (iii) A decrease of CD4-positive and CD8-positive T cell Vβ repertoires. Moreover, they showed that HPV-11 E6 can suppress T-cell alloreactivity and that natural killer cells are dysfunctional in RRP. Furthermore, they also proposed an inhibitory cycle of immunocytes that support the development of RRP. In response to HPV proteins, memory Th2-like T cells express IL-4 and IL-10, and T-regulatory cells express IL-10 and TGF-β, inducing resting macrophages to become alternatively activated macrophages. These macrophages express TH2-like chemokines (CCL17, CCL18) and cytokine (IL-10) that induce naïve CD4-positive T cells to become Tregs and memory TH2-like T cells. Together, these cells form a cycle of inhibitory immunocytes that block the function of the effector helper type I CD4-positive Tcells (TH1-like). As a result, HPV infection is not cleared, and papillomas will recur (Bonagura et al., 2010). A correlation between the severity of laryngeal papillomas and an increase of CD83-positive dendritic cells exists, and this enhancement may be due to an impaired migration of matured DC (Kovalenko et al., 2009). These observations suggest that patients with RRP have a perturbation in their cellular immune response (or have a defect in their cellular immunity) and are, therefore, unable to eliminate their disease with an effective HPV-specific T-cell response. This immune imbalance may influence the development and severity of respiratory papillomatosis (Bonagura et al., 1999).

Implications of Human Papillomavirus Infections in the Biology of Head and Neck Cancers 257

but these T cells are unable to eliminate the tumor (Hoffmann et al., 2006), perhaps due to immune escape of tumor cells from cytotoxic T cells (CTL) recognition (Albers et al., 2005). In fact, using immunohistochemistry, a reduced expression of APM components and HLA class I antigens was observed in HPV16-positive HNSCCs compared with adjacent normal squamous epithelium, which is consistent with the suggestion of a phenomenon of immune escape during viral carcinogenesis (Albers et al., 2005). Thus, further studies are necessary to explain this type of tumor resistance. Williams et al. investigated whether HPV-specific immune mechanisms can result in tumor clearance. For that, they generated HPV-positive and HPV-negative tonsil cell lines by transducing primary mouse tonsil epithelial cells, which are able to form squamous cell cancers in mice. When they examined immunecompetent and immune-incompetent mice with or without HPV, they observed a difference in growth and survival patterns. In fact, in the immune-competent mouse group, about onethird of the HPV-positive mice cleared their tumors, compared with none of the HPVnegative mice. Moreover, by comparing the survival of the mice that did not clear their tumors, they observed that mice injected with HPV-positive cells had a significantly better survival than mice injected with HPV-negative cells. In the mouse group lacking B- and Tcell immunity, there was no difference in the tumor growth pattern or survival between the HPV-positive and HPV-negative groups. Therefore, the difference in growth between HPVpositive and HPV-negative mice is immune mediated. The data indicated that CD4-positive and CD8-positive T cells were required to mount this immune response. They also showed that the immune clearance capacity could be transferred from a cleared mouse into an immunodeficient mouse. In fact, the splenocytes from cleared mice and HPV-positive tumor cells were injected into an immunodeficient mouse, and they observed that all treated mice developed and cleared tumors (Williams et al., 2009). In another animal model of HPVassociated cancer, the authors tried to better understand why HPV-positive cancer may represent an advantage in survival, as has been shown in several studies, and they compared how these cancers responded to therapies usually used for the treatment of HNSCC with responses of HPV-negative tumors. Thus, they looked at the effect of radiation and cisplatin co-therapy on HPV-positive and HPV-negative cancer cells *in vivo* and in immunocompetent and immunodeficient mouse models. *In vitro*, HPV-positive cells were more resistant to radiation and cisplatin therapy compared with HPV-negative cells, whereas *in vivo*, HPV-positive tumors were more sensitive to radiotherapy compared with HPV-negative tumors. Furthermore, cisplatin was able to clear HPV-positive tumors, but not HPV- tumors, in mice. In immunodeficient mice, neither radiation nor cisplatin was able to cure their tumors. They also showed that, after an adoptive transfer of wild-type immune cells into immunodeficient mice, the clearance of HPV-positive tumors was restored upon cisplatin therapy. These findings suggested that an intact immune system was essential for tumor clearance with radiation and cisplatin therapy. Moreover, the findings indicate that survival does not seem to be due to increased epithelial sensitivity to these therapies and that radiation and cisplatin induce an immune response to this antigenic cancer (Spanos et al., 2009). More recently, Wansom and collaborators tried to understand better the clinical importance of adaptive immunity in patients with HPV16-positive oropharyngeal cancer and to examine whether it affects patient outcome. They showed that the percentage of CD8 cells was significantly higher and the CD4:CD8 ratio was significantly lower in HPV16 positive oropharyngeal patients. In comparing smokers and nonsmokers, the percentage of

Fig. 8. Description of immunosuppressive mechanisms during the head and neck tumor progression: in the normal epithelia of the upper aerodigestive tracts, LCs are present in the suprabasal layers. When mucosae of these areas are exposed to tobacco, the number of LCs increases whereas these cells decrease in invasive carcinomas. The mature DCs are prominent in the peritumoral area and correlated positively with the expression of VEGF. DCs are also more abundant in patients with metastasis. A higher level of TAM is observed in HNSCCs and these cells constitute a source of VEGF which play a crucial role in angiogenesis. HNSCCs can induce the apoptosis of CD8+ T cells using the mitochondrial and/or Fas/FasL pathways. Tregs can induce apoptosis of CD8+ T cells and inhibition of the proliferation of CD4+ T cells.

There are few data on the interaction between the host immune system and HPV infection in HNSCCs, meaning that the role of innate and adaptative immunity in the development and progression of HPV-positive HNSCCs is largely unknown. As mentioned previously, in several studies, HPV positive HNSCC cancer was associated with a favorable outcome. From these results, some authors supported the hypothesis that the immune response may play a positive role in HPV-positive HNSCC prognosis, but in those cases, an intact immune system is necessary. An increased frequency of T cells specific for peptides derived from the oncogenic HPV E7 protein was observed in HNSCC patients positive for HPV16 compared with HNSCC patients negative for HPV or with healthy volunteers (Albers et al., 2005; Hoffmann et al., 2006). Therefore, antiviral immunity exists against E7 oncogenic protein, Human Papillomavirus and Related Diseases 256 – From Bench to Bedside – A Clinical Perspective

Fig. 8. Description of immunosuppressive mechanisms during the head and neck tumor progression: in the normal epithelia of the upper aerodigestive tracts, LCs are present in the suprabasal layers. When mucosae of these areas are exposed to tobacco, the number of LCs

increases whereas these cells decrease in invasive carcinomas. The mature DCs are prominent in the peritumoral area and correlated positively with the expression of VEGF. DCs are also more abundant in patients with metastasis. A higher level of TAM is observed

in HNSCCs and these cells constitute a source of VEGF which play a crucial role in angiogenesis. HNSCCs can induce the apoptosis of CD8+ T cells using the mitochondrial and/or Fas/FasL pathways. Tregs can induce apoptosis of CD8+ T cells and inhibition of

There are few data on the interaction between the host immune system and HPV infection in HNSCCs, meaning that the role of innate and adaptative immunity in the development and progression of HPV-positive HNSCCs is largely unknown. As mentioned previously, in several studies, HPV positive HNSCC cancer was associated with a favorable outcome. From these results, some authors supported the hypothesis that the immune response may play a positive role in HPV-positive HNSCC prognosis, but in those cases, an intact immune system is necessary. An increased frequency of T cells specific for peptides derived from the oncogenic HPV E7 protein was observed in HNSCC patients positive for HPV16 compared with HNSCC patients negative for HPV or with healthy volunteers (Albers et al., 2005; Hoffmann et al., 2006). Therefore, antiviral immunity exists against E7 oncogenic protein,

the proliferation of CD4+ T cells.

but these T cells are unable to eliminate the tumor (Hoffmann et al., 2006), perhaps due to immune escape of tumor cells from cytotoxic T cells (CTL) recognition (Albers et al., 2005). In fact, using immunohistochemistry, a reduced expression of APM components and HLA class I antigens was observed in HPV16-positive HNSCCs compared with adjacent normal squamous epithelium, which is consistent with the suggestion of a phenomenon of immune escape during viral carcinogenesis (Albers et al., 2005). Thus, further studies are necessary to explain this type of tumor resistance. Williams et al. investigated whether HPV-specific immune mechanisms can result in tumor clearance. For that, they generated HPV-positive and HPV-negative tonsil cell lines by transducing primary mouse tonsil epithelial cells, which are able to form squamous cell cancers in mice. When they examined immunecompetent and immune-incompetent mice with or without HPV, they observed a difference in growth and survival patterns. In fact, in the immune-competent mouse group, about onethird of the HPV-positive mice cleared their tumors, compared with none of the HPVnegative mice. Moreover, by comparing the survival of the mice that did not clear their tumors, they observed that mice injected with HPV-positive cells had a significantly better survival than mice injected with HPV-negative cells. In the mouse group lacking B- and Tcell immunity, there was no difference in the tumor growth pattern or survival between the HPV-positive and HPV-negative groups. Therefore, the difference in growth between HPVpositive and HPV-negative mice is immune mediated. The data indicated that CD4-positive and CD8-positive T cells were required to mount this immune response. They also showed that the immune clearance capacity could be transferred from a cleared mouse into an immunodeficient mouse. In fact, the splenocytes from cleared mice and HPV-positive tumor cells were injected into an immunodeficient mouse, and they observed that all treated mice developed and cleared tumors (Williams et al., 2009). In another animal model of HPVassociated cancer, the authors tried to better understand why HPV-positive cancer may represent an advantage in survival, as has been shown in several studies, and they compared how these cancers responded to therapies usually used for the treatment of HNSCC with responses of HPV-negative tumors. Thus, they looked at the effect of radiation and cisplatin co-therapy on HPV-positive and HPV-negative cancer cells *in vivo* and in immunocompetent and immunodeficient mouse models. *In vitro*, HPV-positive cells were more resistant to radiation and cisplatin therapy compared with HPV-negative cells, whereas *in vivo*, HPV-positive tumors were more sensitive to radiotherapy compared with HPV-negative tumors. Furthermore, cisplatin was able to clear HPV-positive tumors, but not HPV- tumors, in mice. In immunodeficient mice, neither radiation nor cisplatin was able to cure their tumors. They also showed that, after an adoptive transfer of wild-type immune cells into immunodeficient mice, the clearance of HPV-positive tumors was restored upon cisplatin therapy. These findings suggested that an intact immune system was essential for tumor clearance with radiation and cisplatin therapy. Moreover, the findings indicate that survival does not seem to be due to increased epithelial sensitivity to these therapies and that radiation and cisplatin induce an immune response to this antigenic cancer (Spanos et al., 2009). More recently, Wansom and collaborators tried to understand better the clinical importance of adaptive immunity in patients with HPV16-positive oropharyngeal cancer and to examine whether it affects patient outcome. They showed that the percentage of CD8 cells was significantly higher and the CD4:CD8 ratio was significantly lower in HPV16 positive oropharyngeal patients. In comparing smokers and nonsmokers, the percentage of

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### **7. Acknowledgement**

Students supported by a grant from the FNRS (Bourse Télévie)

GD and AD contributed equally.

### **8. References**


Human Papillomavirus and Related Diseases 258 – From Bench to Bedside – A Clinical Perspective

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and immunohistochemical evidence suggesting human papillomavirus (HPV) involvement in oral squamous cell carcinogenesis. *International Journal of Oral &* 

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Challacombe, S., Ficarra, G., Flaitz, C., Zhou, HM., Maeda, H., Miller, C. & Jontell, M. (2011). Human papillomaviruses in oral carcinoma and oral potentially malignant disorders: a systematic review. *Oral Diseases,* Vol.17, Suppl.1, (April

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G. (2008). HPV in oral squamous cell carcinoma vs head and neck squamous cell carcinoma biopsies: a meta-analysis (1988-2007). *Annals of Oncology,* Vol.19, No.10,


**11** 

**The Role of Human Papillomavirus** 

João Paulo Oliveira-Costa2, Luciana Souza Chavasco1, Fabiana Alves Miranda2, Ivan de Oliveira Pereira1, Edson Garcia Soares2 and Alfredo Ribeiro-Silva2

\*Lucinei Roberto Oliveira1, Andrielle Castilho-Fernandes2, Alícia Greyce Turatti Pessolato2, Régia Caroline Peixoto Lira2,

Tobacco and alcohol are well-established risk factors for head and neck squamous cell carcinomas (HNSCC), but it can also develop in individuals not exposed to them. However, only a small proportion of tobacco exposed individuals have developed HNSCC, and there is an emerging tumoral population who lack exposure to these mentioned risk factors, suggesting that others factors can play a role in head and neck carcinogenesis. Over the past two decades, the role of high-risk human papilloma virus (HPV) has been studied through several studies worldwide, and data supporting its role as a causative agent in the development and progression of a subset of HNSCC has been controversial, with considerable variability in frequency depending on the population studied, tumor localization, quality of samples and technical resources utilized for HPV detection. As is the case in cervical and anogenital carcinomas, the most frequently detected high-risk HPVs in HNSCC are the 16 and 18 genotypes. The tonsils and oropharynx are the specific sites associated with higher risk of HPV oncogenic transformation, and investigations suggest that HPV infection in these anatomic sites is an independent risk factor for carcinogenesis. The establishment and maintenance of HPV genomes in the squamous epithelium and HPV-related HNSCC cancer is believed to be originated by oncogenic potential of HPV integration into host DNA genome and their ability to manipulate cell cycle regulators, resulting in deregulated expression of oncoproteins such as E6, which promotes degradation of the tumor suppressor protein p53, allowing cells to evade cell cycle checkpoints, and also E7, which binds to retinoblastoma protein (pRb) and could promote the entrance in S1 phase of cell cycle, leading to disruption of normal cell cycle controls. Following cell division, infected cells leave the basal layer, migrate towards the suprabasal regions and begin to differentiate. Increased understanding of cervical pathogenesis has led to confirmation of HPV as an etiological agent for cancers and consequently to the development of preventive vaccines targeting HPV antigens for the control of cervical cancer. The HPV vaccine was developed as a result of the achievement of core technologies able to produce virus-like

**1. Introduction** 

*1Vale do Rio Verde University, Brazil* 

*2Ribeirao Preto Medical School, University of Sao Paulo, Brazil*

 **in Head and Neck Cancers** 


### **The Role of Human Papillomavirus in Head and Neck Cancers**

\*Lucinei Roberto Oliveira1, Andrielle Castilho-Fernandes2, Alícia Greyce Turatti Pessolato2, Régia Caroline Peixoto Lira2, João Paulo Oliveira-Costa2, Luciana Souza Chavasco1, Fabiana Alves Miranda2, Ivan de Oliveira Pereira1, Edson Garcia Soares2 and Alfredo Ribeiro-Silva2

### **1. Introduction**

Human Papillomavirus and Related Diseases 278 – From Bench to Bedside – A Clinical Perspective

Williams, GR., Lu, QL., Love, SB., Talbot IC. & Northover, JM. (1996). Properties of HPV-

Williams, R., Lee, DW., Elzey, BD., Anderson, ME., Hostager, BS. & Lee, JH. (2009).

Yeudall, WA. & Campo, MS. (1991). Human papillomavirus DNA in biopsies of oral tissues.

You, J., Croyle, JL., Nishimura, A., Ozato, K. & Howley, PM. (2004). Interaction of the bovine

Young, MRI., Wright, MA., Lozano, Y., Matthews, JP., Benefield, J. & Prechel, MM. (1996).

Zeuss, MS., Miller CS. & White DK. (1991). In situ hybridization analysis of human

zur Hausen, H. & de Villiers, EM. (1994). Human papillomaviruses. *Annual Review of* 

*Oral and Maxillofacial Surgery*, Vol.33, No.1, (January 2004), pp. 71-74 Zhao, D., Xu QG., Chen XM. & Fan, MW. (2009). Human papillomavirus as an independent

HPV+ HNSCC. *Head and Neck*, Vol.31, No.7, (July 2009), pp. 911-918 Winer, RL., Lee, S-K., Hughes, JP., Adam, DE., Kiviat, NB. & Koutsky, LA. (2003). Genital

*Journal of General Virology*, Vol.72, No.1, (January 1991), pp. 173-176

chromosomes. *Cell,* Vol.117, No.3, (April 2004), pp. 349-360

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No.3, (September 2009), pp. 119-125

*Microbiology,* Vol.48, (1994), pp. 427-447

2003), pp. 218-226

positive and HPV-negative anal carcinomas. *The Journal of Pathology,* Vol.180, No.4,

Preclinical models of HPV+ and HPV- HNSCC in mice : an immune clearance of

human papillomavirus infection : incidence and risk factors in a cohort of female university students. *American Journal of Epidemiology*, Vol.157, No.3, (February

papillomavirus E2 protein with Brd4 tethers the viral DNA to host mitotic

Mechanisms of immune suppression in patients with head and neck cancer: influence on the immune infiltrate of the cancer. *International Journal of Cancer*,

papillomavirus DNA in oral mucosal lesions. *Oral Surgery, Oral Medicine, Oral Pathology, Oral Radiology and Endodontology,* Vol.71, No.6, (June 1991), pp. 714-720 Zhang, ZY, Sdek, P., Cao, J. & Chen, WT. (2004). Human papillomavirus type 16 and 18

DNA in oral squamous cell carcinoma and normal mucosa. *International Journal of* 

predictor in oral squamous cell cancer. *International Journal of Oral Science,* Vol.1,

Tobacco and alcohol are well-established risk factors for head and neck squamous cell carcinomas (HNSCC), but it can also develop in individuals not exposed to them. However, only a small proportion of tobacco exposed individuals have developed HNSCC, and there is an emerging tumoral population who lack exposure to these mentioned risk factors, suggesting that others factors can play a role in head and neck carcinogenesis. Over the past two decades, the role of high-risk human papilloma virus (HPV) has been studied through several studies worldwide, and data supporting its role as a causative agent in the development and progression of a subset of HNSCC has been controversial, with considerable variability in frequency depending on the population studied, tumor localization, quality of samples and technical resources utilized for HPV detection. As is the case in cervical and anogenital carcinomas, the most frequently detected high-risk HPVs in HNSCC are the 16 and 18 genotypes. The tonsils and oropharynx are the specific sites associated with higher risk of HPV oncogenic transformation, and investigations suggest that HPV infection in these anatomic sites is an independent risk factor for carcinogenesis. The establishment and maintenance of HPV genomes in the squamous epithelium and HPV-related HNSCC cancer is believed to be originated by oncogenic potential of HPV integration into host DNA genome and their ability to manipulate cell cycle regulators, resulting in deregulated expression of oncoproteins such as E6, which promotes degradation of the tumor suppressor protein p53, allowing cells to evade cell cycle checkpoints, and also E7, which binds to retinoblastoma protein (pRb) and could promote the entrance in S1 phase of cell cycle, leading to disruption of normal cell cycle controls. Following cell division, infected cells leave the basal layer, migrate towards the suprabasal regions and begin to differentiate. Increased understanding of cervical pathogenesis has led to confirmation of HPV as an etiological agent for cancers and consequently to the development of preventive vaccines targeting HPV antigens for the control of cervical cancer. The HPV vaccine was developed as a result of the achievement of core technologies able to produce virus-like

*<sup>1</sup>Vale do Rio Verde University, Brazil* 

*<sup>2</sup>Ribeirao Preto Medical School, University of Sao Paulo, Brazil*

The Role of Human Papillomavirus in Head and Neck Cancers 281

and treatment considerations. Approximately 40% of head and neck cancers occur in the oral cavity, 15% occur in the pharynx, 25% occur in the larynx and the remaining tumors occur in other sites (Dobrossy, 2005). The most frequent histological type is the squamous cell carcinoma, which occurs in over 95% of cases. Squamous cell carcinomas originate from the epithelial surface of the oral cavity, oropharynx, hypopharynx, and larynx and affect approximately 500.000 patients worldwide each year (Popović et al., 2010). Low survival rates have been presented across several studies worldwide and reflect the need for more careful attention to HNSCCs. Because the mortality rates have essentially remained unchanged over the last several decades, considerable interest lies in discovering prognostic

Papillomaviruses are a family of pathogens that infect exclusively the epithelial tissues of amphibians, reptiles, birds and mammals (Franceschi, 2007). The viruses are grouped according to the anatomic site of infection and their preference for either cutaneous or mucosal squamous epithelium. The cutaneous types, or beta papillomaviruses, are usually found in the general population and cause common warts. In contrast, the alpha, or mucosotropic, papillomaviruses have been implicated in mucosal infections (Snow & Laudadio, 2010; Vidal & Gillison, 2008). The mucosotropic group of human papillomavirus comprises 15 species and infects the anogenital tract, upper aerodigestive tract and other head and neck mucosa. Because they are sexually transmitted and play important roles in diseases, these viruses have received much attention and research and clinical investment

The HPV genome is a small (55 nm), double-stranded DNA molecule of approximately 8.000 base pairs, and it contains three identified regions: a late region (L) containing two genes, L1 and L2, which encode the viral capsid proteins; an early region (E) encoding proteins involved in viral DNA replication and the control of viral transcription, such as E1 and E2, and the main transforming genes E6, E7 and E5; and a long control region (LCR), found between the L and E regions, which contains several binding sites for nuclear and viral transcriptional factors, promoter sequences and an open reading frame (ORF) region (Fernandes et al., 2009). The early and late gene regions are both protein-encoding, but the LCR is non-encoding. The LCR possesses numerous binding sites for many repressors and activators of transcription, suggesting that this region may play a role in determining the

Traditionally, the papillomaviruses have been classified by type and by the ORF L1 region because this region is greatly conserved along the viral genome and has been used to detect new types of papillomavirus for more than 15 years. However, other genomic regions can also be used (i.e., E6 and E7). Each genotype is characterized as being more than 10% different from all other genotypes in their specific regions of DNA sequences. Differences of 2% to 10% define a subtype and less than 2% define a viral variant. Closely related types (approximately 80–90% identical) are classied as members of the same species, and they tend to share important biological properties, such as tissue tropism, disease manifestation, and pathogenicity (Chow et al., 2010; De Villiers et al., 2004). Currently, well over 120 different genotypes of HPVs have been isolated, sequenced and phylogenetically characterized. Thirty-three percent of these 120 genotypes are known to infect the human

markers to guide therapeutic planning.

range of hosts for specific HPV types (Tanzi et al., 2009).

**4. HPV** 

(Chow et al., 2010).

particles (VLPs). The recombinant DNA was used to generate VLPs able to mimicking the natural virus and eliciting high-titers of virus neutralizing antibodies. With the progress through advanced stages of clinical trials and further exploration of combinatorial strategies, there is a great promise for significant advances also in the field of therapeutic HPV vaccine development. We recently conducted a study with the purpose of investigate the presence of HPV in a Brazilian population sample of HNSCC patients. In cases with positive specimens, the analysis was extended to clinicopathological profile characterization and to the correlation between patient survival and HPV DNA presence in primary HNSCC tumors as well as in their corresponding matched samples of recurrences, lymph nodal metastasis and necropsies. This research was conducted on the medical files of patients with head and neck tumors, the histopathological diagnosis of HNSCC was confirmed and paraffin-embedded specimens were selected for investigation. Moreover, in this chapter we discuss the current status of HPV vaccines as well as the main associated factors that interfere on establishment of strategies that better could act to control the infections and development of malignant neoplasias.

### **2. Historical aspects**

One of the earliest manifestations of HPV infection was observed during an autopsy performed in 1974 on the embalmed body of an ancient Egyptian worker from 12th century BC who had a wart on the sole of his foot (Onon, 2010, as cited in McCaffery, 1974). The Ancient Greeks and Romans had already recognized that genital warts could be sexually transmitted (Onon, 2010, as cited in Claude Moore Health Sciences Library, 2011); however, the viral origin of warts was only confirmed in the 19th century (Onon, 2010, as cited in Ciuffo, 1907). By the early 1970s, the herpes simplex virus type 2 was thought to be the sexually transmitted etiologic factor that was responsible for cervical cancer (Onon, 2010, as cited in Klein, 1973). However, Harald Zur Hausen, a young German professor of virology, was not convinced of this hypothesis, and in 1976, he postulated that papilloma viruses play a role in cancer of the cervix. Papilloma viruses have now been well established as the cause of almost 100% of cervical carcinomas (Kumaraswamy & Vidhya, 2011).

The link between HPV and HNSCC was first studied by Syrjänen et al. (1983) in a light microcopy examination of 40 biopsy specimens from oral squamous cell carcinomas (OSCC), when the authors observed changes that are characteristic of HPV infection in 16 of the lesions. Recently, several studies have addressed the presence and prevalence of HPV in these types of tumors (Kumaraswamy & Vidhya, 2011). However, although the discovery of HPV has suggested that the virus may be a possible etiologic factor of oral pre-cancer and cancer, this association has not been as consistent as in cervical cancers.

### **3. Head and neck cancer**

Head and neck malignancies compose a heterogeneous group and are believed to originate from sequential mutations that can occur as a consequence of progressive genetic instability andor environmental factors, such as tobacco and alcohol consumption. These pathologies include a number of different types of cancer that arise from a variety of sites in the upper aerodigestive tract. Analysis of these tumors has revealed a heterogeneous neoplastic process that involves numerous sites with unique sets of epidemiologic, histopathologic, and treatment considerations. Approximately 40% of head and neck cancers occur in the oral cavity, 15% occur in the pharynx, 25% occur in the larynx and the remaining tumors occur in other sites (Dobrossy, 2005). The most frequent histological type is the squamous cell carcinoma, which occurs in over 95% of cases. Squamous cell carcinomas originate from the epithelial surface of the oral cavity, oropharynx, hypopharynx, and larynx and affect approximately 500.000 patients worldwide each year (Popović et al., 2010). Low survival rates have been presented across several studies worldwide and reflect the need for more careful attention to HNSCCs. Because the mortality rates have essentially remained unchanged over the last several decades, considerable interest lies in discovering prognostic markers to guide therapeutic planning.

### **4. HPV**

Human Papillomavirus and Related Diseases 280 – From Bench to Bedside – A Clinical Perspective

particles (VLPs). The recombinant DNA was used to generate VLPs able to mimicking the natural virus and eliciting high-titers of virus neutralizing antibodies. With the progress through advanced stages of clinical trials and further exploration of combinatorial strategies, there is a great promise for significant advances also in the field of therapeutic HPV vaccine development. We recently conducted a study with the purpose of investigate the presence of HPV in a Brazilian population sample of HNSCC patients. In cases with positive specimens, the analysis was extended to clinicopathological profile characterization and to the correlation between patient survival and HPV DNA presence in primary HNSCC tumors as well as in their corresponding matched samples of recurrences, lymph nodal metastasis and necropsies. This research was conducted on the medical files of patients with head and neck tumors, the histopathological diagnosis of HNSCC was confirmed and paraffin-embedded specimens were selected for investigation. Moreover, in this chapter we discuss the current status of HPV vaccines as well as the main associated factors that interfere on establishment of strategies that better could act to control the infections and

One of the earliest manifestations of HPV infection was observed during an autopsy performed in 1974 on the embalmed body of an ancient Egyptian worker from 12th century BC who had a wart on the sole of his foot (Onon, 2010, as cited in McCaffery, 1974). The Ancient Greeks and Romans had already recognized that genital warts could be sexually transmitted (Onon, 2010, as cited in Claude Moore Health Sciences Library, 2011); however, the viral origin of warts was only confirmed in the 19th century (Onon, 2010, as cited in Ciuffo, 1907). By the early 1970s, the herpes simplex virus type 2 was thought to be the sexually transmitted etiologic factor that was responsible for cervical cancer (Onon, 2010, as cited in Klein, 1973). However, Harald Zur Hausen, a young German professor of virology, was not convinced of this hypothesis, and in 1976, he postulated that papilloma viruses play a role in cancer of the cervix. Papilloma viruses have now been well established as the cause

The link between HPV and HNSCC was first studied by Syrjänen et al. (1983) in a light microcopy examination of 40 biopsy specimens from oral squamous cell carcinomas (OSCC), when the authors observed changes that are characteristic of HPV infection in 16 of the lesions. Recently, several studies have addressed the presence and prevalence of HPV in these types of tumors (Kumaraswamy & Vidhya, 2011). However, although the discovery of HPV has suggested that the virus may be a possible etiologic factor of oral pre-cancer and

Head and neck malignancies compose a heterogeneous group and are believed to originate from sequential mutations that can occur as a consequence of progressive genetic instability andor environmental factors, such as tobacco and alcohol consumption. These pathologies include a number of different types of cancer that arise from a variety of sites in the upper aerodigestive tract. Analysis of these tumors has revealed a heterogeneous neoplastic process that involves numerous sites with unique sets of epidemiologic, histopathologic,

of almost 100% of cervical carcinomas (Kumaraswamy & Vidhya, 2011).

cancer, this association has not been as consistent as in cervical cancers.

development of malignant neoplasias.

**2. Historical aspects** 

**3. Head and neck cancer** 

Papillomaviruses are a family of pathogens that infect exclusively the epithelial tissues of amphibians, reptiles, birds and mammals (Franceschi, 2007). The viruses are grouped according to the anatomic site of infection and their preference for either cutaneous or mucosal squamous epithelium. The cutaneous types, or beta papillomaviruses, are usually found in the general population and cause common warts. In contrast, the alpha, or mucosotropic, papillomaviruses have been implicated in mucosal infections (Snow & Laudadio, 2010; Vidal & Gillison, 2008). The mucosotropic group of human papillomavirus comprises 15 species and infects the anogenital tract, upper aerodigestive tract and other head and neck mucosa. Because they are sexually transmitted and play important roles in diseases, these viruses have received much attention and research and clinical investment (Chow et al., 2010).

The HPV genome is a small (55 nm), double-stranded DNA molecule of approximately 8.000 base pairs, and it contains three identified regions: a late region (L) containing two genes, L1 and L2, which encode the viral capsid proteins; an early region (E) encoding proteins involved in viral DNA replication and the control of viral transcription, such as E1 and E2, and the main transforming genes E6, E7 and E5; and a long control region (LCR), found between the L and E regions, which contains several binding sites for nuclear and viral transcriptional factors, promoter sequences and an open reading frame (ORF) region (Fernandes et al., 2009). The early and late gene regions are both protein-encoding, but the LCR is non-encoding. The LCR possesses numerous binding sites for many repressors and activators of transcription, suggesting that this region may play a role in determining the range of hosts for specific HPV types (Tanzi et al., 2009).

Traditionally, the papillomaviruses have been classified by type and by the ORF L1 region because this region is greatly conserved along the viral genome and has been used to detect new types of papillomavirus for more than 15 years. However, other genomic regions can also be used (i.e., E6 and E7). Each genotype is characterized as being more than 10% different from all other genotypes in their specific regions of DNA sequences. Differences of 2% to 10% define a subtype and less than 2% define a viral variant. Closely related types (approximately 80–90% identical) are classied as members of the same species, and they tend to share important biological properties, such as tissue tropism, disease manifestation, and pathogenicity (Chow et al., 2010; De Villiers et al., 2004). Currently, well over 120 different genotypes of HPVs have been isolated, sequenced and phylogenetically characterized. Thirty-three percent of these 120 genotypes are known to infect the human

The Role of Human Papillomavirus in Head and Neck Cancers 283

1992) and to inactivate the cyclin associated kinase inhibitors p21 and p27 (Jones & Münger, 1997). Thus, E7 can associate with and/or alter the activities of multiple cellular factors that normally contribute to the regulation of the cell cycle. The oncogenic properties of E6 and E7 and their effects on p53 and pRb have provided the general basis for further investigations of the role of HPV in carcinogenesis. The research examining the actions of these two oncoproteins has shown how they can subvert key cell cycle and regulatory processes, such as cyclins, cyclin-dependent kinases (CDKs) and cyclin-dependent kinase inhibitors (CDIs),

Proving the importance of p53 and pRb in cell cycle progression, the repression of HPV 16 E6 and E7 expression by dual shRNA transfection has been shown to be capable of restoring the p53 and pRb tumor suppressor pathways and activating apoptosis (Psyrri et al., 2009, Rampias et al., 2009). Thus, the demonstration of this tumor suppressor inactivation by the E6 and E7 HPV oncoproteins has provided a basic explanation for how the high-risk HPV

Unlike other viruses, HPV does not infect or replicate in antigen-presenting cells of the epithelium nor induce cell lysis, so there is no chance for antigen-presenting cells to present antigens derived from the virion to the immune system. Despite the observation that more than 50% of infections present seroconversion in the patients, the production of antibodies usually occurs only months after the initial infection (Vidal & Gillison, 2008, as cited in Tindle, 2002). The life cycle of papillomaviruses is closely tied to the epithelial differentiation process. Infection occurs exclusively in squamous epithelial cells (keratinocytes) with preference for the keratinocyte stem cell as the initial target of HPV infection (Vidal & Gillison, 2008). The route of entry for HPV infection is microtraumas or small wounds in the skin or mucosal surface. These breaks in the epithelial surface allow the virus to access and persist in the nuclei of infected basal layer cells of the epithelium. Until now, no single receptor has been definitively identified and established as being responsible for HPV entry. Some reports have suggested that a6 integrin may be a candidate receptor because it is expressed primarily during wound healing. The glycosaminoglycan heparin, a polysaccharide expressed on the cell surface, may also play a role in the attachment

HPV uses the host cell DNA machinery to maintain the production of viral progeny. This mechanism of viral-induced cell growth is very well known and is analogous to other viruses that disrupt the control of cell growth (Hebner & Laimins, 2006). Following cell division, as the basal cells divide into squamous epithelial cells, HPV establishes its DNA genome in the host cell nuclei, replicates and reaches a high copy number. Infected cells then leave the basal layer, migrate toward the suprabasal regions and begin to differentiate. In the basal layer phase, the HPV genome is maintained at a low copy number, providing a type of stock of viral DNA for further use in cell divisions. At the same time, 'early' viral genes (E5, E6 and E7) are expressed, resulting in enhanced proliferation of the infected cells and their lateral expansion. While the basal cells and viral DNA divide, some daughter cells may be maintained in the basal layers, whereas other daughter cells move toward the upper layers of the epithelium and begin to differentiate. During the process in which the infected cells enter into the suprabasal layers, the viral genome replicates to a higher copy number;

to transform and immortalize the host cells (Southern & Herrington, 2000).

necessary for the initiation of HPV infection (Vidal & Gillison, 2008).

types exert their oncogenic effects on cervical cells.

**5. The route of cellular conquest by HPV** 

genital tract (De Villiers et al., 2004; Hennessey et al., 2009, as cited in Longworth & Laimins, 2004; Martinez et al., 2007). Mucosotropic HPVs can be further classified into non-oncogenic, or low-risk, types or as potentially oncogenic, or high-risk, types. Mucosal and genital HPVs can be divided into low-risk (HPVs 6, 11, 40, 42, 43, 44, 54, 61, 70, 72, 81) and high-risk (HPVs 16, 18, 31, 33, 35, 51, 52) types according to their presence in malignant lesions (Bosch et al., 2002; Muñoz et al., 2003). HPVs 31, 33, 35, 51 and 52 are sometimes regarded as "intermediate risk" viruses because they are more common in mild or severe dysplastic lesions than in carcinomas (Fernandes et al., 2009).

The late region units L1 and L2 encode for viral capsid proteins during the late stages of virion assembly (Park et al., 1995). The protein encoded by L1 is highly conserved among different papilloma virus species; accordingly, antibodies against the bovine papilloma virus have been used to identify HPV capsid proteins in human tissues. The minor capsid protein encoded by L2 has more sequence variations than that of the L1 protein; hence, the L2 protein has been a source of antigen for specific types of HPV antibodies. The E1 and E2 region units encode proteins that are vital for extrachromosomal DNA replication and completion of the viral life cycle. The E2 protein is modular and contains an N-terminal activation domain that is important for viral transcription and replication and for interaction with host chromosomes during mitosis. The E2 region also encodes two proteins, one of which inhibits transcription of the early region, while the other increases the transcription of the early region (Ward et al., 1989). The HPV E5 proteins are small, extremely hydrophobic, and located mainly at the endosomal membranes, Golgi apparatus and, to a lesser extent, the plasma membranes. Moreover, E5 proteins are traditionally known to interact with the transmembrane domain of the EGF receptor and to modulate its concentration and phosphorylation (Villa et al., 2002). When present, E5 interacts with various transmembrane proteins, such as the EGF receptors, platelet-derived growth factor β, and colony stimulating factor-1 (Talbert-Slagle & DiMaio, 2009).

The multiplicity of functions of the three small papillomavirus oncoproteins, E5, E6 and E7, continues to be amazing. Specifically, more than a dozen protein-protein interactions between E6 and cellular proteins have been published (Villa et al., 2002). In the proteinencoding regions, the E6 and E7 ORF are considered to play the most important roles. These units encode for oncoproteins that allow viral replication and the immortalization and transformation of the cell that host the HPV DNA (Doorbar et al., 1991).

Mucosal high-risk E6 proteins are best known for their ability to associate with the cellular tumor suppressor p53. The association of E6 with p53 leads to degradation of p53 via recruitment of an ubiquitin ligase, E6-AP, and results in the inhibition of the transcriptional regulatory activities of the p53 protein in tissue culture cells (Gonzalez et al., 2001; Jones & Münger, 1997). Similarly, the high-risk HPV E7 proteins are best known for their ability to associate with the cellular tumor suppressor pRb, and this association can promote pRb degradation (Jones & Münger, 1997) through a proteasome-mediated pathway that disrupts the capacity of pRb to bind and inactivate functionally cellular E2F transcription factors (Gonzalez et al., 2001). In addition to binding pRb, high-risk E7 proteins can bind to other pocket proteins (p107 and p130) that are related to pRb and interact with different members of the E2F family of transcription factors (Dyson et al., 1992). The inactivation of pocket proteins by E7 is necessary but not sufficient to elicit the transforming potential of E7 (Phelps et al., 1992). High-risk E7 is also purported to complex with cyclins (Dyson et al., Human Papillomavirus and Related Diseases 282 – From Bench to Bedside – A Clinical Perspective

genital tract (De Villiers et al., 2004; Hennessey et al., 2009, as cited in Longworth & Laimins, 2004; Martinez et al., 2007). Mucosotropic HPVs can be further classified into non-oncogenic, or low-risk, types or as potentially oncogenic, or high-risk, types. Mucosal and genital HPVs can be divided into low-risk (HPVs 6, 11, 40, 42, 43, 44, 54, 61, 70, 72, 81) and high-risk (HPVs 16, 18, 31, 33, 35, 51, 52) types according to their presence in malignant lesions (Bosch et al., 2002; Muñoz et al., 2003). HPVs 31, 33, 35, 51 and 52 are sometimes regarded as "intermediate risk" viruses because they are more common in mild or severe dysplastic

The late region units L1 and L2 encode for viral capsid proteins during the late stages of virion assembly (Park et al., 1995). The protein encoded by L1 is highly conserved among different papilloma virus species; accordingly, antibodies against the bovine papilloma virus have been used to identify HPV capsid proteins in human tissues. The minor capsid protein encoded by L2 has more sequence variations than that of the L1 protein; hence, the L2 protein has been a source of antigen for specific types of HPV antibodies. The E1 and E2 region units encode proteins that are vital for extrachromosomal DNA replication and completion of the viral life cycle. The E2 protein is modular and contains an N-terminal activation domain that is important for viral transcription and replication and for interaction with host chromosomes during mitosis. The E2 region also encodes two proteins, one of which inhibits transcription of the early region, while the other increases the transcription of the early region (Ward et al., 1989). The HPV E5 proteins are small, extremely hydrophobic, and located mainly at the endosomal membranes, Golgi apparatus and, to a lesser extent, the plasma membranes. Moreover, E5 proteins are traditionally known to interact with the transmembrane domain of the EGF receptor and to modulate its concentration and phosphorylation (Villa et al., 2002). When present, E5 interacts with various transmembrane proteins, such as the EGF receptors, platelet-derived growth factor β, and colony stimulating

The multiplicity of functions of the three small papillomavirus oncoproteins, E5, E6 and E7, continues to be amazing. Specifically, more than a dozen protein-protein interactions between E6 and cellular proteins have been published (Villa et al., 2002). In the proteinencoding regions, the E6 and E7 ORF are considered to play the most important roles. These units encode for oncoproteins that allow viral replication and the immortalization and

Mucosal high-risk E6 proteins are best known for their ability to associate with the cellular tumor suppressor p53. The association of E6 with p53 leads to degradation of p53 via recruitment of an ubiquitin ligase, E6-AP, and results in the inhibition of the transcriptional regulatory activities of the p53 protein in tissue culture cells (Gonzalez et al., 2001; Jones & Münger, 1997). Similarly, the high-risk HPV E7 proteins are best known for their ability to associate with the cellular tumor suppressor pRb, and this association can promote pRb degradation (Jones & Münger, 1997) through a proteasome-mediated pathway that disrupts the capacity of pRb to bind and inactivate functionally cellular E2F transcription factors (Gonzalez et al., 2001). In addition to binding pRb, high-risk E7 proteins can bind to other pocket proteins (p107 and p130) that are related to pRb and interact with different members of the E2F family of transcription factors (Dyson et al., 1992). The inactivation of pocket proteins by E7 is necessary but not sufficient to elicit the transforming potential of E7 (Phelps et al., 1992). High-risk E7 is also purported to complex with cyclins (Dyson et al.,

transformation of the cell that host the HPV DNA (Doorbar et al., 1991).

lesions than in carcinomas (Fernandes et al., 2009).

factor-1 (Talbert-Slagle & DiMaio, 2009).

1992) and to inactivate the cyclin associated kinase inhibitors p21 and p27 (Jones & Münger, 1997). Thus, E7 can associate with and/or alter the activities of multiple cellular factors that normally contribute to the regulation of the cell cycle. The oncogenic properties of E6 and E7 and their effects on p53 and pRb have provided the general basis for further investigations of the role of HPV in carcinogenesis. The research examining the actions of these two oncoproteins has shown how they can subvert key cell cycle and regulatory processes, such as cyclins, cyclin-dependent kinases (CDKs) and cyclin-dependent kinase inhibitors (CDIs), to transform and immortalize the host cells (Southern & Herrington, 2000).

Proving the importance of p53 and pRb in cell cycle progression, the repression of HPV 16 E6 and E7 expression by dual shRNA transfection has been shown to be capable of restoring the p53 and pRb tumor suppressor pathways and activating apoptosis (Psyrri et al., 2009, Rampias et al., 2009). Thus, the demonstration of this tumor suppressor inactivation by the E6 and E7 HPV oncoproteins has provided a basic explanation for how the high-risk HPV types exert their oncogenic effects on cervical cells.

### **5. The route of cellular conquest by HPV**

Unlike other viruses, HPV does not infect or replicate in antigen-presenting cells of the epithelium nor induce cell lysis, so there is no chance for antigen-presenting cells to present antigens derived from the virion to the immune system. Despite the observation that more than 50% of infections present seroconversion in the patients, the production of antibodies usually occurs only months after the initial infection (Vidal & Gillison, 2008, as cited in Tindle, 2002). The life cycle of papillomaviruses is closely tied to the epithelial differentiation process. Infection occurs exclusively in squamous epithelial cells (keratinocytes) with preference for the keratinocyte stem cell as the initial target of HPV infection (Vidal & Gillison, 2008). The route of entry for HPV infection is microtraumas or small wounds in the skin or mucosal surface. These breaks in the epithelial surface allow the virus to access and persist in the nuclei of infected basal layer cells of the epithelium. Until now, no single receptor has been definitively identified and established as being responsible for HPV entry. Some reports have suggested that a6 integrin may be a candidate receptor because it is expressed primarily during wound healing. The glycosaminoglycan heparin, a polysaccharide expressed on the cell surface, may also play a role in the attachment necessary for the initiation of HPV infection (Vidal & Gillison, 2008).

HPV uses the host cell DNA machinery to maintain the production of viral progeny. This mechanism of viral-induced cell growth is very well known and is analogous to other viruses that disrupt the control of cell growth (Hebner & Laimins, 2006). Following cell division, as the basal cells divide into squamous epithelial cells, HPV establishes its DNA genome in the host cell nuclei, replicates and reaches a high copy number. Infected cells then leave the basal layer, migrate toward the suprabasal regions and begin to differentiate. In the basal layer phase, the HPV genome is maintained at a low copy number, providing a type of stock of viral DNA for further use in cell divisions. At the same time, 'early' viral genes (E5, E6 and E7) are expressed, resulting in enhanced proliferation of the infected cells and their lateral expansion. While the basal cells and viral DNA divide, some daughter cells may be maintained in the basal layers, whereas other daughter cells move toward the upper layers of the epithelium and begin to differentiate. During the process in which the infected cells enter into the suprabasal layers, the viral genome replicates to a higher copy number;

The Role of Human Papillomavirus in Head and Neck Cancers 285

observations have shown that the oncoprotein E2 may serve as an 'anchor' that links

Generational changes have occurred in sexual practices around the world, where the young people are having their first sexual experience at an earlier age, with greater numbers of sexual partners and with a higher probability of engaging in oral sex compared to individuals from earlier decades (Heck et al., 2010). These differences in sexual behavior can also be seen between patients with HPV-positive HNSCCs, especially among those with the

In oropharyngeal cancers (OPCs) that are positive for HPV, a frequent association with sexual behavior has been found (D'Souza et al., 2007). An investigation of more than 5000 cases of head and neck cancer and more than 6000 control cases from 12 different countries has indicated that a history of six or more lifetime sexual partners and four or more oral sex partners increases the odds of developing OPC. In cancer at the base of tongue, this association was found among individuals who have two sexual partners compared to those with only one, while little evidence has indicated any association between sexual practice and cancers of the oral cavity or of the larynx. Additionally, an increased risk of tonsillar cancer is associated with a history of four or more oral sex partners (3-fold increased risk), age at sexual debut < 18 years among men (2-fold increased risk) and in husbands of women who presented cervical dysplasia or cancer (Lajer & Von Buchwald, 2010). In addition to oral sexual activity, open-mouthed kissing has been found to be associated with oral HPV infections. Because this practice is common among young people in many countries, it may contribute to HPV circulation and increase the risk of HPV infection among individuals who might not otherwise be exposed. The prevalence of HPV in control patients from the studies of oral cancer varies from 5% to 9%; however, the same sexual behaviors associated with HNSCC can increase the odds of HPV infection in this population. Interestingly, in patients with HNSCCs, heavier smoking and alcohol use is associated with risky sexual behaviors, but this association is not observed in control individuals without cancer (D'Souza et al.,

No difference was noticed between men and women according the outcomes of oral sex or number of oral sex partners and lifetime sexual partners, and the prevalence of oral HPV was found to be similar between heterosexual and bisexual women. In contrast, the presence of oral HPV infection is unlikely in virgins and women who have sex with women, which suggests that oral HPV is more likely to be associated with sexual exposure to male partners

In the oral cavity, 24 types of HPV (1, 2, 3, 4, 6, 7, 10, 11, 13, 16, 18, 30, 31, 32, 33, 35, 45, 52, 55, 57, 59, 69, 72 and 73) have been associated with benign lesions and 12 types (2, 3, 6, 11, 13, 16, 18, 31, 33, 35, 52 and 57) with malignant lesions (Bouda et al., 2000; Kojima et al., 2002). The low-risk HPV types cause benign oral hyperplasias that are usually painless and non-ulcerated (Cleveland, 2011). Verruca vulgaris (caused by HPV 2, HPV 4 and other HPV

episomal HPV to the cellular mitotic spindles (Psyrri et al., 2009).

**6. How does HPV reach the head and neck sites?** 

high-risk type HPV-16 (Gillison et al., 2008).

than to female partners (Ragin et al., 2011).

**7. HPV and oral lesions** 

2009).

'late' viral gene (L1 and L2) expression is initiated; and structural proteins, as such capsid proteins, are formed. Subsequently, virions are assembled and released as the upper layer of epithelium is shed, as shown in Figure 1 (Fehrmann & Laimins, 2003; Scheurer et al., 2005; Vidal & Gillison, 2008).

Fig. 1. Representation of normal and HPV-infected epithelium according to the cellular differentiation and the differentiation-dependent viral functions (Adapted from Fehrmann & Laimins, 2003).

HPV replication occurs through two mechanisms. The first mechanism occurs in the basal layer cells where the viral genome is distributed to daughter cells. In this mechanism, viral genome integration ensures a persistent infection in the proliferative cells from the basal layer and is associated with a higher risk of malignant cellular transformation. In the second mechanism, which is known as episomal or vegetative, HPV replication occurs in the more differentiated layers of the epithelium and the integration of viral DNA into the host cell genome is not necessary. Despite the fact that the replication processes and gene expression are controlled by the cell differentiation process, much about this mechanism is still unknown, and cervical cancer serves as a model for understanding HPV pathogenesis in other sites, such as in head and neck cancers (Zur Hausen, 2002). During cervical infection, the viral genome frequently integrates into the host cell genome. This integration occurs preferentially at fragile sites. The integration of viral DNA most likely disrupts the E2 coding region, causing the loss of the role of E2 in transcriptional control; therefore, the expression of the E6 and E7 oncoproteins becomes deregulated (Vidal & Gillison, 2008).

In tonsillar carcinomas, the absence of integrated HPV DNA does not suppress the expression of viral oncogenes, indicating that viral DNA integration is not an essential step for carcinogenesis and that the virus continues to be present in an episomal form (Hebner & Laimins, 2006; Vidal & Gillison, 2008). The mechanism used by HPV to remain in cancer tissue as an episomal form and produce high copy numbers is still unclear. However, some Human Papillomavirus and Related Diseases 284 – From Bench to Bedside – A Clinical Perspective

'late' viral gene (L1 and L2) expression is initiated; and structural proteins, as such capsid proteins, are formed. Subsequently, virions are assembled and released as the upper layer of epithelium is shed, as shown in Figure 1 (Fehrmann & Laimins, 2003; Scheurer et al., 2005;

Fig. 1. Representation of normal and HPV-infected epithelium according to the cellular differentiation and the differentiation-dependent viral functions (Adapted from Fehrmann

HPV replication occurs through two mechanisms. The first mechanism occurs in the basal layer cells where the viral genome is distributed to daughter cells. In this mechanism, viral genome integration ensures a persistent infection in the proliferative cells from the basal layer and is associated with a higher risk of malignant cellular transformation. In the second mechanism, which is known as episomal or vegetative, HPV replication occurs in the more differentiated layers of the epithelium and the integration of viral DNA into the host cell genome is not necessary. Despite the fact that the replication processes and gene expression are controlled by the cell differentiation process, much about this mechanism is still unknown, and cervical cancer serves as a model for understanding HPV pathogenesis in other sites, such as in head and neck cancers (Zur Hausen, 2002). During cervical infection, the viral genome frequently integrates into the host cell genome. This integration occurs preferentially at fragile sites. The integration of viral DNA most likely disrupts the E2 coding region, causing the loss of the role of E2 in transcriptional control; therefore, the expression of the E6 and E7 oncoproteins becomes deregulated (Vidal & Gillison, 2008).

In tonsillar carcinomas, the absence of integrated HPV DNA does not suppress the expression of viral oncogenes, indicating that viral DNA integration is not an essential step for carcinogenesis and that the virus continues to be present in an episomal form (Hebner & Laimins, 2006; Vidal & Gillison, 2008). The mechanism used by HPV to remain in cancer tissue as an episomal form and produce high copy numbers is still unclear. However, some

Vidal & Gillison, 2008).

& Laimins, 2003).

observations have shown that the oncoprotein E2 may serve as an 'anchor' that links episomal HPV to the cellular mitotic spindles (Psyrri et al., 2009).

### **6. How does HPV reach the head and neck sites?**

Generational changes have occurred in sexual practices around the world, where the young people are having their first sexual experience at an earlier age, with greater numbers of sexual partners and with a higher probability of engaging in oral sex compared to individuals from earlier decades (Heck et al., 2010). These differences in sexual behavior can also be seen between patients with HPV-positive HNSCCs, especially among those with the high-risk type HPV-16 (Gillison et al., 2008).

In oropharyngeal cancers (OPCs) that are positive for HPV, a frequent association with sexual behavior has been found (D'Souza et al., 2007). An investigation of more than 5000 cases of head and neck cancer and more than 6000 control cases from 12 different countries has indicated that a history of six or more lifetime sexual partners and four or more oral sex partners increases the odds of developing OPC. In cancer at the base of tongue, this association was found among individuals who have two sexual partners compared to those with only one, while little evidence has indicated any association between sexual practice and cancers of the oral cavity or of the larynx. Additionally, an increased risk of tonsillar cancer is associated with a history of four or more oral sex partners (3-fold increased risk), age at sexual debut < 18 years among men (2-fold increased risk) and in husbands of women who presented cervical dysplasia or cancer (Lajer & Von Buchwald, 2010). In addition to oral sexual activity, open-mouthed kissing has been found to be associated with oral HPV infections. Because this practice is common among young people in many countries, it may contribute to HPV circulation and increase the risk of HPV infection among individuals who might not otherwise be exposed. The prevalence of HPV in control patients from the studies of oral cancer varies from 5% to 9%; however, the same sexual behaviors associated with HNSCC can increase the odds of HPV infection in this population. Interestingly, in patients with HNSCCs, heavier smoking and alcohol use is associated with risky sexual behaviors, but this association is not observed in control individuals without cancer (D'Souza et al., 2009).

No difference was noticed between men and women according the outcomes of oral sex or number of oral sex partners and lifetime sexual partners, and the prevalence of oral HPV was found to be similar between heterosexual and bisexual women. In contrast, the presence of oral HPV infection is unlikely in virgins and women who have sex with women, which suggests that oral HPV is more likely to be associated with sexual exposure to male partners than to female partners (Ragin et al., 2011).

### **7. HPV and oral lesions**

In the oral cavity, 24 types of HPV (1, 2, 3, 4, 6, 7, 10, 11, 13, 16, 18, 30, 31, 32, 33, 35, 45, 52, 55, 57, 59, 69, 72 and 73) have been associated with benign lesions and 12 types (2, 3, 6, 11, 13, 16, 18, 31, 33, 35, 52 and 57) with malignant lesions (Bouda et al., 2000; Kojima et al., 2002). The low-risk HPV types cause benign oral hyperplasias that are usually painless and non-ulcerated (Cleveland, 2011). Verruca vulgaris (caused by HPV 2, HPV 4 and other HPV

The Role of Human Papillomavirus in Head and Neck Cancers 287

epidemiological characteristics of the populations studied (Feller et al., 2010). Among the many methods to detect HPV infections, both polymerase chain reaction (PCR) and in situ

Because of the high sensitivity of the PCR assay, it may detect not only oncogenic infections but also productive infections, virions or laboratory artifacts, which are common problems in HPV screening for cervical cancer (Leemans et al., 2011). The following additional techniques can also provide data regarding the presence of HPV: light and electron microscopy, ELISA, gene expression by DNA microarray, Dot blot, Southern blot, hybrid capture and ligase chain reaction for probe amplification. Despite the existence of innumerable options for HPV detection in HNSCC, a standardization of procedures for routine application has yet to be developed (Feller et al., 2010; Kumaraswamy & Vidhya,

A global consensus exists regarding the increasing risk of OPCs with HPV, mainly in the tonsils and at the base of the tongue (Attner et al., 2010; Heck et al., 2010). A survey of the Surveillance, Epidemiology and End Results (SEER) database revealed that the incidence rates for HPV at the base of the tongue and in the tonsils increased by 2% and 4%, respectively, between 1973 and 2001 in younger US populations (ages 20-44 years). At the same time, the incidence in all other oral and pharyngeal sites remained constant or decreased (Gillespie et al., 2009). Other countries, such as Sweden, have seen a similar increase in the incidence of tonsil cancer from 1997-2002; HPV could be isolated in 23% of specimens in the 1970s, 28% in the 1980s, 57% in the 1990s and 68% in specimens since 2000 (Hammarstedt et al., 2006). A review of 60 studies of HPV prevalence, which was published in 2005, observed an overall prevalence of 26% of HPV in HNSCCs, with a greater percent at the oropharynx (36%) (Kreimer et al., 2005). Similar numbers were obtained from the results of a recent meta-analysis that included more than 5000 patients. Among all HNSCCs, 22% of cases presented HPV infection, and the subgroup of OPCs presented a prevalence of 41% (Dayyani et al., 2010). In the USA, approximately 40-80% of OPC cases are associated with HPV, whereas in Europe, the proportion ranges from 90% in Sweden to 20% in populations

Confirming the importance of HPV infection in HNSCC, the 2007 International Agency for Research on Cancer (IARC) monograph on HPV found sufficient evidence for HPV carcinogenicity in the oral cavity and oropharynx and limited evidence for HPV carcinogenicity in the larynx (IARC, 2007). Currently, the identification of distinct epidemiological profiles in HPV-positive and HPV-negative HNSCCs is possible. Although studies have shown no concordance regarding some of these epidemiological aspects, we may have to look at HPV-positive and HPV-negative HNSCCs in a separate manner in the future, including scientific, diagnostic, epidemiological and clinical aspects and the management of treatment. The main factors studied are heavy or no tobacco/marijuana exposure, heavy or mild alcohol consumption, poor or intact dentition, low or high oral sex exposure, age > 50 years or < 45 years, lower or higher socioeconomic status and deceasing or increasing incidence (Gillespie et al., 2009). The epidemiological trend suggests that HPV-positive HNSCC occurs more often in younger patients (age < 50 years), which differs from the typical characteristics of head and neck cancer (which is more frequent in men above 40 years old). The tumors associated with the presence of HPV usually appear strawberry-like and exophytic on gross inspection and occur more frequently in the tonsil and the base of tongue with a basaloid aspect, poor differentiation and cystic changes within metastatic lymph nodes

that contain a great number of heavy smokers (Marur et al., 2010).

hybridization assays have been well validated.

2011; Snow & Laudadio, 2010).

types) usually occurs on the lips, hard palate and gingiva. Condyloma acuminata or genital warts (caused by HPV 6 and HPV 11) may also affect the oral mucosa and are found more commonly on keratinized mucosa (Cleveland et al., 2011; D'Souza et al., 2007; Dayyani et al., 2010). Notwithstanding, since the first report of the presence of HPV DNA in head and neck cancer, 65 high-risk types have been consistently detected at different sites; however, these types are specifically found in transcriptionally active tumor cells (Vidal & Gillison, 2008). According to data from a review, 99% of HPV infections in head and neck cancers are by high-risk types 16, 18, 31 and 33 (Kreimer et al., 2005). Additionally, several others HPV types (6, 11, 35, 45, 51, 52, 56, 58, 59 and 68) have rarely been detected in head and neck cancer. Infection with HPV 33 accounts for up to 10% of positive head and neck cancers; however, the HPV 16 type is by far the most common type detected in head and neck cancer (Fakhry et al., 2008; Kreimer et al., 2005; Snow & Laudadio, 2010), and oropharyngeal tumors are more likely to have HPV 16 than other types at head and neck sites. The genotype 16 accounts for 78% to 100% of positive oropharyngeal cases, while HPV-18 accounts for only 1% of cases (Kreimer et al., 2005). Seropositivity for HPV 16 has a greater association with an increased risk of OPC (OR = 14.4) than with the development of oral cavity cancer (OR = 3.6). This association is particularly strong in individuals without a history of smoking or drinking (OR = 33.6) (Hennessey et al., 2009). An interesting prevalence profile of the HPV types has been observed in some investigations in the countryside of Sao Paulo state in Brazil, where a higher prevalence of HPV 18 than HPV 16 was found in oral and cervical carcinomas. Furthermore, the presence of HPV 18 was found to be associated with metastasis to the lymph nodes and shorter patient survival (Guimarães et al., 2010; Lira et al., 2010; Mazon et al., 2011).

The results from recent studies have suggested that some of these cancers, primarily those that originate in the oropharynx (and, more specifically, at the base of the tongue and the tonsils), are associated with high-risk HPV infection (Lopes et al., 2011). This association is strengthened by the fact that the same oncogenic HPV types detected in cervical carcinomas have been identified in head and neck cancers. In recent oral cancer guidelines published by the American Dental Association (ADA), HPV was recognized as a risk factor for OPCs, but whether HPV is also responsible for some oral cavity cancers was questioned (Rethman, 2010).

Several head and neck tumors have been analyzed for the presence of HPV, and HPV DNA has been found in different proportions of tumors from different head and neck sites (Kreimer et al., 2005; Syrjanen, 2005). Some evidence has indicated that some subtypes of HPV are linked to head and neck cancer, especially those arising from some oropharyngeal subsites (e.g., tonsil and the base of the tongue) (Gillespie et al., 2009). The overall HPV prevalence in HNSCC ranges from 3% to 40% and could vary more according to the specific site. HPV has been found in 4-80% of oral cancers, 15-85% of tonsillar cancers, approximately 24% of non-tumor site-specific HNSCC and 14-57% of OPCs (IARC, 2007; Kreimer et al., 2005; Machado et al., 2010; Syrjanen, 2005; Termine et al., 2008). Brazilian observations in the countryside of Sao Paulo state have found a low prevalence of HPV in tumors of the larynx (Miranda et al., 2009) and an increase in the presence of HPV DNA in oral cavity cancers during the past two decades (Lira et al., 2010; Mazon et al., 2011; Oliveira et al., 2008). The wide variation in HPV prevalence can be attributed to different detection techniques, small sample numbers, differences in the lesions and sampling techniques and Human Papillomavirus and Related Diseases 286 – From Bench to Bedside – A Clinical Perspective

types) usually occurs on the lips, hard palate and gingiva. Condyloma acuminata or genital warts (caused by HPV 6 and HPV 11) may also affect the oral mucosa and are found more commonly on keratinized mucosa (Cleveland et al., 2011; D'Souza et al., 2007; Dayyani et al., 2010). Notwithstanding, since the first report of the presence of HPV DNA in head and neck cancer, 65 high-risk types have been consistently detected at different sites; however, these types are specifically found in transcriptionally active tumor cells (Vidal & Gillison, 2008). According to data from a review, 99% of HPV infections in head and neck cancers are by high-risk types 16, 18, 31 and 33 (Kreimer et al., 2005). Additionally, several others HPV types (6, 11, 35, 45, 51, 52, 56, 58, 59 and 68) have rarely been detected in head and neck cancer. Infection with HPV 33 accounts for up to 10% of positive head and neck cancers; however, the HPV 16 type is by far the most common type detected in head and neck cancer (Fakhry et al., 2008; Kreimer et al., 2005; Snow & Laudadio, 2010), and oropharyngeal tumors are more likely to have HPV 16 than other types at head and neck sites. The genotype 16 accounts for 78% to 100% of positive oropharyngeal cases, while HPV-18 accounts for only 1% of cases (Kreimer et al., 2005). Seropositivity for HPV 16 has a greater association with an increased risk of OPC (OR = 14.4) than with the development of oral cavity cancer (OR = 3.6). This association is particularly strong in individuals without a history of smoking or drinking (OR = 33.6) (Hennessey et al., 2009). An interesting prevalence profile of the HPV types has been observed in some investigations in the countryside of Sao Paulo state in Brazil, where a higher prevalence of HPV 18 than HPV 16 was found in oral and cervical carcinomas. Furthermore, the presence of HPV 18 was found to be associated with metastasis to the lymph nodes and shorter patient survival (Guimarães

The results from recent studies have suggested that some of these cancers, primarily those that originate in the oropharynx (and, more specifically, at the base of the tongue and the tonsils), are associated with high-risk HPV infection (Lopes et al., 2011). This association is strengthened by the fact that the same oncogenic HPV types detected in cervical carcinomas have been identified in head and neck cancers. In recent oral cancer guidelines published by the American Dental Association (ADA), HPV was recognized as a risk factor for OPCs, but whether HPV is also responsible for some oral cavity cancers was questioned (Rethman,

Several head and neck tumors have been analyzed for the presence of HPV, and HPV DNA has been found in different proportions of tumors from different head and neck sites (Kreimer et al., 2005; Syrjanen, 2005). Some evidence has indicated that some subtypes of HPV are linked to head and neck cancer, especially those arising from some oropharyngeal subsites (e.g., tonsil and the base of the tongue) (Gillespie et al., 2009). The overall HPV prevalence in HNSCC ranges from 3% to 40% and could vary more according to the specific site. HPV has been found in 4-80% of oral cancers, 15-85% of tonsillar cancers, approximately 24% of non-tumor site-specific HNSCC and 14-57% of OPCs (IARC, 2007; Kreimer et al., 2005; Machado et al., 2010; Syrjanen, 2005; Termine et al., 2008). Brazilian observations in the countryside of Sao Paulo state have found a low prevalence of HPV in tumors of the larynx (Miranda et al., 2009) and an increase in the presence of HPV DNA in oral cavity cancers during the past two decades (Lira et al., 2010; Mazon et al., 2011; Oliveira et al., 2008). The wide variation in HPV prevalence can be attributed to different detection techniques, small sample numbers, differences in the lesions and sampling techniques and

et al., 2010; Lira et al., 2010; Mazon et al., 2011).

2010).

epidemiological characteristics of the populations studied (Feller et al., 2010). Among the many methods to detect HPV infections, both polymerase chain reaction (PCR) and in situ hybridization assays have been well validated.

Because of the high sensitivity of the PCR assay, it may detect not only oncogenic infections but also productive infections, virions or laboratory artifacts, which are common problems in HPV screening for cervical cancer (Leemans et al., 2011). The following additional techniques can also provide data regarding the presence of HPV: light and electron microscopy, ELISA, gene expression by DNA microarray, Dot blot, Southern blot, hybrid capture and ligase chain reaction for probe amplification. Despite the existence of innumerable options for HPV detection in HNSCC, a standardization of procedures for routine application has yet to be developed (Feller et al., 2010; Kumaraswamy & Vidhya, 2011; Snow & Laudadio, 2010).

A global consensus exists regarding the increasing risk of OPCs with HPV, mainly in the tonsils and at the base of the tongue (Attner et al., 2010; Heck et al., 2010). A survey of the Surveillance, Epidemiology and End Results (SEER) database revealed that the incidence rates for HPV at the base of the tongue and in the tonsils increased by 2% and 4%, respectively, between 1973 and 2001 in younger US populations (ages 20-44 years). At the same time, the incidence in all other oral and pharyngeal sites remained constant or decreased (Gillespie et al., 2009). Other countries, such as Sweden, have seen a similar increase in the incidence of tonsil cancer from 1997-2002; HPV could be isolated in 23% of specimens in the 1970s, 28% in the 1980s, 57% in the 1990s and 68% in specimens since 2000 (Hammarstedt et al., 2006). A review of 60 studies of HPV prevalence, which was published in 2005, observed an overall prevalence of 26% of HPV in HNSCCs, with a greater percent at the oropharynx (36%) (Kreimer et al., 2005). Similar numbers were obtained from the results of a recent meta-analysis that included more than 5000 patients. Among all HNSCCs, 22% of cases presented HPV infection, and the subgroup of OPCs presented a prevalence of 41% (Dayyani et al., 2010). In the USA, approximately 40-80% of OPC cases are associated with HPV, whereas in Europe, the proportion ranges from 90% in Sweden to 20% in populations that contain a great number of heavy smokers (Marur et al., 2010).

Confirming the importance of HPV infection in HNSCC, the 2007 International Agency for Research on Cancer (IARC) monograph on HPV found sufficient evidence for HPV carcinogenicity in the oral cavity and oropharynx and limited evidence for HPV carcinogenicity in the larynx (IARC, 2007). Currently, the identification of distinct epidemiological profiles in HPV-positive and HPV-negative HNSCCs is possible. Although studies have shown no concordance regarding some of these epidemiological aspects, we may have to look at HPV-positive and HPV-negative HNSCCs in a separate manner in the future, including scientific, diagnostic, epidemiological and clinical aspects and the management of treatment. The main factors studied are heavy or no tobacco/marijuana exposure, heavy or mild alcohol consumption, poor or intact dentition, low or high oral sex exposure, age > 50 years or < 45 years, lower or higher socioeconomic status and deceasing or increasing incidence (Gillespie et al., 2009). The epidemiological trend suggests that HPV-positive HNSCC occurs more often in younger patients (age < 50 years), which differs from the typical characteristics of head and neck cancer (which is more frequent in men above 40 years old). The tumors associated with the presence of HPV usually appear strawberry-like and exophytic on gross inspection and occur more frequently in the tonsil and the base of tongue with a basaloid aspect, poor differentiation and cystic changes within metastatic lymph nodes

The Role of Human Papillomavirus in Head and Neck Cancers 289

The potential oncogenic importance of low-risk types of HPV in the development of laryngeal papillomas is well established, and the predominant types are HPV 6 and 11 (Herrero et al. 2003; Madkan et al., 2007), which are pathogens of laryngeal papillomatosis. According to the clinical characteristics and natural history of disease, four different forms of laryngeal papillomas exist, namely isolated juvenile papillomatosis, juvenile multiple, adult and adult isolated multiple (Madkan et al. 2007; Torrente & Ojeda, 2007). More recently, this nomenclature has been replaced by recurrent respiratory papillomatosis (RRP), which more accurately describes the extent of the disease and its tendency to recur (Muenscher et al., 2008). Juvenile-onset laryngeal papillomas are associated with HPV transmitted by vertical transmission from a mother with active or latent anogenital infection. More than 30% of mothers with genital warts gave birth to children who developed juvenile-onset laryngeal papillomatosis. This disease occurs most commonly in first-born children and those who were delivered vaginally to young mothers with genital warts. Cases of children with laryngeal papillomatosis who were born by cesarean section are rare. The progression of papillomas is slow, causing the progressive symptoms of shortness of breath, persistent cough and dysphonia. Juvenile laryngeal papillomatosis affects both sexes equally. The most worrisome aspect of the disease is the spread of the virus thorough the tracheobronchial tree, progressing to pulmonary papillomatosis and often resulting in an uncontrollable and fatal infection. Another important event is the malignant transformation of laryngeal papillomas, which

The laryngeal papillomas of adult onset generally affect individuals with a higher number of sexual partners and greater frequency of orogenital contacts. The oral-genital transmission hypothesis is based on the fact that laryngeal papillomatosis and genital warts have the same associated HPV infections (HPV 6 and 11). The area of transition from cuboidal and cylindrical epithelium in the larynx and uterine cervix may favor the

The premalignant lesions of the larynx are defined as morphologically altered tissue in which the occurrence of cancer is more likely than in apparently normal tissues. The detection of HPV DNA in premalignant lesions shows that HPV infection can be involved in the development of some lesions. Premalignant oral lesions usually develop as a result of several factors, such as tobacco and alcohol, and the synergistic interaction of HPV infection with these factors may play a role in the progression to cancer (Torrente & Ojeda, 2007). However, although HPV has been found in a large proportion of laryngeal cancers, more epidemiological and experimental

**10. Interaction between traditional risk factors and HPV infection in HNSCCs**  Smoking and alcohol consumption are characteristics of patients with oral, oropharyngeal, hypopharyngeal, and laryngeal cancer. However, in the last 30 years, the presence of HPV associated with the increase in the incidence of HNSCCs at specific sites has suggested that the HPV infection can be a potential risk factor, independent of tobacco abuse and ethanol consumption (Blomberg et al., 2011; Chaturvedi et al., 2008; D'Souza et al., 2007;

Several clarifying findings have recently been made in the scene of HPV in the head and neck. The traditional prototype of an OSCC patient used to be an older man who had

despite being a rare event, occurs in approximately 3-7% of cases.

occurrence of HPV in this location (Torrente & Ojeda, 2007).

studies are needed to clarify the role of HPV in laryngeal carcinomas.

Hammarstedt et al., 2006; Klozar et al., 2010).

(Gillespie et al., 2009). In addition, gene expression profiles are known to be different in HPVpositive OPCs compared with HPV-negative cases (Lajer & Von Buchwald, 2010).

### **8. HPV in oropharyngeal cancer**

The OPCs comprises tumors arising in posterior regions of oral cavity, and its incidence has been increasing, especially between individuals aged 40 to 55 years. It is accepted that a great part of OPCs, especially in lingual and palatine tonsils, are originated by HPV infection. Compared to non-contaminated individuals, the relative risk is 15- to 200- fold in HPV infected patients, and may not show a history of known risk factors for OPC, such tobacco and alcohol consumption, highlighting a different pattern for non-HPV-related OPC (Marur et al., 2008). Moreover, the presence of HPV is also associated to positive cervical lymph nodes of patients in different sites of HNSCCs, but mainly in oropharynx (Goldenberg et al., 2008; Lira et al., 2010; Machado et al., 2010).

Although oral and oropharyngeal HPV infections are primarily sexually acquired, other methods of contamination such as mouth to mouth contact between partners and between family members, besides autoinoculation, are also potential routes where HPV infection of oropharyngeal sites can be established. As oral and oropharyngeal subclinical HPV infection is not uncommon, it is possible that the epithelium may serve as a reservoir of virus (Feller et al., 2010).

The most common morphological presentation of HPV-related OPC is different of non-HPV tumors. The HPV OPCs usually are not associated with dysplasia of surface epithelium, show lobular growth, are usually infiltrated by lymphocytes and have prominent basaloid morphology. Two microscopic features of HPV-related OPCs are likely to cause diagnostic ambiguity. First, HPV-related HNSCC is customarily misperceived as a poorly differentiated carcinoma based on the immature appearance of the tumor cells. In point of fact, the appearance of the tumor cells closely emulates the appearance of the reticulated epithelium—the specialized epithelium lining the tonsillar crypts from which HPV-related cancers arise. Thus, HPV-related OPCs are in fact highly differentiated. Clinically, HPVrelated tumors present mostly at an early T stage, but show an advanced nodal stage, generally presenting as stage III or IV tumors, although HPV-related OPCs usually have a better prognosis when compared to non-HPV tumors. Despite the HPV-associated OPC patients have a relatively better disease-free survival rate, some individuals develop recurrence of their cancers after treatment and dies from recurrent disease. Based in this condition, screening tests could be beneficial for the detection of disease persistence or of early disease, using unique markers associated with HPV infection (Feller et al., 2010).

### **9. HPV in laryngeal cancer**

The relative frequency of HPV genotypes in carcinoma of the larynx is still unknown; several studies have demonstrated variable frequencies ranging from 8 to 58.8% (Hobbs et al., 2006; Psyrri et al., 2008). The larynx forms of contamination and transmission of the virus are sometimes speculative. Infections of the larynx, pharynx and esophagus can occur, especially at birth when the newborn passes through the birth canal and comes in contact with the fluid-contaminated site. Together with oral-genital transmission, puerperal infection is one explanation for the presence of HPV in the oral cavity, larynx and esophagus (Zur Hausen, 1996).

Human Papillomavirus and Related Diseases 288 – From Bench to Bedside – A Clinical Perspective

(Gillespie et al., 2009). In addition, gene expression profiles are known to be different in HPV-

The OPCs comprises tumors arising in posterior regions of oral cavity, and its incidence has been increasing, especially between individuals aged 40 to 55 years. It is accepted that a great part of OPCs, especially in lingual and palatine tonsils, are originated by HPV infection. Compared to non-contaminated individuals, the relative risk is 15- to 200- fold in HPV infected patients, and may not show a history of known risk factors for OPC, such tobacco and alcohol consumption, highlighting a different pattern for non-HPV-related OPC (Marur et al., 2008). Moreover, the presence of HPV is also associated to positive cervical lymph nodes of patients in different sites of HNSCCs, but mainly in oropharynx

Although oral and oropharyngeal HPV infections are primarily sexually acquired, other methods of contamination such as mouth to mouth contact between partners and between family members, besides autoinoculation, are also potential routes where HPV infection of oropharyngeal sites can be established. As oral and oropharyngeal subclinical HPV infection is not uncommon, it is possible that the epithelium may serve as a reservoir of virus (Feller

The most common morphological presentation of HPV-related OPC is different of non-HPV tumors. The HPV OPCs usually are not associated with dysplasia of surface epithelium, show lobular growth, are usually infiltrated by lymphocytes and have prominent basaloid morphology. Two microscopic features of HPV-related OPCs are likely to cause diagnostic ambiguity. First, HPV-related HNSCC is customarily misperceived as a poorly differentiated carcinoma based on the immature appearance of the tumor cells. In point of fact, the appearance of the tumor cells closely emulates the appearance of the reticulated epithelium—the specialized epithelium lining the tonsillar crypts from which HPV-related cancers arise. Thus, HPV-related OPCs are in fact highly differentiated. Clinically, HPVrelated tumors present mostly at an early T stage, but show an advanced nodal stage, generally presenting as stage III or IV tumors, although HPV-related OPCs usually have a better prognosis when compared to non-HPV tumors. Despite the HPV-associated OPC patients have a relatively better disease-free survival rate, some individuals develop recurrence of their cancers after treatment and dies from recurrent disease. Based in this condition, screening tests could be beneficial for the detection of disease persistence or of early disease, using unique markers associated with HPV infection (Feller et al., 2010).

The relative frequency of HPV genotypes in carcinoma of the larynx is still unknown; several studies have demonstrated variable frequencies ranging from 8 to 58.8% (Hobbs et al., 2006; Psyrri et al., 2008). The larynx forms of contamination and transmission of the virus are sometimes speculative. Infections of the larynx, pharynx and esophagus can occur, especially at birth when the newborn passes through the birth canal and comes in contact with the fluid-contaminated site. Together with oral-genital transmission, puerperal infection is one explanation for the presence of HPV in the oral cavity, larynx and esophagus

positive OPCs compared with HPV-negative cases (Lajer & Von Buchwald, 2010).

(Goldenberg et al., 2008; Lira et al., 2010; Machado et al., 2010).

**8. HPV in oropharyngeal cancer** 

et al., 2010).

**9. HPV in laryngeal cancer** 

(Zur Hausen, 1996).

The potential oncogenic importance of low-risk types of HPV in the development of laryngeal papillomas is well established, and the predominant types are HPV 6 and 11 (Herrero et al. 2003; Madkan et al., 2007), which are pathogens of laryngeal papillomatosis. According to the clinical characteristics and natural history of disease, four different forms of laryngeal papillomas exist, namely isolated juvenile papillomatosis, juvenile multiple, adult and adult isolated multiple (Madkan et al. 2007; Torrente & Ojeda, 2007). More recently, this nomenclature has been replaced by recurrent respiratory papillomatosis (RRP), which more accurately describes the extent of the disease and its tendency to recur (Muenscher et al., 2008). Juvenile-onset laryngeal papillomas are associated with HPV transmitted by vertical transmission from a mother with active or latent anogenital infection. More than 30% of mothers with genital warts gave birth to children who developed juvenile-onset laryngeal papillomatosis. This disease occurs most commonly in first-born children and those who were delivered vaginally to young mothers with genital warts. Cases of children with laryngeal papillomatosis who were born by cesarean section are rare. The progression of papillomas is slow, causing the progressive symptoms of shortness of breath, persistent cough and dysphonia. Juvenile laryngeal papillomatosis affects both sexes equally. The most worrisome aspect of the disease is the spread of the virus thorough the tracheobronchial tree, progressing to pulmonary papillomatosis and often resulting in an uncontrollable and fatal infection. Another important event is the malignant transformation of laryngeal papillomas, which despite being a rare event, occurs in approximately 3-7% of cases.

The laryngeal papillomas of adult onset generally affect individuals with a higher number of sexual partners and greater frequency of orogenital contacts. The oral-genital transmission hypothesis is based on the fact that laryngeal papillomatosis and genital warts have the same associated HPV infections (HPV 6 and 11). The area of transition from cuboidal and cylindrical epithelium in the larynx and uterine cervix may favor the occurrence of HPV in this location (Torrente & Ojeda, 2007).

The premalignant lesions of the larynx are defined as morphologically altered tissue in which the occurrence of cancer is more likely than in apparently normal tissues. The detection of HPV DNA in premalignant lesions shows that HPV infection can be involved in the development of some lesions. Premalignant oral lesions usually develop as a result of several factors, such as tobacco and alcohol, and the synergistic interaction of HPV infection with these factors may play a role in the progression to cancer (Torrente & Ojeda, 2007). However, although HPV has been found in a large proportion of laryngeal cancers, more epidemiological and experimental studies are needed to clarify the role of HPV in laryngeal carcinomas.

### **10. Interaction between traditional risk factors and HPV infection in HNSCCs**

Smoking and alcohol consumption are characteristics of patients with oral, oropharyngeal, hypopharyngeal, and laryngeal cancer. However, in the last 30 years, the presence of HPV associated with the increase in the incidence of HNSCCs at specific sites has suggested that the HPV infection can be a potential risk factor, independent of tobacco abuse and ethanol consumption (Blomberg et al., 2011; Chaturvedi et al., 2008; D'Souza et al., 2007; Hammarstedt et al., 2006; Klozar et al., 2010).

Several clarifying findings have recently been made in the scene of HPV in the head and neck. The traditional prototype of an OSCC patient used to be an older man who had

The Role of Human Papillomavirus in Head and Neck Cancers 291

decades (Leemans et al., 2011). Because multivariate analyses have pointed to HPV status as significant prognostic information in addition to the traditional established factors, the data suggest that HPV is the most important independent prognostic factor in HNSCC (Hannisdal et al., 2010; Lajer & Von Buchwald, 2010). HPV-infected HNSCCs have favorable prognoses upon treatment compared with HPV-negative tumors at a similar clinical stage (Leemans et al., 2011). Most investigations that have evaluated HPV infection and survival agree that HPV-positive patients have a significantly better survival (5-year survival of approximately 70%) than HPV-negative patients (5-year survival of approximately 35%) (Fakhry et al., 2008; Klozar et al., 2008; Vidal & Gillison, 2008). A prospective multicentric study has shown that individuals presenting HPV-positive OPCs had better response rates to chemotherapy than individuals with no HPV infection (Fakhry et al., 2008). Numerically, in the same study, the overall 2-year survival rate for those presenting HPV-positive tumors was 95% (95% CI = 87%-100%), compared with a 2-year survival rate of 62% (95% CI = 49%- 74%) for those without HPV infection (Henessey et al., 2009). In other multicenter prospective trials evaluating treatment responses in oropharyngeal or laryngeal carcinomas, the HPV-positive OPCs were found to have higher response rates to chemotherapy (82% versus 55%) than HPV-negative cases (Fakhry et al., 2008). Other similar findings have been obtained in treatment response to radiotherapy associated with the presence and titer of the high-risk HPV 16 (Dayyani et al., 2010; Vidal & Gillison, 2008). This improved survival is more pronounced in OPCs (Dayyani et al., 2010; Hannisdal et al., 2010), and even in investigations with no significant associations, there is a tendency toward HPV positivity in

Although the improved prognosis conferred by HPV seems to be independent of the treatment strategy, the mechanism responsible for this survival difference is still unclear. Several hypotheses have been proposed, which include the fact that patients presenting HPV-related HNSCCs are usually non-smokers and non-drinkers and do not show comorbid disorders. Moreover, despite the lack of conclusion regarding the correlation of HPV positivity in some HNSCC sites with p53 status, an enhanced radiosensitivity of HPVpositive tumors due to an improved apoptotic response secondary to the absence of mutations in TP53 of HPV-positive tumors has been proposed, as has immune surveillance to viral-specific tumor antigens (Vidal & Gillison, 2008) and lack of field cancerization characteristics of individuals with tobacco- and alcohol-related HNSCCs (Hennessey et al.,

**12. Our results regarding HPV infection in Brazilian oral squamous cell** 

The true prevalence of HPV DNA in OSCC and its role as a possible oncogenic agent are still controversial. We performed a study that aimed to investigate the HPV frequency in Brazilian patients with OSCC in order to establish a clinicopathological profile and its possible influence on prognosis (Oliveira et al., 2008). We examined the correlation between patient survival and HPV expression in primary tumors (PTs), and their matched samples (MSs) of recidives, lymph nodal metastasis (LNM) or necropsies. Eighty-seven PTs and their corresponding 87 MSs were tested for HPV infection through PCR using general and type-specific HPV primers. For HPV DNA detection, we utilized the GP5+/GP6+ (Bioneer Inc.) consensus general primer pair to amplify a 150-bp fragment from the L1 gene of

patients with longer survival.

2009).

**carcinoma patients** 

smoked and consumed alcohol for many years. However, this profile no longer represents patients who are now diagnosed with oral cancer. The patients now are usually younger (< 60 years) Caucasians with no history of smoking or alcohol drinking (D'Souza et al., 2007; Gillison et al., 2008). The main risk factors, tobacco and alcohol, have been supplanted by other risk factors associated with HPV and sexual behavior, which include the number of sexual partners, a history of oral-genital and oral-anal sex. As a biomarker, the detection of HPV infection is emerging as a powerful method for identifying oral cancer. The presence and progress of the disease affects the selection of patients for specific treatments and tumor surveillance (Westra, 2009, as cited in Begum et al., 2003).

Whether the use of tobacco or alcohol and HPV are synergistic in the etiopathogenesis of oral and oropharyngeal cancers is not yet clear (Feller et al., 2010). Notably, many studies of HPV infection and exposure to tobacco have concluded that patients with tumors containing HPV DNA are characterized by moderate or no consumption of tobacco and alcohol, unlike individuals in the typical head and neck cancer patient population (D'Souza et al., 2007; Hafkamp et al., 2008; Klussmann et al., 2003). In research performed by Koch et al. (1999) a 2-fold higher rate of HPV-associated tumors was observed in noncurrent smokers compared to current smokers, although the group classified as noncurrent smokers included both never and former smokers (Sinha et al., 2011). However, small sized groups, weak statistical evidence, and inconsistent definitions of smoking status could limit some of these studies. No consensus exists regarding the definition of current, never or former smokers or the criteria of light vs. heavy smoking (Sinha et al., 2011).

In contrast, most of the studies that have noted a positive association between tobacco and HPV infection have had large sample sizes and adequate controls, which support consistent conclusions. A study that evaluated 201 cases of HNSCC using an ELISA assay to assess anti-HPV virus-like particles observed no interaction with alcohol in the oral cavity or oropharynx cancer, but a significant interaction between HPV and tobacco among oropharyngeal cases was obtained (Herrero et al., 2003; Smith et al., 2010). Other information provided by these studies is the influence of smoking intensity on disease survival. Heavy smoking of more than 20 pack-years has been associated with an increased hazard ratio of death (hazard ratio, 1.79) in patients with HPV-positive OPC compared to patients who smoke less than 20 pack-years (Gillison et al., 2009).

Although much of our understanding of HPV in HNSCCs is based on the model of cervical cancer, the degree of interaction between smoking and HPV in this type of cancer is still not well known. Biologically, smoking can suppress the mediators of immune function, facilitating the persistence of HPV infection and the development of cancer (Sinha et al., 2011). The DNA damage caused by smoking may impede the cell's ability to recuperate from mutagenic insults; together with an increase in p53 mutations, this impairment can produce fragile sites or "hot spots" of DNA breakage, which facilitates the integration of the virus into the host DNA (Sinha et al., 2011). Thus, genetic or epigenetic alterations caused by tobacco have also been postulated to accelerate disease progression in HPV-infected individuals (Maxwell et al., 2010; Sinha et al., 2011).

### **11. What can HPV tell us about prognosis and treatment?**

Due to locoregional recurrences, distant metastases and second primary tumors, no substantial improvement in survival has been observed in patients with HNSCCs in recent Human Papillomavirus and Related Diseases 290 – From Bench to Bedside – A Clinical Perspective

smoked and consumed alcohol for many years. However, this profile no longer represents patients who are now diagnosed with oral cancer. The patients now are usually younger (< 60 years) Caucasians with no history of smoking or alcohol drinking (D'Souza et al., 2007; Gillison et al., 2008). The main risk factors, tobacco and alcohol, have been supplanted by other risk factors associated with HPV and sexual behavior, which include the number of sexual partners, a history of oral-genital and oral-anal sex. As a biomarker, the detection of HPV infection is emerging as a powerful method for identifying oral cancer. The presence and progress of the disease affects the selection of patients for specific treatments and tumor

Whether the use of tobacco or alcohol and HPV are synergistic in the etiopathogenesis of oral and oropharyngeal cancers is not yet clear (Feller et al., 2010). Notably, many studies of HPV infection and exposure to tobacco have concluded that patients with tumors containing HPV DNA are characterized by moderate or no consumption of tobacco and alcohol, unlike individuals in the typical head and neck cancer patient population (D'Souza et al., 2007; Hafkamp et al., 2008; Klussmann et al., 2003). In research performed by Koch et al. (1999) a 2-fold higher rate of HPV-associated tumors was observed in noncurrent smokers compared to current smokers, although the group classified as noncurrent smokers included both never and former smokers (Sinha et al., 2011). However, small sized groups, weak statistical evidence, and inconsistent definitions of smoking status could limit some of these studies. No consensus exists regarding the definition of current, never or former smokers or the

In contrast, most of the studies that have noted a positive association between tobacco and HPV infection have had large sample sizes and adequate controls, which support consistent conclusions. A study that evaluated 201 cases of HNSCC using an ELISA assay to assess anti-HPV virus-like particles observed no interaction with alcohol in the oral cavity or oropharynx cancer, but a significant interaction between HPV and tobacco among oropharyngeal cases was obtained (Herrero et al., 2003; Smith et al., 2010). Other information provided by these studies is the influence of smoking intensity on disease survival. Heavy smoking of more than 20 pack-years has been associated with an increased hazard ratio of death (hazard ratio, 1.79) in patients with HPV-positive OPC compared to

Although much of our understanding of HPV in HNSCCs is based on the model of cervical cancer, the degree of interaction between smoking and HPV in this type of cancer is still not well known. Biologically, smoking can suppress the mediators of immune function, facilitating the persistence of HPV infection and the development of cancer (Sinha et al., 2011). The DNA damage caused by smoking may impede the cell's ability to recuperate from mutagenic insults; together with an increase in p53 mutations, this impairment can produce fragile sites or "hot spots" of DNA breakage, which facilitates the integration of the virus into the host DNA (Sinha et al., 2011). Thus, genetic or epigenetic alterations caused by tobacco have also been postulated to accelerate disease progression in HPV-infected

Due to locoregional recurrences, distant metastases and second primary tumors, no substantial improvement in survival has been observed in patients with HNSCCs in recent

surveillance (Westra, 2009, as cited in Begum et al., 2003).

criteria of light vs. heavy smoking (Sinha et al., 2011).

patients who smoke less than 20 pack-years (Gillison et al., 2009).

**11. What can HPV tell us about prognosis and treatment?** 

individuals (Maxwell et al., 2010; Sinha et al., 2011).

decades (Leemans et al., 2011). Because multivariate analyses have pointed to HPV status as significant prognostic information in addition to the traditional established factors, the data suggest that HPV is the most important independent prognostic factor in HNSCC (Hannisdal et al., 2010; Lajer & Von Buchwald, 2010). HPV-infected HNSCCs have favorable prognoses upon treatment compared with HPV-negative tumors at a similar clinical stage (Leemans et al., 2011). Most investigations that have evaluated HPV infection and survival agree that HPV-positive patients have a significantly better survival (5-year survival of approximately 70%) than HPV-negative patients (5-year survival of approximately 35%) (Fakhry et al., 2008; Klozar et al., 2008; Vidal & Gillison, 2008). A prospective multicentric study has shown that individuals presenting HPV-positive OPCs had better response rates to chemotherapy than individuals with no HPV infection (Fakhry et al., 2008). Numerically, in the same study, the overall 2-year survival rate for those presenting HPV-positive tumors was 95% (95% CI = 87%-100%), compared with a 2-year survival rate of 62% (95% CI = 49%- 74%) for those without HPV infection (Henessey et al., 2009). In other multicenter prospective trials evaluating treatment responses in oropharyngeal or laryngeal carcinomas, the HPV-positive OPCs were found to have higher response rates to chemotherapy (82% versus 55%) than HPV-negative cases (Fakhry et al., 2008). Other similar findings have been obtained in treatment response to radiotherapy associated with the presence and titer of the high-risk HPV 16 (Dayyani et al., 2010; Vidal & Gillison, 2008). This improved survival is more pronounced in OPCs (Dayyani et al., 2010; Hannisdal et al., 2010), and even in investigations with no significant associations, there is a tendency toward HPV positivity in patients with longer survival.

Although the improved prognosis conferred by HPV seems to be independent of the treatment strategy, the mechanism responsible for this survival difference is still unclear. Several hypotheses have been proposed, which include the fact that patients presenting HPV-related HNSCCs are usually non-smokers and non-drinkers and do not show comorbid disorders. Moreover, despite the lack of conclusion regarding the correlation of HPV positivity in some HNSCC sites with p53 status, an enhanced radiosensitivity of HPVpositive tumors due to an improved apoptotic response secondary to the absence of mutations in TP53 of HPV-positive tumors has been proposed, as has immune surveillance to viral-specific tumor antigens (Vidal & Gillison, 2008) and lack of field cancerization characteristics of individuals with tobacco- and alcohol-related HNSCCs (Hennessey et al., 2009).

### **12. Our results regarding HPV infection in Brazilian oral squamous cell carcinoma patients**

The true prevalence of HPV DNA in OSCC and its role as a possible oncogenic agent are still controversial. We performed a study that aimed to investigate the HPV frequency in Brazilian patients with OSCC in order to establish a clinicopathological profile and its possible influence on prognosis (Oliveira et al., 2008). We examined the correlation between patient survival and HPV expression in primary tumors (PTs), and their matched samples (MSs) of recidives, lymph nodal metastasis (LNM) or necropsies. Eighty-seven PTs and their corresponding 87 MSs were tested for HPV infection through PCR using general and type-specific HPV primers. For HPV DNA detection, we utilized the GP5+/GP6+ (Bioneer Inc.) consensus general primer pair to amplify a 150-bp fragment from the L1 gene of

The Role of Human Papillomavirus in Head and Neck Cancers 293

by providing the 'missing link' in the chain of evidence for the final proof of HPV etiology

The development of prophylactic and therapeutic vaccines targeting HPV antigens for the control of tumors caused by HPV is increasing worldwide. These upcoming vaccines are part of a new generation of vaccines that employ genetic engineering, using the ability to

Prophylactic vaccines work primarily by stimulating humoral immunity and inactivating HPV before the virus infects the host cells (Zinkernagel, 2003). This strategy requires high levels of antibodies at mucosal surfaces over long periods of time (Path, 2006). Maintaining these high levels is difficult, so it is recommended that prophylactic vaccines should also stimulate a cellular immune response that is capable of eliminating early stages of infection

In contrast, therapeutic vaccines aim to generate cell-mediated immune responses using killer T cells that actively destroy HPV-infected cells and may exert immediate effects on lowering HPV-related disease incidence. To be effective, therapeutic HPV vaccines must prompt cell-mediated immunity because antibodies cannot reach and eliminate the virus once it has been incorporated into host cells (Ling et al., 2000; Chu, 2003; Maclean et al., 2005). This type of vaccine could help people who are already infected with HPV. Used alone or in combination with standard therapies, a therapeutic vaccine could help prevent the progression of low-grade disease and cause existing lesions to regress, avoiding the

In a broad revision, Path (2001) described the existence of five types of HPV vaccines: recombinant live vector vaccines; protein and peptide vaccines; virus-like particles (VLPs); "naked" DNA vaccines; and edible vaccines (in which plants are genetically engineered to express HPV antigens in fruits and vegetables, leading to immunization through ingestion

The following three categories of HPV proteins represent potential targets for vaccines, each

1. The capsid proteins L1 and L2 compose the outside coat of HPV particles. These proteins interact with the surface molecules of epithelial cells during early stages of infection to gain entry for the viral DNA. Because L1 and L2 are present during the initial infection, they are ideal targets for a prophylactic vaccine (Lowy & Schiller, 1998). However, once HPV has integrated into the tumor cells, the capsid proteins are not

2. The oncoproteins E6 and E7 continue to be expressed during later stages of disease and are the primary targets of therapeutic vaccines. These proteins bind the human tumor suppressor genes p53 and pRB (Duggan-Keen et al., 1998) and are involved in the

3. The proteins E1 and E2 are necessary for HPV replication within cells before the virus integrates into the host DNA (Duggan-Keen et al., 1998; Van Driel et al., 1999). Because E1 and E2 are expressed at higher levels than E6 and E7 at the early stages of HPV infection,

always present and they are not reliable targets for a therapeutic vaccine.

malignant transformation of HPV-infected cells (Van Driel et al., 1999).

manipulate and transfer genes from one organism to another (Path, 2006).

recurrence of cancer lesions after treatment (Chu, 2003; Stanley, 2003).

of which is expressed during different stages of infection and disease:

in host cells (Duggan-Keen et al., 1998; Galloway, 1998).

of these tumors (Syrjänen, 2010).

**13.1 Types of HPV vaccines** 

of the modified foods).

general HPV types (GP5+, 5'-TTTGTTACTGTGGTAGATACTAC-3'; GP6+, 5'- GAAAAATAAACTGTAAATCATATTC-3'). After, PCR was then performed on the HPV-positive DNA samples to determine if they contained genotypes 16 and 18, using specific primers targeting ~100 bp in the E7 ORF: HPV-16E7.667 (5'- GATGAAATAGATGGTCCAGC-3'), HPV-16E7.774 (5'-GCTTTGTACGCACAACCGAAGC-3'), HPV-18E7.696 (5'-AAGAAAACGATGAAATAGATGGA-3') and HPV-18E7.799 (5'- GGCTTCACACTTACAACACA-3') (Bioneer Inc.). Of the 87 patients investigated, 17 (19.5%) were found to have HPV DNA in their tumors. An investigation of all the paraffin-embedded specimens revealed the presence of HPV DNA in 18 of the 174 samples (10.4%), 10 (11.5%) from PTs and 8 (9.2%) from MSs. Notwithstanding, no virus infection was detected in the corresponding PT of 7 (8.1%) MSs, and only a patient demonstrated HPV DNA positivity in both samples. The HPV genotypes 16 and 18 were detected in 4 (22.2%) and 3 (16.7%) of the positive samples, respectively. Infection with both genotypes was found in 6 (33.3%) investigated samples, and the HPV genotype was unidentified in 5 (27.8%) samples. The tongue was the most prevalent infected anatomical site. Our main result was a significant number of positive HPV samples among non-smoking patients, and albeit a possible influence of HPV on tumoral induction cannot be ruled out, the low frequency of HPV positive OSCC cases found in our investigation does not suggest that this virus has the same etiological influence on patients as tobacco consumption does, and although we cannot rule out a possible transient role for HPV in the induction of OSCC, we think that the occasional detection of HPV in OSCC resulting from the incidental colonization of tumoral lesions might reflect the true involvement of HPV in most investigations.

### **13. HPV vaccine**

In many countries, vaccines against some HPV types are administered to girls and young women with the goal of protecting them against HPV-induced cervical cancer (Villa et al., 2005; Muñoz et al., 2010). The introduction of HPV vaccines has also drawn more attention to the fact that HPV is associated not only with cervical cancer and genital warts but also with other tumors, such as head and neck and anogenital cancers (Zur Hausen, 2006).

Although the majority of HPV vaccine research has focused on cervical cancer, some vaccine developers have targeted other diseases related to different strains of HPV, including two types of HPV (6 and 11) that can cause genital warts and recurrent respiratory papillomatosis in the larynx. Vaccines against these other strains have attracted the interest of vaccine developers because these vaccines may qualify for orphan drug status and fasttrack licensing in the United States (Nventa Biopharmaceuticals Corporation, 2005; Path, 2006).

Emerging results from vaccine trials have suggested that some cross-protection is possible. Vaccines against cervical cancer also have the potential to prevent other cancers that are caused by the same types of HPV, including a subset of head and neck cancers (notably the OPC) (Herrero et al., 2003, Kreimer et al., 2005), and half or more of anogenital cancers outside the cervix, including cancer of the vulva, vagina, penis, and anus (Daling et al., 2005, Gross & Pfister 2004). Theoretically, these vaccines should also work against the same viruses at other anatomical sites. If proven to do so, this approach would represent a major conceptual breakthrough, not only in prevention of these diseases, but equally importantly, by providing the 'missing link' in the chain of evidence for the final proof of HPV etiology of these tumors (Syrjänen, 2010).

### **13.1 Types of HPV vaccines**

Human Papillomavirus and Related Diseases 292 – From Bench to Bedside – A Clinical Perspective

general HPV types (GP5+, 5'-TTTGTTACTGTGGTAGATACTAC-3'; GP6+, 5'- GAAAAATAAACTGTAAATCATATTC-3'). After, PCR was then performed on the HPV-positive DNA samples to determine if they contained genotypes 16 and 18, using specific primers targeting ~100 bp in the E7 ORF: HPV-16E7.667 (5'- GATGAAATAGATGGTCCAGC-3'), HPV-16E7.774 (5'-GCTTTGTACGCACAACCGAAGC-3'), HPV-18E7.696 (5'-AAGAAAACGATGAAATAGATGGA-3') and HPV-18E7.799 (5'- GGCTTCACACTTACAACACA-3') (Bioneer Inc.). Of the 87 patients investigated, 17 (19.5%) were found to have HPV DNA in their tumors. An investigation of all the paraffin-embedded specimens revealed the presence of HPV DNA in 18 of the 174 samples (10.4%), 10 (11.5%) from PTs and 8 (9.2%) from MSs. Notwithstanding, no virus infection was detected in the corresponding PT of 7 (8.1%) MSs, and only a patient demonstrated HPV DNA positivity in both samples. The HPV genotypes 16 and 18 were detected in 4 (22.2%) and 3 (16.7%) of the positive samples, respectively. Infection with both genotypes was found in 6 (33.3%) investigated samples, and the HPV genotype was unidentified in 5 (27.8%) samples. The tongue was the most prevalent infected anatomical site. Our main result was a significant number of positive HPV samples among non-smoking patients, and albeit a possible influence of HPV on tumoral induction cannot be ruled out, the low frequency of HPV positive OSCC cases found in our investigation does not suggest that this virus has the same etiological influence on patients as tobacco consumption does, and although we cannot rule out a possible transient role for HPV in the induction of OSCC, we think that the occasional detection of HPV in OSCC resulting from the incidental colonization of tumoral lesions might

In many countries, vaccines against some HPV types are administered to girls and young women with the goal of protecting them against HPV-induced cervical cancer (Villa et al., 2005; Muñoz et al., 2010). The introduction of HPV vaccines has also drawn more attention to the fact that HPV is associated not only with cervical cancer and genital warts but also with other tumors, such as head and neck and anogenital cancers (Zur Hausen, 2006).

Although the majority of HPV vaccine research has focused on cervical cancer, some vaccine developers have targeted other diseases related to different strains of HPV, including two types of HPV (6 and 11) that can cause genital warts and recurrent respiratory papillomatosis in the larynx. Vaccines against these other strains have attracted the interest of vaccine developers because these vaccines may qualify for orphan drug status and fasttrack licensing in the United States (Nventa Biopharmaceuticals Corporation, 2005; Path,

Emerging results from vaccine trials have suggested that some cross-protection is possible. Vaccines against cervical cancer also have the potential to prevent other cancers that are caused by the same types of HPV, including a subset of head and neck cancers (notably the OPC) (Herrero et al., 2003, Kreimer et al., 2005), and half or more of anogenital cancers outside the cervix, including cancer of the vulva, vagina, penis, and anus (Daling et al., 2005, Gross & Pfister 2004). Theoretically, these vaccines should also work against the same viruses at other anatomical sites. If proven to do so, this approach would represent a major conceptual breakthrough, not only in prevention of these diseases, but equally importantly,

reflect the true involvement of HPV in most investigations.

**13. HPV vaccine** 

2006).

The development of prophylactic and therapeutic vaccines targeting HPV antigens for the control of tumors caused by HPV is increasing worldwide. These upcoming vaccines are part of a new generation of vaccines that employ genetic engineering, using the ability to manipulate and transfer genes from one organism to another (Path, 2006).

Prophylactic vaccines work primarily by stimulating humoral immunity and inactivating HPV before the virus infects the host cells (Zinkernagel, 2003). This strategy requires high levels of antibodies at mucosal surfaces over long periods of time (Path, 2006). Maintaining these high levels is difficult, so it is recommended that prophylactic vaccines should also stimulate a cellular immune response that is capable of eliminating early stages of infection in host cells (Duggan-Keen et al., 1998; Galloway, 1998).

In contrast, therapeutic vaccines aim to generate cell-mediated immune responses using killer T cells that actively destroy HPV-infected cells and may exert immediate effects on lowering HPV-related disease incidence. To be effective, therapeutic HPV vaccines must prompt cell-mediated immunity because antibodies cannot reach and eliminate the virus once it has been incorporated into host cells (Ling et al., 2000; Chu, 2003; Maclean et al., 2005). This type of vaccine could help people who are already infected with HPV. Used alone or in combination with standard therapies, a therapeutic vaccine could help prevent the progression of low-grade disease and cause existing lesions to regress, avoiding the recurrence of cancer lesions after treatment (Chu, 2003; Stanley, 2003).

In a broad revision, Path (2001) described the existence of five types of HPV vaccines: recombinant live vector vaccines; protein and peptide vaccines; virus-like particles (VLPs); "naked" DNA vaccines; and edible vaccines (in which plants are genetically engineered to express HPV antigens in fruits and vegetables, leading to immunization through ingestion of the modified foods).

The following three categories of HPV proteins represent potential targets for vaccines, each of which is expressed during different stages of infection and disease:


The Role of Human Papillomavirus in Head and Neck Cancers 295

have mostly been tested in advanced stage cancer patients with compromised immune

Perhaps the most effective HPV vaccine strategy calls for a vaccine that possesses both prophylactic and therapeutic properties. A chimeric vaccine of this type could both prevent new HPV infections and clear existing infections. Moreover, such a vaccine would benefit and could be administered to both sexually inexperienced young individuals and older individuals who already harbor HPV (Franceschi, 2005). Opportunities for primary and secondary prevention should be assessed, including the use of HPV vaccines to prevent infection and therapeutic vaccines in the adjuvant setting for locoregional recurrence and distant disease (Marur et al. 2010). Combined with the fact that no therapeutic vaccines currently exist for other diseases, this goal makes therapeutic HPV vaccine development a

The eventual routine of HPV prophylactic vaccination will most likely have an impact not only on the incidence of cervical and anogenital cancers in women and men but also on the incidence of some groups of head and neck tumors, as in OPC. The increasing proportion of HPV-positive head and neck cancers underlines the increasing importance of routine prophylactic vaccination against HPV, and together with tobacco and alcohol control, this vaccination could have a decisive position in the prevention of head and neck cancer (Klozar et al., 2010). Vaccines directed against HPV 16, which accounts for 80–90% of all HPVpositive HNSCC, currently exist in Europe and USA (Dahlstrand & Dalianis, 2005; Sturgis & Cinciripini, 2007; Hammarstedt et al., 2006; Lindquist et al., 2007; Mellin et al., 2002; Gillison et al., 2008; Ang et al., 2010; Marur et al., 2010; Näsman et al., 2009; Attner et al., 2010).

Several aspects still remain to be discovered in the field of head and neck cancers and HPV infection, but the epidemiological analysis of the last decade demonstrates a rapid increase in the incidence of HPV-associated HNSCCs, and sufficient evidence now exists for a causal role of HPV in HNSCC. The genomic detection of HPV DNA, primarily in OPCs, provides stronger support for a viral etiology in HNSCC. Although some synergies between HPV oncogenes and other carcinogens have been hypothesized, non-smoking and non-drinking patients and those who sexually debut at a younger age have an increased risk of HPVpositive HNSCCs but show a favorable prognosis. Specifically in oral mucosa, some authors have suggested that the occasional finding of HPV DNA in OSCC specimens might not result from viral infection but rather from an incidental HPV colonization. However, a relative HPV contribution to oral carcinogenesis may occur in a subgroup of patients,

Targeted therapy for HNSCCs now demands more predictive biomarkers, such as the HPV infection status and mutation status of crucial genes, which could contribute to personalized treatment for individual patients and decrease the inherent morbidities. However, for a better understanding of whether the HPV status of tumors has real therapeutic implications in affecting the clinical outcome, upcoming clinical trials should be significantly standardized in their design and performed on HNSCCs that have been adequately selected and classified with respect to the different head and neck anatomical sites. Moreover, we

systems may have limited their impact (Brinkman et al., 2005).

challenging task.

**14. Final considerations** 

mainly in areas where tobacco use is less common.

they may represent the best targets for a therapeutic vaccine designed to treat the early stages of disease, such as low-grade dysplasias (Tindle, 1996; Lowy & Schiller, 1998).

### **13.2 The HPV prophylactic vaccines**

The current HPV prophylactic vaccines are based on VLPs (Van Monsjou et al., 2010). At present, two prophylactic HPV vaccines are commercially available: the bivalent (HPV 16/18) vaccine Cervarix® (GlaxoSmithKline, Middlesex, UK) and the quadrivalent (HPV 6/11/16/18) Gardasil® (Merck, NJ, USA). Licensed globally, these two vaccines have produced great expectations that they will prevent infections and tumors induced by different HPV types (Syrjänen, 2010).

The US Food and Drug Administration (FDA) approved Gardasil for females ages 9–26 in 2006. In October 2009, the FDA approved Cervarix for use in females ages 10–25 and approved Gardasil for use in males ages 9–26 to prevent genital warts and to prevent the spread of cervical cancer. Moreover, the FDA (2010 and 2010a) has proclaimed that the dosing and administration schedule should be 0.5 mL administered intramuscularly (preferably in a deltoid muscle) on a 3-dose schedule. The second dose should be administered 1 to 2 months later, and the third dose should be administered 6 months after the first dose.

These vaccines target the HPV major capsid protein L1 and can assemble to form VLP morphologically resembling native virions to generate robust antibody responses and prevent HPV infection. However, Gardasil and Cervarix differ in their adjuvants, which are substances added to a vaccine to enhance its impact by stimulating immune responses. In Gardasil, each type of VLP is purified and adsorbed on an aluminum-containing adjuvant (amorphous aluminum hydroxyphosphate sulfate), which is widely used. In contrast, Cervarix is formulated with a novel adjuvant, AS04, developed by the Corixa Corporation to strengthen and prolong the immune response to vaccines. Like aluminum hydroxide, AS04 includes MPL® (3-deacylated monophosphoryl lipid A), which is a derivative of the lipid A molecule found in gram-negative bacteria and a potent immune system stimulant because it primes innate immunity and may stimulate adaptive immunity and enhance antibody titers (Ma; Roden; Wu, 2010).

Although clinical trials of Gardasil and Cervarix have been extremely promising, these first generation VLP vaccines may not be the ideal vaccine candidates, especially in low-resource settings. Researchers are now actively working to develop other prophylactic HPV vaccines that may be effective against a broader range of HPV types and have a longer shelf life.

### **13.3 The HPV therapeutic vaccines and its perspectives**

Immunotherapy offers an attractive alternative treatment strategy because it can address both the underlying HPV infection and the visible lesions. Moreover, immunotherapy can target all HPV-associated lesions, regardless of location, and induce long-lasting immunity, thus preventing recurrence (Chu, 2003; Stanley, 2003).

A judgment of whether therapeutic HPV vaccine candidates have a real effect on disease has been difficult because most trials have not been placebo-controlled. The vaccines have also shown, at best, limited efficacy in eradicating established tumors, although the fact that they Human Papillomavirus and Related Diseases 294 – From Bench to Bedside – A Clinical Perspective

The current HPV prophylactic vaccines are based on VLPs (Van Monsjou et al., 2010). At present, two prophylactic HPV vaccines are commercially available: the bivalent (HPV 16/18) vaccine Cervarix® (GlaxoSmithKline, Middlesex, UK) and the quadrivalent (HPV 6/11/16/18) Gardasil® (Merck, NJ, USA). Licensed globally, these two vaccines have produced great expectations that they will prevent infections and tumors induced by

The US Food and Drug Administration (FDA) approved Gardasil for females ages 9–26 in 2006. In October 2009, the FDA approved Cervarix for use in females ages 10–25 and approved Gardasil for use in males ages 9–26 to prevent genital warts and to prevent the spread of cervical cancer. Moreover, the FDA (2010 and 2010a) has proclaimed that the dosing and administration schedule should be 0.5 mL administered intramuscularly (preferably in a deltoid muscle) on a 3-dose schedule. The second dose should be administered 1 to 2 months later, and the third dose should be administered 6 months after

These vaccines target the HPV major capsid protein L1 and can assemble to form VLP morphologically resembling native virions to generate robust antibody responses and prevent HPV infection. However, Gardasil and Cervarix differ in their adjuvants, which are substances added to a vaccine to enhance its impact by stimulating immune responses. In Gardasil, each type of VLP is purified and adsorbed on an aluminum-containing adjuvant (amorphous aluminum hydroxyphosphate sulfate), which is widely used. In contrast, Cervarix is formulated with a novel adjuvant, AS04, developed by the Corixa Corporation to strengthen and prolong the immune response to vaccines. Like aluminum hydroxide, AS04 includes MPL® (3-deacylated monophosphoryl lipid A), which is a derivative of the lipid A molecule found in gram-negative bacteria and a potent immune system stimulant because it primes innate immunity and may stimulate adaptive immunity and enhance antibody titers

Although clinical trials of Gardasil and Cervarix have been extremely promising, these first generation VLP vaccines may not be the ideal vaccine candidates, especially in low-resource settings. Researchers are now actively working to develop other prophylactic HPV vaccines that may be effective against a broader range of HPV types and have a longer shelf life.

Immunotherapy offers an attractive alternative treatment strategy because it can address both the underlying HPV infection and the visible lesions. Moreover, immunotherapy can target all HPV-associated lesions, regardless of location, and induce long-lasting immunity,

A judgment of whether therapeutic HPV vaccine candidates have a real effect on disease has been difficult because most trials have not been placebo-controlled. The vaccines have also shown, at best, limited efficacy in eradicating established tumors, although the fact that they

**13.3 The HPV therapeutic vaccines and its perspectives** 

thus preventing recurrence (Chu, 2003; Stanley, 2003).

**13.2 The HPV prophylactic vaccines** 

different HPV types (Syrjänen, 2010).

the first dose.

(Ma; Roden; Wu, 2010).

they may represent the best targets for a therapeutic vaccine designed to treat the early stages of disease, such as low-grade dysplasias (Tindle, 1996; Lowy & Schiller, 1998).

have mostly been tested in advanced stage cancer patients with compromised immune systems may have limited their impact (Brinkman et al., 2005).

Perhaps the most effective HPV vaccine strategy calls for a vaccine that possesses both prophylactic and therapeutic properties. A chimeric vaccine of this type could both prevent new HPV infections and clear existing infections. Moreover, such a vaccine would benefit and could be administered to both sexually inexperienced young individuals and older individuals who already harbor HPV (Franceschi, 2005). Opportunities for primary and secondary prevention should be assessed, including the use of HPV vaccines to prevent infection and therapeutic vaccines in the adjuvant setting for locoregional recurrence and distant disease (Marur et al. 2010). Combined with the fact that no therapeutic vaccines currently exist for other diseases, this goal makes therapeutic HPV vaccine development a challenging task.

The eventual routine of HPV prophylactic vaccination will most likely have an impact not only on the incidence of cervical and anogenital cancers in women and men but also on the incidence of some groups of head and neck tumors, as in OPC. The increasing proportion of HPV-positive head and neck cancers underlines the increasing importance of routine prophylactic vaccination against HPV, and together with tobacco and alcohol control, this vaccination could have a decisive position in the prevention of head and neck cancer (Klozar et al., 2010). Vaccines directed against HPV 16, which accounts for 80–90% of all HPVpositive HNSCC, currently exist in Europe and USA (Dahlstrand & Dalianis, 2005; Sturgis & Cinciripini, 2007; Hammarstedt et al., 2006; Lindquist et al., 2007; Mellin et al., 2002; Gillison et al., 2008; Ang et al., 2010; Marur et al., 2010; Näsman et al., 2009; Attner et al., 2010).

### **14. Final considerations**

Several aspects still remain to be discovered in the field of head and neck cancers and HPV infection, but the epidemiological analysis of the last decade demonstrates a rapid increase in the incidence of HPV-associated HNSCCs, and sufficient evidence now exists for a causal role of HPV in HNSCC. The genomic detection of HPV DNA, primarily in OPCs, provides stronger support for a viral etiology in HNSCC. Although some synergies between HPV oncogenes and other carcinogens have been hypothesized, non-smoking and non-drinking patients and those who sexually debut at a younger age have an increased risk of HPVpositive HNSCCs but show a favorable prognosis. Specifically in oral mucosa, some authors have suggested that the occasional finding of HPV DNA in OSCC specimens might not result from viral infection but rather from an incidental HPV colonization. However, a relative HPV contribution to oral carcinogenesis may occur in a subgroup of patients, mainly in areas where tobacco use is less common.

Targeted therapy for HNSCCs now demands more predictive biomarkers, such as the HPV infection status and mutation status of crucial genes, which could contribute to personalized treatment for individual patients and decrease the inherent morbidities. However, for a better understanding of whether the HPV status of tumors has real therapeutic implications in affecting the clinical outcome, upcoming clinical trials should be significantly standardized in their design and performed on HNSCCs that have been adequately selected and classified with respect to the different head and neck anatomical sites. Moreover, we

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**12** 

*Benelux, Antwerp 1Netherlands 2,3,4Belgium* 

**Human Papillomavirus in Donor Semen in Belgium** 

*3University Hospital of Antwerp Department of Fertility* 

K.W.M. D'Hauwers1, W.A.A. Tjalma2, U. Punjabi3 and C.E. Depuydt4 *1Radboud University Nijmegen Medical Center Department of Urology Nijmegen 2University Hospital of Antwerp Department of Gynaecological Oncology Antwerp* 

*4Laboratory for Molecular Pathology, Labo Lokeren Campus RIATOL, Sonic Healthcare* 

Human papillomavirus (HPV) is the most common sexually transmitted infection (STI) worldwide that affects women as well as men. Around 75% of sexually active people will

HPV's are small, non-enveloped DNA viruses and infect both cutaneous and mucosal squamous epithelia. They have been categorized as either low-risk types (lrHPV) or highrisk types (hrHPV) depending on their oncogenic potential [2]. Following HPV types are considered as high risk: 16, 18, 31, 33, 35, 39, 45, 51, 52, 56, 58, 59 68, 73, and 82. Types 26, 53, and 66 are considered as probable high risk (phr). The category low-risk HPV types are types 6, 11, 40, and 42. HPV type 67 is of undetermined risk. The most commonly detected types of HPV in cancers are 16 and 18 [1]. The most commonly detected HPV HPV in

Most HPV infections are subclinical and transient in nature. A persistent oncogenic HPV infection has been found to be a necessary but insufficient risk factor in almost all cervical cancer cases [3] and an important risk factor in a subset of penile [4], vulvar, vaginal, and anal cancers [5], anogenital warts [6], recurrent respiratory papillomatoses [7, 8], and a

Men are considered to carry the virus on them, function as a reservoir and act as transmitters of the virus. HPV DNA has been detected in samples of internal and external anogenital sites. Rintala found HPV in the vas deferens (18.5%): five of 27 vas deferens samples (of

Svec found HPV in the epididymis: lrHPV 6 and hrHPV 16, 33, 35, 55 and 73 were detected in the epididymis of 7/17 patients, treated with epididymectomy because of nontuberculous

**1. Introduction** 

**1.1 Epidemiology of HPV** 

cancers are 16, 18 and 45.

epididymitis [13].

have an HPV infection at some point of life [1].

fraction of head, and neck tumours [9, 10]. Table 1 [11].

vasectomized men) contained HPV 6, 11, or 16 [12].


## **Human Papillomavirus in Donor Semen in Belgium**

K.W.M. D'Hauwers1, W.A.A. Tjalma2, U. Punjabi3 and C.E. Depuydt4 *1Radboud University Nijmegen Medical Center Department of Urology Nijmegen 2University Hospital of Antwerp Department of Gynaecological Oncology Antwerp 3University Hospital of Antwerp Department of Fertility 4Laboratory for Molecular Pathology, Labo Lokeren Campus RIATOL, Sonic Healthcare Benelux, Antwerp 1Netherlands 2,3,4Belgium* 

### **1. Introduction**

Human Papillomavirus and Related Diseases 304 – From Bench to Bedside – A Clinical Perspective

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Impact of HPV on the Epidemiology and Pathology of Oral Cancer. Head and Neck

### **1.1 Epidemiology of HPV**

Human papillomavirus (HPV) is the most common sexually transmitted infection (STI) worldwide that affects women as well as men. Around 75% of sexually active people will have an HPV infection at some point of life [1].

HPV's are small, non-enveloped DNA viruses and infect both cutaneous and mucosal squamous epithelia. They have been categorized as either low-risk types (lrHPV) or highrisk types (hrHPV) depending on their oncogenic potential [2]. Following HPV types are considered as high risk: 16, 18, 31, 33, 35, 39, 45, 51, 52, 56, 58, 59 68, 73, and 82. Types 26, 53, and 66 are considered as probable high risk (phr). The category low-risk HPV types are types 6, 11, 40, and 42. HPV type 67 is of undetermined risk. The most commonly detected types of HPV in cancers are 16 and 18 [1]. The most commonly detected HPV HPV in cancers are 16, 18 and 45.

Most HPV infections are subclinical and transient in nature. A persistent oncogenic HPV infection has been found to be a necessary but insufficient risk factor in almost all cervical cancer cases [3] and an important risk factor in a subset of penile [4], vulvar, vaginal, and anal cancers [5], anogenital warts [6], recurrent respiratory papillomatoses [7, 8], and a fraction of head, and neck tumours [9, 10]. Table 1 [11].

Men are considered to carry the virus on them, function as a reservoir and act as transmitters of the virus. HPV DNA has been detected in samples of internal and external anogenital sites.

Rintala found HPV in the vas deferens (18.5%): five of 27 vas deferens samples (of vasectomized men) contained HPV 6, 11, or 16 [12].

Svec found HPV in the epididymis: lrHPV 6 and hrHPV 16, 33, 35, 55 and 73 were detected in the epididymis of 7/17 patients, treated with epididymectomy because of nontuberculous epididymitis [13].

Human Papillomavirus in Donor Semen in Belgium 307

Secondly, she stated that anogenital HPV prevalence in asymptomatic men is higher than

Rintala, 2002 Vas deferens 18.5 6, 11, 16 Post-vasectomy samples

Martorell, 2005 Testis 6.5 Testicular biopsies of infertile

Weaver, 2004 Penile shaft 24 Men attending STD clinic

Giovannelli, 2007 Penile brushing 88.9 Partners of HPV positive

Giuliano, 2007 Penile shaft 49.9 Heterosexual men

The idea that sperm and seminal fluid could act as a vector for HPV transportation is not a new one. In 1979, epidemiological evidence had already suggested a correlation between some male penile cancers and female partner cervical carcinomas [19]. A few years later there was proof that male sexual partners of women with various benign or premalignant cervical lesions were at high risk for having penile lesions [20]. The incidence of HPV DNA in men is lower than in women, so questions rose about the possible modes of sexual transmission of HPV. Possibilities are that HPV DNA is present as free virus particles (virions) or is integrated in shed cells. Corollary questions are: 1)if the virus, once integrated in the cell's DNA, can also express certain genes: 2) if the infected sperm cell can transfer

To explore these questions Ostrow et al. (1986) examined the semen of patients with epidermodysplasia verruciformis and chronic lymphatic leukemia and found HPV 2 and HPV 5 [21]. About 95% of HPV DNA was found associated with extracts of the washes and not with the sperm pellet. They concluded that HPV DNA is not associated with the sperm itself, but is present as free HPV DNA or free virus particles. Green et al. (1989, 1991) demonstrated the presence of HPV DNA in the semen of patients with intrameatal and penile warts. They concluded that HPV DNA transmission occured from warts from which surface epithelial cells are shed during ejaculation [22, 23]. They found HPV DNA in the

(%) Types

35, 55, 73 Nontuberculous epididymitis

men

women

expected (previously). The penile shaft was most likely to be positive for HPV.

Author Site HPV DNA

 Glans 16 Foreskin 28 Scrotum 17 Urine 6

Semen 33.3

 Scrotum 34.2 Urethra 10.1 Semen 5.3 Table 2. Anogenital sites and prevalence of HPV DNA

**2. HPV, semen and transport 2.1 Interaction of semen and HPV** 

HPV DNA into an embryo or to a sexual partner.

Svec, 2003 Epididymis 41.2 6, 16, 33,

Urethral brushing 50.0

Glans penis/sulcus 35.8


VIN: vulvar intraepithelial neoplasia VAIN: vaginal intraepithelial neoplasia PIN: penile intraepithelial neoplasia AIN: anal intraepithelial neoplasia

Table 1. Epidemiological traits of HPV and cancers.

Martorell found HPV DNA in 12 testicular biopsies of 185 infertile men (6.5%). The HVP DNA was found in Leydig cells, in Sertoli cells, and probably in germinal cells [14]. Table 2

Also the external anogenital areas have been extensively brushed to examine if these samples can be used to measure the presence of HPV DNA in a general population. Often they were combined with semen and urine samples, which are easy and painless to obtain.

Furthermore, it was assumed that HPV DNA positivity in urine of semen reflected the presence of an ''internal'' HPV reservoir.

HPV DNA is found on the foreskin, glans/coronal sulcus, penile shaft, scrotum, perianal region, urine, and urethra. Table 2

Weaver found most HPV on the foreskin [15]. Giovannelli used penile brushes (PB), urethral brushes (UB), and semen (SE). The HPV DNA detection rate in PB, UB, SE, PB and UB, and PB and SE were 88.9%, 50.0%, 33.3%, 100% and 97.2%, respectively. He concluded that the use of PB and UB appeared to be the most accurate method to screen; as an alternative to UB (which is a rather painfull swab), the use of SE with PB could be used to improve the detection rate [16]. Giuliano [17] examined penile shaft, glans penis/coronal sulcus, scrotum, urethra and semen and concluded that urethral swabs and seminal samples were adequate swabs, which contained sufficient human DNA and beta-Globin, but that HPV DNA presence was very low. She concluded that these two samples did not contribute to optimal sampling: exclusion of urethra, semen, scrotum and perinanal region resulted in a < 5% reduction in prevalence. Nielson [18] did extensive sampling of the anogenital region in healthy, heterosexual men and concluded that the more complete the sampling was, the more HPV DNA was found. Human Papillomavirus and Related Diseases 306 – From Bench to Bedside – A Clinical Perspective

Site and histological type Incidence (per 100,000) HPV DNA range (%) **CERVIX** 8-10 76-97

VIN3 72-100

VAIN 82-100 Vagina squamous 64-91

PIN 90 Penis warty-basaloid 46-100 Penis squamous verrucous 31-35

AIN NA Anus squamous >80 **OROPHARYNX & TONSILS** 0.3-21.5 males/0.0-2.8 females 33-72

Martorell found HPV DNA in 12 testicular biopsies of 185 infertile men (6.5%). The HVP DNA was found in Leydig cells, in Sertoli cells, and probably in germinal cells [14]. Table 2 Also the external anogenital areas have been extensively brushed to examine if these samples can be used to measure the presence of HPV DNA in a general population. Often they were combined with semen and urine samples, which are easy and painless to obtain. Furthermore, it was assumed that HPV DNA positivity in urine of semen reflected the

HPV DNA is found on the foreskin, glans/coronal sulcus, penile shaft, scrotum, perianal

Weaver found most HPV on the foreskin [15]. Giovannelli used penile brushes (PB), urethral brushes (UB), and semen (SE). The HPV DNA detection rate in PB, UB, SE, PB and UB, and PB and SE were 88.9%, 50.0%, 33.3%, 100% and 97.2%, respectively. He concluded that the use of PB and UB appeared to be the most accurate method to screen; as an alternative to UB (which is a rather painfull swab), the use of SE with PB could be used to improve the detection rate [16]. Giuliano [17] examined penile shaft, glans penis/coronal sulcus, scrotum, urethra and semen and concluded that urethral swabs and seminal samples were adequate swabs, which contained sufficient human DNA and beta-Globin, but that HPV DNA presence was very low. She concluded that these two samples did not contribute to optimal sampling: exclusion of urethra, semen, scrotum and perinanal region resulted in a < 5% reduction in prevalence. Nielson [18] did extensive sampling of the anogenital region in healthy, heterosexual men and concluded that the more complete the sampling was, the more HPV DNA was found.

Vulva warty-basaloid 75-100 Vulva squamous 2-23

**VULVA** 0.0-3.5

**VAGINA** 0.0-1.5

**PENIS** 0.0-3.7

VIN: vulvar intraepithelial neoplasia VAIN: vaginal intraepithelial neoplasia PIN: penile intraepithelial neoplasia AIN: anal intraepithelial neoplasia

Table 1. Epidemiological traits of HPV and cancers.

presence of an ''internal'' HPV reservoir.

region, urine, and urethra. Table 2

**ANUS** 0.1-2.8 males/0.0-2.2 females


Secondly, she stated that anogenital HPV prevalence in asymptomatic men is higher than expected (previously). The penile shaft was most likely to be positive for HPV.

Table 2. Anogenital sites and prevalence of HPV DNA

### **2. HPV, semen and transport**

### **2.1 Interaction of semen and HPV**

The idea that sperm and seminal fluid could act as a vector for HPV transportation is not a new one. In 1979, epidemiological evidence had already suggested a correlation between some male penile cancers and female partner cervical carcinomas [19]. A few years later there was proof that male sexual partners of women with various benign or premalignant cervical lesions were at high risk for having penile lesions [20]. The incidence of HPV DNA in men is lower than in women, so questions rose about the possible modes of sexual transmission of HPV. Possibilities are that HPV DNA is present as free virus particles (virions) or is integrated in shed cells. Corollary questions are: 1)if the virus, once integrated in the cell's DNA, can also express certain genes: 2) if the infected sperm cell can transfer HPV DNA into an embryo or to a sexual partner.

To explore these questions Ostrow et al. (1986) examined the semen of patients with epidermodysplasia verruciformis and chronic lymphatic leukemia and found HPV 2 and HPV 5 [21]. About 95% of HPV DNA was found associated with extracts of the washes and not with the sperm pellet. They concluded that HPV DNA is not associated with the sperm itself, but is present as free HPV DNA or free virus particles. Green et al. (1989, 1991) demonstrated the presence of HPV DNA in the semen of patients with intrameatal and penile warts. They concluded that HPV DNA transmission occured from warts from which surface epithelial cells are shed during ejaculation [22, 23]. They found HPV DNA in the

Human Papillomavirus in Donor Semen in Belgium 309

Fertility clinics use washing methods to clean the sperm cells from unwanted viruses.

Olatunbosun [24] performed routine ''swim up'' washing of 27 semen samples that contained HPV DNA: 21 samples were from men with genital lesions, six from sperm donors without prior or current HPV infection. Dodson[30] on the other hand, separated sperm cells by percoll gradient centrifugation in a 1ml aliquot and washed four times with sterile phosphate-buffered saline. All samples, coming from men with genital lesions, still contained HPV DNA after the washing procedure (100%). In six men, without genital lesions, the procedure reduced HPV DNA below detectable levels in only two (33.3%).

Czegly [31] washed sperm cells in Percoll [Pharmacatia] or in Sperm RinseTM [Vitrolife] and

In 2011, Foresta and al. [32] performed semen analysis and in situ hybridization for HPV detection before and after sperm washing, discontinuous gradients, and swim-up protocols. Sperm washing centrifugation did not change the presence of HPV DNA; Ficoll density

The actual significance of HPV infection in sperm might be poorly understood and reports are conflicting, but it is a concern for those working in the field of reproductive medicine. Recent articles mention a negative influence on the quality of the sperm and on the

Connelly et al. [33] examined sperm samples of six subfertile patients. He found that specific sperm DNA fragmentation only occurred after exposure of the sperm to DNA of HPV types 16 and 31.These viruses caused breakage characteristics of apoptotic but not necrotic sperm. His data suggest that these viruses do adversely affect subsequent embryonic development after fertilization. HPV DNA of types 6, 11, 18, and 33 did not compromise sperm DNA integrity: apparently sperm DNA is able to resist these types, or repairing mechanisms

In 1997 Lai [34] examined 24 samples of subfertile men for the presence of HPV DNA and RNA. HPV 16 DNA and RNA were found in 25% and 2% of sperm samples, respectively. HPV 18 DNA and RNA in 46% and 21%, respectively. The incidence of asthenozoospermia among patients infected with either HPV was significantly higher than in those without HPV in their sperm cells (75% vs. 8%). Performance of curvilinear velocity, straight-line velocity, and mean amplitude of lateral head displacement was significantly lower in HPVinfected specimens; the differences of linearity, beat cross frequency, and straightness were not statistically significant. Lai concluded: 1) that certain HPV-specific genes are actively transcribed; 2) that the presence of HPV in sperm cells may affect sperm motility parameters; 3) and that asthenozoospermia may be associated with sperm HPV infection.

Recent studies (2009, 2010) by Foresta and al. confirmed these findings [35, 36].

gradients and swim-ups brought about only a slight reduction.

However, HPV seems resistant and sperm washing does not eliminate HPV DNA.

**2.2 Effect of sperm washing** 

found no change in HPV status.

**3. HPV, semen and fertility** 

pregnancy outcome.

occur.

**3.1 Effect on the sperm parameters** 

pellet fraction and suggested that HPV DNA is associated with cellular material since virions are supposed to be found in the supernatant fraction of the semen. More recent studies confirmed convincingly the presence of HPV DNA in semen [16, 17, 18, 24].

Question 1 was approached by Lai et al. (1996): they wanted to examine the presence and expression of HPV in human plasma and sperm cells. They examined semen of 24 randomly selected patients who attended the Fertility Clinic. Type 16 E6-E7 DNA and RNA were found in 8.3 and zero % of seminal plasma specimens, respectively, and in 25 and 8.3% of sperm cells specimens, respectively. DNA and RNA sequences of HPV type 18 were found in 33.3 and 8.3% of seminal plasma specimens and in 45.8 and 20.8% of sperm cells specimens, respectively. They suggested that HPVs not only infect human sperm cells, but also succeed in expressing certain genes in the infected sperm cells [25].

The second question was addressed by Chan et al. [26]. They developed an in vitro model that allowed sperm cells, carrying DNA fragments from HPV 16, 18, 31, and 33, from one end of an artificial reproductive tube and to come in contact with hatching mouse blastocysts at the other end of the tube. After washing the blastocysts were analyzed for the presence of foreign DNA fragments. Especially transference of DNA HPV type 18 to the blastocyst was shown. Not all DNA fragments were transferred equally. These results seemed to suggest that sperm can serve as a non-invasive gene delivery system to transport gene fragments into pre-implantation embryos. The fact that some parts of DNA were more easy to deliver, supports the assumption that a variety of factors and mechanisms are involved in transporting HPV DNA.

Pao et al. (1996) examined the take up or retaining of different regions of HPV 18 by sperm cells [27]. They collected sperm samples of 23 subfertile men and found that the oncogenic regions of the viral genome were preferentially retained: 30% (E6) and 83% (E7), vs. 17% (upstream regulatory region), 22% (E1), and 4% (L1).

In 2009, Perez-Andino et al. [28] compared the adsorption of HPV 16 to live human sperm cells in freshly ejaculated, undiluted human semen and in conditions that resemble the female genital tract. Fluorescent HPV 16 capsids were added to semen (concentration 80 microg/l) and the mixture was incubated at 37oC. Even after several hours of incubation, no HPV 16 capsids were detected on the surface of sperm. When the vaginal environment (with a more acidic pH) was mimicked, viral binding was observed on 52% (pH 8.6) and on 72% (pH 7.4) of live sperm. Their conclusion was that association of HPV16 with sperm will probably not occur in neat semen, but may happen in the female genital tract, at low pH, following the dilution of the sperm. Furthermore they found that the HPV 16 capsids bind to two specific sites at the equatorial region of the sperm head surface. They suggested that by means of competitive binding on the virus, attachment to the sperm head may be inhibited. If applicable, this would be a way of protection of sperm cells, and consequently of blastocysts, of embryos, and of sexual partners.

In 2011, Foresta et al. confirmed the binding of the virus at the equatorial region of the sperm head and demonstrated that this happened through interaction between the HPV capsid protein L1 and the receptor syndecan-1.Furthermore, they showed (using hamster egg-human sperm penetration test) that sperm transfected with HPV E6/E7 genes and sperm exposed to HPV L1 capsid protein are capable to penetrate the oocyte and transfer the virus into oocytes. Inside the oocytes, viral genes are activated and transcribed [29].

### **2.2 Effect of sperm washing**

Human Papillomavirus and Related Diseases 308 – From Bench to Bedside – A Clinical Perspective

pellet fraction and suggested that HPV DNA is associated with cellular material since virions are supposed to be found in the supernatant fraction of the semen. More recent

Question 1 was approached by Lai et al. (1996): they wanted to examine the presence and expression of HPV in human plasma and sperm cells. They examined semen of 24 randomly selected patients who attended the Fertility Clinic. Type 16 E6-E7 DNA and RNA were found in 8.3 and zero % of seminal plasma specimens, respectively, and in 25 and 8.3% of sperm cells specimens, respectively. DNA and RNA sequences of HPV type 18 were found in 33.3 and 8.3% of seminal plasma specimens and in 45.8 and 20.8% of sperm cells specimens, respectively. They suggested that HPVs not only infect human sperm cells, but

The second question was addressed by Chan et al. [26]. They developed an in vitro model that allowed sperm cells, carrying DNA fragments from HPV 16, 18, 31, and 33, from one end of an artificial reproductive tube and to come in contact with hatching mouse blastocysts at the other end of the tube. After washing the blastocysts were analyzed for the presence of foreign DNA fragments. Especially transference of DNA HPV type 18 to the blastocyst was shown. Not all DNA fragments were transferred equally. These results seemed to suggest that sperm can serve as a non-invasive gene delivery system to transport gene fragments into pre-implantation embryos. The fact that some parts of DNA were more easy to deliver, supports the assumption that a variety of factors and mechanisms are

Pao et al. (1996) examined the take up or retaining of different regions of HPV 18 by sperm cells [27]. They collected sperm samples of 23 subfertile men and found that the oncogenic regions of the viral genome were preferentially retained: 30% (E6) and 83% (E7), vs. 17%

In 2009, Perez-Andino et al. [28] compared the adsorption of HPV 16 to live human sperm cells in freshly ejaculated, undiluted human semen and in conditions that resemble the female genital tract. Fluorescent HPV 16 capsids were added to semen (concentration 80 microg/l) and the mixture was incubated at 37oC. Even after several hours of incubation, no HPV 16 capsids were detected on the surface of sperm. When the vaginal environment (with a more acidic pH) was mimicked, viral binding was observed on 52% (pH 8.6) and on 72% (pH 7.4) of live sperm. Their conclusion was that association of HPV16 with sperm will probably not occur in neat semen, but may happen in the female genital tract, at low pH, following the dilution of the sperm. Furthermore they found that the HPV 16 capsids bind to two specific sites at the equatorial region of the sperm head surface. They suggested that by means of competitive binding on the virus, attachment to the sperm head may be inhibited. If applicable, this would be a way of protection of sperm cells, and consequently

In 2011, Foresta et al. confirmed the binding of the virus at the equatorial region of the sperm head and demonstrated that this happened through interaction between the HPV capsid protein L1 and the receptor syndecan-1.Furthermore, they showed (using hamster egg-human sperm penetration test) that sperm transfected with HPV E6/E7 genes and sperm exposed to HPV L1 capsid protein are capable to penetrate the oocyte and transfer the virus into oocytes. Inside the oocytes, viral genes are activated and transcribed [29].

studies confirmed convincingly the presence of HPV DNA in semen [16, 17, 18, 24].

also succeed in expressing certain genes in the infected sperm cells [25].

involved in transporting HPV DNA.

(upstream regulatory region), 22% (E1), and 4% (L1).

of blastocysts, of embryos, and of sexual partners.

Fertility clinics use washing methods to clean the sperm cells from unwanted viruses. However, HPV seems resistant and sperm washing does not eliminate HPV DNA.

Olatunbosun [24] performed routine ''swim up'' washing of 27 semen samples that contained HPV DNA: 21 samples were from men with genital lesions, six from sperm donors without prior or current HPV infection. Dodson[30] on the other hand, separated sperm cells by percoll gradient centrifugation in a 1ml aliquot and washed four times with sterile phosphate-buffered saline. All samples, coming from men with genital lesions, still contained HPV DNA after the washing procedure (100%). In six men, without genital lesions, the procedure reduced HPV DNA below detectable levels in only two (33.3%).

Czegly [31] washed sperm cells in Percoll [Pharmacatia] or in Sperm RinseTM [Vitrolife] and found no change in HPV status.

In 2011, Foresta and al. [32] performed semen analysis and in situ hybridization for HPV detection before and after sperm washing, discontinuous gradients, and swim-up protocols. Sperm washing centrifugation did not change the presence of HPV DNA; Ficoll density gradients and swim-ups brought about only a slight reduction.

### **3. HPV, semen and fertility**

### **3.1 Effect on the sperm parameters**

The actual significance of HPV infection in sperm might be poorly understood and reports are conflicting, but it is a concern for those working in the field of reproductive medicine. Recent articles mention a negative influence on the quality of the sperm and on the pregnancy outcome.

Connelly et al. [33] examined sperm samples of six subfertile patients. He found that specific sperm DNA fragmentation only occurred after exposure of the sperm to DNA of HPV types 16 and 31.These viruses caused breakage characteristics of apoptotic but not necrotic sperm. His data suggest that these viruses do adversely affect subsequent embryonic development after fertilization. HPV DNA of types 6, 11, 18, and 33 did not compromise sperm DNA integrity: apparently sperm DNA is able to resist these types, or repairing mechanisms occur.

In 1997 Lai [34] examined 24 samples of subfertile men for the presence of HPV DNA and RNA. HPV 16 DNA and RNA were found in 25% and 2% of sperm samples, respectively. HPV 18 DNA and RNA in 46% and 21%, respectively. The incidence of asthenozoospermia among patients infected with either HPV was significantly higher than in those without HPV in their sperm cells (75% vs. 8%). Performance of curvilinear velocity, straight-line velocity, and mean amplitude of lateral head displacement was significantly lower in HPVinfected specimens; the differences of linearity, beat cross frequency, and straightness were not statistically significant. Lai concluded: 1) that certain HPV-specific genes are actively transcribed; 2) that the presence of HPV in sperm cells may affect sperm motility parameters; 3) and that asthenozoospermia may be associated with sperm HPV infection.

Recent studies (2009, 2010) by Foresta and al. confirmed these findings [35, 36].

Human Papillomavirus in Donor Semen in Belgium 311

sperm head was infected by the virus [40]. Besides the possible effect of the presence of the virus on the sperm parameters, or on the offspring, or on the partners, another question was if HPV-infected sperm is able to cross-contaminate cryovials and impair also the outcome of

Cervical cancer is the second most common malignancy among sexually active women worldwide. The pivotal, though insufficient, role of persistent oncogenic HPV infection in almost all cancer cases (99.7%) is well established. Factors in the acquisition of HPV are related to sexual behavior: young age at sexual debut and multiple sexual relations. Still, it usually takes several decades between the initial HPV infection and the onset of cervical

Wang (2010) postulated that human semen may play a role in genital transmission of HPV


which may be able to disrupt the normal architecture of cervical epithelium [42]. - Secondly, the immunosuppression of human semen allows interaction with the female and the zygotes. The cell-mediated immunity is considered as the major protection against HPV infection [43]. So, it is possible that semen-mediated immunosuppression

may facilitate HPV transmission and/or may reactivate latent HPV infection. - Chronic inflammation is generally considered a major risk factor for most cancers [44]. Prostaglandins are present in semen at 10,000-fold higher concentrations than those detected at the site of inflammation with PGE2 being the predominant type [45]. Upregulated PGE2-synthesis is regarded as a possible promoter of cervical carcinogenesis [46]. Consequently, in sexual active women, repeated exposure of HPV infected cervical epithelial cells to high concentrations of PGE2, may be seen as a paracrine modulation



From the above observations, it is clear that sperm cells may be necessary co-promotors of

**5. Study in the Fertility Clinic of the University Hospital of Antwerp** 

and in cervical carcinogenesis itself, based on the following arguments [41].

ART of other couples or infect other partners.

**4. HPV, semen and cervical cancer** 

of cervical carcinogenesis.

the samples can be an explanation.

with the invasive behavior of cervical cancer [49].

cervical carcinogenesis and that they compromise male fertility.

cancer.

In the first study he examined 200 samples from healthy, young volunteers. Ten persons had HPV DNA positive samples, which was associated with reduced sperm motility [35].

In the second study he collected 290 sperm samples from varying populations: patients with genital warts (n=26), HPV positive partners (n=66), infertile patients (n=108), and fertile controls (n=90). HPV semen infection in these groups was as follows: 53.8%, 40.9%, 10.2%, and 2.2%. The infertile patients had a higher prevalence of HPV DNA in their sperm samples than the other groups. Comparison of sperm parameters showed a more frequent reduction of sperm motility in infected samples, especially when the infection was present in the sperm itself [36].

Rintala [37] examined sperm samples of 65 fathers-to-be; no assisted reproductive techniques (ART) were involved in the pregnancies. Ten men (15.4%) had seminal hrHPV DNA, without any affect on semen parameters such as semen volume, sperm concentration, motility and vitality of spermatozoa. No oligo- or asthenozoospermia was associated with seminal HPV DNA. However, there was a lowering of sperm pH in HPV DNA positive samples, with borderline statistical significance (7.4 vs. 7.5). Ejaculate acts as a potential alkaline buffer (pH 7.2-7.8) neutralizing vaginal acidity (pH 4.0-4.5) within seconds after ejaculation, keeping the vagina neutralized (pH 6.0-7.0) and semen motile. At pH 4.0, sperm cells are immobilized within one minute and are irreversibly immobilized and lose their vitality within 10 minutes [37].

### **3.2 Effect on pregnancy**

Nothing is known about the exact interference of an HPV positive sperm cell, injected in the oocyte cytoplasm (like during the ICSI procedure), with embryo development. Some studies mention an influence on the pregnancy outcome, while others do not find any different rates of spontaneous abortions and major birth defects in an HPV-exposed vs. an HPV-unexposed population [38].

Perino assessed the relation ship between HPV infection in 199 infertile couples and the outcome of ART. He found a significant correlation between pregnancy loss rate and positive HPV DNA testing in the male partner of infertile couples, compared with HPV negative male partners [39].

### **3.3 Effect on offspring**

Czegledy used six HPV positive sperm samples for in vitro fertilization (IVF) and intracytoplasmic sperm injection (ICSI). Three washed samples carried hrHPV 16. She tested the native sperm, the washed sperm cells, and the connected blastocysts for HPV sequences. All expectant mothers were HPV negative (negative PAP, negative colposcopy, negative HPV test). She found that (1) the washing procedures (Percoll [Pharmacatia] or Sperm RinseTM [Vitrolife]) did not change the HPV status of the sperm cells; (2) that HPV-positive spermatozoa kept their procreative capacity (gestation); (3) that HPV positive sperm cells create healthy offspring (follow-up 5 years) [31].

### **3.4 (Cryo)banking**

In an Italian cryobank, in 6/98 thawed samples of oncologic patients and in 2/60 samples of controls, HPV DNA was found. Seven samples carried hrHPV's 16, 18, 53 and 61. Only the Human Papillomavirus and Related Diseases 310 – From Bench to Bedside – A Clinical Perspective

In the first study he examined 200 samples from healthy, young volunteers. Ten persons had HPV DNA positive samples, which was associated with reduced sperm motility [35].

In the second study he collected 290 sperm samples from varying populations: patients with genital warts (n=26), HPV positive partners (n=66), infertile patients (n=108), and fertile controls (n=90). HPV semen infection in these groups was as follows: 53.8%, 40.9%, 10.2%, and 2.2%. The infertile patients had a higher prevalence of HPV DNA in their sperm samples than the other groups. Comparison of sperm parameters showed a more frequent reduction of sperm motility in infected samples, especially when the infection was present

Rintala [37] examined sperm samples of 65 fathers-to-be; no assisted reproductive techniques (ART) were involved in the pregnancies. Ten men (15.4%) had seminal hrHPV DNA, without any affect on semen parameters such as semen volume, sperm concentration, motility and vitality of spermatozoa. No oligo- or asthenozoospermia was associated with seminal HPV DNA. However, there was a lowering of sperm pH in HPV DNA positive samples, with borderline statistical significance (7.4 vs. 7.5). Ejaculate acts as a potential alkaline buffer (pH 7.2-7.8) neutralizing vaginal acidity (pH 4.0-4.5) within seconds after ejaculation, keeping the vagina neutralized (pH 6.0-7.0) and semen motile. At pH 4.0, sperm cells are immobilized within one minute and are irreversibly immobilized and lose their

Nothing is known about the exact interference of an HPV positive sperm cell, injected in the oocyte cytoplasm (like during the ICSI procedure), with embryo development. Some studies mention an influence on the pregnancy outcome, while others do not find any different rates of spontaneous abortions and major birth defects in an HPV-exposed vs. an HPV-unexposed

Perino assessed the relation ship between HPV infection in 199 infertile couples and the outcome of ART. He found a significant correlation between pregnancy loss rate and positive HPV DNA testing in the male partner of infertile couples, compared with HPV

Czegledy used six HPV positive sperm samples for in vitro fertilization (IVF) and intracytoplasmic sperm injection (ICSI). Three washed samples carried hrHPV 16. She tested the native sperm, the washed sperm cells, and the connected blastocysts for HPV sequences. All expectant mothers were HPV negative (negative PAP, negative colposcopy, negative HPV test). She found that (1) the washing procedures (Percoll [Pharmacatia] or Sperm RinseTM [Vitrolife]) did not change the HPV status of the sperm cells; (2) that HPV-positive spermatozoa kept their procreative capacity (gestation); (3) that HPV positive sperm cells

In an Italian cryobank, in 6/98 thawed samples of oncologic patients and in 2/60 samples of controls, HPV DNA was found. Seven samples carried hrHPV's 16, 18, 53 and 61. Only the

in the sperm itself [36].

vitality within 10 minutes [37].

**3.2 Effect on pregnancy** 

negative male partners [39].

create healthy offspring (follow-up 5 years) [31].

**3.3 Effect on offspring** 

**3.4 (Cryo)banking** 

population [38].

sperm head was infected by the virus [40]. Besides the possible effect of the presence of the virus on the sperm parameters, or on the offspring, or on the partners, another question was if HPV-infected sperm is able to cross-contaminate cryovials and impair also the outcome of ART of other couples or infect other partners.

### **4. HPV, semen and cervical cancer**

Cervical cancer is the second most common malignancy among sexually active women worldwide. The pivotal, though insufficient, role of persistent oncogenic HPV infection in almost all cancer cases (99.7%) is well established. Factors in the acquisition of HPV are related to sexual behavior: young age at sexual debut and multiple sexual relations. Still, it usually takes several decades between the initial HPV infection and the onset of cervical cancer.

Wang (2010) postulated that human semen may play a role in genital transmission of HPV and in cervical carcinogenesis itself, based on the following arguments [41].


However, this hypothesis is in conflict with the first results published on this issue by Nieminen et al. They did not find (dot blot DNA hybridization) any HPV DNA in the sexual partners of 27 women positive for HPV DNA [50]. The method used for the processing of the samples can be an explanation.

### **5. Study in the Fertility Clinic of the University Hospital of Antwerp**

From the above observations, it is clear that sperm cells may be necessary co-promotors of cervical carcinogenesis and that they compromise male fertility.

Human Papillomavirus in Donor Semen in Belgium 313

Specimens can be transported at room temperature or refrigerated, and may be stored up to 4 months at room temperature or up to 6 months refrigerated or at 10°C or colder following collection. At the completion of sample preparation, an amplification master mix is created with AmpliTaq Gold enzyme (Roche Molecular Systems, Inc. Branchburg, NJ, USA), magnesium chloride, and oligonu- cleotide reagent containing primers, probes and dNTPs. As a preparation method we used the fully automated m2000sp for medium-to-high test

Presence of 18 different HPV geno-types was determined using TaqMan-based real-time quantitative PCR's targeting type specific sequences of viral genes: 6 E6, 11 E6, 16 E7, 18 E7, 31 E6, 33 E6, 35 E6, 39 E7, 45 E7, 51 E6, 52 E7, 53 E6, 56 E7, 58 E6, 59 E7, 66 E6, 67 L1 and 68 E7. Analytical sensitivity of the different PCR assays ranged from 1-100 copies and was calculated using standard curves for 16 type-specific PCRs constructed with plasmids containing the entire genome of the different HPV types [53]. Real-time quantitative PCR for ß-globin was always performed and was used to verify the quality of DNA in the sample and to measure the amount of input DNA [54]. The amount of ß-globin DNA (in nanograms) present in each sample was divided by the weight of 1 genome equivalent (i.e., 6.6 pg/cell) and a factor of 2 (since there are 2 copies of ß-globin DNA / cell) to obtain the number of genome equivalents in the sample. Viral loads in each specimen were expressed as the number of HPV copies /

• Sexual history: Number of partners during the past 6 months, homosexual partners,

• screening for HIV, Hepatitis B, Hepatitis C, Syphilis, Chlamydia trachomatis, Neisseria

All samples were adequate and contained sufficient beta-Globin. In the native sperm of two patients high risk HPV type 39 was found: one in a sample of a man visiting the fertility clinic, one in a sample of a sperm donor. In the gradient specimens, no HPV DNA was

Investigation of sperm in our fertility clinic resulted in only 2 HPV DNA positive samples, out of 82. Our samples came from subfertile, but healthy men and sperm donors. Foresta [40] found a significant number of HPV DNA in thawed sperm samples from patients with

volume that processes up to 96 samples in a run..

**5.7 Questionnaire and screening** 

anal sexual activities, SOI. • Motivation to donate sperm.

**Routine:** 

**6. Results** 

**7. Discussion** 

found.

gonnorhea.

Standard questionnaire with questions about:

• Life style: use of tobacco, alcohol, and drugs

• HBA1C, FSH, Testosteron, SHBG, Inhibine B

**5.6 Real time quantitative PCR analysis of HPV DNA** 

cell. The 18 HPV types we tested for were divided according to Munoz [55]

Furthermore, we wanted to objectify the presence of HPV in sperm samples of subfertile men and of sperm donors.

### **5.1 Materials and methods**

The study protocol was approved by the local Ethics Committee (UA A08 22).

Written informed consent was obtained from all couples/sperm donors.

### **5.2 Semen samples**

Samples were obtained from 41 subfertile men and 21 sperm donors. All samples had been approved for IVF/IUI and ICSI procedures. They were submitted to real time-PCR to determine the presence of 18 HPV types.

### **5.3 Semen collection and analysis**

Samples were collected after 3-6 days of sexual abstinence by masturbation. After liquefaction, a basic semen analysis was performed and scored according to World Health Organisation (WHO 1992) guidelines. These guidelines were adopted after successful training of lab technicians via ESHRE (European Society for Human Reproduction and Embryology) Basic Sample Analysis Courses. Quality assurance was guaranteed by applying standardized methods accompanied with regular internal and external quality controls.

### **5.4 Semen processing**

A part of the semen sample was treated with a two-step discontinuous density gradient [51] using Puresperm® (Nidacon, International AB, Gothenburg, Sweden). Briefly, 40% and 80% Puresperm® density gradient were prepared using 1.0ml of each suspension. Semen was layered on the top of each gradient and centrifuged for 15 mins at 300g. After which the upper layer seminal plasma and the 40 – 80% interface were discarded and the remaining spermatozoa in the 80% pellet was collected from the bottom of the tube and washed once with Earle's Balanced Salt solution (EBSS, Life Technologies, Paisley, Scotland) supplemented with sodium pyruvate (0.011 g/l) and penicillin-streptomycin (50,000 units/l and 50,000 µg/l, Life Technologies, Paisley, Scotland). Samples were kept at -20°C.

### **5.5 DNA extraction**

DNA is bound to the surface of carboxylated magnetic particles under conditions of high polyethylene glycol and salt concentrations (Magnetic Beads extraction Abott M 2000), following the manufacturer's instructions [52]. Briefly, Abbott RealTime HR HPV test procedure consists of sample preparation, reaction assembly, real-time PCR, and result reporting. During sample preparation, 0.4mL of sample is processed using the Abbott mSample Preparation SystemDNA where sample is lysed with chaotropic reagents, and DNA is captured with magnetic microparticle technology. Unbound sample components and inhibitors are washed away and the bound purified DNA is eluted and is ready for amplification. Abbott RealTime HR HPV is currently validated for use with cervical specimens collected in PreservCyt solution (Hologic Inc., Marlborough, MA, USA). Human Papillomavirus and Related Diseases 312 – From Bench to Bedside – A Clinical Perspective

Furthermore, we wanted to objectify the presence of HPV in sperm samples of subfertile

Samples were obtained from 41 subfertile men and 21 sperm donors. All samples had been approved for IVF/IUI and ICSI procedures. They were submitted to real time-PCR to

Samples were collected after 3-6 days of sexual abstinence by masturbation. After liquefaction, a basic semen analysis was performed and scored according to World Health Organisation (WHO 1992) guidelines. These guidelines were adopted after successful training of lab technicians via ESHRE (European Society for Human Reproduction and Embryology) Basic Sample Analysis Courses. Quality assurance was guaranteed by applying standardized methods accompanied with regular internal and external quality

A part of the semen sample was treated with a two-step discontinuous density gradient [51] using Puresperm® (Nidacon, International AB, Gothenburg, Sweden). Briefly, 40% and 80% Puresperm® density gradient were prepared using 1.0ml of each suspension. Semen was layered on the top of each gradient and centrifuged for 15 mins at 300g. After which the upper layer seminal plasma and the 40 – 80% interface were discarded and the remaining spermatozoa in the 80% pellet was collected from the bottom of the tube and washed once with Earle's Balanced Salt solution (EBSS, Life Technologies, Paisley, Scotland) supplemented with sodium pyruvate (0.011 g/l) and penicillin-streptomycin (50,000 units/l

DNA is bound to the surface of carboxylated magnetic particles under conditions of high polyethylene glycol and salt concentrations (Magnetic Beads extraction Abott M 2000), following the manufacturer's instructions [52]. Briefly, Abbott RealTime HR HPV test procedure consists of sample preparation, reaction assembly, real-time PCR, and result reporting. During sample preparation, 0.4mL of sample is processed using the Abbott mSample Preparation SystemDNA where sample is lysed with chaotropic reagents, and DNA is captured with magnetic microparticle technology. Unbound sample components and inhibitors are washed away and the bound purified DNA is eluted and is ready for amplification. Abbott RealTime HR HPV is currently validated for use with cervical specimens collected in PreservCyt solution (Hologic Inc., Marlborough, MA, USA).

and 50,000 µg/l, Life Technologies, Paisley, Scotland). Samples were kept at -20°C.

The study protocol was approved by the local Ethics Committee (UA A08 22).

Written informed consent was obtained from all couples/sperm donors.

men and of sperm donors.

**5.1 Materials and methods** 

determine the presence of 18 HPV types.

**5.3 Semen collection and analysis** 

**5.2 Semen samples** 

controls.

**5.4 Semen processing** 

**5.5 DNA extraction** 

Specimens can be transported at room temperature or refrigerated, and may be stored up to 4 months at room temperature or up to 6 months refrigerated or at 10°C or colder following collection. At the completion of sample preparation, an amplification master mix is created with AmpliTaq Gold enzyme (Roche Molecular Systems, Inc. Branchburg, NJ, USA), magnesium chloride, and oligonu- cleotide reagent containing primers, probes and dNTPs. As a preparation method we used the fully automated m2000sp for medium-to-high test volume that processes up to 96 samples in a run..

### **5.6 Real time quantitative PCR analysis of HPV DNA**

Presence of 18 different HPV geno-types was determined using TaqMan-based real-time quantitative PCR's targeting type specific sequences of viral genes: 6 E6, 11 E6, 16 E7, 18 E7, 31 E6, 33 E6, 35 E6, 39 E7, 45 E7, 51 E6, 52 E7, 53 E6, 56 E7, 58 E6, 59 E7, 66 E6, 67 L1 and 68 E7. Analytical sensitivity of the different PCR assays ranged from 1-100 copies and was calculated using standard curves for 16 type-specific PCRs constructed with plasmids containing the entire genome of the different HPV types [53]. Real-time quantitative PCR for ß-globin was always performed and was used to verify the quality of DNA in the sample and to measure the amount of input DNA [54]. The amount of ß-globin DNA (in nanograms) present in each sample was divided by the weight of 1 genome equivalent (i.e., 6.6 pg/cell) and a factor of 2 (since there are 2 copies of ß-globin DNA / cell) to obtain the number of genome equivalents in the sample. Viral loads in each specimen were expressed as the number of HPV copies / cell. The 18 HPV types we tested for were divided according to Munoz [55]

### **5.7 Questionnaire and screening**

Standard questionnaire with questions about:


### **Routine:**


### **6. Results**

All samples were adequate and contained sufficient beta-Globin. In the native sperm of two patients high risk HPV type 39 was found: one in a sample of a man visiting the fertility clinic, one in a sample of a sperm donor. In the gradient specimens, no HPV DNA was found.

### **7. Discussion**

Investigation of sperm in our fertility clinic resulted in only 2 HPV DNA positive samples, out of 82. Our samples came from subfertile, but healthy men and sperm donors. Foresta [40] found a significant number of HPV DNA in thawed sperm samples from patients with

Human Papillomavirus in Donor Semen in Belgium 315

[2] Munoz N, Castellsague X, de Gonzalez AB, … Chapter 1: HPV in the etiology of human

[3] Walboomers JM, Jacobs MV, Manos MM, Bosch FX, Kummer JA, Shah KV, Snijders

[5] Carter JJ, Madeleine MM, Shera K, Schwartz SM, Cushing-Haugen KL, Wipf GC, Porter

and immunosuppressed patients. J Clin Microbiol. 1999; 37(10): 3316-22 [7] Pou AM, Rimell FL, Jordan JA, Shoemaker DL, Johnson JT, Barua P, Post JC, Ehrlich GD.

[8] Rimell FL, Shoemaker DL, Pou AM, Jordan JA, Post JC, Ehrlich GD. Pediatric respiratory

[9] Kreimer AR, Clifford GM, Boyle P, Franceschi S. Human papillomavirus types in head

[10] Shah KV, Westra WH. Genital HPVs in the aerodigestive tract: etiologic association

[11] Giuliano AR, Tortolero-Luna G, Ferrer E, Burchell AN, de Sanjose S, Kjaer SK, Munoz

[12] Rintala MA, Pøllänen PP, Nikkanen VP, Grénman SE, Syrjänen SM. Human

[13] Svec A, Mikyskova I, Hes O, Tachezy R. Human papillomavirus infection of the

[14] Martorell M, Gil-Salom M, Pérez-Vallés A, Garcia JA, Rausell N, Senpere A. Presence of

[15] Weaver BA, Feng Q, Holmes KK, Kiviat N, Lee SK, Meyer C, Stern M, Koutsky LA.

[16] Giovannelli L, Migliore MC, Capra G, Caleca MP, Bellavia C, Perino A, Viviano E,

human papillomavirus infection in men. J Clin Microbiol. 2007; 45(1): 248-51

Abstract. (article submitted and expected to be in press)

[4] Palefsky JM. HPV infection in men. Dis Markers 2007; 23: 261-72

Epidemiol Biomarkers Prev. 2005; 14(2): 467-75

papillomatosis. Dis Markers 2007; 23: 235-45

reaction. Arch Pathol Lab Med 2003; 127(11): 1471-4

azoospermic men. Arch Pathol Lab Med. 2005; 129(9): 1132-6

papillomavirus DNA in men. J Infect Dis. 2004; 189(4): 677-85

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1): 758-62

107(7): 915-8

K17-28

studies in women with high-grade cervical intraepithelial neoplasia and invasive cervical cancer in Europe. In: IPvC 2010. Montreal, Canada, 8 February 2010.

PJ,Peto J, Meijer CJ, Munoz N. Human papillomavirus is a necessary cause of

P, Daling JR, McDougall JK, Galloway DA. Human papillomavirus 16 and 18 L1 serology compared across anogenital cancer sites. Cancer Res. 2001; 61(5): 1934-40 [6] Brown DR, Schroeder JM, Bryan JT, Stoler MH, Fife KH. Detection of multiple human

papillomavirus types in Condylomata acuminata lesions from otherwise healthy

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with a subset of oropharyngeal/tonisllar cancers and with recurrent respiratory

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papillomavirus DNA is found in the vas deferens. J Infect Dis. 2002; 185(11): 1664-7

epididymis and ductus deferens: an evaluation by nested polymerase chain

human papillomavirus DNA in testicular biopsies from nonobstructive

Evaluation of genital sites and sampling techniques for detection of human

Matranga D, Ammatuna P. Penile, urethral, and seminal sampling for diagnosis of

testicular cancer (6.1%), when compared to the samples of controls (93.3%). The HPV types involved in the patients were 4x hrHPV, 1 medium-risk HPV, and 1 lrHPV.

Questions concerning HPV DNA in a cryobank are whether the virus can cross-contaminate other vials and if contamination has clinical consequences for the outcome of the ART, and for the health of the offspring and the receiving partner. To answer these questions, more research is needed to understand more about the exact interaction of the human papillomavirus with sperm cells and the clinical consequences of (the use of) HPV positive sperm cells.

We feel that, at this moment, routine screening of sperm for HPV, will not contribute to the safety of the procedure.

### **8. Overall conclusion**

Research on the prevalence of HPV DNA in semen and its effect on sperm quality and pregnancy outcome is growing.

It seems that the lower pH in the vaginal environment has a double effect: it increases the capacities of the virus to adsorb to sperm cells. Consequently it affects capacities of the sperm cells in a negative way, especially the motility. Other studies mention consequent problems with embryogenic development and a worse outcome of pregnancies [39]. Therefore, it has been suggested to discourage the use of fresh semen for artificial donor insemination program, until accurate, rapid diagnostic tests are available to exclude the presence of HPV infection, and to us only frozen semen that has been appropriately screened [24].

Some author's hypothesized that the presence of HPV in semen may be a co-risk factor for women to develop, cervical cancer, later on in life. Therefore, they promote the use of condoms to prevent genital transmission of HPV and reduce the incidence of cervical cancer [41]. This advice is difficult to follow for couples with a long-lasting, monogamous sexual relationship.

The conclusions of the different studies are not unanimous and further research has to focus on the mechanisms involved, the clinical consequences, and on the prevalence of these problems.

Furthermore, the number of women vaccinated with one of the prophylactic vaccines is growing. This protection may reduce the possible risks, caused by the presence of HPV DNA in semen. Wise examined the effect of the prophylactic quadrivalent vaccine on reproductive organs and semen. He vaccinated male and female rats. All rats had a specific antibody response to the four types after each injection. There were no effects on the reproductive parameters of cohabited male rats: they had normal sperm count and sperm motility. Also the histomorphology of testis and epididymis were unchanged [56].

The vaccine will probably cause no harm to the fertility of its users, and will in addition, provide protection for the development of cervical lesions [57].

### **9. References**

[1] Tjalma WAA, on behalf of the HERACLES/SCALEstudy group. Human papillomavirus type distribution in cervical neoplasia: results from two parallel epidemiological Human Papillomavirus and Related Diseases 314 – From Bench to Bedside – A Clinical Perspective

testicular cancer (6.1%), when compared to the samples of controls (93.3%). The HPV types

Questions concerning HPV DNA in a cryobank are whether the virus can cross-contaminate other vials and if contamination has clinical consequences for the outcome of the ART, and for the health of the offspring and the receiving partner. To answer these questions, more research is needed to understand more about the exact interaction of the human papillomavirus with

We feel that, at this moment, routine screening of sperm for HPV, will not contribute to the

Research on the prevalence of HPV DNA in semen and its effect on sperm quality and

It seems that the lower pH in the vaginal environment has a double effect: it increases the capacities of the virus to adsorb to sperm cells. Consequently it affects capacities of the sperm cells in a negative way, especially the motility. Other studies mention consequent problems with embryogenic development and a worse outcome of pregnancies [39]. Therefore, it has been suggested to discourage the use of fresh semen for artificial donor insemination program, until accurate, rapid diagnostic tests are available to exclude the presence of HPV infection, and to us only frozen semen that has been appropriately

Some author's hypothesized that the presence of HPV in semen may be a co-risk factor for women to develop, cervical cancer, later on in life. Therefore, they promote the use of condoms to prevent genital transmission of HPV and reduce the incidence of cervical cancer [41]. This advice is difficult to follow for couples with a long-lasting, monogamous sexual

The conclusions of the different studies are not unanimous and further research has to focus on the mechanisms involved, the clinical consequences, and on the prevalence of these

Furthermore, the number of women vaccinated with one of the prophylactic vaccines is growing. This protection may reduce the possible risks, caused by the presence of HPV DNA in semen. Wise examined the effect of the prophylactic quadrivalent vaccine on reproductive organs and semen. He vaccinated male and female rats. All rats had a specific antibody response to the four types after each injection. There were no effects on the reproductive parameters of cohabited male rats: they had normal sperm count and sperm

The vaccine will probably cause no harm to the fertility of its users, and will in addition,

[1] Tjalma WAA, on behalf of the HERACLES/SCALEstudy group. Human papillomavirus

type distribution in cervical neoplasia: results from two parallel epidemiological

motility. Also the histomorphology of testis and epididymis were unchanged [56].

provide protection for the development of cervical lesions [57].

involved in the patients were 4x hrHPV, 1 medium-risk HPV, and 1 lrHPV.

sperm cells and the clinical consequences of (the use of) HPV positive sperm cells.

safety of the procedure.

**8. Overall conclusion** 

screened [24].

relationship.

problems.

**9. References** 

pregnancy outcome is growing.

studies in women with high-grade cervical intraepithelial neoplasia and invasive cervical cancer in Europe. In: IPvC 2010. Montreal, Canada, 8 February 2010. Abstract. (article submitted and expected to be in press)


Human Papillomavirus in Donor Semen in Belgium 317

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[36] Foresta C, Pizzol D, Moretti A, Barzon L, Palù G, Garolla A. Clinical and prognostic

[38] Dana A, Buchanan KM, Goss MA, Seminack MM, Shields KE, Korn S, Cunningham

[40] Foresta C, Ferlin A, Bertoldo A, Patassini C, Zuccarello D, Garolla A. Human papilloma

[41] Wang X, Zhuang J, Wu K, Xu R, Li M, Lu Y. Human semen: The biological basis of

[42] Roberts JN, Buck CB, Thompsom CD, Kines R, Bernardo M, Choyke PL, et al. Genital

[43] Stanley M. Immunobiology of HPV and HPV vaccines. Gynecol Oncol 2008;

[44] Baniyash M. Chronic inflammation, immunosuppression and cancer: new insights and

[45] Sales KJ, Katz AA, Millar RP, Jabbour HN. Seminal plasma activates cyclooxygenase-2

[46] Herfs M, Herman L, Hubert P, Minner F, Arafa M, Roncarati P, Henrotin Y, Boniver J,

[47] Coussens LM, Fingleton B, Matrisian LM. Matrix metalloproteinase inhibitors and

[48] Jeremias J, Witkin SS. Effect of human seminal fluid on production of messenger

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adenocarcinoma cells. Mol Hum Reprod. 2002; 8(12): 1065-70

cancer: trials and tribulations. Science. 2002; 295(5564): 2387-92

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papillomavirus found in sperm head of young adult males affects the progressive

significance of human papillomavirus DNA in the sperm or exfoliated cells of infertile patients and subjects with risk factors. Fertil Steril. 2010; 94(5): 1723-7 [37] Rintala MA, Génman SE, Pøllänen PP, Suominen JJ, Syrjänen SM. Detection of high-risk

HPV DNA in semen and its association with the quality of semen. Int J STD AIDS.

ML, Haupt RM. Pregnancy outcomes from the pregnancy registry of a human papillomavirus type 6/11/16/18 vaccine. Obstet Gynecol. 2009; 114(6): 1170-8 [39] Perino A, Giovannelli L, Schillaci R, Ruvolo G, Fiorentino FP, Alimondi P, Cefalù E,

Ammatuna P. Human papillomavirus infection in couples undergoing in vitro fertilization procedures: impact on reproductive outcomes. Fertil Steril. 2011; 95(5):

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and prostaglandin E2 receptor expression and signalling in cervical

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**13** 

*Brazil* 

**The Impact of Human Papillomavirus on** 

Angela Adamski da Silva Reis and Aparecido Divino da Cruz

Infection with human papillomavirus (HPV) is necessary for the development of the cervical cancer. Although, the relationship between HPV and cervical cancer is well documented and well established in the literature, the relationship between men and HPV-associated

The HPV has been shown to play a causative role in anal, head, neck, oral and penile carcinomas. The latter is a rare tumor accounting of a 1 per 100.000 incidence rate in Western countries, including Europe and North America, and representing less than 1% of all male cancers. On the contrary, the incidence in some emerging countries is much higher, reaching 18% to 20% of all male tumors (Salvioni et al., 2009). General socioeconomic factors and access to health-care systems might contribute to the

The incidence rate increases with age, although the disease has also been reported in young men. Early diagnosis may be not only lifesaving but also essential to functionally and esthetically acceptable treatment. Many patients still seek medical attention at a late stage, when a conservative therapeutic approach is no longer feasible. Awareness of penile cancer and its prevention are at the heart of the recent controversies about circumcision and about

There has been little progress in managing penile cancer during the past decade. The overall survival figures remain unchanged and its etiopathogenesis is still not fully understood (Chaturvedi, 2010; Dillner et al., 2000). Researchers have focused their investigation on a potential association between HPV infection and penile cancer development. However, this association is not absolute and other factors are implicated in the initiation and progression of the disease. The following chapter focuses on the natural history of penile cancer, addressing the probable mechanism by which HPV leads to malignant transformation of the penile epithelium, the relationship of genital HPV for risk penile cancer, and the preventive

**1. Introduction** 

cancers is just emerging (Palefsky,2010).

discrepancies in this incidence.

the necessity to treat HPV infections (Micali et al., 2006).

strategies to reduce HPV infection in men.

**Cancer Risk in Penile Cancer** 

*Federal University of Goiás/Biological Sciences Institute/ Department of Biochemistry and Molecular Biology* 

*Núcleo de Pesquisas Replicon* 

*Pontifical Catholic University of Goiás - Department of Biology/* 


## **The Impact of Human Papillomavirus on Cancer Risk in Penile Cancer**

Angela Adamski da Silva Reis and Aparecido Divino da Cruz

*Federal University of Goiás/Biological Sciences Institute/ Department of Biochemistry and Molecular Biology Pontifical Catholic University of Goiás - Department of Biology/ Núcleo de Pesquisas Replicon Brazil* 

### **1. Introduction**

Human Papillomavirus and Related Diseases 318 – From Bench to Bedside – A Clinical Perspective

[50] Nieminen P, Koskimies AI, Paavonen J. Human papillomavirus DNA is not transmitted

[51] Punjabi U, Gerris J, Van Bijlen J, Delbeke L, Gielis M, Buytaert Ph. Comparison between

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[57] Joura EA, Kjaer SK, Wheeler CM, Sigurdsson K, Iversen OE, Hernandez-Avila M, Perez

different pre-treatment techniques for sperm recovery prior to intrauterine

Robinson J, Abravaya K. Principles and analytical performance of Abbott RealTime

Cervical cytology biobanking: quality of DNA from archival cervical Pap-stained

endocervical sampling and HPV viral load detection by Cervex-Brush Combi.

quadrivalent HPV vaccine in Sprague-Dawley rats. Birth Defects Res B Dev Reprod

G, Brown DR, Koutsky LA, Tay EH, García P, Ault KA, Garland SM, Leodolter S, Olsson SE, Tang GW, Ferris DG, Paavonen J, Lehtinen M, Steben M, Bosch X, Dillner J, Kurman RJ, Majewski S, Muñoz N, Myers ER, Villa LL, Taddeo FJ, Roberts C, Tadesse A, Bryan J, Lupinacci LC, Giacoletti KE, Lu S, Vuocolo S, Hesley TM, Haupt RM, Barr E. HPV antibody levels and clinical efficacy following administration of a prophylactic quadrivalent HPV vaccine. Vaccine. 2008; 26(52):

by semen. Int J STD AIDS. 1991; 2(3): 207-8

smears. J Clin Pathol 2008; 61(5): 637-41

Cytopathology 2006; 17(6): 374-81

Toxicol. 2010; 89(5): 376-81

6844-51

insemination, GIFT or IVF. Hum Reprod 1990; 5: 75-83

High Risk HPV test. J Clin Virol. 2009; 45 Suppl 1: S13-7

cervical neoplasia]. Med Clin (Barc ) 2003; 121(12): 455-6

Infection with human papillomavirus (HPV) is necessary for the development of the cervical cancer. Although, the relationship between HPV and cervical cancer is well documented and well established in the literature, the relationship between men and HPV-associated cancers is just emerging (Palefsky,2010).

The HPV has been shown to play a causative role in anal, head, neck, oral and penile carcinomas. The latter is a rare tumor accounting of a 1 per 100.000 incidence rate in Western countries, including Europe and North America, and representing less than 1% of all male cancers. On the contrary, the incidence in some emerging countries is much higher, reaching 18% to 20% of all male tumors (Salvioni et al., 2009). General socioeconomic factors and access to health-care systems might contribute to the discrepancies in this incidence.

The incidence rate increases with age, although the disease has also been reported in young men. Early diagnosis may be not only lifesaving but also essential to functionally and esthetically acceptable treatment. Many patients still seek medical attention at a late stage, when a conservative therapeutic approach is no longer feasible. Awareness of penile cancer and its prevention are at the heart of the recent controversies about circumcision and about the necessity to treat HPV infections (Micali et al., 2006).

There has been little progress in managing penile cancer during the past decade. The overall survival figures remain unchanged and its etiopathogenesis is still not fully understood (Chaturvedi, 2010; Dillner et al., 2000). Researchers have focused their investigation on a potential association between HPV infection and penile cancer development. However, this association is not absolute and other factors are implicated in the initiation and progression of the disease. The following chapter focuses on the natural history of penile cancer, addressing the probable mechanism by which HPV leads to malignant transformation of the penile epithelium, the relationship of genital HPV for risk penile cancer, and the preventive strategies to reduce HPV infection in men.

The Impact of Human Papillomavirus on Cancer Risk in Penile Cancer 321

ago that some types of HPV were more frequent in malignant than in benign lesions, and infection with high-risk types of HPV is now considered the major risk factor for the

The advent of screening to identify and treat cervical cancer precursor lesions and cervical intraepithelial neoplasia (CIN) has led to a substantial reduction in the incidence of cervical cancer in those countries where routine screening is in place. Conversely, most cervical cancer-related mortality occurs in countries where there is no routine cervical screening. On the other hand, it is clear that HPV infection in men is a serious clinical issue (Palefsky, 2010). The role of men in HPV infection of women was investigated in early epidemiological studies using questionnaires that addressed the sexual behavior of the husbands or sexual partners of women with and without cervical cancer. More recent studies had, in addition, been able to detect the presence of HPV DNA in exfoliated cells from the penile shaft, the coronal sulcus, and the distal urethra (Bosch et al., 2006). Squamous Cell Cancers (SCC) of the penis have a low association with HPV, whereas warty/basaloid cancers are strongly associated with HPV. Depending on the proportion of samples that are squamous vs warty/basaloid in any given report, the proportion of penile cancers associated with HPV

HPV positivity is higher in penile intraepithelial neoplasias (PIN1/2/3) and in the basaloid histological type, ranging from 75 to 80% and decreasing to a range between 30 to 60% in invasive SCC. Cancers of the penis are largely SCC (IARC 2007; Rubin et al., 2001). Provide that identification of HPV implies a casual role of the virus with the carcinogenic process, the attributable fraction of penile cancer related to HPV could estimated to be 40%-50% of penile cancer and molecular studies have confirmed the role of the HPV 16 and 18 (Miralles-Guri, 2009). On the other hand, the majority of studies included at least one case of cancer with HPV 6 or 11, which in several studies were more common than HPV 18 (Levi et al., 1998; Miralles-Guri et al., 2009; Rubin et al., 2001). HPV 31 and 33 were detected only rarely

The epidemiologic association of HPV with penile cancer fulfills the criteria for causality: strength and consistency of the association, with increased risk of these cancers among HPV-infected individuals; specificity of the association; temporality of the association, with HPV infection preceding the development of cancer by several years; biologic gradient of increasing risk with increasing exposure to HPV infection; coherence, plausibility, and experimental evidence of oncogenic potential of HPVs; analogy of the association of HPV with increased risk of penile cancer; and experimental evidence through the necessity for consistent expression of HPV oncogenes for maintenance of the malignant phenotype

Penile cancer prevalence varies according to geographic region, socioeconomic status and ethnic origin. Penile squamous cell carcinoma (SCC) is a relatively rare disease and accounts for less than 0.5% of all cancers in men worldwide (Backes et al., 2009). In Europe and United States penile cancer incidence rates vary from 0.1 to 1.5 per 100,000 men (Backes et al., 2009; Bigot, 2011; Curado et al., 2007; Reis et al., 2010a). In 2010, there were about 1,250 new cases of penile cancer in the United States, resulting in 310 deaths, with an incidence

development of cancer of the uterine cervix (Villa, 2006).

varies considerably (Palefsky, 2010).

(IARC 2007).

(Chatuverti, 2010).

**2.1 Epidemiology and natural history of penile cancer** 

### **2. The role of human papillomavirus infection in etiology of penile cancer**

Among men and women, cancers of the anogenital tract and their precursor lesions have been strongly linked to infection with sexually transmitted HPV (Wilkin & Chiasson, 2004). HPV causes virtually all cervical cancers and the virus is found in association with at least 90% of cervical carcinomas (de Sanjosé et al., 2007; Moscicki et al., 2006). The variability in HPV-attributable proportions for non cervical cancers arises partially from differences in HPV detection methods across studies as well as from true geographic differences in HPV distribution world-wide (Chaturvedi, 2010). Despite the reported variability, 90%–93% of anal cancers, 12%–63% of oropharyngeal cancers, 36%–46.9% of penile cancers, 40%–64% of vaginal cancers, and 40%–51% of vulvar cancers are potentially attributable to HPV infection (Caltellsagué et al., 2002; Chaturvedi 2010; Gillison, 2008; Giuliano et al., 2008; Giuliano et al., 2010; Miralles-Guri et al., 2009). See fig. 1 to identify average prevalence of HPV infection associated with anatomical cancer sites.

Fig. 1. HPV DNA prevalence among cases of cancer

Acquisition of HPV is very common, particularly among sexually active young adults, and incidence of infection with oncogenic HPV types appears to be higher than the incidence of infection with non-oncogenic types (Baseman & Koutskyl, 2005). Oncogenic HPV types 16 and 18 and history of other concurrent sexually transmitted diseases were found to be significantly associated with progression to cervical cancer (Cavalcanti et al., 2000). Carcinoma of the uterine cervix is the sixth most common cancer among women worldwide, with very high mortality rates in developing countries. It was observed more than 20 years Human Papillomavirus and Related Diseases 320 – From Bench to Bedside – A Clinical Perspective

Among men and women, cancers of the anogenital tract and their precursor lesions have been strongly linked to infection with sexually transmitted HPV (Wilkin & Chiasson, 2004). HPV causes virtually all cervical cancers and the virus is found in association with at least 90% of cervical carcinomas (de Sanjosé et al., 2007; Moscicki et al., 2006). The variability in HPV-attributable proportions for non cervical cancers arises partially from differences in HPV detection methods across studies as well as from true geographic differences in HPV distribution world-wide (Chaturvedi, 2010). Despite the reported variability, 90%–93% of anal cancers, 12%–63% of oropharyngeal cancers, 36%–46.9% of penile cancers, 40%–64% of vaginal cancers, and 40%–51% of vulvar cancers are potentially attributable to HPV infection (Caltellsagué et al., 2002; Chaturvedi 2010; Gillison, 2008; Giuliano et al., 2008; Giuliano et al., 2010; Miralles-Guri et al., 2009). See fig. 1 to identify average prevalence of

**2. The role of human papillomavirus infection in etiology of penile cancer** 

HPV infection associated with anatomical cancer sites.

Fig. 1. HPV DNA prevalence among cases of cancer

Acquisition of HPV is very common, particularly among sexually active young adults, and incidence of infection with oncogenic HPV types appears to be higher than the incidence of infection with non-oncogenic types (Baseman & Koutskyl, 2005). Oncogenic HPV types 16 and 18 and history of other concurrent sexually transmitted diseases were found to be significantly associated with progression to cervical cancer (Cavalcanti et al., 2000). Carcinoma of the uterine cervix is the sixth most common cancer among women worldwide, with very high mortality rates in developing countries. It was observed more than 20 years ago that some types of HPV were more frequent in malignant than in benign lesions, and infection with high-risk types of HPV is now considered the major risk factor for the development of cancer of the uterine cervix (Villa, 2006).

The advent of screening to identify and treat cervical cancer precursor lesions and cervical intraepithelial neoplasia (CIN) has led to a substantial reduction in the incidence of cervical cancer in those countries where routine screening is in place. Conversely, most cervical cancer-related mortality occurs in countries where there is no routine cervical screening. On the other hand, it is clear that HPV infection in men is a serious clinical issue (Palefsky, 2010). The role of men in HPV infection of women was investigated in early epidemiological studies using questionnaires that addressed the sexual behavior of the husbands or sexual partners of women with and without cervical cancer. More recent studies had, in addition, been able to detect the presence of HPV DNA in exfoliated cells from the penile shaft, the coronal sulcus, and the distal urethra (Bosch et al., 2006). Squamous Cell Cancers (SCC) of the penis have a low association with HPV, whereas warty/basaloid cancers are strongly associated with HPV. Depending on the proportion of samples that are squamous vs warty/basaloid in any given report, the proportion of penile cancers associated with HPV varies considerably (Palefsky, 2010).

HPV positivity is higher in penile intraepithelial neoplasias (PIN1/2/3) and in the basaloid histological type, ranging from 75 to 80% and decreasing to a range between 30 to 60% in invasive SCC. Cancers of the penis are largely SCC (IARC 2007; Rubin et al., 2001). Provide that identification of HPV implies a casual role of the virus with the carcinogenic process, the attributable fraction of penile cancer related to HPV could estimated to be 40%-50% of penile cancer and molecular studies have confirmed the role of the HPV 16 and 18 (Miralles-Guri, 2009). On the other hand, the majority of studies included at least one case of cancer with HPV 6 or 11, which in several studies were more common than HPV 18 (Levi et al., 1998; Miralles-Guri et al., 2009; Rubin et al., 2001). HPV 31 and 33 were detected only rarely (IARC 2007).

The epidemiologic association of HPV with penile cancer fulfills the criteria for causality: strength and consistency of the association, with increased risk of these cancers among HPV-infected individuals; specificity of the association; temporality of the association, with HPV infection preceding the development of cancer by several years; biologic gradient of increasing risk with increasing exposure to HPV infection; coherence, plausibility, and experimental evidence of oncogenic potential of HPVs; analogy of the association of HPV with increased risk of penile cancer; and experimental evidence through the necessity for consistent expression of HPV oncogenes for maintenance of the malignant phenotype (Chatuverti, 2010).

### **2.1 Epidemiology and natural history of penile cancer**

Penile cancer prevalence varies according to geographic region, socioeconomic status and ethnic origin. Penile squamous cell carcinoma (SCC) is a relatively rare disease and accounts for less than 0.5% of all cancers in men worldwide (Backes et al., 2009). In Europe and United States penile cancer incidence rates vary from 0.1 to 1.5 per 100,000 men (Backes et al., 2009; Bigot, 2011; Curado et al., 2007; Reis et al., 2010a). In 2010, there were about 1,250 new cases of penile cancer in the United States, resulting in 310 deaths, with an incidence

The Impact of Human Papillomavirus on Cancer Risk in Penile Cancer 323

In most cases, the reason for circumcision is of religious or cultural origin. Both Jewish and Islamic laws promote male circumcision. Jewish male infants are circumcised on the eighth day, according to Biblical teaching, whereas among Muslims variations in the timing of circumcision do exist, with some communities delaying the procedure until the age of 10 years. Ritual circumcision is also performed in several African tribes as a ceremony of

Circumcision is the most common operation performed in males in the United States, where approximately 60% of male infants are routinely circumcised in the neonatal nursery, in most cases due to parental choice and nonreligious reasons. In Canada, approximately 48% of males are circumcised (Micali et al., 2006). In Australia the annual incidence of penile cancer was 0.8 per 100,000 men, which is similar to the US figure. As in the USA, over twothirds of older men in Australia are circumcised. However, since the 1970s, Australia experienced a decline on the number of infant male circumcision. Thus, an increase on

In most of Europe, in South and Central America, and in most Asian countries, including the People's Republic of China, Taiwan, Japan, and North Korea, male circumcision is uncommon. In a medical setting, postnatal circumcision is regarded as both a treatment for phimosis and a possible prophylactic measure for the prevention of penile cancer and other infectious or inflammatory conditions (Micali et al., 2006). In countries where circumcision is not practiced routinely, such as those in South America and parts of Africa, penile cancer can be ten times more common than in high-income countries, representing 10-22% of all

The first suggestion linking circumcision and penile cancer was reported in 1932, when, among, 1.103 penile cancer cases in USA, none where Jewish despite 3% of the population being Jewish (Wolbarst, 1932). Circumcision as a measure to prevent penile cancer has been repeatedly related by different investigators. Maden et al. (1993) found that the risk of penile cancer was 3.2 times larger among men who had never been circumcised in comparison to men circumcised at birth and 3.0 times higher among men circumcised after the neonatal period. Schoen et al. (2000) reported that of 89 men with invasive penile cancer whose circumcision status was known, 2 (2.3%) had been circumcised as newborns and 87 had not been circumcised. The relative risk of invasive penile cancer for uncircumcised to circumcised men was 22:1. In a population-based case-control study in western Washington state carried by Daling et al. (2005), men who had not been circumcised in childhood had a 1.5 fold increased risk of developing penile cancer. Morris & Rose (2007) reported circumcision as a biomedical imperative for the 21st century, not only for the reduction of penile cancer, but also for a decrease in urinary tract infections, inflammatory dermatoses,

Studies have consistently reported neonatal or childhood circumcision to be associated with reduced risk of penile cancer, which geographically corresponds to reduced rates of penile SCC in populations that culturally practice neonatal circumcision (Maden et al., 1993; Micali et al., 2006; Morris et al., 2011; Perera et al., 2010; Tseng et al., 2001). The protective effect of childhood circumcision, but not of adulthood circumcision, seems to be attributable to the elimination of inflammatory conditions related to poor genital hygiene, such as phimosis and balanitis (Pizzacaro et al., 2009). On the other hand, the preventive effect of newborn

penile cancer has been expected in that population (Morris et al., 2011).

passage into adulthood (Micali et al., 2006).

male cancer (Morris et al., 2011).

and sexually transmitted diseases.

rate of 0.3 to 1.8 per 100,000 men (Lawindy et al., 2011). The estimated lifetime direct medical cost for incident penile cancer was \$ 4.4 million in 2003 and an estimated 240 associated deaths occurred in 2005 (Smith et al., 2010).

The wide variation of penile SCC prevalence is likely explained by the large variance in risk factors, in particular, the practice of neonatal circumcision (Minhas et al., 2010). The incidence is very low among Jewish populations that commonly practice neonatal circumcision (0.1 per 100,000) [Morris et al., 2011; Pow-Sang et al., 2010]. Typical SCC is the most frequent type of invasive penile cancer, representing about 95% of all cases (Hernandez et al., 2008; Pizzocaro et al., 2010). Penile cancer is much more common in African, Asian, and South American countries, constituting about 10% of the malignant diseases in those countries and thus posing a considerable public health concern (Lawindy et al., 2011). Penile SCC is a common male cancer with an incidence of 2–5 per 100,000 men, constituting up to 10–22% of all male cancers in some regions in Central and South America (Goiania, Brazil), Asia (Chiang Mai, Thailand) and Africa (Kyadondo, Uganda) than in other parts of the world (Parkin et al., 2003; Tornesello et al., 2008). Higher incidence rates are found in some countries such as Uganda (4.4/100,000) and Paraguay (4.2/100,00) [Lawindy et al., 2011; Pow-Sang & Astigueta, 2009].

Brazil has one of the highest rates of penile cancer in the world, 6-14 per 100,000 males per year, comprising 2-6% of all males malignancies with 7% of cases occurring in men aged under 35 y.o. and 39% in men older than 66 y.o. Among cases, 87% are uncircumcised. All tumors seen in men circumcised in childhood were of low grade, whereas 12% of those circumcised in adulthood had high-grade tumors (Favorito et al., 2008). At least in two Brazilian States (Maranhão and Pernambuco), penile cancer is reportedly the 2nd highest cause of carcinoma death in men, second only to lung cancer. At the main oncology hospital in Recife-Pernambuco, in the Northeast region of Brazil, on average one or two men each week need to undergo penile amputation due to cancer, with very poor prognosis (Morris et al.,2011).

Despite the large Brazilian migration from the Northeast to the Southeast, motived mainly by the population seeking for life opportunities in the most developed economic region in the country. Koifman (2011) reported that penile cancer was more prevalent in patients born in the state of Rio de Janeiro. According to the data from the Brazilian Ministry of Health, there is an estimated 850 partial or complete penile surgical procedures performed in the context of malignancy yearly within Brazil, with approximately 50% of these procedures being performed in the North and Northeast regions of the country (Favorito et al., 2008).

The presence of an intact foreskin has been identied as an important risk factor for developing penile cancer (Lawindy et al., 2011). Circumsicion protects against HPV infection, in a cohort study involving men in the USA, Mexico and Brazil, both low-risk and high-risk HPV types were less frequent in circumcised men (Giulliano et al., 2011). Male circumcision is the commonly performed surgical procedure in the world. The surgical technique is determined by social circumstances, together with the indication for the operation and the patient's age. There is no therapeutic male circumcision, which by definition does not treat an underlying pathological process. The motivations underling the procedure may be religious, cultural, social or prophylactic (Perera et al., 2010).

Human Papillomavirus and Related Diseases 322 – From Bench to Bedside – A Clinical Perspective

rate of 0.3 to 1.8 per 100,000 men (Lawindy et al., 2011). The estimated lifetime direct medical cost for incident penile cancer was \$ 4.4 million in 2003 and an estimated 240

The wide variation of penile SCC prevalence is likely explained by the large variance in risk factors, in particular, the practice of neonatal circumcision (Minhas et al., 2010). The incidence is very low among Jewish populations that commonly practice neonatal circumcision (0.1 per 100,000) [Morris et al., 2011; Pow-Sang et al., 2010]. Typical SCC is the most frequent type of invasive penile cancer, representing about 95% of all cases (Hernandez et al., 2008; Pizzocaro et al., 2010). Penile cancer is much more common in African, Asian, and South American countries, constituting about 10% of the malignant diseases in those countries and thus posing a considerable public health concern (Lawindy et al., 2011). Penile SCC is a common male cancer with an incidence of 2–5 per 100,000 men, constituting up to 10–22% of all male cancers in some regions in Central and South America (Goiania, Brazil), Asia (Chiang Mai, Thailand) and Africa (Kyadondo, Uganda) than in other parts of the world (Parkin et al., 2003; Tornesello et al., 2008). Higher incidence rates are found in some countries such as Uganda (4.4/100,000) and Paraguay (4.2/100,00) [Lawindy

Brazil has one of the highest rates of penile cancer in the world, 6-14 per 100,000 males per year, comprising 2-6% of all males malignancies with 7% of cases occurring in men aged under 35 y.o. and 39% in men older than 66 y.o. Among cases, 87% are uncircumcised. All tumors seen in men circumcised in childhood were of low grade, whereas 12% of those circumcised in adulthood had high-grade tumors (Favorito et al., 2008). At least in two Brazilian States (Maranhão and Pernambuco), penile cancer is reportedly the 2nd highest cause of carcinoma death in men, second only to lung cancer. At the main oncology hospital in Recife-Pernambuco, in the Northeast region of Brazil, on average one or two men each week need to undergo penile amputation due to cancer, with very poor prognosis (Morris et

Despite the large Brazilian migration from the Northeast to the Southeast, motived mainly by the population seeking for life opportunities in the most developed economic region in the country. Koifman (2011) reported that penile cancer was more prevalent in patients born in the state of Rio de Janeiro. According to the data from the Brazilian Ministry of Health, there is an estimated 850 partial or complete penile surgical procedures performed in the context of malignancy yearly within Brazil, with approximately 50% of these procedures being performed in the North and Northeast regions of the country

The presence of an intact foreskin has been identied as an important risk factor for developing penile cancer (Lawindy et al., 2011). Circumsicion protects against HPV infection, in a cohort study involving men in the USA, Mexico and Brazil, both low-risk and high-risk HPV types were less frequent in circumcised men (Giulliano et al., 2011). Male circumcision is the commonly performed surgical procedure in the world. The surgical technique is determined by social circumstances, together with the indication for the operation and the patient's age. There is no therapeutic male circumcision, which by definition does not treat an underlying pathological process. The motivations underling the

procedure may be religious, cultural, social or prophylactic (Perera et al., 2010).

associated deaths occurred in 2005 (Smith et al., 2010).

et al., 2011; Pow-Sang & Astigueta, 2009].

al.,2011).

(Favorito et al., 2008).

In most cases, the reason for circumcision is of religious or cultural origin. Both Jewish and Islamic laws promote male circumcision. Jewish male infants are circumcised on the eighth day, according to Biblical teaching, whereas among Muslims variations in the timing of circumcision do exist, with some communities delaying the procedure until the age of 10 years. Ritual circumcision is also performed in several African tribes as a ceremony of passage into adulthood (Micali et al., 2006).

Circumcision is the most common operation performed in males in the United States, where approximately 60% of male infants are routinely circumcised in the neonatal nursery, in most cases due to parental choice and nonreligious reasons. In Canada, approximately 48% of males are circumcised (Micali et al., 2006). In Australia the annual incidence of penile cancer was 0.8 per 100,000 men, which is similar to the US figure. As in the USA, over twothirds of older men in Australia are circumcised. However, since the 1970s, Australia experienced a decline on the number of infant male circumcision. Thus, an increase on penile cancer has been expected in that population (Morris et al., 2011).

In most of Europe, in South and Central America, and in most Asian countries, including the People's Republic of China, Taiwan, Japan, and North Korea, male circumcision is uncommon. In a medical setting, postnatal circumcision is regarded as both a treatment for phimosis and a possible prophylactic measure for the prevention of penile cancer and other infectious or inflammatory conditions (Micali et al., 2006). In countries where circumcision is not practiced routinely, such as those in South America and parts of Africa, penile cancer can be ten times more common than in high-income countries, representing 10-22% of all male cancer (Morris et al., 2011).

The first suggestion linking circumcision and penile cancer was reported in 1932, when, among, 1.103 penile cancer cases in USA, none where Jewish despite 3% of the population being Jewish (Wolbarst, 1932). Circumcision as a measure to prevent penile cancer has been repeatedly related by different investigators. Maden et al. (1993) found that the risk of penile cancer was 3.2 times larger among men who had never been circumcised in comparison to men circumcised at birth and 3.0 times higher among men circumcised after the neonatal period. Schoen et al. (2000) reported that of 89 men with invasive penile cancer whose circumcision status was known, 2 (2.3%) had been circumcised as newborns and 87 had not been circumcised. The relative risk of invasive penile cancer for uncircumcised to circumcised men was 22:1. In a population-based case-control study in western Washington state carried by Daling et al. (2005), men who had not been circumcised in childhood had a 1.5 fold increased risk of developing penile cancer. Morris & Rose (2007) reported circumcision as a biomedical imperative for the 21st century, not only for the reduction of penile cancer, but also for a decrease in urinary tract infections, inflammatory dermatoses, and sexually transmitted diseases.

Studies have consistently reported neonatal or childhood circumcision to be associated with reduced risk of penile cancer, which geographically corresponds to reduced rates of penile SCC in populations that culturally practice neonatal circumcision (Maden et al., 1993; Micali et al., 2006; Morris et al., 2011; Perera et al., 2010; Tseng et al., 2001). The protective effect of childhood circumcision, but not of adulthood circumcision, seems to be attributable to the elimination of inflammatory conditions related to poor genital hygiene, such as phimosis and balanitis (Pizzacaro et al., 2009). On the other hand, the preventive effect of newborn

The Impact of Human Papillomavirus on Cancer Risk in Penile Cancer 325

HPV infection alone is insufficient to cause epithelial malignancy in men. Unlike cervical cancer, evidences suggest that HPV infection is not a necessary cause of penile cancer with HPV prevalence ranging between 15 and 71% among penile cancer tissues (Rubin et al., 2001). Daling et al., (2005) measured the percentage of HPV DNA-positive tumors in their study and concluded that there was a consistent association between HPV infection and the

The role of circumcision in penile cancer prevention is unclear: it could possibly be ascribed to a lower baseline risk of disease due to a decrease in the amount of susceptible tissue, prevention of potential cofactors with HPV (such as phimosis) from promoting disease or

However, male circumcision has been widely debated as a preventive measure for sexually transmitted infection human immunodeficiency virus/acquired immune deficiency syndrome (HIV/AIDS), urinary tract infection and penile cancer (Gray et al., 2010; Perera et al., 2010). Individuals with HIV/AIDS are at increased risk of HPV-associated cancers. This increased risk among persons with HIV or AIDS is consistent with a high incidence and persistence of HPV infections (Chaturvedi et al., 2009). On the other hand, circumcision can be considered an important cofactor in the natural history of HPV infection, since it may influence the risks of the acquisition and transmission of HPV as well as of cervical cancer. Castellsague et al., (2002) has provided epidemiologic evidence that male circumcision is associated with a reduced risk of genital HPV infection in men and with a reduced risk of cervical cancer in women with high-risk sexual partners. Thus, male circumcision may

Early age at first sexual intercourse, high lifetime number of female sexual partners, smoking, and lack of condom use are identified risk factors for penile SCC (Maden et al., 1993; Reis et al., 2010a). Some studies have also identified chronic smoking as an associated risk factor for the development of penile cancer (Pow-Sang et al., 2010). Tseng et al. (2001) found that the incidence of penile cancer among men who had ever smoked cigarettes was 2.4 times that of men who had never smoked. Harish & Ravi (1995) found a significant association between smoking or chewing tobacco and the development of penile carcinoma. In 503 men and age-matched controls, a multivariate analysis demonstrated a significant association and dose-dependent relationship. Maden et al. (1993) found that the risk of penile cancer among men who smoked at diagnosis was 2.8 times that of men who had never smoked, and lifetime smoking of >45 pack-years of cigarettes elevated the risk to 3.2

The efficacy of latex condoms for reducing risk of contracting sexually acquired HPV infection is not well established, although some degree of protection is likely provided. *In vitro* studies demonstrated the impermeability of latex condoms to HPV during conditions simulating sexual intercourse. Thus, condom use could be effective in reducing HPVassociated outcomes such as genital warts, cervical, anal and penile cancers (Shew &

The incidence of penile cancer is lower compared to that of cervical cancer (Curado et al., 2007), likely due to the lower susceptibility of the penis to the malignant transformation virus-induced as compared to the cervix. Additionally, penile cancer, like cervical cancer,

potentially reduce exposure of female partners to HPV infection.

times that of men who had never smoked.

Fortenberry, 2005).

development of most penile cancers.

another mechanism.

circumcision on SCC development is still unclear. It occurs only if circumcision is performed at birth or early in life, whereas late or adult circumcision seems to be ineffective in risk reduction.

Beyond lack of circumcision there are others factors related with penile cancer such as phimosis. A history of phimosis also imposes a significant risk for the development of penile cancer, which is. Approximately 25% - 60% of patients with penile cancer have phimosis (Lawindy et al., 2011). Precancerous lesions are found in an additional 15% to 20% of patients with phimosis (Pow Sang et al., 2002). Thus, phimosis is considered one of the strongest risk factors for penile cancer. The relative risk of penile cancer among men with phimosis was 64.6. The frequency of phimosis in men with penile carcinoma is high, ranging from 44% to 85%. Phimosis leads invariably to retention of the normally desquamated epidermal cells and urinary products (smegma) resulting in conditions of chronic irritation with or without bacterial inammation of the prepuce and the glans. However, there is no supporting evidence of the role of smegma as a carcinogen. Therefore, much debate still exist regarding this risk factor, as smegma is not yet believed to contribute to the development of penile cancer (Lawindy et al., 2011).

In a meta-analysis reported by Larke et al. (2011), four studies evaluated the association between phimosis and penile cancer (OR range 4.9-37.2). The effect of childhood/adolescent circumcision on invasive penile cancer may be largely mediated through elimination of phimosis, since there was no evidence of an association of circumcision with invasive disease when analyses were restricted to individuals with no history of phimosis. Morris et al., (2011) related that 45-85% of men with penile cancer have a history of phimosis and causes dysplastic (pre-cancerous) changes in the skin of the preputial sac. The authors demonstrated 52% of penile cancer with a long foreskin had phimosis. These findings have led to conclusion that circumcision in early childhood by elimination phimosis may help prevent penile cancer. Thus, the phimosis is a stronger risk factor for invasive disease compared to *in situ* cancer which further supports the argument that circumcision acts through prevention of phimosis and that some *in situ* cancers develop through a different pathway to invasive cancer (Daling et al., 2005; Larke et al., 2011).

Poor genital hygiene in uncircumcised men, even in the absence of phimosis, may also lead to the retention of microorganisms and secretions, including smegma. Whether good standards of genital personal hygiene in uncircumcised males may provide the same level of protection of circumcision against penile SCC has been questioned. Although a lower incidence of penile SCC, even among uncircumcised individuals, is noted in countries and communities with a high standard of genital hygiene and widespread diffusion of private bathing facilities (Micali et al., 2006).

Smith et al. (2010) reported that flat penile lesions are much more frequent in uncircumcised men and associated with higher prevalence of HPV and higher viral loads. The authors suggest that circumcision reduces the prevalence of HPV associated flat lesions and may ultimately reduce male to female HPV transmission. The increased risk of HPV infection among uncircumcised men observed and has important implications regarding HPV associated malignancies in men and their female partners. However, despite some favorable medical evidence, the promotion of circumcision as a mean of controlling HPV and other sexually transmitted infections remains controversial (Hernandez et al., 2008; Van Howe, 2007).

Human Papillomavirus and Related Diseases 324 – From Bench to Bedside – A Clinical Perspective

circumcision on SCC development is still unclear. It occurs only if circumcision is performed at birth or early in life, whereas late or adult circumcision seems to be ineffective in risk

Beyond lack of circumcision there are others factors related with penile cancer such as phimosis. A history of phimosis also imposes a significant risk for the development of penile cancer, which is. Approximately 25% - 60% of patients with penile cancer have phimosis (Lawindy et al., 2011). Precancerous lesions are found in an additional 15% to 20% of patients with phimosis (Pow Sang et al., 2002). Thus, phimosis is considered one of the strongest risk factors for penile cancer. The relative risk of penile cancer among men with phimosis was 64.6. The frequency of phimosis in men with penile carcinoma is high, ranging from 44% to 85%. Phimosis leads invariably to retention of the normally desquamated epidermal cells and urinary products (smegma) resulting in conditions of chronic irritation with or without bacterial inammation of the prepuce and the glans. However, there is no supporting evidence of the role of smegma as a carcinogen. Therefore, much debate still exist regarding this risk factor, as smegma is not yet believed to contribute to the

In a meta-analysis reported by Larke et al. (2011), four studies evaluated the association between phimosis and penile cancer (OR range 4.9-37.2). The effect of childhood/adolescent circumcision on invasive penile cancer may be largely mediated through elimination of phimosis, since there was no evidence of an association of circumcision with invasive disease when analyses were restricted to individuals with no history of phimosis. Morris et al., (2011) related that 45-85% of men with penile cancer have a history of phimosis and causes dysplastic (pre-cancerous) changes in the skin of the preputial sac. The authors demonstrated 52% of penile cancer with a long foreskin had phimosis. These findings have led to conclusion that circumcision in early childhood by elimination phimosis may help prevent penile cancer. Thus, the phimosis is a stronger risk factor for invasive disease compared to *in situ* cancer which further supports the argument that circumcision acts through prevention of phimosis and that some *in situ* cancers develop through a different

Poor genital hygiene in uncircumcised men, even in the absence of phimosis, may also lead to the retention of microorganisms and secretions, including smegma. Whether good standards of genital personal hygiene in uncircumcised males may provide the same level of protection of circumcision against penile SCC has been questioned. Although a lower incidence of penile SCC, even among uncircumcised individuals, is noted in countries and communities with a high standard of genital hygiene and widespread diffusion of private

Smith et al. (2010) reported that flat penile lesions are much more frequent in uncircumcised men and associated with higher prevalence of HPV and higher viral loads. The authors suggest that circumcision reduces the prevalence of HPV associated flat lesions and may ultimately reduce male to female HPV transmission. The increased risk of HPV infection among uncircumcised men observed and has important implications regarding HPV associated malignancies in men and their female partners. However, despite some favorable medical evidence, the promotion of circumcision as a mean of controlling HPV and other sexually transmitted infections remains controversial (Hernandez et al., 2008; Van Howe,

development of penile cancer (Lawindy et al., 2011).

pathway to invasive cancer (Daling et al., 2005; Larke et al., 2011).

bathing facilities (Micali et al., 2006).

2007).

reduction.

HPV infection alone is insufficient to cause epithelial malignancy in men. Unlike cervical cancer, evidences suggest that HPV infection is not a necessary cause of penile cancer with HPV prevalence ranging between 15 and 71% among penile cancer tissues (Rubin et al., 2001). Daling et al., (2005) measured the percentage of HPV DNA-positive tumors in their study and concluded that there was a consistent association between HPV infection and the development of most penile cancers.

The role of circumcision in penile cancer prevention is unclear: it could possibly be ascribed to a lower baseline risk of disease due to a decrease in the amount of susceptible tissue, prevention of potential cofactors with HPV (such as phimosis) from promoting disease or another mechanism.

However, male circumcision has been widely debated as a preventive measure for sexually transmitted infection human immunodeficiency virus/acquired immune deficiency syndrome (HIV/AIDS), urinary tract infection and penile cancer (Gray et al., 2010; Perera et al., 2010). Individuals with HIV/AIDS are at increased risk of HPV-associated cancers. This increased risk among persons with HIV or AIDS is consistent with a high incidence and persistence of HPV infections (Chaturvedi et al., 2009). On the other hand, circumcision can be considered an important cofactor in the natural history of HPV infection, since it may influence the risks of the acquisition and transmission of HPV as well as of cervical cancer. Castellsague et al., (2002) has provided epidemiologic evidence that male circumcision is associated with a reduced risk of genital HPV infection in men and with a reduced risk of cervical cancer in women with high-risk sexual partners. Thus, male circumcision may potentially reduce exposure of female partners to HPV infection.

Early age at first sexual intercourse, high lifetime number of female sexual partners, smoking, and lack of condom use are identified risk factors for penile SCC (Maden et al., 1993; Reis et al., 2010a). Some studies have also identified chronic smoking as an associated risk factor for the development of penile cancer (Pow-Sang et al., 2010). Tseng et al. (2001) found that the incidence of penile cancer among men who had ever smoked cigarettes was 2.4 times that of men who had never smoked. Harish & Ravi (1995) found a significant association between smoking or chewing tobacco and the development of penile carcinoma. In 503 men and age-matched controls, a multivariate analysis demonstrated a significant association and dose-dependent relationship. Maden et al. (1993) found that the risk of penile cancer among men who smoked at diagnosis was 2.8 times that of men who had never smoked, and lifetime smoking of >45 pack-years of cigarettes elevated the risk to 3.2 times that of men who had never smoked.

The efficacy of latex condoms for reducing risk of contracting sexually acquired HPV infection is not well established, although some degree of protection is likely provided. *In vitro* studies demonstrated the impermeability of latex condoms to HPV during conditions simulating sexual intercourse. Thus, condom use could be effective in reducing HPVassociated outcomes such as genital warts, cervical, anal and penile cancers (Shew & Fortenberry, 2005).

The incidence of penile cancer is lower compared to that of cervical cancer (Curado et al., 2007), likely due to the lower susceptibility of the penis to the malignant transformation virus-induced as compared to the cervix. Additionally, penile cancer, like cervical cancer,

The Impact of Human Papillomavirus on Cancer Risk in Penile Cancer 327

Clearance of oncogenic HPV was more rapid with increasing age (1.02, 1.01–1.03). The results from that study provided much needed data about the incidence and clearance of HPV infection in men. These data are essential for the development of realistic cost-

Current data on the spread of HPV infection to the different body parts implicated in sexual practices in both MSM and heterosexual men are limited. A cross-sectional study was carried out to evaluate the prevalence of HPV infection in the anus, mouth and penis in this specific population. The authors found the prevalence of penile HPV infection in HIVpositive men was 36% (95% CI, 26–48%), with a prevalence of 38% (95% CI, 25–53%) in MSM and 32% (95% CI, 14–55%) in heterosexual men, p= 0.43. (Sirera et al., 2006). The first study to address HPV DNA persistence and clearance in the genital area among men infected and non-infected with HIV. The authors observed that more men infected with HIV presented with multiple HPV types compared to the men seronegative to HIV. This finding may be attributed to the two groups' different immunodeficiency levels. Multiple infections with different types of HPV including high-risk HPVs are more frequent in men who are infected with HIV (Silva et al., 2011). However, there are few available studies on the persistence and elimination of HPV infection in men, such as HPV associated with penile

Papillomaviruses (PV) are small, non-enveloped, double-stranded DNA viruses that infect mucosal and cutaneous epithelia in a wide variety of higher vertebrates in a species-specific manner and induce cellular proliferation. PV isolates are traditionally described as ''types''. PV types have been detected in all carefully examined mammals and birds, with the possible exception of laboratory mice. In the only extensively studied host, humans, more than 100 human PV (HPV) types have been described based on the isolation of complete genomes, but independent studies indicate that many more exist, with a yet larger number presumed to exist based on the detection of subgenomic amplicons (Bernard et al., 2010, de Villiers et al., 2004). From the HPV types identified, approximately half of them infect the genital tract (Bosch et al., 2008). Many of these HPV types have been shown to be ubiquitous

HPV are small DNA viruses that infect epithelial tissues. Whether cutaneous or mucosal, the more than 100 types of HPV described have in common a circular DNA genome of about 8.000 base pairs. A double-stranded circular DNA genome encodes approximately eight open-reading frames (ORFs). These small genomes are organized into an early, a late, and a long control region. The products of 3 genes from the early control region, genes *E6, E5* and *E7*, are essential in the HPV-induced processes of cellular transformation and immortalization (Moddy & Laimins, 2010), and 2 genes from the late control region, genes *L1* and *L2*, encode the viral capsid proteins (Villa, 2006). The figure 1 shows the general

The process by which HPV facilitates tumor initiation and fosters tumor progression is an exceptional model to understand the development of many human cancers and also allows identification of additional signaling pathways targeted in malignant progression (Moddy & Laimins, 2010). An explanation for this is that the expression of viral genes *E6* and *E7* is

effectiveness models for male HPV vaccination internationally.

**2.2 Mechanism of neoplastic transformation in cells** 

and globally distributed (de Villiers et al., 2004).

organization of the HPV genome (Ghittoni et al., 2010; Villa, 2006).

carcinoma.

is caused by high-risk HPV, but penile cancer is 10 times less common than cervical cancer (Morris et al., 2007). In a large case series, HPV DNA was positive in invasive penile cancer in 40% to 50% of cases. Thus, many studies have shown a strong correlation of the presence of HPV types 16 and 18 with penile carcinoma (Daling et al., 2005; Gentile et al., 2006; Pascual et al., 2007; Senba et al., 2006; Tornesello et al., 2008; Villa & Lopes., 1986).

### **2.1.1 Human papillomavirus infection in men who have sex with men**

HPV infection is considered to be a sexually transmitted disease, and the risk of HPV infection is increased by certain sexual behaviours (Sirera et al., 2006). HPV associated malignancies have been reported to occur in excess among patients with HIV or AIDS (Frisch et al.,2000). Co-infection with HIV and HPV has been investigated in studies due to the increased risks of warts and malignant neoplasias in the anal and genital tracts. Several studies conducted in men infected with HIV focus on the anal canal due to the high rates of HPV infection, anal intraepithelial neoplasia (AIN) and anal cancer. On the other hand, few studies have examined the penile region for HPV infections in men infected with HIV (Silva et al., 2011).

HPV infection is an independent risk factor for acquiring human immunodeficiency virus (HIV) infection and some forms of cancer. Men who have sex with men (MSM) may be difficult to identify in general practice because many of them do not self identify as homosexuals or bisexuals or are still having sex with women as they develop their sexual identity. The incidence of anal cancer among MSM is higher than cervical cancer rates among women. HPV has been definitively associated with more than 85% of all cancerous or precancerous anal lesions worldwide (Dietz & Nyberg, 2011).

The vast majority of HPV infections in immunocompetent individuals is transient, and the amount of persistent infections is rather low. This contrasts to immunosuppressed individuals, as patients with HIV infection exhibits high rates of persistent HPV infection. Consequently, these individuals have a high risk for HPV-associated malignant disease. Within the last decade, sufficient data were published to conclude that AIN and anal cancer continuously increase in HIV-positive MSM despite the use of highly active antiretroviral therapy. In contrast, only limited data are currently available on HPV-associated diseases at other anatomical sites of HIV-positive MSM, for example, oral cavity or penis (Kreuter &Wieland, 2009).

Giuliano et al. (2011) designed a cohort study to estimate the incidence and clearance of type-specific genital HPV in men and to assess associated factors. The incidence of a new genital HPV infection was 38.4 per 1000 person in 1159 men studied (95% CI 34.3–43.0). Oncogenic HPV infection was significantly associated with having a high number of lifetime female sexual partners (hazard ratio 2.40, 1.38–4.18, for at least 50 partners *vs* not more than one partner), and number of male partners who carried out anal intercourse (2.57, 1.46–4.49, for at least three male partners *vs* no recent partners). The median duration of HPV infection was 7.52 months (6.80–8.61) for any HPV and 12.19 months (7.16–18.17) for HPV 16. Clearance of oncogenic HPV infection decreased in men with a high number of lifetime female partners (0.49, 0.31–0.76, for at least 50 female partners *vs* not more than one partner), and in men in Brazil (0.71, 0.56–0.91) and Mexico (0.73, 0.57–0.94) compared with the USA. Human Papillomavirus and Related Diseases 326 – From Bench to Bedside – A Clinical Perspective

is caused by high-risk HPV, but penile cancer is 10 times less common than cervical cancer (Morris et al., 2007). In a large case series, HPV DNA was positive in invasive penile cancer in 40% to 50% of cases. Thus, many studies have shown a strong correlation of the presence of HPV types 16 and 18 with penile carcinoma (Daling et al., 2005; Gentile et al., 2006; Pascual et al., 2007; Senba et al., 2006; Tornesello et al., 2008; Villa & Lopes.,

HPV infection is considered to be a sexually transmitted disease, and the risk of HPV infection is increased by certain sexual behaviours (Sirera et al., 2006). HPV associated malignancies have been reported to occur in excess among patients with HIV or AIDS (Frisch et al.,2000). Co-infection with HIV and HPV has been investigated in studies due to the increased risks of warts and malignant neoplasias in the anal and genital tracts. Several studies conducted in men infected with HIV focus on the anal canal due to the high rates of HPV infection, anal intraepithelial neoplasia (AIN) and anal cancer. On the other hand, few studies have examined the penile region for HPV infections in men infected with HIV (Silva

HPV infection is an independent risk factor for acquiring human immunodeficiency virus (HIV) infection and some forms of cancer. Men who have sex with men (MSM) may be difficult to identify in general practice because many of them do not self identify as homosexuals or bisexuals or are still having sex with women as they develop their sexual identity. The incidence of anal cancer among MSM is higher than cervical cancer rates among women. HPV has been definitively associated with more than 85% of all cancerous

The vast majority of HPV infections in immunocompetent individuals is transient, and the amount of persistent infections is rather low. This contrasts to immunosuppressed individuals, as patients with HIV infection exhibits high rates of persistent HPV infection. Consequently, these individuals have a high risk for HPV-associated malignant disease. Within the last decade, sufficient data were published to conclude that AIN and anal cancer continuously increase in HIV-positive MSM despite the use of highly active antiretroviral therapy. In contrast, only limited data are currently available on HPV-associated diseases at other anatomical sites of HIV-positive MSM, for example, oral cavity or penis (Kreuter

Giuliano et al. (2011) designed a cohort study to estimate the incidence and clearance of type-specific genital HPV in men and to assess associated factors. The incidence of a new genital HPV infection was 38.4 per 1000 person in 1159 men studied (95% CI 34.3–43.0). Oncogenic HPV infection was significantly associated with having a high number of lifetime female sexual partners (hazard ratio 2.40, 1.38–4.18, for at least 50 partners *vs* not more than one partner), and number of male partners who carried out anal intercourse (2.57, 1.46–4.49, for at least three male partners *vs* no recent partners). The median duration of HPV infection was 7.52 months (6.80–8.61) for any HPV and 12.19 months (7.16–18.17) for HPV 16. Clearance of oncogenic HPV infection decreased in men with a high number of lifetime female partners (0.49, 0.31–0.76, for at least 50 female partners *vs* not more than one partner), and in men in Brazil (0.71, 0.56–0.91) and Mexico (0.73, 0.57–0.94) compared with the USA.

**2.1.1 Human papillomavirus infection in men who have sex with men** 

or precancerous anal lesions worldwide (Dietz & Nyberg, 2011).

1986).

et al., 2011).

&Wieland, 2009).

Clearance of oncogenic HPV was more rapid with increasing age (1.02, 1.01–1.03). The results from that study provided much needed data about the incidence and clearance of HPV infection in men. These data are essential for the development of realistic costeffectiveness models for male HPV vaccination internationally.

Current data on the spread of HPV infection to the different body parts implicated in sexual practices in both MSM and heterosexual men are limited. A cross-sectional study was carried out to evaluate the prevalence of HPV infection in the anus, mouth and penis in this specific population. The authors found the prevalence of penile HPV infection in HIVpositive men was 36% (95% CI, 26–48%), with a prevalence of 38% (95% CI, 25–53%) in MSM and 32% (95% CI, 14–55%) in heterosexual men, p= 0.43. (Sirera et al., 2006). The first study to address HPV DNA persistence and clearance in the genital area among men infected and non-infected with HIV. The authors observed that more men infected with HIV presented with multiple HPV types compared to the men seronegative to HIV. This finding may be attributed to the two groups' different immunodeficiency levels. Multiple infections with different types of HPV including high-risk HPVs are more frequent in men who are infected with HIV (Silva et al., 2011). However, there are few available studies on the persistence and elimination of HPV infection in men, such as HPV associated with penile carcinoma.

### **2.2 Mechanism of neoplastic transformation in cells**

Papillomaviruses (PV) are small, non-enveloped, double-stranded DNA viruses that infect mucosal and cutaneous epithelia in a wide variety of higher vertebrates in a species-specific manner and induce cellular proliferation. PV isolates are traditionally described as ''types''. PV types have been detected in all carefully examined mammals and birds, with the possible exception of laboratory mice. In the only extensively studied host, humans, more than 100 human PV (HPV) types have been described based on the isolation of complete genomes, but independent studies indicate that many more exist, with a yet larger number presumed to exist based on the detection of subgenomic amplicons (Bernard et al., 2010, de Villiers et al., 2004). From the HPV types identified, approximately half of them infect the genital tract (Bosch et al., 2008). Many of these HPV types have been shown to be ubiquitous and globally distributed (de Villiers et al., 2004).

HPV are small DNA viruses that infect epithelial tissues. Whether cutaneous or mucosal, the more than 100 types of HPV described have in common a circular DNA genome of about 8.000 base pairs. A double-stranded circular DNA genome encodes approximately eight open-reading frames (ORFs). These small genomes are organized into an early, a late, and a long control region. The products of 3 genes from the early control region, genes *E6, E5* and *E7*, are essential in the HPV-induced processes of cellular transformation and immortalization (Moddy & Laimins, 2010), and 2 genes from the late control region, genes *L1* and *L2*, encode the viral capsid proteins (Villa, 2006). The figure 1 shows the general organization of the HPV genome (Ghittoni et al., 2010; Villa, 2006).

The process by which HPV facilitates tumor initiation and fosters tumor progression is an exceptional model to understand the development of many human cancers and also allows identification of additional signaling pathways targeted in malignant progression (Moddy & Laimins, 2010). An explanation for this is that the expression of viral genes *E6* and *E7* is

The Impact of Human Papillomavirus on Cancer Risk in Penile Cancer 329

surveillance allowing viral persistence, and to alter cell cycle and apoptosis control, facilitating the accumulation of DNA damage and mutations. Often, the oncoproteins target the same cellular pathways with different mechanisms, showing a strong synergism in promoting cellular transformation and neutralizing the immune response (Ghittoni et al.,

In cervical carcinogenesis, recombination between HPV and chromossomal DNA is frequent and likely necessary for cancer progression. Moreover, DNA methylation, specifically on the *L1* gene, has been accepted as an important biomarker for cancerous progression in the cervix. The term DNA methylation refers to the transfer of a methyl group to cytosines that are part of CpG dinucleotides (meCpGs), which results in the binding of meCpG specific transcriptional repressors, for example MeCP2. In undifferentiated cervical cells, HPV-16 acquires a low and sporadically distributed CpG methylation, which disappears completely upon differentiation. During carcinogenesis, upon integration of HPV-16 and 18 into cellular DNA, the *L1* gene, and to a lower extent adjacent long control region (LCR) sequences, become hypermethylated, a fate of HPV DNA shared with most unrelated external DNA sequences that enter mammalian cells. The same mechanisms apparently occur during penile carcinogenesis, according with the study of Kalantari et al. (2008), which investigated the properties of HPV genomes in penile carcinomas from Brazilian patients. Their observations of frequent viral DNA methylation, chromosomal integration, and the prevalence of high-risk variants suggest that HPV dependent carcinogenesis of the penis

A single nucleotide polymorphism (SNP) in codon 72 of *TP53* has attracted wide attention over the past decade. The most common polymorphism at codon 72 results in a nonconservative change of arginine to proline within a proline-rich region of p53, in a domain known to be important for growth suppression and apoptotic functions (Tornesello et al., 2008), may be involved in multiple steps of carcinogenesis and may also account for genetic differences in susceptibility to cancer (Reis et al., 2010b; Tornesello et al., 2008, Almeida et al., 2008). It has been demonstrated that the *TP53* polymorphism distribution varies according to ethnic and geographical backgrounds, like most human genetic

Storey et al. (1998) found that women who are homozygous for *TP53*Arg are seven times more susceptible to HPV-associated squamous carcinoma of the cervix than are heterozygous women. Since then, many groups have reported an effect of the *TP53* codon 72 polymorphism on cervical cancer and others carcinomas. A meta-analysis of several studies on *TP53* polymorphism at codon 72 confirmed that arginine homozygous genotype is associated with an increased risk of invasive cervical cancers, but not with squamous intraepithelial lesions, supporting the hypothesis that the polymorphism may have a main role in the progression of HPV-related cancers, rather than in the tumor initiation (Koushik et al., 2004). On the other hand, very few studies have been designed to investigate *TP53*

In a case-control study, Tornesello et al. (2008) analyzed the polymorphism of the gene *TP53*  at codon 72 and found the polymorphism associated with increased risk for 78 penile SCC biopsies (n = 17 from Uganda and n = 61 from Italy). Despite, significant differences in arginine and proline allele distribution were observed when the cases were stratified by

and cervix follow similar etiological and epidemiological parameters.

polymorphisms (Reis et al., 2010b).

polymorphisms in penile carcinomas.

2010).

increased in cells with integrated high risk HPV genome, and these genes products, the oncoproteins E6 and E7, respectively bind and inactivate cell tumor suppressor proteins p53 and pRb (Ghittoni et al., 2010).

The association between HPV and human cancer was first proposed more than three decades ago by Harald zur Hausen (2002). Subsequently, his group isolated several mucosal HPV types from cervical lesions, including the high-risk HPV16 (Bosch et al., 2008). Additionally, several studies have demonstrated the direct role of HPV infection in the development of several human cancers (Bosch et al., 2008; Caltellsagué et al., 2002; Gillison et al., 2008; Giuliano et al., 2008; Giuliano et al., 2010). HPV 16 and HPV 18 are the most frequently found HPV types in cervical cancers worldwide (Bosch et al., 2008; Munoz et al., 2003).

Fig. 1. The genome of the HPV. The diagram indicates the ORFs of the early (E) and Late (L) genes, and the long control region (LCR). Functional of viral proteins.

For this reason, the majority of the biological studies were focused on these two HPV types (Moddy & Laimins, 2010; Villa, 2006). High-risk HPVs are also associated with many vulvar, anal, and penile carcinomas and contribute to oral cancer (Parkin & Bray, 2006). On the other hand, carcinomas from different anatomical sites, in contrast to cervical cancer, appear to be preferentially associated with HPV 16 (Chaturvedi, 2010; Gillison, 2008; Miralles-Guri et al., 2009). For instance, in the subset of penile cancer attributed to HPV infection, HPV 16 was found in 60,23% of cases (Miralles-Guri et al., 2009).

HPV-associated cancers are intimately linked to HPV persistence and the accumulation of chromosomal rearrangements in the infected tissue (Moody & Laimins, 2010). Studies suggest an association between HPV infection and penile cancer. The mechanism by which HPV leads to malignant transformation is likely mediated through two viral genes *E6* and *E7*, which are actively transcribed in HPV infected cells (Pow-Sang & Astigueta, 2009). The products of the early genes, *E6* and *E7*, of the high-risk HPV types play a key role in both events. Indeed, these proteins have developed a number of strategies to evade host immune Human Papillomavirus and Related Diseases 328 – From Bench to Bedside – A Clinical Perspective

increased in cells with integrated high risk HPV genome, and these genes products, the oncoproteins E6 and E7, respectively bind and inactivate cell tumor suppressor proteins p53

The association between HPV and human cancer was first proposed more than three decades ago by Harald zur Hausen (2002). Subsequently, his group isolated several mucosal HPV types from cervical lesions, including the high-risk HPV16 (Bosch et al., 2008). Additionally, several studies have demonstrated the direct role of HPV infection in the development of several human cancers (Bosch et al., 2008; Caltellsagué et al., 2002; Gillison et al., 2008; Giuliano et al., 2008; Giuliano et al., 2010). HPV 16 and HPV 18 are the most frequently found HPV types in cervical cancers worldwide (Bosch et al., 2008; Munoz et al.,

Fig. 1. The genome of the HPV. The diagram indicates the ORFs of the early (E) and Late (L)

For this reason, the majority of the biological studies were focused on these two HPV types (Moddy & Laimins, 2010; Villa, 2006). High-risk HPVs are also associated with many vulvar, anal, and penile carcinomas and contribute to oral cancer (Parkin & Bray, 2006). On the other hand, carcinomas from different anatomical sites, in contrast to cervical cancer, appear to be preferentially associated with HPV 16 (Chaturvedi, 2010; Gillison, 2008; Miralles-Guri et al., 2009). For instance, in the subset of penile cancer attributed to HPV infection, HPV 16

HPV-associated cancers are intimately linked to HPV persistence and the accumulation of chromosomal rearrangements in the infected tissue (Moody & Laimins, 2010). Studies suggest an association between HPV infection and penile cancer. The mechanism by which HPV leads to malignant transformation is likely mediated through two viral genes *E6* and *E7*, which are actively transcribed in HPV infected cells (Pow-Sang & Astigueta, 2009). The products of the early genes, *E6* and *E7*, of the high-risk HPV types play a key role in both events. Indeed, these proteins have developed a number of strategies to evade host immune

genes, and the long control region (LCR). Functional of viral proteins.

was found in 60,23% of cases (Miralles-Guri et al., 2009).

and pRb (Ghittoni et al., 2010).

2003).

surveillance allowing viral persistence, and to alter cell cycle and apoptosis control, facilitating the accumulation of DNA damage and mutations. Often, the oncoproteins target the same cellular pathways with different mechanisms, showing a strong synergism in promoting cellular transformation and neutralizing the immune response (Ghittoni et al., 2010).

In cervical carcinogenesis, recombination between HPV and chromossomal DNA is frequent and likely necessary for cancer progression. Moreover, DNA methylation, specifically on the *L1* gene, has been accepted as an important biomarker for cancerous progression in the cervix. The term DNA methylation refers to the transfer of a methyl group to cytosines that are part of CpG dinucleotides (meCpGs), which results in the binding of meCpG specific transcriptional repressors, for example MeCP2. In undifferentiated cervical cells, HPV-16 acquires a low and sporadically distributed CpG methylation, which disappears completely upon differentiation. During carcinogenesis, upon integration of HPV-16 and 18 into cellular DNA, the *L1* gene, and to a lower extent adjacent long control region (LCR) sequences, become hypermethylated, a fate of HPV DNA shared with most unrelated external DNA sequences that enter mammalian cells. The same mechanisms apparently occur during penile carcinogenesis, according with the study of Kalantari et al. (2008), which investigated the properties of HPV genomes in penile carcinomas from Brazilian patients. Their observations of frequent viral DNA methylation, chromosomal integration, and the prevalence of high-risk variants suggest that HPV dependent carcinogenesis of the penis and cervix follow similar etiological and epidemiological parameters.

A single nucleotide polymorphism (SNP) in codon 72 of *TP53* has attracted wide attention over the past decade. The most common polymorphism at codon 72 results in a nonconservative change of arginine to proline within a proline-rich region of p53, in a domain known to be important for growth suppression and apoptotic functions (Tornesello et al., 2008), may be involved in multiple steps of carcinogenesis and may also account for genetic differences in susceptibility to cancer (Reis et al., 2010b; Tornesello et al., 2008, Almeida et al., 2008). It has been demonstrated that the *TP53* polymorphism distribution varies according to ethnic and geographical backgrounds, like most human genetic polymorphisms (Reis et al., 2010b).

Storey et al. (1998) found that women who are homozygous for *TP53*Arg are seven times more susceptible to HPV-associated squamous carcinoma of the cervix than are heterozygous women. Since then, many groups have reported an effect of the *TP53* codon 72 polymorphism on cervical cancer and others carcinomas. A meta-analysis of several studies on *TP53* polymorphism at codon 72 confirmed that arginine homozygous genotype is associated with an increased risk of invasive cervical cancers, but not with squamous intraepithelial lesions, supporting the hypothesis that the polymorphism may have a main role in the progression of HPV-related cancers, rather than in the tumor initiation (Koushik et al., 2004). On the other hand, very few studies have been designed to investigate *TP53* polymorphisms in penile carcinomas.

In a case-control study, Tornesello et al. (2008) analyzed the polymorphism of the gene *TP53*  at codon 72 and found the polymorphism associated with increased risk for 78 penile SCC biopsies (n = 17 from Uganda and n = 61 from Italy). Despite, significant differences in arginine and proline allele distribution were observed when the cases were stratified by

The Impact of Human Papillomavirus on Cancer Risk in Penile Cancer 331

genotyping of HPV with genotype-specific oligonucleotides and DNA microarray analysis have been reported. A novel DNA biochip is described based on a plastic substrate, onto which small polymer droplets and single-stranded DNA are printed in the form of microarrays. After DNA isolation, PCR and biochip read-outs were compared, the chip allowed for genotyping of the most common virus strains, which, according to current prevalence studies, cover 85–95% of all infections. Following the biochip approach, as little as 10 virus copies can be detected within a short exposure time. Even using paraffinembedded material and 104 copies per PCR are sufficient to allow rapid and reliable HPV genotyping (Brandstetter et al., 2010). The biochip technique has become more successful for early cervical and non-cervical cancer diagnosis and might become the methodology of

As HPV E6 and E7 expression is necessary for the induction and the maintenance of the transformed phenotype, HPV-associated tumors are valuable tools to investigate important aspects of human carcinogenesis. Molecular evidence for a causal association includes the presence of HPV genomes in tumor cells, integration and specificity of HPV genomes, high HPV viral load in tumors, and elevated and constitutive expression of E6 and E7 oncogenes in tumor cells (Chaturvedi, 2010). Presence of HPV was found to be a risk factor for penile SCCs (Rubin et al., 2001; Gregoire et al., 1995). Several molecular techniques with different sensitivity and specificity have been used for HPV detection and genotyping among the different epidemiological studies. Considering that the incidence of penile and cervical cancers is high in the same geographical areas, it is reasonable to assume that both types of cancer share the same etiological factors. However, less than half of penile cancers are related to HPV infection (Gross & Pfister, 2004; Rubin et al., 2001) whereas the virus is found

Additionally, studies have reported a heterogeneous prevalence of high risk HPV types, suggesting that only a subset of cases can be attributed to viral infection (See table 1). In the two recent studies of the HPV type distribution in penile carcinoma, a global HPV prevalence was found to be approximately 46.9% and 47,9%, (Backes et al., 2009; Miralles-Guri et al., 2009). About half of the penile tumors were associated with HPV 16 (64.07%) and 18 (9.70%) with little presence of other genotypes, 45 (1.45%), 33 (0.97%) and 31 (0.36%), respectively. As expected, the literature confirmed a higher prevalence of HPV 16 and 18 in penile tumors (73.78%). This finding was in agreement across of all 36 studies presented in

Virtually all of the studies in Table 1 used PCR to detect HPV DNA, a method slightly more sensitive than southern blotting and *in situ* hybridization. The higher the sensitivity of the method used, the more likely the prevalence of HPV is closer to the real prevalence associated with penile cancer. The relatively wide range of HPV prevalence in penile tumors in the published literature confirms that in addition to geographic differences. The greatest percentage of studies used PCR consensus primers for HPV DNA detection, such as

In the study of Gregoire et al. (1995), HPV DNA was detected in 26 (22.2%) of 117 specimens. In 23 (88.5%) of the 26 HPV-positive specimens, only HPV type 16 was identified. HPV DNA was frequently associated with SCC in areas showing basaloid and/or warty changes virus DNA was more often associated with high-grade tumors (p=0.0278) exhibiting aggressive growth (p=0.0382) localized to the penile glans (p=0.0324). Stepwise

choice for HPV detection in the near future.

in almost all cervical SCCs (Chaux et al., 2010).

table 1.

GP5+/6+ and MY09/11.

HPV status. Thus, no evidence of association between homozygosity for p53 arginine and HPV-related or HPV-unrelated penile SCC was observed among Ugandan or Italian populations. In another study, the *TP53* Arg/Arg genotype did not appear to represent a risk factor for the development of genital SCC in men, and no correlation was found between the *TP53* polymorphism at codon 72 and the presence of HPV DNA in the tumour tissue (Humbey et al., 2003).

The role of several tumour suppressor genes and cellular oncoproteins has been characterized by studying HPV E6 and E7 and or other related viral oncoproteins. The knowledge of HPV and cancer association obtained during the past three decades is extremely relevant. Worldwide, this knowledge has led to clinical and scientific achievements such as the generation, commercialization, and distribution of cervical cancer high-risk HPV vaccines. As a consequence of research studies on virus and cancer association, the Nobel Prize in Physiology or Medicine 2008 was awarded to Dr. Harald zur Hausen for his discovery of HPV causing cervical cancer (Ghittoni et al., 2010).

Certainly, the expression of viral oncoproteis is needed to induce and maintain the neoplastic phenotype of cervical cancer cells. The similarity of the tissues leads one to assume that a similar mechanism may play a role in the development of HPV-induced penile cancer (Kayes et al., 2007). Provided that identification of HPV implies a causal role of the virus with the carcinogenic process, the attributable fraction of penile cancer related to HPV has been estimated at 47%. The etiology of penile carcinomas is likely to be heterogeneous, co-existing both HPV related and HPV-independent pathways. Based on cervical cancer studies, penile cancer could also arise from initial HPV infection which persists over time, causing genetics alterations within the infected penile epithelium, leading to the cancer development. However, the molecular mechanisms underneath HPV-induced penile cancer remain to be completely understood (reviewed in Miralles-Guri et al., 2009).

### **2.3 High risk HPV-associated penile cancer**

Molecular biology techniques with different sensitivity and specificity have facilitated the characterization of the entire HPV genome, where different functional regions are identified, as a profile of their gene expression. The techniques of Southern blotting and i*n situ*  hybridization have been used extensively in the past to identify viral sequences in tissues. Additionally, polymerase chain reaction (PCR) and its variants have been recognized as the most appropriate method to identify and type HPV genomes because of its higher sensitivity and specificity (Campisi et al., 2007).

The most studies in penile cancer use PCR consensus primers for HPV DNA detection, such GP5+/6 and My9/11. However, a small set of PCR studies included the SPF10 primers to identify HPV genomes. Almost all studies used previously stored formalin-fixed and paraffin-embedded samples (Table 1). However, sample preparation and fixation lead to DNA degradation, decreasing PCR efficiency and reducing the size of amplifiable DNA (Miralles-Guri et al., 2009).

When using PCR as a strategy to identify viral genome, false-negative results may occur due to variations of the primer binding sites on target DNA, which in turn would lead to lower amplification signals of some HPV genotypes. Because of this problem, the PCR method may not detect all HPV genotypes present in the sample. Recently, studies involving Human Papillomavirus and Related Diseases 330 – From Bench to Bedside – A Clinical Perspective

HPV status. Thus, no evidence of association between homozygosity for p53 arginine and HPV-related or HPV-unrelated penile SCC was observed among Ugandan or Italian populations. In another study, the *TP53* Arg/Arg genotype did not appear to represent a risk factor for the development of genital SCC in men, and no correlation was found between the *TP53* polymorphism at codon 72 and the presence of HPV DNA in the tumour

The role of several tumour suppressor genes and cellular oncoproteins has been characterized by studying HPV E6 and E7 and or other related viral oncoproteins. The knowledge of HPV and cancer association obtained during the past three decades is extremely relevant. Worldwide, this knowledge has led to clinical and scientific achievements such as the generation, commercialization, and distribution of cervical cancer high-risk HPV vaccines. As a consequence of research studies on virus and cancer association, the Nobel Prize in Physiology or Medicine 2008 was awarded to Dr. Harald zur

Certainly, the expression of viral oncoproteis is needed to induce and maintain the neoplastic phenotype of cervical cancer cells. The similarity of the tissues leads one to assume that a similar mechanism may play a role in the development of HPV-induced penile cancer (Kayes et al., 2007). Provided that identification of HPV implies a causal role of the virus with the carcinogenic process, the attributable fraction of penile cancer related to HPV has been estimated at 47%. The etiology of penile carcinomas is likely to be heterogeneous, co-existing both HPV related and HPV-independent pathways. Based on cervical cancer studies, penile cancer could also arise from initial HPV infection which persists over time, causing genetics alterations within the infected penile epithelium, leading to the cancer development. However, the molecular mechanisms underneath HPV-induced penile cancer remain to be completely understood (reviewed in Miralles-Guri et al., 2009).

Molecular biology techniques with different sensitivity and specificity have facilitated the characterization of the entire HPV genome, where different functional regions are identified, as a profile of their gene expression. The techniques of Southern blotting and i*n situ*  hybridization have been used extensively in the past to identify viral sequences in tissues. Additionally, polymerase chain reaction (PCR) and its variants have been recognized as the most appropriate method to identify and type HPV genomes because of its higher

The most studies in penile cancer use PCR consensus primers for HPV DNA detection, such GP5+/6 and My9/11. However, a small set of PCR studies included the SPF10 primers to identify HPV genomes. Almost all studies used previously stored formalin-fixed and paraffin-embedded samples (Table 1). However, sample preparation and fixation lead to DNA degradation, decreasing PCR efficiency and reducing the size of amplifiable DNA

When using PCR as a strategy to identify viral genome, false-negative results may occur due to variations of the primer binding sites on target DNA, which in turn would lead to lower amplification signals of some HPV genotypes. Because of this problem, the PCR method may not detect all HPV genotypes present in the sample. Recently, studies involving

Hausen for his discovery of HPV causing cervical cancer (Ghittoni et al., 2010).

tissue (Humbey et al., 2003).

**2.3 High risk HPV-associated penile cancer** 

sensitivity and specificity (Campisi et al., 2007).

(Miralles-Guri et al., 2009).

genotyping of HPV with genotype-specific oligonucleotides and DNA microarray analysis have been reported. A novel DNA biochip is described based on a plastic substrate, onto which small polymer droplets and single-stranded DNA are printed in the form of microarrays. After DNA isolation, PCR and biochip read-outs were compared, the chip allowed for genotyping of the most common virus strains, which, according to current prevalence studies, cover 85–95% of all infections. Following the biochip approach, as little as 10 virus copies can be detected within a short exposure time. Even using paraffinembedded material and 104 copies per PCR are sufficient to allow rapid and reliable HPV genotyping (Brandstetter et al., 2010). The biochip technique has become more successful for early cervical and non-cervical cancer diagnosis and might become the methodology of choice for HPV detection in the near future.

As HPV E6 and E7 expression is necessary for the induction and the maintenance of the transformed phenotype, HPV-associated tumors are valuable tools to investigate important aspects of human carcinogenesis. Molecular evidence for a causal association includes the presence of HPV genomes in tumor cells, integration and specificity of HPV genomes, high HPV viral load in tumors, and elevated and constitutive expression of E6 and E7 oncogenes in tumor cells (Chaturvedi, 2010). Presence of HPV was found to be a risk factor for penile SCCs (Rubin et al., 2001; Gregoire et al., 1995). Several molecular techniques with different sensitivity and specificity have been used for HPV detection and genotyping among the different epidemiological studies. Considering that the incidence of penile and cervical cancers is high in the same geographical areas, it is reasonable to assume that both types of cancer share the same etiological factors. However, less than half of penile cancers are related to HPV infection (Gross & Pfister, 2004; Rubin et al., 2001) whereas the virus is found in almost all cervical SCCs (Chaux et al., 2010).

Additionally, studies have reported a heterogeneous prevalence of high risk HPV types, suggesting that only a subset of cases can be attributed to viral infection (See table 1). In the two recent studies of the HPV type distribution in penile carcinoma, a global HPV prevalence was found to be approximately 46.9% and 47,9%, (Backes et al., 2009; Miralles-Guri et al., 2009). About half of the penile tumors were associated with HPV 16 (64.07%) and 18 (9.70%) with little presence of other genotypes, 45 (1.45%), 33 (0.97%) and 31 (0.36%), respectively. As expected, the literature confirmed a higher prevalence of HPV 16 and 18 in penile tumors (73.78%). This finding was in agreement across of all 36 studies presented in table 1.

Virtually all of the studies in Table 1 used PCR to detect HPV DNA, a method slightly more sensitive than southern blotting and *in situ* hybridization. The higher the sensitivity of the method used, the more likely the prevalence of HPV is closer to the real prevalence associated with penile cancer. The relatively wide range of HPV prevalence in penile tumors in the published literature confirms that in addition to geographic differences. The greatest percentage of studies used PCR consensus primers for HPV DNA detection, such as GP5+/6+ and MY09/11.

In the study of Gregoire et al. (1995), HPV DNA was detected in 26 (22.2%) of 117 specimens. In 23 (88.5%) of the 26 HPV-positive specimens, only HPV type 16 was identified. HPV DNA was frequently associated with SCC in areas showing basaloid and/or warty changes virus DNA was more often associated with high-grade tumors (p=0.0278) exhibiting aggressive growth (p=0.0382) localized to the penile glans (p=0.0324). Stepwise

The Impact of Human Papillomavirus on Cancer Risk in Penile Cancer 333

Liegl et al. 2004 Austria FFPE PCR TS 5 5 5 0 0 0 0

My9/11

Daling et al. 2005 USA FFPE My9/11 94 75 65 0 0 0 0 Salazar et al. 2005 Mexico FFPE PCR TS 16 46 28 28 0 0 0 0

> PCR My9/11 GP5+/6+

Dorfman et al. 2006 Venezuela FFPE My9/11 5 5 0 0 0 0 0 Senba et al. 2006 Thailand FFPE PCR SPF 65 53 1 36 0 0 0

> PCR TS 6/11/16/1 8

PCR My9/11 GP5+/6+

PCR GP5+/6+ TS

Prowse et al. 2008 UK FFPE PCR SPF 26 14 11 0 0 0 0

PCR My9/11 GP5+/6+

lands FFPE - 83 46 24 3 0 1 2

Total 1655 824 528 80 3 8 12

**16** 

PCR TS 16 10 1 0 0 1 0

GP5+/6+ 171 50 38 3 0 2 3

GP5+/6+ 24 11 11 0 0 0 0

RFLP 25 3 3 0 0 0 0

My9/11 80 58 12 1 2 2 2

**HPV 18** 

11 8 5 2 0 0 0

18 4 3 0 0 0 0

49 38 32 4 0 0 0

37 25 24 0 0 0 0

78 40 36 0 0 0 0

**HPV 31** 

**HPV 33** 

**HPV 45** 

**Author Year Country Sample Method Cases HPV HPV** 

/PE

lands FFPE PCR

Nascimento et al. 2004 Brazil Fresh

Gentile et al. 2006 Italy FFPE

Protzel et al. 2007 Germany FFPE

Pascual et al. 2007 Spain FFPE

Guerrero et al. 2008 Spain FFPE PCR

Yanagawa et al. 2008 Japan FFPE PCR -

Scheiner et al. 2008 Brazil frozen PCR

/Italy FFPE

PCR-RFLP= polymerase chain reaction – restriction fragment length polymorphism

Table 1. Prevalence for HPV in 36 studies (n=1.644) Adapted from Backes et al., 2009;

The objective of the Senba et al. (2006) study was to determine the relation between penile cancer and the prevalence of HPV genotypes in northern Thailand. Eighty-eight specimens of penile tissue (65 malignant, 1 pre-malignant, and 22 benign cases) were examined to determine the association of HPV infection. HPV DNA was detected in 81.5% of cases of penile cancer using PCR. The high-risk HPV16, most commonly associated with penile

Madsen et al. 2008 Denmark -

Tornesello et al. 2008 Uganda

FFPE= formalin-fixed paraffin- embedded PCR TS= polymerase chain reaction type specific

PE=paraffin-embedded

Miralles-Guri et al., 2009.

Heidman et al. 2007 Nerther-

Lont et al. 2006 Nerther-

logistic regression analysis revealed that only tumor histopathology was a significant predictor of an HPV association. Heidman et al. (2007) detecetd HPV DNA in 46 of 83 (55%) and HPV16 was the predominant type, appearing in 24 (52%) of 46 of penile SCCs. In a case control study in Denmark, of the 37 penile SCC patients whose tumor tissues were PCRexamined for the presence of HPV DNA, 24 (65%) were high-risk HPV positive, and 1 (3%) was positive to a low-risk HPV type (HPV 6) [Madsen et al., 2008].


Human Papillomavirus and Related Diseases 332 – From Bench to Bedside – A Clinical Perspective

logistic regression analysis revealed that only tumor histopathology was a significant predictor of an HPV association. Heidman et al. (2007) detecetd HPV DNA in 46 of 83 (55%) and HPV16 was the predominant type, appearing in 24 (52%) of 46 of penile SCCs. In a case control study in Denmark, of the 37 penile SCC patients whose tumor tissues were PCRexamined for the presence of HPV DNA, 24 (65%) were high-risk HPV positive, and 1 (3%)

Kiyabu et al. 1989 USA PE PCR TS 5 2 2 0 0 0 0

PCR TS 6/11/16/1 8

PCR My9/11 TS 16/18

PCR TS 6/11/16/1 8 SB

Nasca et al. 1999 Italy FFPE PCR TS 4 3 2 0 0 0 0 Poblet et al. 1999 Spain FFPE PCR TS 2 2 2 0 0 0 0

> PCR My9/11 TS 16/18

Bezzera et al. 2001 Brazil FFPE PCR TS 82 25 13 4 0 0 1

PCR GP5+/6+ TS

**16** 

Blot (SB) 18 8 0 7 0 0 0

6/11/16 30 23 15 0 0 0 0

16/18 / SB 29 9 8 1 0 0 0

16/18 111 70 68 2 0 0 0

16/18 41 6 2 2 0 0 0

/PE PCR TS 13 7 4 0 1 2 0

/Paraguay FFPE PCR TS 11 0 0 0 0 0 0

Paraguay FFPE PCR SPF 142 60 36 2 0 0 4

**HPV 18** 

12 9 9 0 0 0 0

45 23 17 2 0 0 0

117 26 23 0 0 0 0

50 28 16 3 0 0 0

17 6 3 0 0 0 0

GP5+/6+ 38 27 6 8 0 0 0

PCR TS 55 17 3 0 0 0 0

**HPV 31** 

**HPV 33** 

**HPV 45** 

was positive to a low-risk HPV type (HPV 6) [Madsen et al., 2008].

Villa & Lopes 1986 Brazil Frozen Southern

Varma et al. 1991 USA PE PCR TS

Wiener et al. 1992 USA FFPE PCR TS

Iwasawa et al. 1993 Japan FFPE PCR TS

Chan et al. 1994 China PWE PCR TS

Paraguay FFPE

Sarkar et al. 1992 USA FFPE

Suzuki et al. 1994 Japan Fresh

Cupp et al. 1995 USA FFPE

Levi et al. 1998 Brazil Frozen

Picconi et al. 2000 Argentina FFPE PCR

Gil et al. 2001 Brazil FFPE My9/11

Gregoire et al. 1995 USA/

Cubilla et al. 1998 USA

Rubin et al. 2001 USA/

Perceau et al. 2003 France FFPE

**Author Year Country Sample Method Cases HPV HPV** 


PE=paraffin-embedded

FFPE= formalin-fixed paraffin- embedded

PCR TS= polymerase chain reaction type specific

PCR-RFLP= polymerase chain reaction – restriction fragment length polymorphism

Table 1. Prevalence for HPV in 36 studies (n=1.644) Adapted from Backes et al., 2009; Miralles-Guri et al., 2009.

The objective of the Senba et al. (2006) study was to determine the relation between penile cancer and the prevalence of HPV genotypes in northern Thailand. Eighty-eight specimens of penile tissue (65 malignant, 1 pre-malignant, and 22 benign cases) were examined to determine the association of HPV infection. HPV DNA was detected in 81.5% of cases of penile cancer using PCR. The high-risk HPV16, most commonly associated with penile

The Impact of Human Papillomavirus on Cancer Risk in Penile Cancer 335

which persists over time and causes genetic alterations, leading to an interference of the cell division cycle and apoptosis. The International Agency for Research on Cancer (IARC) has concluded that there is sufficient evidence to classify HPV infection as a Group I carcinogen for cancers of the cervix, anus, oropharynx, penis, vagina, and vulva (IARC, 2007). However, epidemiologic and molecular data in support of a causal association are currently sparse and do not extend beyond detection of HPV genomes in tumor cells in these cancers

The most serious consequences of genital HPV infections in women are high-grade squamous intraepithelial lesions, which can progress to invasive cervical cancer (IARC, 2007). Numerous studies have investigated the potential risk factors for HPV among heterosexual men, men who have sex with men (MSM), and men with HIV/AIDS. Universal HPV risk factors described have included the number of lifetime sex partners, frequency of condom use, race/ethnicity, educational level, presence of a concomitant sexually transmitted infections (STIs) [especially HIV/AIDS infection], and a positive

High-risk male populations, most notably MSM and HIV/AIDS-infected males, as a community, characteristically have a lifestyle that may incorporate psychosocial, physical, and sexual practices that place them at greater risk for STIs such as HPV infections. This population falls increasingly vulnerable to HPV-associated cancers because of frequent high-risk behaviors, increased likelihood of concomitant infections, and a current lack of male cancer screening guidelines (Kreuter et al., 2009). However, studies have shown that uncircumcised men have an additional anatomical risk factor as there is a lower incidence of HPV infection and HPV-associated penile cancer in circumcised men, especially in those

Studies have demonstrated that HPV infection in the penis is highly prevalent among heterosexual men who are seronegative for HIV, with rates ranging from 52% to 72% (Giuliano et al., 2008; Silva et al., 2011). In a recent longitudinal study to assess the persistence and clearance of HPV DNA from the penis of men infected and non-infected with HIV, the results demonstrated 66% of men without HIV infection presented with some type of HPV. The vast majority of such infections are transient, and virus elimination occurs

The quadrivalent HPV vaccine was licensed in 2006 for use in women aged 9 to 26 to prevent infection with HPV serotypes (6, 11, 16 and 18) to prevent HPV related cervical cancer. The immunization protocol covers the most prevalent HPV serotypes (Garland et al., 2007). In 2009, the vaccine approval was extended to boys and men aged 9 to 26 based on prevention of infection with serotypes 6 and 11, and subsequent prevention of genital warts. In 2010, the vaccine received an additional indication for prevention of anal cancer in men and women. However, given multiple etiologies and the low incidence of penile cancer, vaccination also will likely provide marginal benefit on a population level. Nevertheless, the vaccine should decrease penile cancer caused by HPV 16 and 18, which are the most common subtypes associated with penile carcinomas. Vaccination is likely to have a more substantial benefit for benign HPV-related diseases of the penis, such as condyloma

acuminata, which are far more common in any population (Barroso et al., 2011).

men who were circumcised at a younger age (Castellsague et al.,2002).

rapidly in immunocompetent individuals (Silva et al., 2011)

(Chaturvedi et al. 2010).

history of tobacco use.

cancer in previous reports, was found in only one case in this study. The most prevalent genotype was the high-risk HPV-18, found in 55.4% of the cases (32.3% single and 23.1% multiple infection) followed by the low-risk HPV-6, found in 43.1% of the cases (24.6% single and 18.5% multiple infection). In this study, penile cancer was found to be highly correlated with HPV DNA.

Several studies have confirmed a predominance of penile cancer in the North and Northeast of Brazil which are regions with lower human development indexes (Favorito et al., 2008; Koifman et al., 2011; Reis et al., 2010a). Scheiner et al. (2008) in Rio de Janeiro, Brazil found that HPV infection may have contributed to malignant transformation in a large proportion of their penile cancer cases but only inguinal metastasis was a prognostic factor impacting survival of those patients. In another Brazilian study the patients having HPV type-16 in their tumors were submitted to major surgical procedures to remove the primary tumor (p=0.04). The relative risk of death for patients with HPV type-16 was 7.59 times greater than that for the virus negative group. Also, patients presenting HPV type 16 in the tumor presented a lower tendency for survival (without statistical significance). Coilocitosis was detected in 12 patients, presenting a significant correlation with the presence of HPV type-16 (p=0.026). The authors concluded the infection by HPV was strongly associated with penile epidermoid carcinoma (30.9%). The presence of HPV type-16 in the tumors was associated with increased tumor-related mortality. No HPV 18 was detected in their samples (Gil et al., 2001). The presence of genomic DNA of HPV 16 and 18 in penile cancers identified by Southern blotting (Villa & Lopes, 1986) and polymerase chain reaction (PCR) (Bezerra et al., 2001) assays also in Brazil.

In a case control study to analyze the genetic susceptibility involving *TP53* polymorphism, 78 penile SCC biopsies (n= 17 from Uganda, n= 61 from Italy) and blood samples from 150 healthy controls (n = 57 from Uganda, n = 93 from Italy) were collected. Among Uganda cases the heterozygous, proline homozygous and arginine homozygous genotype frequency was 41.2%, 52.9% and 5.9%, respectively, and among controls was 40.3%, 54.4%, and 5.3%, respectively (P = 0.9917). Conversely, among Italian cases genotype distribution was 42.6%, 4.9%, and 52.5%, and among controls was 34.4%, 7.5%, and 58.1%, respectively (p=0.5343). No significant differences in arginine and proline allele distribution were observed when the cases were stratified by HPV status. Therefore, no evidence of association between homozygosity for p53 arginine and HPV-related or HPV-unrelated penile squamous cell carcinoma was observed among Ugandan or among Italian populations (Tornesello et al., 2008).

Poblet et al. (1999) described two cases of penile SCC in HIV-positive patients with distinctive clinicopathologic characteristics. The tumors appeared in patients infected with HIV and were located in the glans of the penis. Histologically, the tumors were welldifferentiated, infiltrating, penile SCC. The entire spectrum from benign condyloma to infiltrative SCC was present in the two patients. The reported cases suggest a synergic interaction of HPV and HIV in the carcinogenic process of some penile carcinoma. In fact, the immune system efficiency is a key to control HPV replication, which was evident in the increased incidence of lesions caused by HPV and recurrent infections in the group seropositive for HIV. However, the cellular and molecular mechanisms responsible for protection from and elimination of HPV infection are not fully established (Silva et al., 2011). Based on cervical cancer studies, penile cancer could also arise from an initial HPV infection Human Papillomavirus and Related Diseases 334 – From Bench to Bedside – A Clinical Perspective

cancer in previous reports, was found in only one case in this study. The most prevalent genotype was the high-risk HPV-18, found in 55.4% of the cases (32.3% single and 23.1% multiple infection) followed by the low-risk HPV-6, found in 43.1% of the cases (24.6% single and 18.5% multiple infection). In this study, penile cancer was found to be highly

Several studies have confirmed a predominance of penile cancer in the North and Northeast of Brazil which are regions with lower human development indexes (Favorito et al., 2008; Koifman et al., 2011; Reis et al., 2010a). Scheiner et al. (2008) in Rio de Janeiro, Brazil found that HPV infection may have contributed to malignant transformation in a large proportion of their penile cancer cases but only inguinal metastasis was a prognostic factor impacting survival of those patients. In another Brazilian study the patients having HPV type-16 in their tumors were submitted to major surgical procedures to remove the primary tumor (p=0.04). The relative risk of death for patients with HPV type-16 was 7.59 times greater than that for the virus negative group. Also, patients presenting HPV type 16 in the tumor presented a lower tendency for survival (without statistical significance). Coilocitosis was detected in 12 patients, presenting a significant correlation with the presence of HPV type-16 (p=0.026). The authors concluded the infection by HPV was strongly associated with penile epidermoid carcinoma (30.9%). The presence of HPV type-16 in the tumors was associated with increased tumor-related mortality. No HPV 18 was detected in their samples (Gil et al., 2001). The presence of genomic DNA of HPV 16 and 18 in penile cancers identified by Southern blotting (Villa & Lopes, 1986) and polymerase chain reaction (PCR) (Bezerra et al.,

In a case control study to analyze the genetic susceptibility involving *TP53* polymorphism, 78 penile SCC biopsies (n= 17 from Uganda, n= 61 from Italy) and blood samples from 150 healthy controls (n = 57 from Uganda, n = 93 from Italy) were collected. Among Uganda cases the heterozygous, proline homozygous and arginine homozygous genotype frequency was 41.2%, 52.9% and 5.9%, respectively, and among controls was 40.3%, 54.4%, and 5.3%, respectively (P = 0.9917). Conversely, among Italian cases genotype distribution was 42.6%, 4.9%, and 52.5%, and among controls was 34.4%, 7.5%, and 58.1%, respectively (p=0.5343). No significant differences in arginine and proline allele distribution were observed when the cases were stratified by HPV status. Therefore, no evidence of association between homozygosity for p53 arginine and HPV-related or HPV-unrelated penile squamous cell carcinoma was observed among Ugandan or among Italian populations (Tornesello et al.,

Poblet et al. (1999) described two cases of penile SCC in HIV-positive patients with distinctive clinicopathologic characteristics. The tumors appeared in patients infected with HIV and were located in the glans of the penis. Histologically, the tumors were welldifferentiated, infiltrating, penile SCC. The entire spectrum from benign condyloma to infiltrative SCC was present in the two patients. The reported cases suggest a synergic interaction of HPV and HIV in the carcinogenic process of some penile carcinoma. In fact, the immune system efficiency is a key to control HPV replication, which was evident in the increased incidence of lesions caused by HPV and recurrent infections in the group seropositive for HIV. However, the cellular and molecular mechanisms responsible for protection from and elimination of HPV infection are not fully established (Silva et al., 2011). Based on cervical cancer studies, penile cancer could also arise from an initial HPV infection

correlated with HPV DNA.

2001) assays also in Brazil.

2008).

which persists over time and causes genetic alterations, leading to an interference of the cell division cycle and apoptosis. The International Agency for Research on Cancer (IARC) has concluded that there is sufficient evidence to classify HPV infection as a Group I carcinogen for cancers of the cervix, anus, oropharynx, penis, vagina, and vulva (IARC, 2007). However, epidemiologic and molecular data in support of a causal association are currently sparse and do not extend beyond detection of HPV genomes in tumor cells in these cancers (Chaturvedi et al. 2010).

The most serious consequences of genital HPV infections in women are high-grade squamous intraepithelial lesions, which can progress to invasive cervical cancer (IARC, 2007). Numerous studies have investigated the potential risk factors for HPV among heterosexual men, men who have sex with men (MSM), and men with HIV/AIDS. Universal HPV risk factors described have included the number of lifetime sex partners, frequency of condom use, race/ethnicity, educational level, presence of a concomitant sexually transmitted infections (STIs) [especially HIV/AIDS infection], and a positive history of tobacco use.

High-risk male populations, most notably MSM and HIV/AIDS-infected males, as a community, characteristically have a lifestyle that may incorporate psychosocial, physical, and sexual practices that place them at greater risk for STIs such as HPV infections. This population falls increasingly vulnerable to HPV-associated cancers because of frequent high-risk behaviors, increased likelihood of concomitant infections, and a current lack of male cancer screening guidelines (Kreuter et al., 2009). However, studies have shown that uncircumcised men have an additional anatomical risk factor as there is a lower incidence of HPV infection and HPV-associated penile cancer in circumcised men, especially in those men who were circumcised at a younger age (Castellsague et al.,2002).

Studies have demonstrated that HPV infection in the penis is highly prevalent among heterosexual men who are seronegative for HIV, with rates ranging from 52% to 72% (Giuliano et al., 2008; Silva et al., 2011). In a recent longitudinal study to assess the persistence and clearance of HPV DNA from the penis of men infected and non-infected with HIV, the results demonstrated 66% of men without HIV infection presented with some type of HPV. The vast majority of such infections are transient, and virus elimination occurs rapidly in immunocompetent individuals (Silva et al., 2011)

The quadrivalent HPV vaccine was licensed in 2006 for use in women aged 9 to 26 to prevent infection with HPV serotypes (6, 11, 16 and 18) to prevent HPV related cervical cancer. The immunization protocol covers the most prevalent HPV serotypes (Garland et al., 2007). In 2009, the vaccine approval was extended to boys and men aged 9 to 26 based on prevention of infection with serotypes 6 and 11, and subsequent prevention of genital warts. In 2010, the vaccine received an additional indication for prevention of anal cancer in men and women. However, given multiple etiologies and the low incidence of penile cancer, vaccination also will likely provide marginal benefit on a population level. Nevertheless, the vaccine should decrease penile cancer caused by HPV 16 and 18, which are the most common subtypes associated with penile carcinomas. Vaccination is likely to have a more substantial benefit for benign HPV-related diseases of the penis, such as condyloma acuminata, which are far more common in any population (Barroso et al., 2011).

The Impact of Human Papillomavirus on Cancer Risk in Penile Cancer 337

Some studies have demonstrated a strong association between lifetime number of sexual partners and genital HPV acquisition. The acquisition of new sexual partners continues throughout all age groups. In addition, studies have shown consistently that the risk of cervical cancer can be predicted as much by a woman's own sexual behaviour as by the sexual behaviour of her husband/partner. The presence of HPV DNA in the penis and urethra of her sexual partner(s) is directly related to her HPV carrier status and, therefore,

Jasen & Shaw (2004) presented three major issues to be resolved in order to take full advantage of the promise of HPV vaccines. First, the global infrastructure must be reinforced to accommodate the logistics of delivery of a new vaccine to a, perhaps, non pediatric population. This is a rather tall order, and in practice, this may become a pediatric vaccine in developing countries even if the developed world makes a different choice. There are no adolescent vaccination programs in most parts of the world. The World Health Organization's Expanded Program for Immunization delivers the "basic six" vaccines (diphtheria, tetanus, pertussis, polio, measles and BCG) to a large fraction of the world's birth cohort. If effective immunity could be shown to last into adulthood, then pediatric administration may be the easier solution for developing countries. Second, the capacity for producing HPV vaccines on a global scale must be created. The "chicken-and-egg" aspect of this problem might not be as obvious to those outside the vaccine industry. In order to justify the capital and other ancillary investments necessary to create manufacturing capacity approximately ten times greater than one might normally contemplate, there must be some reasonable assurance of a market for the product. This is tightly linked to the third issue, funding. In most of the world, vaccines are paid for by governmental or international donor agencies. Until recently, the vaccines provided through such funding mechanisms

her increased risk of developing cervical cancer (Castellsague et al., 2009).

have been "traditional" vaccines such as the "basic six" mentioned above.

(Jansen & Shaw, 2004).

To deliver an HPV vaccine for cervical cancer to the women in greatest need, many of whom live in the very poorest countries around the world, one can only hope that industry, governments, and donor organizations will make similar efforts and alliances to guarantee the proper deliver of the vaccines for those who truly need them. Clinical studies to date have focused on women because they suffer most from the pathology of HPV infection. Men, however, are considered important vectors in the chain of HPV infection and dissemination. With the notable exception of penile warts and some cases of penile and anal cancer, there is little obvious pathology associated with HPV in heterosexual males, making HPV very difficult to be detected in that population. This is partly because of the lack (until recently) of an acceptable method of sampling. MSM how practice anal intercourse are subjected to development of anal intraepithelial neoplasia. The anal epithelium has a transition zone similar to that of the cervix, and this is the most frequent site of HPV infection in this group. Since vaccines work best when given to large proportions of the population, vaccination trials to show some efficacy in men are also being considered

As a consequence of the recent licensing of the quadrivalent and the bivalent HPV vaccines, important questions have emerged regarding investment policies for vaccination programs. The decision for an individual country, such as Brazil, over others developing countries, to introduce a new public health intervention must take into consideration multiple factors. These include the disease burden, effectiveness of the intervention, the financial costs

When considering the impact of a vaccine on cancer incidence, it is useful to consider the past experience with Hepatitis B virus (HBV) (Franceschi et al., 2002). Like HPV, HBV is the cause of cancer, specifically hepatocellular carcinoma – in chronically infected individuals. Unlike HPV, however, HBV is also associated with acute disease at the time of infection and substantial morbidity and mortality from causes other than cancer (Plummer & Franceschi, 2002). In the case of HPV vaccination, it is likely that secular trends in cervical cancer incidence or mortality will provide convincing evidence of its effectiveness. Thus, a decline in the incidence and in the mortality rates from cervical and non-cervical cancers is expected in many populations after the introduction of screening and immunization programs.

### **2.4 Prevention for penile cancer**

Two HPV vaccines were developed, a quadrivalent vaccine that provides protection against HPV types 6, 11, 16, and 18 and a bivalent vaccine that protects against HPV types 16 and 18. The quadrivalent and bivalent vaccine were approved by the U.S. Food and Drug Administration (FDA) for the prevention of HPV associated cervical cancer, adenocarcinoma *in situ*, cervical intraepithelial neoplasia (CIN) grades 1–3, vulvar intraepithelial neoplasia, vaginal intraepithelial neoplasia grades 2/3, vaginal cancer, vulvar cancer, and genital warts in women aged 9–26 years (Chaturvadi et al., 2010). The quadrivalent Gardasil™ (Merck and Co. Inc - Whitehouse Station, NJ) vaccine is currently approved for sale in 85 countries. Cervarix®, the HPV vaccine produced by GlaxoSmith Kline, has been approved in the European Union, Australia, and Kenya, with applications pending elsewhere (Agosti and Goldie, 2007). According to the researchers, the vaccine was 89% effective in preventing infection with HPV types 16 and 18, and 100% effective in preventing the diseases associated with these types (Chaturvadi et al., 2010).

The L1 virus-like particles (VLP) for specific HPV types is a highly efficacious vaccine antigen in humans. Clinical trials of multivalent L1 VLP vaccines intended to be disseminated in public health programs have shown safety, immunogenicity, and high efficacy (Bosch & Harper, 2006). Studies have shown that serologic diagnosis of HPV infection using genetically engineered HPV capsids (VLPs) correlates well with HPV DNA presence in cervical smears. The L1 VLP vaccines are unlikely to be effective as a treatment of women currently positive for a persistent HPV infection of the same type. Because the vaccines are prophylactic and not therapeutic, vaccination is not effective in clearing either established infections or pre-existing disease. Although the duration of protection is as yet unknown, current data indicated that both vaccines are immunogenic and efficacious for up to 4 years after vaccination (Chaturvadi et al., 2010). The antibodies produced recognized type-specific conformational epitopes present on VLPs, particularly against the viral capsid protein L1 and the humoral response against HPV, i.e., the production of IgG, is stable over time (Chatuverti et al., 2010; Villa, 2006). Both the quadrivalent and the bivalent prophylactic vaccines have demonstrated high efficacy (90%–98%) against persistent HPV infection and vaccine type–related CIN 2 or above (Paavonen et al., 2007). Additionally, both vaccines are safe and immunogenic among adolescent males aged 10–18 years and 9–15 years, respectively. The quadrivalent vaccine has demonstrated high efficacy in preventing persistent HPV infection (85.6%), external genital lesions (90.4%), condyloma (89.4%), and PIN (100%) among adolescent boys and young men aged 16 to 26 years (Chaturvadi et al., 2010).

Human Papillomavirus and Related Diseases 336 – From Bench to Bedside – A Clinical Perspective

When considering the impact of a vaccine on cancer incidence, it is useful to consider the past experience with Hepatitis B virus (HBV) (Franceschi et al., 2002). Like HPV, HBV is the cause of cancer, specifically hepatocellular carcinoma – in chronically infected individuals. Unlike HPV, however, HBV is also associated with acute disease at the time of infection and substantial morbidity and mortality from causes other than cancer (Plummer & Franceschi, 2002). In the case of HPV vaccination, it is likely that secular trends in cervical cancer incidence or mortality will provide convincing evidence of its effectiveness. Thus, a decline in the incidence and in the mortality rates from cervical and non-cervical cancers is expected in many populations after the introduction of screening and immunization programs.

Two HPV vaccines were developed, a quadrivalent vaccine that provides protection against HPV types 6, 11, 16, and 18 and a bivalent vaccine that protects against HPV types 16 and 18. The quadrivalent and bivalent vaccine were approved by the U.S. Food and Drug Administration (FDA) for the prevention of HPV associated cervical cancer, adenocarcinoma *in situ*, cervical intraepithelial neoplasia (CIN) grades 1–3, vulvar intraepithelial neoplasia, vaginal intraepithelial neoplasia grades 2/3, vaginal cancer, vulvar cancer, and genital warts in women aged 9–26 years (Chaturvadi et al., 2010). The quadrivalent Gardasil™ (Merck and Co. Inc - Whitehouse Station, NJ) vaccine is currently approved for sale in 85 countries. Cervarix®, the HPV vaccine produced by GlaxoSmith Kline, has been approved in the European Union, Australia, and Kenya, with applications pending elsewhere (Agosti and Goldie, 2007). According to the researchers, the vaccine was 89% effective in preventing infection with HPV types 16 and 18, and 100% effective in

The L1 virus-like particles (VLP) for specific HPV types is a highly efficacious vaccine antigen in humans. Clinical trials of multivalent L1 VLP vaccines intended to be disseminated in public health programs have shown safety, immunogenicity, and high efficacy (Bosch & Harper, 2006). Studies have shown that serologic diagnosis of HPV infection using genetically engineered HPV capsids (VLPs) correlates well with HPV DNA presence in cervical smears. The L1 VLP vaccines are unlikely to be effective as a treatment of women currently positive for a persistent HPV infection of the same type. Because the vaccines are prophylactic and not therapeutic, vaccination is not effective in clearing either established infections or pre-existing disease. Although the duration of protection is as yet unknown, current data indicated that both vaccines are immunogenic and efficacious for up to 4 years after vaccination (Chaturvadi et al., 2010). The antibodies produced recognized type-specific conformational epitopes present on VLPs, particularly against the viral capsid protein L1 and the humoral response against HPV, i.e., the production of IgG, is stable over time (Chatuverti et al., 2010; Villa, 2006). Both the quadrivalent and the bivalent prophylactic vaccines have demonstrated high efficacy (90%–98%) against persistent HPV infection and vaccine type–related CIN 2 or above (Paavonen et al., 2007). Additionally, both vaccines are safe and immunogenic among adolescent males aged 10–18 years and 9–15 years, respectively. The quadrivalent vaccine has demonstrated high efficacy in preventing persistent HPV infection (85.6%), external genital lesions (90.4%), condyloma (89.4%), and PIN (100%) among adolescent boys and young men aged 16 to 26 years (Chaturvadi et al.,

preventing the diseases associated with these types (Chaturvadi et al., 2010).

**2.4 Prevention for penile cancer** 

2010).

Some studies have demonstrated a strong association between lifetime number of sexual partners and genital HPV acquisition. The acquisition of new sexual partners continues throughout all age groups. In addition, studies have shown consistently that the risk of cervical cancer can be predicted as much by a woman's own sexual behaviour as by the sexual behaviour of her husband/partner. The presence of HPV DNA in the penis and urethra of her sexual partner(s) is directly related to her HPV carrier status and, therefore, her increased risk of developing cervical cancer (Castellsague et al., 2009).

Jasen & Shaw (2004) presented three major issues to be resolved in order to take full advantage of the promise of HPV vaccines. First, the global infrastructure must be reinforced to accommodate the logistics of delivery of a new vaccine to a, perhaps, non pediatric population. This is a rather tall order, and in practice, this may become a pediatric vaccine in developing countries even if the developed world makes a different choice. There are no adolescent vaccination programs in most parts of the world. The World Health Organization's Expanded Program for Immunization delivers the "basic six" vaccines (diphtheria, tetanus, pertussis, polio, measles and BCG) to a large fraction of the world's birth cohort. If effective immunity could be shown to last into adulthood, then pediatric administration may be the easier solution for developing countries. Second, the capacity for producing HPV vaccines on a global scale must be created. The "chicken-and-egg" aspect of this problem might not be as obvious to those outside the vaccine industry. In order to justify the capital and other ancillary investments necessary to create manufacturing capacity approximately ten times greater than one might normally contemplate, there must be some reasonable assurance of a market for the product. This is tightly linked to the third issue, funding. In most of the world, vaccines are paid for by governmental or international donor agencies. Until recently, the vaccines provided through such funding mechanisms have been "traditional" vaccines such as the "basic six" mentioned above.

To deliver an HPV vaccine for cervical cancer to the women in greatest need, many of whom live in the very poorest countries around the world, one can only hope that industry, governments, and donor organizations will make similar efforts and alliances to guarantee the proper deliver of the vaccines for those who truly need them. Clinical studies to date have focused on women because they suffer most from the pathology of HPV infection. Men, however, are considered important vectors in the chain of HPV infection and dissemination. With the notable exception of penile warts and some cases of penile and anal cancer, there is little obvious pathology associated with HPV in heterosexual males, making HPV very difficult to be detected in that population. This is partly because of the lack (until recently) of an acceptable method of sampling. MSM how practice anal intercourse are subjected to development of anal intraepithelial neoplasia. The anal epithelium has a transition zone similar to that of the cervix, and this is the most frequent site of HPV infection in this group. Since vaccines work best when given to large proportions of the population, vaccination trials to show some efficacy in men are also being considered (Jansen & Shaw, 2004).

As a consequence of the recent licensing of the quadrivalent and the bivalent HPV vaccines, important questions have emerged regarding investment policies for vaccination programs. The decision for an individual country, such as Brazil, over others developing countries, to introduce a new public health intervention must take into consideration multiple factors. These include the disease burden, effectiveness of the intervention, the financial costs

The Impact of Human Papillomavirus on Cancer Risk in Penile Cancer 339

Recently, a Brazilian study aimed to evaluate the applicability of an educational booklet that contained information for the general population about promotion and prevention of infections and neoplasic diseases caused by the HPV. The study was arranged in two phases. First, the booklet was given to 2000 volunteers who evaluated the applicability of the booklet without previous education or discussion about the subject. The educational material was published and 2000 copies were distributed during a health social event. In the event, the booklet raised the interest of the general public and gave the volunteers a chance to participate in a study that investigated the presence of the HPV as part of the genital microbiote. In a second phase, a detailed analysis of the data was made and the booklet revealed applicable. The authors concluded that managing and presenting the information beforehand is an important step to promote and improve preventive campaigns and strategies aimed to the population at large regarding HPV infection and its potential role on

Education should not only be considered an extra activity, but an effective action to redirect health promotion practices as a whole. Reis et al. (2010c) suggested that preventive knowledge about the natural history of cervical and non cervical cancers and, including the feasibility of HPV vaccination programs for both sexes, will decrease the incidence of HPV associated cancers and has the potential to be of great significance to health management of

Proper condom use as a primary prevention measure for STI should remain a top priority for health official campaigns. The preventive strategies should keep on focusing primarily on the increase of STI. This knowledge is proven powerful to elicit individual awareness responsible for influencing individual risk perception amongst those sexually active. However, the campaigns must understand that modifying individual risk perception does not effectively translate into changes of preventive behaviors. To reach the public health goal of reducing STI prevalence, barriers to engaging in STI prevention need to be

Penile SCC is a severe and uncommon disease with devastating medical psychological consequences for the patients. The disease is mainly related to poor hygiene, sexual history, and smoking. Male circumcision has been used as a preventive measure for sexually transmitted infection with positive impact on the reduction of penile cancer incidence rates when neonatally performed. Penile cancer development is facilitated by phimosis. In general, penile SCC imposes an increase in the relative risk of invasive disease compared to an *in situ* cancer. The understanding of the natural history of penile cancer is fundamental to promote effective preventive strategies. Globalization and promiscuity are expected to be the major causes leading to the increase of penile SCC incidence. The oncoproteins of high risk HPV types target cellular pathways promoting cellular transformation and neutralizing the immune response. FDA recently approved and licensed the first vaccine for HPV-6, -11, - 16, and -18 for early prevention in teenagers and young adults. Vaccination is likely to have a more substantial benefit for prevent cervical and non cervical cancers. Novel preventive strategies are important to complement the immunization programs that should always take

educational strategy as an important step on primary prevention.

carcinogenesis (Reis et al., 2010c).

high-risk female and male populations.

addressed, including education strategies.

**3. Conclusion** 

required to initiate and sustain the program, the cost-effectiveness of the intervention, the programmatic capacity and infrastructure necessary to successfully deliver the intervention, and the likelihood of cultural acceptability, political will and public support (Goldie et al., 2007).

The quadrivalent vaccine also dominates the bivalent vaccine as it lacks cross-reactivity against non-16/18 oncogenic HPV types and it also reducces the incidence rates of on genital warts (Dee &Howel, 2010). In a recent study, Malasya (2011) reported for the costeffectiveness analysis, the cost per life year saved vaccine compared to no vaccine, as \$12,866 and \$12,827 for the quadrivalent and the bivalent vaccines, respectively. Comparing the bivalent to the quadrivalent vaccine, the cost-effectiveness ratio (ICER) is \$12,488, showing that the bivalent vaccine saves more lives per cost. However, the cost per Quality-Adjusted Life Years (QALY) saved for the quadrivalent vaccine compared to no vaccine was estimated as \$9,071, while it was \$10,392 for the bivalent vaccine, with the quadrivalent vaccine dominating the bivalent vaccine due to the additional QALY effect on the reduction of genital warts (Lee et al., 2011).

A study also investigated the cost-effectiveness of HPV vaccination in France, using a quadrivalent HPV vaccine. This study compared screening plus vaccination at age 14 years with screening alone. The ICER for the addition of vaccination to screening was €13,809/QALY when considering all direct healthcare costs. This is somewhat higher than the finding of €9,706/QALY for the bivalent vaccine,. Although it should be noted that no study undertook a direct head-to-head comparison of the two products and the results may therefore not be directly comparable (Bergeron et al., 2008).

For a country like Brazil, the clinical benefits of an HPV 16/18 vaccine is likely to be substantial. The most influential factor on cost-effectiveness is the vaccine cost. If the cost per vaccinated woman is less than I\$ 25,00 implying a per dose cost of approximately I\$ 5,00 vaccination is likely to be extremely cost-effective in Brazil. The most effective strategy, within a framework that would still be potentially cost-effective in Brazil, would be vaccination before age 12, followed by screening three times per lifetime between ages 35 and 45. Assuming a coverage rate of 70%, this strategy would be expected to prevent more than 100,000 cases of invasive cervical cancer over a 5-year period. Finally, vaccination strategies we have identified as cost-effective may be unaffordable in low and even middle income countries without international financial aid. The results from the studies carried out in North America and Europe can provide guidance to the global community by helping to identify health investments of highest priority and with the greatest promise and best effectiveness to the population at risk (Goldie et al., 2007).

After a vaccination campaign begun, the population will be a mixture of younger, vaccinated women and older unvaccinated women. The impact of vaccination is not seen in the population as a whole until the vaccinated group dominates in the high-risk age group (Bosch & Harper,2006). Thus, screening programs will be required to complement vaccine programs for many decades, providing the epidemiological means to understand the actual effect of the vaccination on the selected group. On the other hand, educational actions to prevent cervical and non cervical cancers, which are part of basic health actions, should be implemented as a professional commitment to the population's quality of life and a health care quality, emphasizing patients' autonomy in self-care.

Recently, a Brazilian study aimed to evaluate the applicability of an educational booklet that contained information for the general population about promotion and prevention of infections and neoplasic diseases caused by the HPV. The study was arranged in two phases. First, the booklet was given to 2000 volunteers who evaluated the applicability of the booklet without previous education or discussion about the subject. The educational material was published and 2000 copies were distributed during a health social event. In the event, the booklet raised the interest of the general public and gave the volunteers a chance to participate in a study that investigated the presence of the HPV as part of the genital microbiote. In a second phase, a detailed analysis of the data was made and the booklet revealed applicable. The authors concluded that managing and presenting the information beforehand is an important step to promote and improve preventive campaigns and strategies aimed to the population at large regarding HPV infection and its potential role on carcinogenesis (Reis et al., 2010c).

Education should not only be considered an extra activity, but an effective action to redirect health promotion practices as a whole. Reis et al. (2010c) suggested that preventive knowledge about the natural history of cervical and non cervical cancers and, including the feasibility of HPV vaccination programs for both sexes, will decrease the incidence of HPV associated cancers and has the potential to be of great significance to health management of high-risk female and male populations.

Proper condom use as a primary prevention measure for STI should remain a top priority for health official campaigns. The preventive strategies should keep on focusing primarily on the increase of STI. This knowledge is proven powerful to elicit individual awareness responsible for influencing individual risk perception amongst those sexually active. However, the campaigns must understand that modifying individual risk perception does not effectively translate into changes of preventive behaviors. To reach the public health goal of reducing STI prevalence, barriers to engaging in STI prevention need to be addressed, including education strategies.

### **3. Conclusion**

Human Papillomavirus and Related Diseases 338 – From Bench to Bedside – A Clinical Perspective

required to initiate and sustain the program, the cost-effectiveness of the intervention, the programmatic capacity and infrastructure necessary to successfully deliver the intervention, and the likelihood of cultural acceptability, political will and public support (Goldie et al.,

The quadrivalent vaccine also dominates the bivalent vaccine as it lacks cross-reactivity against non-16/18 oncogenic HPV types and it also reducces the incidence rates of on genital warts (Dee &Howel, 2010). In a recent study, Malasya (2011) reported for the costeffectiveness analysis, the cost per life year saved vaccine compared to no vaccine, as \$12,866 and \$12,827 for the quadrivalent and the bivalent vaccines, respectively. Comparing the bivalent to the quadrivalent vaccine, the cost-effectiveness ratio (ICER) is \$12,488, showing that the bivalent vaccine saves more lives per cost. However, the cost per Quality-Adjusted Life Years (QALY) saved for the quadrivalent vaccine compared to no vaccine was estimated as \$9,071, while it was \$10,392 for the bivalent vaccine, with the quadrivalent vaccine dominating the bivalent vaccine due to the additional QALY effect on the reduction

A study also investigated the cost-effectiveness of HPV vaccination in France, using a quadrivalent HPV vaccine. This study compared screening plus vaccination at age 14 years with screening alone. The ICER for the addition of vaccination to screening was €13,809/QALY when considering all direct healthcare costs. This is somewhat higher than the finding of €9,706/QALY for the bivalent vaccine,. Although it should be noted that no study undertook a direct head-to-head comparison of the two products and the results may

For a country like Brazil, the clinical benefits of an HPV 16/18 vaccine is likely to be substantial. The most influential factor on cost-effectiveness is the vaccine cost. If the cost per vaccinated woman is less than I\$ 25,00 implying a per dose cost of approximately I\$ 5,00 vaccination is likely to be extremely cost-effective in Brazil. The most effective strategy, within a framework that would still be potentially cost-effective in Brazil, would be vaccination before age 12, followed by screening three times per lifetime between ages 35 and 45. Assuming a coverage rate of 70%, this strategy would be expected to prevent more than 100,000 cases of invasive cervical cancer over a 5-year period. Finally, vaccination strategies we have identified as cost-effective may be unaffordable in low and even middle income countries without international financial aid. The results from the studies carried out in North America and Europe can provide guidance to the global community by helping to identify health investments of highest priority and with the greatest promise and best

After a vaccination campaign begun, the population will be a mixture of younger, vaccinated women and older unvaccinated women. The impact of vaccination is not seen in the population as a whole until the vaccinated group dominates in the high-risk age group (Bosch & Harper,2006). Thus, screening programs will be required to complement vaccine programs for many decades, providing the epidemiological means to understand the actual effect of the vaccination on the selected group. On the other hand, educational actions to prevent cervical and non cervical cancers, which are part of basic health actions, should be implemented as a professional commitment to the population's quality of life and a health

2007).

of genital warts (Lee et al., 2011).

therefore not be directly comparable (Bergeron et al., 2008).

effectiveness to the population at risk (Goldie et al., 2007).

care quality, emphasizing patients' autonomy in self-care.

Penile SCC is a severe and uncommon disease with devastating medical psychological consequences for the patients. The disease is mainly related to poor hygiene, sexual history, and smoking. Male circumcision has been used as a preventive measure for sexually transmitted infection with positive impact on the reduction of penile cancer incidence rates when neonatally performed. Penile cancer development is facilitated by phimosis. In general, penile SCC imposes an increase in the relative risk of invasive disease compared to an *in situ* cancer. The understanding of the natural history of penile cancer is fundamental to promote effective preventive strategies. Globalization and promiscuity are expected to be the major causes leading to the increase of penile SCC incidence. The oncoproteins of high risk HPV types target cellular pathways promoting cellular transformation and neutralizing the immune response. FDA recently approved and licensed the first vaccine for HPV-6, -11, - 16, and -18 for early prevention in teenagers and young adults. Vaccination is likely to have a more substantial benefit for prevent cervical and non cervical cancers. Novel preventive strategies are important to complement the immunization programs that should always take educational strategy as an important step on primary prevention.

The Impact of Human Papillomavirus on Cancer Risk in Penile Cancer 341

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### **4. Acknowledgment**

This chapter was written by two researchers of the HPV Study Group in Goiânia-GO, Brazil (A.A.S.R. and A.D.C.). The authors thank R. S. Santos, L.P. Barcelos and A.A.P. de Paula for their assistance in the preparation of the chapter and S. Quail for English support.

### **5. References**


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### *Edited by Davy Vanden Broeck*

Cervical cancer is the second most prevalent cancer among women worldwide, and infection with Human Papilloma Virus (HPV) has been identified as the causal agent for this condition. The natural history of cervical cancer is characterized by slow disease progression, rendering the condition, in essence, preventable and even treatable when diagnosed in early stages. Pap smear and the recently introduced prophylactic vaccines are the most prominent prevention options, but despite the availability of these primary and secondary screening tools, the global burden of disease is unfortunately still very high. This book will focus on the clinical aspects of HPV and related disease, highlighting the latest developments in this field.

From Bench to Bedside - A Clinical Perspective

Human Papillomavirus and Related Diseases -

Human Papillomavirus and

Related Diseases

From Bench to Bedside - A Clinical Perspective

*Edited by Davy Vanden Broeck*

Photo by Dr\_Microbe / iStock